Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ILLUMINA, INC.ILMN · Entity 3137 | SVP Chief Commercial Officer | November 05, 2020 | November 09, 2020 |
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB · Entity 5650 | See Remarks | August 17, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ILLUMINA, INC.
Report date November 05, 2020 · Filed November 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,575 |
Reported balance
After 2020-11-05 transaction · row 1
1 source rowRow 1 · 2020-11-05 · Tax withholding · Disposed 1,073 · Balance 16,575 |
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Report date August 17, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,705,853 |
Reported balance
After 2026-08-17 transaction · row 1
1 source rowRow 1 · 2026-08-17 · Sale · Disposed 26,911 · Balance 2,705,853 F1: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2: This sale price represents the weighted average sale price of the shares sold ranging from $1.13 to $1.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
F2: This sale price represents the weighted average sale price of the shares sold ranging from $1.13 to $1.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2020 Filed Feb 7, 2020 23:12 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantPerformance Shares · Derivative | 6,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004419 · form4.xml · derivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,243 Underlying: Common Stock · 6,243 shares Expires 2023-01-01 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:12 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004419 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,704 F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:12 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 400 | $331.33 | $132,532.00 |
DisclosureSEC source: 0001127602-20-001121 · form4.xml · nonDerivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,178 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:12 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 225 | $330.38 | $74,335.50 |
DisclosureSEC source: 0001127602-20-001121 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,578 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F2 · price: Weighted average sale price representing 225 shares sold ranging from $330.26 to $331.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 00:19 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 625 | $320.15 | $200,093.75 |
DisclosureSEC source: 0001127602-19-034299 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,803 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F2 · price: Weighted average sale price representing 625 shares sold ranging from $320.00 to $320.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:49 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 1,156 | $300.87 | $347,805.72 |
DisclosureSEC source: 0001127602-19-032210 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,428 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:50 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 625 | $300.10 | $187,562.50 |
DisclosureSEC source: 0001127602-19-031926 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,584 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F2 · price: Weighted average sale price representing 625 shares sold ranging from $300.04 to $300.20 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:26 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 625 | $304.84 | $190,525.00 |
DisclosureSEC source: 0001127602-19-030015 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,209 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F2 · price: Weighted average sale price representing 625 shares sold ranging from $304.64 to $304.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionPerformance Shares · Derivative | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · derivative · entry 8 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,752 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015. F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015. F3 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionPerformance Shares · Derivative | 2,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · derivative · entry 7 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,887 shares Expires 2018-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016. F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016. F1 · derivative.exercise_date: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 1,163 | $292.20 | $339,828.60 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 6 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,834 F5 · balance_after: Balance includes 108 shares acquired through Employee Stock Purchase Plan. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 5 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,997 F4 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 4 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 1,719 | $292.20 | $502,291.80 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 3 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,667 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,386 F2 · shares: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:36 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionCommon Stock | 2,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006011 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 23:35 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantPerformance Shares · Derivative | 5,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036238 · form4.xml · derivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,131 Underlying: Common Stock · 5,131 shares Expires 2022-01-02 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 23:35 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036238 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,784 F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2019, November 5, 2020, November 5, 2021 and November 5, 2022, subject to awardee's continuing status as a service provider on such dates. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · derivative · entry 11 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 1,218 | $324.14 | $394,802.52 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 10 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 435 | $329.00 | $143,115.00 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 9 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,291 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 100 | $325.08 | $32,508.00 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 8 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,726 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 300 | $323.65 | $97,095.99 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 7 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,826 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F7 · price: Weighted average sale price representing 300 shares sold ranging from $323.59 to $323.72 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,000 | $329.01 | $329,005.00 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 6 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F6 · price: Weighted average sale price representing 1,000 shares sold ranging from $328.29 to $329.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,100 | $327.65 | $360,414.45 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 5 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,126 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F5 · price: Weighted average sale price representing 1,100 shares sold ranging from $327.20 to $328.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,400 | $325.98 | $456,378.02 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 4 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,226 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F4 · price: Weighted average sale price representing 1,400 shares sold ranging from $325.50 to $326.365 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,500 | $324.67 | $487,011.00 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 3 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,626 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F3 · price: Weighted average sale price representing 1,500 shares sold ranging from $324.08 to $325.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,000 | $323.42 | $323,423.00 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,126 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F2 · price: Weighted average sale price representing 1,000 shares sold ranging from $322.96 to $323.74 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionCommon Stock | 6,000 | $29.44 | $176,640.00 |
DisclosureSEC source: 0001127602-18-032448 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:09 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,091 | $354.18 | $386,410.38 |
DisclosureSEC source: 0001127602-18-026976 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 23:30 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,400 | $238.48 | $333,872.00 |
DisclosureSEC source: 0001127602-18-014584 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,217 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 02:26 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,408 | $228.85 | $322,220.80 |
DisclosureSEC source: 0001127602-18-007417 · form4.xml · nonDerivative · entry 3 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 F2 · shares: The sale was made pursuant to a 10b5-1 plan. F3 · balance_after: Balance includes 155 shares acquired through Employee Stock Purchase Plan. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 02:26 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionPerformance Shares · Derivative | 2,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007417 · form4.xml · derivative · entry 4 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,124 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017. F1 · shares: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017. F4 · balance_after: 88 performance stock units expired not having vested. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 02:26 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 735 | $229.13 | $168,410.55 |
DisclosureSEC source: 0001127602-18-007417 · form4.xml · nonDerivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,025 Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 02:26 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionCommon Stock | 2,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007417 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 01:50 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 294 | $241.78 | $71,083.32 |
DisclosureSEC source: 0001127602-18-003064 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,481 Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 01:43 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantPerformance Shares · Derivative | 6,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034610 · form4.xml · derivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,306 Underlying: Common Stock · 6,306 shares Expires 2021-01-03 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 01:43 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 2,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034610 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,775 F1 · shares: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of November 5, 2018, November 5, 2019, November 5, 2020, and November 5, 2021, subject to awardee's continuing status as a service provider on such dates. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 01:02 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 18 | $206.21 | $3,711.78 |
DisclosureSEC source: 0001127602-17-032276 · form4.xml · nonDerivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,673 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,232 | $207.78 | $255,984.96 |
DisclosureSEC source: 0001127602-17-032276 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,691 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 02:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Tax withholdingCommon Stock | 1,006 | $209.19 | $210,445.14 |
DisclosureSEC source: 0001127602-17-031561 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,923 Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:31 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,250 | $207.21 | $259,012.50 |
DisclosureSEC source: 0001127602-17-029816 · form4.xml · nonDerivative · entry 1 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,929 F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,838 | $0.00 Strike: $29.44 | $0.00 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · derivative · entry 9 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 5,838 shares Expires 2021-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale was made pursuant to a 10b5-1 plan. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 765 | $213.25 | $163,135.26 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · nonDerivative · entry 8 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,179 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F8 · price: Weighted average sale price representing 765 shares sold ranging from $213.15 to $213.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. F9 · balance_after: Balance includes 14 shares acquired through Employee Stock Purchase Plan. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 300 | $212.45 | $63,735.99 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · nonDerivative · entry 7 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,944 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F7 · price: Weighted average sale price representing 300 shares sold ranging from $212.10 to $212.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 626 | $211.36 | $132,312.55 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · nonDerivative · entry 6 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,244 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F6 · price: Weighted average sale price representing 626 shares sold ranging from $211.01 to $211.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 2,200 | $210.49 | $463,072.06 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · nonDerivative · entry 5 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,870 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F5 · price: Weighted average sale price representing 2,200 shares sold ranging from $210.00 to $210.97 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 884 | $213.03 | $188,322.14 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · nonDerivative · entry 4 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,070 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F4 · price: Weighted average sale price representing 884 shares sold ranging from $212.37 to $213.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 3,154 | $211.40 | $666,746.14 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · nonDerivative · entry 3 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,954 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F3 · price: Weighted average sale price representing 3,154 shares sold ranging from $210.88 to $211.73 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 22:05 UTC | ILLUMINA, INC. ILMN · Entity 3137 | SaleCommon Stock | 1,800 | $210.39 | $378,709.56 |
DisclosureSEC source: 0001127602-17-027445 · form4.xml · nonDerivative · entry 2 Van Oene Mark · CIK 0001707477 · SVP Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,108 F1 · shares: The sale was made pursuant to a 10b5-1 plan. F2 · price: Weighted average sale price representing 1,800 shares sold ranging from $209.86 to $210.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.