person · Reporting owner
CORTEZI NICHOLAS DOMINIC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RYAN SPECIALTY HOLDINGS, INC.RYAN · Entity 3319 | Director | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RYAN SPECIALTY HOLDINGS, INC.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectBy the Louise M. Cortezi Family Trust dated April 7, 2012 | 1,841,020 |
Reported balance
After 2026-08-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-14 · Other · Disposed 1,841,019 · Balance 1,841,020 F1: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2: Transfer to the Reporting Person's spouse in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy the Louise M. Cortezi Family Resource Trust dated January 1, 2018 | 313,116 |
Reported balance
After 2026-08-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-14 · Other · Disposed 313,116 · Balance 313,116 F1: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2: Transfer to the Reporting Person's spouse in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy the Louise M. Cortezi Family Trust dated April 7, 2012 | 1,841,020 |
Reported balance
After 2026-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-14 · Other · Disposed 1,841,019 · Balance 1,841,020 F2: Transfer to the Reporting Person's spouse in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement. F3: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the reporting person may exchange all or a portion of such person's Common Units of the LLC (together with the delivery of an equal number of shares of Class B Common Stock of the Issuer) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy the Louise M. Cortezi Family Resource Trust dated January 1, 2018 | 313,116 |
Reported balance
After 2026-08-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-14 · Other · Disposed 313,116 · Balance 313,116 F2: Transfer to the Reporting Person's spouse in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement. F3: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the reporting person may exchange all or a portion of such person's Common Units of the LLC (together with the delivery of an equal number of shares of Class B Common Stock of the Issuer) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration.
F2: Transfer to the Reporting Person's spouse in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement.
F3: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the reporting person may exchange all or a portion of such person's Common Units of the LLC (together with the delivery of an equal number of shares of Class B Common Stock of the Issuer) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2023 Filed Aug 14, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045668 · doc4.xml · nonDerivative · entry 4 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,365,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 10,899 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-045668 · doc4.xml · derivative · entry 8 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,390,982 Underlying: Class A Common Stock · 10,899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 10,899 | $44.13 | $481,007.75 |
DisclosureSEC source: 0001209191-23-045668 · doc4.xml · nonDerivative · entry 3 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $44.00 to $44.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 10,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045668 · doc4.xml · nonDerivative · entry 2 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 10,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 10,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045668 · doc4.xml · nonDerivative · entry 1 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,390,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · derivative · entry 9 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,401,881 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 25,000 | $44.04 | $1,100,927.50 |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · nonDerivative · entry 6 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $44.00 to $44.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · nonDerivative · entry 5 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · nonDerivative · entry 4 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,401,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 129 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · derivative · entry 8 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,426,881 Underlying: Class A Common Stock · 129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 129 | $44.09 | $5,687.00 |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · nonDerivative · entry 3 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $44.00 to $44.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · nonDerivative · entry 2 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:23 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045329 · doc4.xml · nonDerivative · entry 1 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,426,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · derivative · entry 10 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,427,010 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 25,000 | $44.02 | $1,100,440.00 |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · nonDerivative · entry 7 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $44.00 to $44.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · nonDerivative · entry 6 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · nonDerivative · entry 5 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,427,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 13,060 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · derivative · entry 9 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,452,010 Underlying: Class A Common Stock · 13,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 100 | $45.49 | $4,549.00 |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · nonDerivative · entry 4 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 12,960 | $44.12 | $571,795.20 |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · nonDerivative · entry 3 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 100 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $44.00 to $44.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 13,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · nonDerivative · entry 2 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 13,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 13,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045040 · doc4.xml · nonDerivative · entry 1 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,452,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · derivative · entry 9 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,465,070 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 25,000 | $44.05 | $1,101,147.50 |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · nonDerivative · entry 6 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $44.00 to $44.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · nonDerivative · entry 5 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · nonDerivative · entry 4 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,465,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · derivative · entry 8 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,490,070 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 25,000 | $44.05 | $1,101,232.50 |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · nonDerivative · entry 3 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $44.00 to $44.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · nonDerivative · entry 2 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044627 · doc4.xml · nonDerivative · entry 1 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,490,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 5,825 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-044018 · doc4.xml · derivative · entry 5 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,515,070 Underlying: Class A Common Stock · 5,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F4 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F4 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 5,825 | $44.14 | $257,097.44 |
DisclosureSEC source: 0001209191-23-044018 · doc4.xml · nonDerivative · entry 3 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $44.00 to $44.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 5,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044018 · doc4.xml · nonDerivative · entry 2 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 5,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 5,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044018 · doc4.xml · nonDerivative · entry 1 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,515,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · derivative · entry 9 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,520,895 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 25,000 | $45.11 | $1,127,870.00 |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · nonDerivative · entry 6 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $44.95 to $45.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · nonDerivative · entry 5 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · nonDerivative · entry 4 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,520,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · derivative · entry 8 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,545,895 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F5 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 25,000 | $45.31 | $1,132,842.50 |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · nonDerivative · entry 3 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $45.12 to $45.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · nonDerivative · entry 2 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 21:00 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043701 · doc4.xml · nonDerivative · entry 1 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,545,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 25, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · derivative · entry 10 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,570,895 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F6 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F6 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 25, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 25,000 | $45.27 | $1,131,827.50 |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · nonDerivative · entry 7 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $44.74 to $45.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 25, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · nonDerivative · entry 6 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 25, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass B Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · nonDerivative · entry 5 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,570,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionCommon Units · Derivative | 25,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · derivative · entry 9 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 4,595,895 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class B Common Stock, par value $0.001 per share, ("Class B Common Stock") do not represent economic interests in Ryan Specialty Holdings, Inc. (the "Issuer"). Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class B Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. Upon exchange of Common Units ("Common Units") of New Ryan Specialty, LLC that are held by the Reporting Person and reported in Table II hereof, for an equal number of shares of Class A common Stock of the Issuer, an equal number of shares of the Issuer's Class B Common Stock will be cancelled for no consideration. F6 · derivative.exercise_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F6 · derivative.expiration_date: Pursuant to the Amended and Restated Limited Liability Company Agreement of New Ryan Specialty, LLC, as amended, the Reporting Person may exchange all or a portion of such person's Common Units (together with the delivery of an equal number of shares of Class B Common Stock) for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary adjustments, or, at the option of the Issuer, cash (based on the then-market value of the Class A Common Stock). The Common Units do not expire. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 400 | $45.16 | $18,064.00 |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · nonDerivative · entry 4 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 0 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $45.14 to $45.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | SaleClass A Common Stock | 24,600 | $44.41 | $1,092,513.06 |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · nonDerivative · entry 3 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 400 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $44.04 to $44.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 21:01 UTC | RYAN SPECIALTY HOLDINGS, INC. RYAN · Entity 3319 | ConversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043434 · doc4.xml · nonDerivative · entry 2 CORTEZI NICHOLAS DOMINIC · CIK 0001869971 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Louise M. Cortezi Family Trust dated April 7, 2012 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.