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person · Reporting owner

Habiger David C

Disclosed activity across 15 companies

Tapewire entity
22168
SEC CIK
0001326409

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Adeia Inc.XPER · Entity 4301DirectorApril 29, 2022May 03, 2022
BOSTON SCIENTIFIC CORPBSX · Entity 1897DirectorAugust 05, 2026August 07, 2026
EnerSysENS · Entity 3750DirectorOctober 02, 2026October 06, 2026
Enova International, Inc.ENVA · Entity 3836DirectorMay 19, 2017May 23, 2017
IMMERSION CORPIMMR · Entity 6143DirectorMarch 09, 2017March 13, 2017
Liftoff Mobile, Inc.LFTO · Entity 1820DirectorAugust 04, 2026August 07, 2026
NORTHERN REVIVAL ACQUISITION CorpNRAC · Entity 110189DirectorFebruary 01, 2021February 01, 2021
Reddit, Inc.RDDT · Entity 1075DirectorOctober 05, 2026October 07, 2026
Xperi Inc.XPER · Entity 6008DirectorApril 17, 2026April 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Adeia Inc.

Report date April 29, 2022 · Filed May 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,845 Reported balance After 2022-04-29 transaction · row 1
1 source row

Row 1 · 2022-04-29 · Grant · Acquired 12,179 · Balance 51,845

Common StockSEC Table I · non-derivativeIndirectBy David C. Habiger Family Trust17,251 Reported balance Holding disclosure · report date 2022-04-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 17,251

BOSTON SCIENTIFIC CORP

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,160 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Purchase · Acquired 2,100 · Balance 17,160

F1: Represents the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $47.21 to $47.98, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $47.21 to $47.98, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

EnerSys

Report date October 02, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,261.6019 Ending reported balance After 2026-10-02 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-10-02 · Grant · Acquired 7.536 · Balance 7,258.536

F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on October 2, 2026, to stockholders of record as of September 18, 2026 (the "Dividend"), with respect to 5,145 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

Row 2 · 2026-10-02 · Grant · Acquired 2.9544 · Balance 7,261.4904

F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

Row 3 · 2026-10-02 · Grant · Acquired 0.0162 · Balance 7,261.5066

F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 16, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Row 4 · 2026-10-02 · Grant · Acquired 0.0235 · Balance 7,261.5301

F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 15, 2026, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Row 5 · 2026-10-02 · Grant · Acquired 0.0308 · Balance 7,261.5609

F5: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 13, 2026, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Row 6 · 2026-10-02 · Grant · Acquired 0.041 · Balance 7,261.6019

F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 16, 2026, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on October 2, 2026, to stockholders of record as of September 18, 2026 (the "Dividend"), with respect to 5,145 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.

F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.

F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 16, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 15, 2026, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

F5: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 13, 2026, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 16, 2026, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.

Enova International, Inc.

Report date May 19, 2017 · Filed May 23, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.00001 per shareSEC Table I · non-derivativeDirect40,066 Reported balance After 2017-05-19 transaction · row 1
1 source row

Row 1 · 2017-05-19 · Grant · Acquired 8,703 · Balance 40,066

F1: Reflects a grant of Restricted Stock Units ("RSUs"), 100% of which shall vest on May 19, 2018, as long as grantee serves as a member of the board of directors of Enova International, Inc. ("Issuer") as of such date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of Restricted Stock Units ("RSUs"), 100% of which shall vest on May 19, 2018, as long as grantee serves as a member of the board of directors of Enova International, Inc. ("Issuer") as of such date.

IMMERSION CORP

Report date March 09, 2017 · Filed March 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,275 Ending reported balance After 2017-03-09 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-03-09 · Purchase · Acquired 2,450 · Balance 26,835

Row 2 · 2017-03-09 · Purchase · Acquired 2,440 · Balance 29,275

Liftoff Mobile, Inc.

Report date August 04, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,587 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 9,212 · Balance 33,587

F1: Consists of 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

NORTHERN REVIVAL ACQUISITION Corp

Report date February 01, 2021 · Filed February 01, 2021

This filing explicitly reported no securities owned.

Reddit, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect37,548 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Grant · Acquired 284 · Balance 37,548

Xperi Inc.

Report date April 17, 2026 · Filed April 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect129,115 Reported balance After 2026-04-17 transaction · row 1
1 source row

Row 1 · 2026-04-17 · Grant · Acquired 29,320 · Balance 129,115

F1: On April 17, 2026, the Reporting Person was granted 29,320 restricted stock units vesting in full on the earlier of (a) April 17, 2027, or (b) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant. Each restricted stock unit represents a contingent right to receive one share of Xperi Inc. common stock.

Common StockSEC Table I · non-derivativeIndirectBy David C. Habiger Family Trust6,900 Reported balance Holding disclosure · report date 2026-04-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,900

Filing footnotes · ownership attribution and instrument terms

F1: On April 17, 2026, the Reporting Person was granted 29,320 restricted stock units vesting in full on the earlier of (a) April 17, 2027, or (b) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant. Each restricted stock unit represents a contingent right to receive one share of Xperi Inc. common stock.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CONTROL4 CORP

Report date August 01, 2019 · Filed August 02, 2019

Section 16 reporting ended · disclosed 2019-08-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-01 transaction · row 1
1 source row

Row 1 · 2019-08-01 · Disposition to issuer · Disposed 23,685 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-08-01 · Disposition to issuer · Disposed 13,267 · Balance 0

F2: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

Stock Option (Right to Buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-01 · Disposition to issuer · Disposed 23,076 · Balance 0

F2: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-08-01 · Disposition to issuer · Disposed 7,180 · Balance 0

F4: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding Control4 restricted stock unit award (each, a ''Control4 RSU Award'') that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a ''Vested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the ''Control4 RSU Award Consideration''), and

F5: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an ''Unvested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award received the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, (as defined below)

F6: no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. ''Executive Bonus PSU Award'' means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award,

F7: as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a ''Pre-2019 Control4 Equity Award'') and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a ''2019 Control4 RSU Award''), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid,

F8: the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the ''2013 Plan'' and together with Control4's 2003 Equity Plan, the ''Control4 Stock Plans''), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

F2: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

F4: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding Control4 restricted stock unit award (each, a ''Control4 RSU Award'') that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a ''Vested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the ''Control4 RSU Award Consideration''), and

F5: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an ''Unvested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award received the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, (as defined below)

F6: no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. ''Executive Bonus PSU Award'' means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award,

F7: as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a ''Pre-2019 Control4 Equity Award'') and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a ''2019 Control4 RSU Award''), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid,

F8: the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the ''2013 Plan'' and together with Control4's 2003 Equity Plan, the ''Control4 Stock Plans''), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination.

DTS, INC.

Report date December 01, 2016 · Filed December 05, 2016

Section 16 reporting ended · disclosed 2016-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-01 transaction · row 1
1 source row

Row 1 · 2016-12-01 · Disposition to issuer · Disposed 15,212 · Balance 0

F1: Disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 19, 2016, among the issuer, Tessera Technologies, Inc., Tempe Holdco Corporation, Tempe Merger Sub Corporation and Arizona Merger Sub Corporation in exchange for $42.50 per share (the "Merger Consideration") upon the closing of the merger.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2024-03-28Direct0 Reported balance After 2016-12-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-01 · Disposition to issuer · Disposed 17,607 · Balance 0

F3: This option was cancelled pursuant to the terms of the Merger Agreement and, as set forth in the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options.

F2: This option vested fully on December 1, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 19, 2016, among the issuer, Tessera Technologies, Inc., Tempe Holdco Corporation, Tempe Merger Sub Corporation and Arizona Merger Sub Corporation in exchange for $42.50 per share (the "Merger Consideration") upon the closing of the merger.

F2: This option vested fully on December 1, 2016.

F3: This option was cancelled pursuant to the terms of the Merger Agreement and, as set forth in the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options.

Echo Global Logistics, Inc.

Report date November 23, 2021 · Filed November 23, 2021

Section 16 reporting ended · disclosed 2021-11-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-23 transaction · row 1
1 source row

Row 1 · 2021-11-23 · Disposition to issuer · Disposed 33,128 · Balance 0

F1: In connection with the consummation of the Merger, at the Effective Time, each issued and outstanding share of common stock, par value $0.0001 of the Company (the "Common Stock") that was held by the Company's stockholders, including the reporting person, was converted into the right to receive $48.25 in cash per Common Stock (the "Offer Price").

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-11-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-11-23 · Disposition to issuer · Disposed 5,385 · Balance 0

F2: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the Offer Price, less applicable taxes required to be withheld with respect to such payment, as provided in the Merger Agreement. As of November 23, 2021, this included 5,385 Restricted Stock Units that are scheduled to vest on February 26, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the consummation of the Merger, at the Effective Time, each issued and outstanding share of common stock, par value $0.0001 of the Company (the "Common Stock") that was held by the Company's stockholders, including the reporting person, was converted into the right to receive $48.25 in cash per Common Stock (the "Offer Price").

F2: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the Offer Price, less applicable taxes required to be withheld with respect to such payment, as provided in the Merger Agreement. As of November 23, 2021, this included 5,385 Restricted Stock Units that are scheduled to vest on February 26, 2022.

GrubHub Inc.

Report date June 15, 2021 · Filed June 15, 2021

Section 16 reporting ended · disclosed 2021-06-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-06-15 transaction · row 1
1 source row

Row 1 · 2021-06-15 · Disposition to issuer · Disposed 4,393 · Balance 0

F1: In accordance with the methodology and exchange ratio set for in the merger agreement between GrubHub Inc., Checkers Merger Sub I, Inc., Checkers Merger Sub II, Inc. and Just Eat Takeaway.com N.V. ("Parent"), as amended (the "Merger Agreement") dated June 10, 2020, these shares were exchanged for American Depositary Shares of Parent ("Parent ADSs").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.01 · Expires 2026-10-17Direct0 Reported balance After 2021-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-15 · Disposition to issuer · Disposed 17,228 · Balance 0

F2: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $103.09 · Expires 2028-05-24Direct0 Reported balance After 2021-06-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-06-15 · Disposition to issuer · Disposed 1,896 · Balance 0

F2: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.59 · Expires 2029-05-21Direct0 Reported balance After 2021-06-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-06-15 · Disposition to issuer · Disposed 4,007 · Balance 0

F2: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.43 · Expires 2030-05-19Direct0 Reported balance After 2021-06-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-06-15 · Disposition to issuer · Disposed 4,967 · Balance 0

F2: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with the methodology and exchange ratio set for in the merger agreement between GrubHub Inc., Checkers Merger Sub I, Inc., Checkers Merger Sub II, Inc. and Just Eat Takeaway.com N.V. ("Parent"), as amended (the "Merger Agreement") dated June 10, 2020, these shares were exchanged for American Depositary Shares of Parent ("Parent ADSs").

F2: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

STAMPS.COM INC

Report date October 05, 2021 · Filed October 07, 2021

Section 16 reporting ended · disclosed 2021-10-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-10-05 transaction · row 1
1 source row

Row 1 · 2021-10-05 · Disposition to issuer · Disposed 572 · Balance 0

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.28 · Expires 2026-10-25Direct0 Reported balance After 2021-10-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F2: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $1,183,600, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $145.15 · Expires 2027-06-14Direct0 Reported balance After 2021-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F3: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $924,250, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $266.95 · Expires 2028-06-11Direct0 Reported balance After 2021-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F4: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $315,250, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.70 · Expires 2029-06-12Direct0 Reported balance After 2021-10-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F5: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $1,456,500, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $183.90 · Expires 2030-06-10Direct0 Reported balance After 2021-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F6: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $730,500, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $191.56 · Expires 2031-06-09Direct0 Reported balance After 2021-10-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F7: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $692,200, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Filing footnotes · ownership attribution and instrument terms

F1: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F2: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $1,183,600, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

F3: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $924,250, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

F4: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $315,250, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

F5: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $1,456,500, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

F6: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $730,500, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

F7: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $692,200, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Xperi Corp

Report date June 01, 2020 · Filed June 03, 2020

Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,949 Reported balance After 2020-06-01 transaction · row 1
1 source row

Row 1 · 2020-06-01 · Disposition to issuer · Disposed 19,949 · Balance 19,949

F1: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote)

F2: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares).

Filing footnotes · ownership attribution and instrument terms

F1: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote)

F2: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2021 Filed Oct 7, 2021 14:08 UTC STAMPS.COM INC STMP · Entity 134792 Disposition to issuerStock option (right to buy) · Derivative 5,000 $184.85 Strike: $145.15 $924,250.00
Disclosure

SEC source: 0001082923-21-000160 · wf-form4_163363010090974.xml · derivative · entry 3

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-06-14

F1 · kind: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F3 · derivative.exercise_date: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $924,250, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Read SEC document
October 05, 2021 Filed Oct 7, 2021 14:08 UTC STAMPS.COM INC STMP · Entity 134792 Disposition to issuerStock option (right to buy) · Derivative 5,000 $236.72 Strike: $93.28 $1,183,600.00
Disclosure

SEC source: 0001082923-21-000160 · wf-form4_163363010090974.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-10-25

F1 · kind: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

F2 · derivative.exercise_date: This option, which had previously fully vested, was canceled in the Merger in exchange for a cash payment of $1,183,600, representing the difference between the exercise price of the options and the market value of the underlying Stamps.com common stock at the effective time of the Merger ($330 per share).

Read SEC document
October 05, 2021 Filed Oct 7, 2021 14:08 UTC STAMPS.COM INC STMP · Entity 134792 Disposition to issuerCommon Stock 572 $330.00 $188,760.00
Disclosure

SEC source: 0001082923-21-000160 · wf-form4_163363010090974.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The securities were disposed of in connection with the acquisition of the Issuer by an affiliate of Thoma Bravo LP (the "Merger").

Read SEC document
June 15, 2021 Filed Jun 15, 2021 21:25 UTC GrubHub Inc. GRUB · Entity 138226 Disposition to issuerStock Option (Right to Buy) · Derivative 4,967 Not disclosed Strike: $57.43 Not disclosed
Disclosure

SEC source: 0000899243-21-023909 · doc4.xml · derivative · entry 5

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,967 shares

Expires 2030-05-19

F2 · price: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

F2 · derivative.exercise_date: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 21:25 UTC GrubHub Inc. GRUB · Entity 138226 Disposition to issuerStock Option (Right to Buy) · Derivative 4,007 Not disclosed Strike: $66.59 Not disclosed
Disclosure

SEC source: 0000899243-21-023909 · doc4.xml · derivative · entry 4

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,007 shares

Expires 2029-05-21

F2 · price: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

F2 · derivative.exercise_date: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 21:25 UTC GrubHub Inc. GRUB · Entity 138226 Disposition to issuerStock Option (Right to Buy) · Derivative 1,896 Not disclosed Strike: $103.09 Not disclosed
Disclosure

SEC source: 0000899243-21-023909 · doc4.xml · derivative · entry 3

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,896 shares

Expires 2028-05-24

F2 · price: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

F2 · derivative.exercise_date: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 21:25 UTC GrubHub Inc. GRUB · Entity 138226 Disposition to issuerStock Option (Right to Buy) · Derivative 17,228 Not disclosed Strike: $42.01 Not disclosed
Disclosure

SEC source: 0000899243-21-023909 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,228 shares

Expires 2026-10-17

F2 · price: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

F2 · derivative.exercise_date: This option, which was fully vested and exercisable, was assumed by Parent and converted, in accordance with applicable law and the methodology and exchange ratio set forth in the Merger Agreement, into an option to acquire Parent ADSs.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 21:25 UTC GrubHub Inc. GRUB · Entity 138226 Disposition to issuerCommon Stock 4,393 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023909 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: In accordance with the methodology and exchange ratio set for in the merger agreement between GrubHub Inc., Checkers Merger Sub I, Inc., Checkers Merger Sub II, Inc. and Just Eat Takeaway.com N.V. ("Parent"), as amended (the "Merger Agreement") dated June 10, 2020, these shares were exchanged for American Depositary Shares of Parent ("Parent ADSs").

F1 · price: In accordance with the methodology and exchange ratio set for in the merger agreement between GrubHub Inc., Checkers Merger Sub I, Inc., Checkers Merger Sub II, Inc. and Just Eat Takeaway.com N.V. ("Parent"), as amended (the "Merger Agreement") dated June 10, 2020, these shares were exchanged for American Depositary Shares of Parent ("Parent ADSs").

Read SEC document
June 09, 2021 Filed Jun 11, 2021 17:29 UTC STAMPS.COM INC STMP · Entity 134792 GrantStock Option · Derivative 5,000 $0.00 Strike: $191.56 $0.00
Disclosure

SEC source: 0001082923-21-000070 · wf-form4_162344696190275.xml · derivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common · 5,000 shares

Expires 2031-06-09

F1 · price: No purchase price was paid for these options. These options were granted to the reporting person pursuant to the Issuer's non-employee director automatic option grant program.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:49 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035040 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which vested in equal amounts for the four consecutive quarters beginning on August 19, 2020.

F3 · derivative.expiration_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which vested in equal amounts for the four consecutive quarters beginning on August 19, 2020.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:49 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035040 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
May 14, 2021 Filed May 18, 2021 21:11 UTC Adeia Inc. XPER · Entity 4301 GrantCommon Stock 9,073 $0.00 $9.07
Disclosure

SEC source: 0001278807-21-000037 · edgar.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,666

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:30 UTC Echo Global Logistics, Inc. ECHO · Entity 133152 GrantCommon Stock 6,505 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-030773 · tm218367-5_4seq1.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,128

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:30 UTC Echo Global Logistics, Inc. ECHO · Entity 133152 GrantRestricted Stock Unit · Derivative 5,385 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-030773 · tm218367-5_4seq1.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,385

Underlying: Common Stock · 5,385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest in full one year from the date of grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:24 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 539 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013388 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

F3 · derivative.expiration_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:24 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 539 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013388 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:02 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 539 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060053 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

F3 · derivative.expiration_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:02 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 539 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060053 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
September 04, 2020 Filed Sep 9, 2020 22:19 UTC Adeia Inc. XPER · Entity 4301 PurchaseCommon Stock 1,314 $11.44 $15,030.06
Disclosure

SEC source: 0001278807-20-000049 · edgar.xml · nonDerivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By David C. Habiger Family Trust

Disclosed balance after: 17,251

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:23 UTC Adeia Inc. XPER · Entity 4301 PurchaseCommon Stock 2,475 $12.12 $29,989.58
Disclosure

SEC source: 0001278807-20-000045 · edgar.xml · nonDerivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By David C. Habiger Family Trust

Disclosed balance after: 15,937

Read SEC document
September 01, 2020 Filed Sep 1, 2020 21:10 UTC Adeia Inc. XPER · Entity 4301 PurchaseCommon Stock 2,815 $12.45 $35,045.91
Disclosure

SEC source: 0001278807-20-000041 · edgar.xml · nonDerivative · entry 3

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By David C. Habiger Family Trust

Disclosed balance after: 13,462

Read SEC document
August 28, 2020 Filed Sep 1, 2020 21:10 UTC Adeia Inc. XPER · Entity 4301 PurchaseCommon Stock 3,117 $12.99 $40,489.83
Disclosure

SEC source: 0001278807-20-000041 · edgar.xml · nonDerivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By David C. Habiger Family Trust

Disclosed balance after: 10,647

Read SEC document
August 24, 2020 Filed Aug 26, 2020 21:19 UTC Adeia Inc. XPER · Entity 4301 PurchaseCommon Stock 7,530 $13.31 $100,239.36
Disclosure

SEC source: 0001278807-20-000033 · edgar.xml · nonDerivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By David C. Habiger Family Trust

Disclosed balance after: 7,530

Read SEC document
August 19, 2020 Filed Aug 24, 2020 10:43 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 539 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048027 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618

Underlying: Common Stock · 539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

F3 · derivative.expiration_date: On May 19, 2020, the Reporting Person was granted 2,157 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

Read SEC document
August 19, 2020 Filed Aug 24, 2020 10:43 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 539 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-048027 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
July 28, 2020 Filed Jul 31, 2020 00:18 UTC Adeia Inc. XPER · Entity 4301 GrantCommon Stock 10,644 $0.00 $0.00
Disclosure

SEC source: 0001278807-20-000026 · edgar.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,593

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:33 UTC STAMPS.COM INC STMP · Entity 134792 GrantStock Option · Derivative 5,000 $0.00 Strike: $183.90 $0.00
Disclosure

SEC source: 0001082923-20-000064 · wf-form4_159199401770865.xml · derivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common · 5,000 shares

Expires 2030-06-10

F1 · price: No purchase price was paid for these options. These options were granted to the reporting person pursuant to the Issuer's non-employee director automatic option grant program.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:58 UTC Xperi Corp N/A · Entity 148740 Disposition to issuerCommon Stock 19,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-034234 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,949

F1 · price: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote)

F2 · price: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares).

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:16 UTC Adeia Inc. XPER · Entity 4301 GrantCommon Stock 19,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-034263 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,949

F1 · price: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote)

F2 · price: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares).

Read SEC document
May 21, 2020 Filed May 21, 2020 21:27 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031395 · doc4.xml · derivative · entry 4

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F4 · derivative.exercise_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which vested in equal amounts for the four consecutive quarters beginning on August 21, 2019.

F4 · derivative.expiration_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which vested in equal amounts for the four consecutive quarters beginning on August 21, 2019.

Read SEC document
May 21, 2020 Filed May 21, 2020 21:27 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 373 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-031395 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
May 19, 2020 Filed May 21, 2020 21:27 UTC GrubHub Inc. GRUB · Entity 138226 GrantRestricted Stock Units · Derivative 2,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031395 · doc4.xml · derivative · entry 3

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,157

Underlying: Common Stock · 2,157 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F2 · derivative.exercise_date: The option or restricted stock unit ("RSU") will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

F2 · derivative.expiration_date: The option or restricted stock unit ("RSU") will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

Read SEC document
May 19, 2020 Filed May 21, 2020 21:27 UTC GrubHub Inc. GRUB · Entity 138226 GrantStock Option (Right to Buy) · Derivative 4,967 $0.00 Strike: $57.43 $0.00
Disclosure

SEC source: 0001209191-20-031395 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

Underlying: Common Stock · 4,967 shares

Expires 2030-05-19

F2 · derivative.exercise_date: The option or restricted stock unit ("RSU") will vest in equal amounts for the four consecutive quarters beginning on August 19, 2020, subject to the Reporting Person's continued status as a service provider.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:51 UTC Echo Global Logistics, Inc. ECHO · Entity 133152 GrantRestricted Stock Unit · Derivative 6,505 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-028621 · a4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505

Underlying: Common Stock · 6,505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest in full one year from the date of grant.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:53 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012749 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373

Underlying: Common Stock · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

F3 · derivative.expiration_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:53 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 373 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-012749 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:55 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057986 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

Underlying: Common Stock · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

F3 · derivative.expiration_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 22:55 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 373 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-057986 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:52 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 372 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047363 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

F3 · derivative.expiration_date: On May 21, 2019, the Reporting Person was granted 1,491 RSUs which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 21:52 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 372 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047363 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

Read SEC document
August 01, 2019 Filed Aug 2, 2019 22:35 UTC CONTROL4 CORP CTRL · Entity 12684 Disposition to issuerRestricted Stock Units · Derivative 7,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-043785 · a4.xml · derivative · entry 4

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,180 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding Control4 restricted stock unit award (each, a ''Control4 RSU Award'') that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a ''Vested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the ''Control4 RSU Award Consideration''), and

F5 · derivative.exercise_price: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an ''Unvested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award received the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, (as defined below)

F6 · derivative.exercise_price: no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. ''Executive Bonus PSU Award'' means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award,

F7 · derivative.exercise_price: as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a ''Pre-2019 Control4 Equity Award'') and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a ''2019 Control4 RSU Award''), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid,

F8 · derivative.exercise_price: the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the ''2013 Plan'' and together with Control4's 2003 Equity Plan, the ''Control4 Stock Plans''), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination.

F4 · price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding Control4 restricted stock unit award (each, a ''Control4 RSU Award'') that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a ''Vested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the ''Control4 RSU Award Consideration''), and

F5 · price: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an ''Unvested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award received the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, (as defined below)

F6 · price: no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. ''Executive Bonus PSU Award'' means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award,

F7 · price: as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a ''Pre-2019 Control4 Equity Award'') and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a ''2019 Control4 RSU Award''), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid,

F8 · price: the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the ''2013 Plan'' and together with Control4's 2003 Equity Plan, the ''Control4 Stock Plans''), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding Control4 restricted stock unit award (each, a ''Control4 RSU Award'') that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a ''Vested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the ''Control4 RSU Award Consideration''), and

F5 · derivative.exercise_date: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an ''Unvested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award received the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, (as defined below)

F6 · derivative.exercise_date: no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. ''Executive Bonus PSU Award'' means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award,

F7 · derivative.exercise_date: as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a ''Pre-2019 Control4 Equity Award'') and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a ''2019 Control4 RSU Award''), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid,

F8 · derivative.exercise_date: the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the ''2013 Plan'' and together with Control4's 2003 Equity Plan, the ''Control4 Stock Plans''), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding Control4 restricted stock unit award (each, a ''Control4 RSU Award'') that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a ''Vested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the ''Control4 RSU Award Consideration''), and

F5 · derivative.expiration_date: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an ''Unvested Control4 RSU Award'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award received the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, (as defined below)

F6 · derivative.expiration_date: no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. ''Executive Bonus PSU Award'' means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award,

F7 · derivative.expiration_date: as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a ''Pre-2019 Control4 Equity Award'') and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a ''2019 Control4 RSU Award''), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid,

F8 · derivative.expiration_date: the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the ''2013 Plan'' and together with Control4's 2003 Equity Plan, the ''Control4 Stock Plans''), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination.

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August 01, 2019 Filed Aug 2, 2019 22:35 UTC CONTROL4 CORP CTRL · Entity 12684 Disposition to issuerStock Option (Right to Buy) · Derivative 23,076 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-043785 · a4.xml · derivative · entry 3

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,076 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · derivative.exercise_price: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

F2 · price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · price: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · derivative.exercise_date: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · derivative.expiration_date: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

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August 01, 2019 Filed Aug 2, 2019 22:35 UTC CONTROL4 CORP CTRL · Entity 12684 Disposition to issuerStock Option (Right to Buy) · Derivative 13,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-043785 · a4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,267 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · derivative.exercise_price: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

F2 · price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · price: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · derivative.exercise_date: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a ''Control4 Stock Option'') that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a ''Vested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the ''Control4 Stock Option Consideration'') and

F3 · derivative.expiration_date: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an ''Unvested Control4 Stock Option'') was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).

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August 01, 2019 Filed Aug 2, 2019 22:35 UTC CONTROL4 CORP CTRL · Entity 12684 Disposition to issuerCommon Stock 23,685 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-043785 · a4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

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June 12, 2019 Filed Jun 14, 2019 17:19 UTC STAMPS.COM INC STMP · Entity 134792 GrantStock Option · Derivative 5,000 $0.00 Strike: $38.70 $0.00
Disclosure

SEC source: 0001082923-19-000081 · wf-form4_156054715020694.xml · derivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2029-06-12

F1 · price: No purchase price was paid for these options. These options were granted to the reporting person pursuant to the Issuer's non-employee director automatic option grant program.

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May 31, 2019 Filed May 31, 2019 22:40 UTC CONTROL4 CORP CTRL · Entity 12684 GrantCommon Stock 7,180 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006940 · edgar.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,865

F1 · shares: This entry relates to the annual grant of RSUs granted to each qualifying director pursuant to Control4's Director Compensation Plan. Pursuant to this Plan, the director qualifies for this grant provided that she/he has served as a director for at least nine months prior to the Annual Meeting. The Annual Meeting was held on April 30, 2019, and the Reporting Person qualified for this grant as of that date. The total common stock reported on Table I includes 7,180 shares of common stock underlying RSUs granted on June 1, 2018, which vests as to all of the shares on May 15, 2020. Pursuant to the Plan, the number of shares subject to this grant was calculated by dividing $125,000 by the closing price of Control4 stock on the date of our Annual Meeting.

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May 24, 2019 Filed May 29, 2019 22:15 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionRestricted Stock Units · Derivative 187 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033272 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F3 · derivative.exercise_date: On May 24, 2018, the Reporting Person was granted 745 RSUs, which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 24, 2018, subject to the Reporting Person's continued status as a service provider.

F3 · derivative.expiration_date: On May 24, 2018, the Reporting Person was granted 745 RSUs, which have vested or will vest in equal amounts for the four consecutive quarters beginning on August 24, 2018, subject to the Reporting Person's continued status as a service provider.

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May 24, 2019 Filed May 29, 2019 22:15 UTC GrubHub Inc. GRUB · Entity 138226 Exercise / conversionCommon Stock 187 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033272 · doc4.xml · nonDerivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: One share of common stock was issued upon the vesting of each Restricted Stock Unit ("RSU").

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May 21, 2019 Filed May 23, 2019 22:48 UTC GrubHub Inc. GRUB · Entity 138226 GrantRestricted Stock Units · Derivative 1,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032478 · doc4.xml · derivative · entry 2

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

Underlying: Common Stock · 1,491 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive a share of common stock or, at the option of the Compensation Committee, cash of equivalent value.

F1 · derivative.exercise_date: The option or restricted stock unit ("RSU") will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

F1 · derivative.expiration_date: The option or restricted stock unit ("RSU") will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

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May 21, 2019 Filed May 23, 2019 22:48 UTC GrubHub Inc. GRUB · Entity 138226 GrantStock Option (Right to Buy) · Derivative 4,007 $0.00 Strike: $66.59 $0.00
Disclosure

SEC source: 0001209191-19-032478 · doc4.xml · derivative · entry 1

Habiger David C · CIK 0001326409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Underlying: Common Stock · 4,007 shares

Expires 2029-05-21

F1 · derivative.exercise_date: The option or restricted stock unit ("RSU") will vest in equal amounts for the four consecutive quarters beginning on August 21, 2019, subject to the Reporting Person's continued status as a service provider.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.