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Herndon Lynne

Disclosed activity across 1 company

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22341
SEC CIK
0002007542

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616Chief Credit OfficerSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTERN ALLIANCE BANCORPORATION

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,880 Ending reported balance After 2026-09-15 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-09-15 · Exercise / conversion · Acquired 35 · Balance 1,915

F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Row 2 · 2026-09-15 · Disposition to issuer · Disposed 35 · Balance 1,880

Row 3 · 2026-09-15 · Exercise / conversion · Acquired 22 · Balance 1,902

F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Row 4 · 2026-09-15 · Disposition to issuer · Disposed 22 · Balance 1,880

Row 5 · 2026-09-15 · Exercise / conversion · Acquired 27 · Balance 1,907

F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Row 6 · 2026-09-15 · Disposition to issuer · Disposed 27 · Balance 1,880

Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect157 Reported balance After 2026-09-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-15 · Exercise / conversion · Disposed 35 · Balance 157

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect376 Reported balance After 2026-09-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-15 · Exercise / conversion · Disposed 22 · Balance 376

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

Cash Settled Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect798 Reported balance After 2026-09-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-15 · Exercise / conversion · Disposed 27 · Balance 798

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029

Filing footnotes · ownership attribution and instrument terms

F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.

F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2024 Filed Nov 18, 2024 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000307 · wk-form4_1731964474.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $90.38 $3,163.30
Disclosure

SEC source: 0001212545-24-000307 · wk-form4_1731964474.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:14 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000307 · wk-form4_1731964474.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 21:08 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000288 · wk-form4_1729199299.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 21:08 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $90.88 $3,180.80
Disclosure

SEC source: 0001212545-24-000288 · wk-form4_1729199299.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
October 15, 2024 Filed Oct 17, 2024 21:08 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000288 · wk-form4_1729199299.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:15 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000269 · wk-form4_1726604133.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 997

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:15 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $81.91 $2,866.85
Disclosure

SEC source: 0001212545-24-000269 · wk-form4_1726604133.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
September 15, 2024 Filed Sep 17, 2024 20:15 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000269 · wk-form4_1726604133.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000241 · wk-form4_1724101867.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,032

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $77.03 $2,696.05
Disclosure

SEC source: 0001212545-24-000241 · wk-form4_1724101867.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:11 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000241 · wk-form4_1724101867.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000211 · wk-form4_1721258684.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $69.84 $2,444.40
Disclosure

SEC source: 0001212545-24-000211 · wk-form4_1721258684.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
July 15, 2024 Filed Jul 17, 2024 23:24 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000211 · wk-form4_1721258684.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 21:12 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 GrantRestricted Stock Units · Derivative 2,010 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000186 · wk-form4_1718745138.xml · derivative · entry 4

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010

Underlying: Common Stock · 2,010 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WAL common stock.

F4 · derivative.exercise_date: The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.

F4 · derivative.expiration_date: The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 21:12 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000186 · wk-form4_1718745138.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 21:12 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $58.61 $2,051.35
Disclosure

SEC source: 0001212545-24-000186 · wk-form4_1718745138.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
June 15, 2024 Filed Jun 18, 2024 21:12 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000186 · wk-form4_1718745138.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000164 · wk-form4_1715981155.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $64.79 $2,267.65
Disclosure

SEC source: 0001212545-24-000164 · wk-form4_1715981155.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
May 15, 2024 Filed May 17, 2024 21:26 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000164 · wk-form4_1715981155.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:16 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000112 · wk-form4_1713388580.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,172

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:16 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $56.16 $1,965.60
Disclosure

SEC source: 0001212545-24-000112 · wk-form4_1713388580.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:16 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000112 · wk-form4_1713388580.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:35 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCash Settled Restricted Stock Units · Derivative 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000094 · wk-form4_1710884087.xml · derivative · entry 3

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F1 · derivative.expiration_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:35 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Disposition to issuerCommon Stock 35 $57.98 $2,029.30
Disclosure

SEC source: 0001212545-24-000094 · wk-form4_1710884087.xml · nonDerivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:35 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 Exercise / conversionCommon Stock 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000094 · wk-form4_1710884087.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

F2 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

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February 06, 2024 Filed Feb 9, 2024 00:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 GrantCash Settled Restricted Stock Units · Derivative 1,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001212545-24-000043 · wk-form4_1707437400.xml · derivative · entry 2

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Common Stock · 1,242 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.

F2 · derivative.exercise_date: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.

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February 06, 2024 Filed Feb 9, 2024 00:10 UTC WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 GrantCommon Stock 829 $0.00 $0.00
Disclosure

SEC source: 0001212545-24-000043 · wk-form4_1707437400.xml · nonDerivative · entry 1

Herndon Lynne · CIK 0002007542 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.