Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bridgewater Bancshares IncBWB · Entity 2317 | Director · CEO | August 17, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bridgewater Bancshares Inc
Report date August 17, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,123,769 |
Reported balance
After 2026-08-17 transaction · row 1
1 source rowRow 1 · 2026-08-17 · Sale · Disposed 10,000 · Balance 1,123,769 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.48 to $22.51, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy dependent child | 1,000 |
Reported balance
Holding disclosure · report date 2026-08-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectAs custodian for child | 1,000 |
Reported balance
Holding disclosure · report date 2026-08-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
| Common StockSEC Table I · non-derivative | IndirectAs custodian for child | 1,000 |
Reported balance
Holding disclosure · report date 2026-08-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.48 to $22.51, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2019 Filed Dec 18, 2019 21:29 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | Exercise / conversionCommon Stock | 25,000 | $3.00 | $75,000.00 |
DisclosureSEC source: 0001179110-19-012997 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:39 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | GrantOption to buy · Derivative | 65,000 | $0.00 Strike: $12.92 | $0.00 |
DisclosureSEC source: 0001179110-19-012575 · edgar.xml · derivative · entry 6 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2029-12-06 F1 · security: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:39 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | GrantCommon Stock | 19,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012575 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,704 Read SEC document |
| December 05, 2018 Filed Dec 6, 2018 17:50 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | Exercise / conversionOption to buy · Derivative | 25,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013502 · edgar.xml · derivative · entry 8 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 25,000 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. F5 · balance_after: On March 19, 2018, the reporting person filed a Form 4 which inadvertently reported that the reporting person beneficially owned 300,000 derivative securities at an exercise price of $7.47 granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan (which amount was the aggregate of all derivative securities beneficially owned by the reporting person following such reported transaction). In fact, on March 19, 2018 the reporting person beneficially owned 150,000 derivative securities at an exercise price of $7.47 granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan and beneficially owned 150,000 derivative securities at an exercise price of $3.00 granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. Read SEC document |
| December 05, 2018 Filed Dec 6, 2018 17:50 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | Exercise / conversionCommon Stock | 25,000 | $3.00 | $75,000.00 |
DisclosureSEC source: 0001179110-18-013502 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Jul 31, 2018 18:14 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | PurchaseCommon Stock | 2,000 | $12.77 | $25,541.00 |
DisclosureSEC source: 0001179110-18-010019 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 1,036,704 Read SEC document |
| May 02, 2018 Filed May 3, 2018 17:58 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | PurchaseCommon Stock | 2,000 | $13.29 | $26,575.80 |
DisclosureSEC source: 0001179110-18-006122 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Roth IRA Disclosed balance after: 1,034,704 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:41 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | PurchaseCommon Stock | 1,000 | $11.75 | $11,750.00 |
DisclosureSEC source: 0001179110-18-004554 · edgar.xml · nonDerivative · entry 4 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for child Disclosed balance after: 1,032,704 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:41 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | PurchaseCommon Stock | 1,000 | $11.75 | $11,750.00 |
DisclosureSEC source: 0001179110-18-004554 · edgar.xml · nonDerivative · entry 3 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for child Disclosed balance after: 1,031,704 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:41 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | PurchaseCommon Stock | 1,000 | $11.75 | $11,750.00 |
DisclosureSEC source: 0001179110-18-004554 · edgar.xml · nonDerivative · entry 2 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for child Disclosed balance after: 1,030,704 Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:41 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | PurchaseCommon Stock | 7,000 | $11.75 | $82,250.00 |
DisclosureSEC source: 0001179110-18-004554 · edgar.xml · nonDerivative · entry 1 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,704 Read SEC document |
| October 01, 2017 Filed Mar 19, 2018 15:41 UTC | Bridgewater Bancshares Inc BWB · Entity 2317 | GrantOption to buy · Derivative | 150,000 | $0.00 Strike: $7.47 | $0.00 |
DisclosureSEC source: 0001179110-18-004554 · edgar.xml · derivative · entry 5 Baack Jerry J. · CIK 0001733126 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 150,000 shares Expires 2027-09-30 F1 · security: Option to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. F2 · derivative.exercise_date: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.