TapewireFind a company

person · Reporting owner

Chawla Lakhmir S

Disclosed activity across 2 companies

Tapewire entity
22277
SEC CIK
0001646626

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LA JOLLA PHARMACEUTICAL COLJPC · Entity 124310Chief Medical OfficerJuly 01, 2020September 17, 2020
REVELATION BIOSCIENCES, INC.REVB · Entity 8359DirectorAugust 17, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LA JOLLA PHARMACEUTICAL CO

Report date July 01, 2020 · Filed September 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,447 Reported balance After 2020-09-15 transaction · row 1
1 source row

Row 1 · 2020-09-15 · Grant · Acquired 286 · Balance 13,447

F1: These shares were acquired on 09/15/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2030-09-15Direct286 Reported balance After 2020-09-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-09-15 · Grant · Acquired 286 · Balance 286

F2: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.52 · Expires 2030-07-01Direct60,000 Reported balance After 2020-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-07-01 · Grant · Acquired 60,000 · Balance 60,000

F2: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired on 09/15/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

REVELATION BIOSCIENCES, INC.

Report date August 17, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,169 Reported balance After 2026-08-17 transaction · row 1
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 32,011 · Balance 44,169

F1: These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are subject to a restricted stock award granted under the Revelation Biosciences, Inc. 2021 Equity Incentive Plan, with 50% of the shares vesting on the two-year anniversary of the grant date, and the remaining 50% of the shares vesting on the four-year anniversary of the grant date, provided that the Reporting Person remains continuously employed by or provides services to the Company or any subsidiary through the applicable vesting date; and provided, further that such vesting could be accelerated upon the achievement of certain performance milestones.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2019 Filed Nov 5, 2019 16:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 96 $5.96 $572.16
Disclosure

SEC source: 0000920465-19-000151 · wf-form4_157298790491069.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,594

F1 · kind: These shares were acquired on 10/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 15, 2019 Filed Oct 17, 2019 17:41 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 81 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0000920465-19-000144 · wf-form4_157134848046426.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 81 shares

Expires 2029-10-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 17:41 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 81 $7.12 $576.72
Disclosure

SEC source: 0000920465-19-000144 · wf-form4_157134848046426.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,498

F1 · kind: These shares were acquired on 10/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 76 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0000920465-19-000135 · wf-form4_157005026880224.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76

Underlying: Common Stock · 76 shares

Expires 2029-09-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 76 $7.48 $568.48
Disclosure

SEC source: 0000920465-19-000135 · wf-form4_157005026880224.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,417

F1 · kind: These shares were acquired on 09/30/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:23 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 62 $0.00 Strike: $10.92 $0.00
Disclosure

SEC source: 0000920465-19-000126 · wf-form4_156867621251886.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62

Underlying: Common Stock · 62 shares

Expires 2029-09-13

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:23 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 62 $9.28 $575.36
Disclosure

SEC source: 0000920465-19-000126 · wf-form4_156867621251886.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,341

F1 · kind: These shares were acquired on 09/13/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 70 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0000920465-19-000119 · wf-form4_156754152569994.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70

Underlying: Common Stock · 70 shares

Expires 2029-08-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 70 $8.13 $569.10
Disclosure

SEC source: 0000920465-19-000119 · wf-form4_156754152569994.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

F1 · kind: These shares were acquired on 08/30/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:51 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 72 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0000920465-19-000111 · wf-form4_156598864497643.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72

Underlying: Common Stock · 72 shares

Expires 2029-08-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:51 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 72 $8.02 $577.44
Disclosure

SEC source: 0000920465-19-000111 · wf-form4_156598864497643.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,209

F1 · kind: These shares were acquired on 08/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
July 31, 2019 Filed Aug 2, 2019 16:59 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 80 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0000920465-19-000104 · wf-form4_156477956480487.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Underlying: Common Stock · 80 shares

Expires 2029-07-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 16:59 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 80 $7.11 $568.80
Disclosure

SEC source: 0000920465-19-000104 · wf-form4_156477956480487.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,137

F1 · kind: These shares were acquired on 07/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
July 15, 2019 Filed Jul 17, 2019 17:10 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 73 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0000920465-19-000095 · wf-form4_156339779185616.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73

Underlying: Common Stock · 73 shares

Expires 2029-07-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 17:10 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 73 $7.85 $573.05
Disclosure

SEC source: 0000920465-19-000095 · wf-form4_156339779185616.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

F1 · kind: These shares were acquired on 07/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 28, 2019 Filed Jul 1, 2019 18:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 73 $0.00 Strike: $9.25 $0.00
Disclosure

SEC source: 0000920465-19-000091 · wf-form4_156201905670778.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73

Underlying: Common Stock · 73 shares

Expires 2029-06-28

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 18:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 73 $7.86 $573.78
Disclosure

SEC source: 0000920465-19-000091 · wf-form4_156201905670778.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

F1 · kind: These shares were acquired on 06/28/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 14, 2019 Filed Jun 18, 2019 16:44 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 69 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0000920465-19-000087 · wf-form4_156089063638333.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 69 shares

Expires 2029-06-14

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 16:44 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 69 $8.25 $569.25
Disclosure

SEC source: 0000920465-19-000087 · wf-form4_156089063638333.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,911

F1 · kind: These shares were acquired on 06/14/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 31, 2019 Filed Jun 3, 2019 19:27 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 126 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0000920465-19-000086 · wf-form4_155960446132665.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Stock · 126 shares

Expires 2029-05-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 19:27 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 126 $4.58 $577.08
Disclosure

SEC source: 0000920465-19-000086 · wf-form4_155960446132665.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,842

F1 · kind: These shares were acquired on 05/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 15, 2019 Filed May 17, 2019 16:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 102 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0000920465-19-000080 · wf-form4_155812358546077.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

Underlying: Common Stock · 102 shares

Expires 2029-05-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 15, 2019 Filed May 17, 2019 16:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 102 $5.58 $569.16
Disclosure

SEC source: 0000920465-19-000080 · wf-form4_155812358546077.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,716

F1 · kind: These shares were acquired on 05/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 30, 2019 Filed May 2, 2019 17:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 84 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000920465-19-000069 · wf-form4_155683144562859.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84

Underlying: Common Stock · 84 shares

Expires 2029-04-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 84 $6.84 $574.56
Disclosure

SEC source: 0000920465-19-000069 · wf-form4_155683144562859.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,614

F1 · kind: These shares were acquired on 04/30/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 94 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0000920465-19-000064 · wf-form4_155553512809278.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94

Underlying: Common Stock · 94 shares

Expires 2029-04-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 94 $6.09 $572.46
Disclosure

SEC source: 0000920465-19-000064 · wf-form4_155553512809278.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,530

F1 · kind: These shares were acquired on 04/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 29, 2019 Filed Apr 2, 2019 19:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 35 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0000920465-19-000056 · wf-form4_155424635314737.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

Underlying: Common Stock · 35 shares

Expires 2029-03-29

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 19:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 35 $5.47 $191.45
Disclosure

SEC source: 0000920465-19-000056 · wf-form4_155424635314737.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,436

F1 · kind: These shares were acquired on 03/29/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 29 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0000920465-19-000053 · wf-form4_155302863776881.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29

Underlying: Common Stock · 29 shares

Expires 2029-03-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 29 $6.49 $188.21
Disclosure

SEC source: 0000920465-19-000053 · wf-form4_155302863776881.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

F1 · kind: These shares were acquired on 3/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:31 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 40 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0000920465-19-000046 · wf-form4_155173867769357.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

Underlying: Common Stock · 40 shares

Expires 2029-02-28

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 17:31 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 40 $4.85 $194.00
Disclosure

SEC source: 0000920465-19-000046 · wf-form4_155173867769357.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,372

F1 · kind: These shares were acquired on 02/28/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 36 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0000920465-19-000037 · wf-form4_155061793721092.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Stock · 36 shares

Expires 2029-02-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 36 $5.30 $190.80
Disclosure

SEC source: 0000920465-19-000037 · wf-form4_155061793721092.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,332

F1 · kind: These shares were acquired on 02/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 37 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0000920465-19-000026 · wf-form4_154932191007225.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37

Underlying: Common Stock · 37 shares

Expires 2029-01-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 37 $5.13 $189.81
Disclosure

SEC source: 0000920465-19-000026 · wf-form4_154932191007225.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,296

F1 · kind: These shares were acquired on 01/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 30, 2019 Filed Jan 31, 2019 18:49 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 200 $5.57 $1,114.00
Disclosure

SEC source: 0000920465-19-000025 · wf-form4_154897857940267.xml · nonDerivative · entry 4

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259

Read SEC document
January 30, 2019 Filed Jan 31, 2019 18:49 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 800 $5.57 $4,455.92
Disclosure

SEC source: 0000920465-19-000025 · wf-form4_154897857940267.xml · nonDerivative · entry 3

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

Read SEC document
January 29, 2019 Filed Jan 31, 2019 18:49 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 1,200 $5.57 $6,684.00
Disclosure

SEC source: 0000920465-19-000025 · wf-form4_154897857940267.xml · nonDerivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,259

Read SEC document
January 29, 2019 Filed Jan 31, 2019 18:49 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 800 $5.55 $4,440.00
Disclosure

SEC source: 0000920465-19-000025 · wf-form4_154897857940267.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,059

Read SEC document
January 23, 2019 Filed Jan 25, 2019 22:00 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 53,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0000920465-19-000023 · wf-form4_154847158944549.xml · derivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires 2029-01-23

F1 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 20:53 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 72 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0000920465-19-000014 · wf-form4_154777639587877.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72

Underlying: Common Stock · 72 shares

Expires 2029-01-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 20:53 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 72 $5.74 $413.28
Disclosure

SEC source: 0000920465-19-000014 · wf-form4_154777639587877.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

F1 · kind: These shares were acquired on 01/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:53 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 23 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0000920465-19-000005 · wf-form4_154656320625002.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Stock · 23 shares

Expires 2028-12-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 19:53 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 23 $8.02 $184.36
Disclosure

SEC source: 0000920465-19-000005 · wf-form4_154656320625002.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

F1 · kind: These shares were acquired on 12/31/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 14, 2018 Filed Dec 17, 2018 20:30 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 17 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0000920465-18-000069 · wf-form4_154509659821819.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17

Underlying: Common Stock · 17 shares

Expires 2028-12-14

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 20:30 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 17 $10.88 $184.96
Disclosure

SEC source: 0000920465-18-000069 · wf-form4_154509659821819.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,164

F1 · kind: These shares were acquired on 12/14/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 16 $0.00 Strike: $14.47 $0.00
Disclosure

SEC source: 0000920465-18-000061 · wf-form4_154389214836443.xml · derivative · entry 2

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Stock · 16 shares

Expires 2028-11-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 16 $12.30 $196.79
Disclosure

SEC source: 0000920465-18-000061 · wf-form4_154389214836443.xml · nonDerivative · entry 1

Chawla Lakhmir S · CIK 0001646626 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,147

F1 · kind: These shares were acquired on 11/30/2018 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.