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person · Reporting owner

Rolke James

Disclosed activity across 2 companies

Tapewire entity
22278
SEC CIK
0001693858

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LA JOLLA PHARMACEUTICAL COLJPC · Entity 124310Chief Scientific OfficerMay 29, 2020June 02, 2020
REVELATION BIOSCIENCES, INC.REVB · Entity 8359Director · Chief Executive OfficerAugust 17, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LA JOLLA PHARMACEUTICAL CO

Report date May 29, 2020 · Filed June 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,771 Reported balance After 2020-05-29 transaction · row 1
1 source row

Row 1 · 2020-05-29 · Grant · Acquired 205 · Balance 81,771

F1: These shares were acquired on 05/29/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.72 · Expires 2030-05-29Direct205 Reported balance After 2020-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-29 · Grant · Acquired 205 · Balance 205

F2: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired on 05/29/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

REVELATION BIOSCIENCES, INC.

Report date August 17, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect422,814 Reported balance After 2026-08-17 transaction · row 1
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 208,076 · Balance 422,814

F1: These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2019 Filed Jun 3, 2019 19:27 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 174 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0000920465-19-000085 · wf-form4_155960442896347.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174

Underlying: Common Stock · 174 shares

Expires 2029-05-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 19:27 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 174 $4.58 $796.92
Disclosure

SEC source: 0000920465-19-000085 · wf-form4_155960442896347.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,424

F1 · kind: These shares were acquired on 05/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 15, 2019 Filed May 17, 2019 16:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 143 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0000920465-19-000082 · wf-form4_155812365217045.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143

Underlying: Common Stock · 143 shares

Expires 2029-05-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 15, 2019 Filed May 17, 2019 16:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 143 $5.58 $797.94
Disclosure

SEC source: 0000920465-19-000082 · wf-form4_155812365217045.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,250

F1 · kind: These shares were acquired on 05/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 30, 2019 Filed May 2, 2019 17:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 116 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000920465-19-000070 · wf-form4_155683148488722.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116

Underlying: Common Stock · 116 shares

Expires 2029-04-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 116 $6.84 $793.44
Disclosure

SEC source: 0000920465-19-000070 · wf-form4_155683148488722.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,107

F1 · kind: These shares were acquired on 04/30/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:01 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 131 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0000920465-19-000060 · wf-form4_155553489129499.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131

Underlying: Common Stock · 131 shares

Expires 2029-04-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:01 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 131 $6.09 $797.79
Disclosure

SEC source: 0000920465-19-000060 · wf-form4_155553489129499.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,991

F1 · kind: These shares were acquired on 04/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 29, 2019 Filed Apr 2, 2019 19:08 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 146 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0000920465-19-000059 · wf-form4_155424649942485.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Underlying: Common Stock · 146 shares

Expires 2029-03-29

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 19:08 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 146 $5.47 $798.62
Disclosure

SEC source: 0000920465-19-000059 · wf-form4_155424649942485.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,860

F1 · kind: These shares were acquired on 03/29/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 122 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0000920465-19-000054 · wf-form4_155302964495361.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock · 122 shares

Expires 2029-03-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 122 $6.49 $791.78
Disclosure

SEC source: 0000920465-19-000054 · wf-form4_155302964495361.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,714

F1 · kind: These shares were acquired on 3/15/19 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:32 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 164 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0000920465-19-000048 · wf-form4_155173874836801.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 164 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:32 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 164 $4.85 $795.40
Disclosure

SEC source: 0000920465-19-000048 · wf-form4_155173874836801.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,592

F1 · kind: These shares were acquired on 02/28/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:10 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 151 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0000920465-19-000033 · wf-form4_155061779659395.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151

Underlying: Common Stock · 151 shares

Expires 2029-02-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:10 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 151 $5.30 $800.30
Disclosure

SEC source: 0000920465-19-000033 · wf-form4_155061779659395.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,428

F1 · kind: These shares were acquired on 02/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 155 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0000920465-19-000027 · wf-form4_154932194623724.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155

Underlying: Common Stock · 155 shares

Expires 2029-01-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 155 $5.13 $795.15
Disclosure

SEC source: 0000920465-19-000027 · wf-form4_154932194623724.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,277

F1 · kind: These shares were acquired on 01/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:58 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 53,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0000920465-19-000021 · wf-form4_154847151000338.xml · derivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires 2029-01-23

F1 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 20:52 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 792 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0000920465-19-000013 · wf-form4_154777636252580.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792

Underlying: Common Stock · 792 shares

Expires 2029-01-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 20:52 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 792 $5.74 $4,546.08
Disclosure

SEC source: 0000920465-19-000013 · wf-form4_154777636252580.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,122

F1 · kind: These shares were acquired on 01/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 09, 2019 Filed Jan 9, 2019 21:28 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 800 $6.10 $4,880.00
Disclosure

SEC source: 0000920465-19-000009 · wf-form4_154708731010561.xml · nonDerivative · entry 3

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,330

Read SEC document
January 09, 2019 Filed Jan 9, 2019 21:28 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 500 $6.09 $3,045.00
Disclosure

SEC source: 0000920465-19-000009 · wf-form4_154708731010561.xml · nonDerivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,530

Read SEC document
January 09, 2019 Filed Jan 9, 2019 21:28 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 300 $6.07 $1,821.00
Disclosure

SEC source: 0000920465-19-000009 · wf-form4_154708731010561.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,030

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:53 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 97 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0000920465-19-000004 · wf-form4_154656316791962.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97

Underlying: Common Stock · 97 shares

Expires 2028-12-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:53 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 97 $8.02 $777.50
Disclosure

SEC source: 0000920465-19-000004 · wf-form4_154656316791962.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,730

F1 · kind: These shares were acquired on 12/31/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 14, 2018 Filed Dec 17, 2018 20:28 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 70 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0000920465-18-000066 · wf-form4_154509649121941.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70

Underlying: Common Stock · 70 shares

Expires 2028-12-14

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 20:28 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 70 $10.88 $761.60
Disclosure

SEC source: 0000920465-18-000066 · wf-form4_154509649121941.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,633

F1 · kind: These shares were acquired on 12/14/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 63 $0.00 Strike: $14.47 $0.00
Disclosure

SEC source: 0000920465-18-000063 · wf-form4_154389219522178.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63

Underlying: Common Stock · 63 shares

Expires 2028-11-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 63 $12.30 $774.87
Disclosure

SEC source: 0000920465-18-000063 · wf-form4_154389219522178.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,563

F1 · kind: These shares were acquired on 11/30/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 61 $0.00 Strike: $14.90 $0.00
Disclosure

SEC source: 0000920465-18-000058 · wf-form4_154266515545312.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61

Underlying: Common Stock · 61 shares

Expires 2028-11-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 61 $12.67 $772.57
Disclosure

SEC source: 0000920465-18-000058 · wf-form4_154266515545312.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,500

F1 · kind: These shares were acquired on 11/15/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 31, 2018 Filed Nov 1, 2018 20:43 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 56 $0.00 Strike: $16.30 $0.00
Disclosure

SEC source: 0000920465-18-000054 · wf-form4_154111938406283.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56

Underlying: Common Stock · 56 shares

Expires 2028-10-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 20:43 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 56 $13.86 $775.88
Disclosure

SEC source: 0000920465-18-000054 · wf-form4_154111938406283.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,439

F1 · kind: These shares were acquired on 10/31/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 15, 2018 Filed Oct 15, 2018 20:52 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 55 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0000920465-18-000041 · wf-form4_153965114297732.xml · derivative · entry 2

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

Underlying: Common Stock · 55 shares

Expires 2028-10-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

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October 15, 2018 Filed Oct 15, 2018 20:52 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 55 $13.81 $759.55
Disclosure

SEC source: 0000920465-18-000041 · wf-form4_153965114297732.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,383

F1 · kind: These shares were acquired on 10/15/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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August 16, 2018 Filed Aug 20, 2018 21:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 1,000 $22.00 $21,997.00
Disclosure

SEC source: 0000920465-18-000029 · wf-form4_153481356291910.xml · nonDerivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,328

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December 27, 2017 Filed Dec 29, 2017 17:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 6,700 $0.00 Strike: $32.47 $0.00
Disclosure

SEC source: 0000920465-17-000088 · wf-form4_151458501364470.xml · derivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 6,700 shares

Expires 2027-12-27

F1 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

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December 11, 2017 Filed Dec 13, 2017 21:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 49,000 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0000920465-17-000080 · wf-form4_151321717647244.xml · derivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Stock · 49,000 shares

Expires 2027-12-11

F1 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

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January 04, 2017 Filed Jan 6, 2017 18:22 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 64,100 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0000920465-17-000012 · wf-form4_148374491099675.xml · derivative · entry 1

Rolke James · CIK 0001693858 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,100

Underlying: Common Stock · 64,100 shares

Expires 2027-01-04

F1 · derivative.exercise_date: This option represents a right to purchase a total of 64,100 shares of the Issuer's Common Stock one quarter of which shall be fully vested and exercisable on January 4, 2018, with the remaining 48,075 shares vesting monthly thereafter over the next three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.