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Evans Katie Seitz

Disclosed activity across 2 companies

Tapewire entity
22052
SEC CIK
0001700262

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAGNITE, INC.MGNI · Entity 2049See RemarksSeptember 11, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAGNITE, INC.

Report date September 11, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect441,800 Reported balance After 2026-09-11 transaction · row 1
1 source row

Row 1 · 2026-09-11 · Sale · Disposed 13,997 · Balance 441,800

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Telaria, Inc.

Report date April 01, 2020 · Filed April 03, 2020

Section 16 reporting ended · disclosed 2020-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-01 transaction · row 1
1 source row

Row 1 · 2020-04-01 · Disposition to issuer · Disposed 215,407 · Balance 0

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.11 · Expires 2020-06-24Direct0 Reported balance After 2020-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-01 · Disposition to issuer · Disposed 488 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.28 · Expires 2021-02-03Direct0 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Disposition to issuer · Disposed 1,333 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.28 · Expires 2021-06-08Direct0 Reported balance After 2020-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-01 · Disposition to issuer · Disposed 1,333 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.01 · Expires 2022-07-26Direct0 Reported balance After 2020-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-04-01 · Disposition to issuer · Disposed 2,666 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.90 · Expires 2023-03-05Direct0 Reported balance After 2020-04-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-04-01 · Disposition to issuer · Disposed 6,666 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.37 · Expires 2023-07-31Direct0 Reported balance After 2020-04-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-04-01 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27 · Expires 2023-12-05Direct0 Reported balance After 2020-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-04-01 · Disposition to issuer · Disposed 21,231 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-02-27Direct0 Reported balance After 2020-04-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-04-01 · Disposition to issuer · Disposed 51,883 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.58 · Expires 2029-02-28Direct0 Reported balance After 2020-04-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-04-01 · Disposition to issuer · Disposed 31,004 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Stock Opton (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.01 · Expires 2022-07-19Direct0 Reported balance After 2020-04-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-01 · Disposition to issuer · Disposed 2,666 · Balance 0

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-04-01 · Disposition to issuer · Disposed 12,500 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-04-01 · Disposition to issuer · Disposed 31,250 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-04-01 · Disposition to issuer · Disposed 12,820 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-04-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-04-01 · Disposition to issuer · Disposed 34,722 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

F2: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4: On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 16:34 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 1,333 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001209191-20-023156 · doc4.xml · derivative · entry 4

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires 2021-06-08

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:34 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 1,333 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001209191-20-023156 · doc4.xml · derivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires 2021-02-03

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:34 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerStock Option (Right to Buy) · Derivative 488 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001209191-20-023156 · doc4.xml · derivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 488 shares

Expires 2020-06-24

F2 · derivative.exercise_date: These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:34 UTC Telaria, Inc. TLRA · Entity 150026 Disposition to issuerCommon Stock 215,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023156 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:23 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 11,574 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-20-010692 · doc4.xml · derivative · entry 6

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,722

Underlying: Common Stock · 11,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: Grant to the reporting person of restricted stock units under the Issuer's 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, subject to continued service to the issuer through each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F6 · derivative.expiration_date: Grant to the reporting person of restricted stock units under the Issuer's 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, subject to continued service to the issuer through each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:23 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 6,410 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-20-010692 · doc4.xml · derivative · entry 5

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,820

Underlying: Common Stock · 6,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: Grant to the Reporting Person of restricted stock units under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in two equal installments on each of February 14, 2021 and February 14, 2022, subject to continued service to the issuer through each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F5 · derivative.expiration_date: Grant to the Reporting Person of restricted stock units under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest in two equal installments on each of February 14, 2021 and February 14, 2022, subject to continued service to the issuer through each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:23 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 31,250 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-20-010692 · doc4.xml · derivative · entry 4

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: Grant to the reporting person of restricted stock units under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2018, February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2021, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F4 · derivative.expiration_date: Grant to the reporting person of restricted stock units under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2018, February 14, 2019 and February 14, 2020. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2021, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:23 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-20-010692 · doc4.xml · derivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of restricted stock units under the issuer's 2013 Equity Incentive Plan. The restricted stock units are fully vested.

F3 · derivative.expiration_date: Grant to the reporting person of restricted stock units under the issuer's 2013 Equity Incentive Plan. The restricted stock units are fully vested.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:23 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 27,791 $11.81 $328,211.71
Disclosure

SEC source: 0001209191-20-010692 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,407

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 17:23 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 56,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010692 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 17:44 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 25,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-059130 · doc4.xml · derivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant previously vested on each of December 3, 2016, December 3, 2017 and December 3, 2018; the remaining shares vested on December 3, 2019.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant previously vested on each of December 3, 2016, December 3, 2017 and December 3, 2018; the remaining shares vested on December 3, 2019.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 17:44 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 8,493 $8.36 $71,001.48
Disclosure

SEC source: 0001209191-19-059130 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,464

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 17:44 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-059130 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 30, 2019 Filed May 31, 2019 16:25 UTC Telaria, Inc. TLRA · Entity 150026 SaleCommon Stock 7,879 $8.10 $63,819.90
Disclosure

SEC source: 0001209191-19-033660 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,957

Read SEC document
April 29, 2019 Filed May 3, 2019 16:55 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 12,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-027431 · doc4.xml · derivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of April 29, 2017, April 29, 2018 and April 29, 2019; the remaining shares shall vest on April 29, 2020, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F2 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of April 29, 2017, April 29, 2018 and April 29, 2019; the remaining shares shall vest on April 29, 2020, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
April 29, 2019 Filed May 3, 2019 16:55 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 6,131 $7.51 $46,043.81
Disclosure

SEC source: 0001209191-19-027431 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,836

Read SEC document
April 29, 2019 Filed May 3, 2019 16:55 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-027431 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:53 UTC Telaria, Inc. TLRA · Entity 150026 GrantEmployee Stock Option (Right to Buy) · Derivative 31,004 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0001209191-19-015705 · doc4.xml · derivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,004

Underlying: Common Stock · 31,004 shares

Expires 2029-02-27

F3 · derivative.exercise_date: 25% of the total shares underlying this option will vest on February 14, 2020 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This option is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:53 UTC Telaria, Inc. TLRA · Entity 150026 GrantRestricted Stock Unit · Derivative 46,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015705 · doc4.xml · derivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,296

Underlying: Common Stock · 46,296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the 2013 Plan. The RSU will vest in four equal annual installments on each of February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F2 · derivative.expiration_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the 2013 Plan. The RSU will vest in four equal annual installments on each of February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 6,411 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · derivative · entry 9

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,230

Underlying: Common Stock · 6,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: Grant to the Reporting Person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2019. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2020, February 14, 2021 and February 14, 2022, subject to continued service to the issuer through each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F6 · derivative.expiration_date: Grant to the Reporting Person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2019. The remaining shares underlying the restricted stock unit grant will vest in three equal installments on each of February 14, 2020, February 14, 2021 and February 14, 2022, subject to continued service to the issuer through each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 17,523 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · derivative · entry 8

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. The shares underlying the restricted stock unit grant are fully vested.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. The shares underlying the restricted stock unit grant are fully vested.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 31,250 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · derivative · entry 7

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2018 and February 14, 2019. The remaining shares underlying the restricted stock unit grant will vest in two equal installments on each of February 14, 2020 and February 14, 2021, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F5 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of February 14, 2018 and February 14, 2019. The remaining shares underlying the restricted stock unit grant will vest in two equal installments on each of February 14, 2020 and February 14, 2021, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · derivative · entry 6

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 75% of the total shares underlying the restricted stock unit grant are fully vested. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2020, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F4 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 75% of the total shares underlying the restricted stock unit grant are fully vested. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2020, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 21,291 $3.19 $67,918.29
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · nonDerivative · entry 4

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,467

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
February 14, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 62,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · nonDerivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 13, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 10,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · derivative · entry 5

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. The shares underlying the restricted stock unit grant are fully vested.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. The shares underlying the restricted stock unit grant are fully vested.

Read SEC document
February 13, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 3,397 $3.20 $10,870.40
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,074

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
February 13, 2019 Filed Feb 26, 2019 17:01 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013604 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:32 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 25,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-060976 · doc4.xml · derivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of December 3, 2016, December 3, 2017 and December 3, 2018; the remaining shares shall vest on December 3, 2019, subject to continued service to the issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of December 3, 2016, December 3, 2017 and December 3, 2018; the remaining shares shall vest on December 3, 2019, subject to continued service to the issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:32 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 8,492 $3.02 $25,645.84
Disclosure

SEC source: 0001209191-18-060976 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,471

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:32 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-060976 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 29, 2018 Filed May 1, 2018 17:16 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 12,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-027157 · doc4.xml · derivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of April 29, 2017 and April 29, 2018; the remaining shares shall vest on each of April 29, 2019 and April 29, 2020, subject to continued service to the issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F2 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of April 29, 2017 and April 29, 2018; the remaining shares shall vest on each of April 29, 2019 and April 29, 2020, subject to continued service to the issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
April 29, 2018 Filed May 1, 2018 17:16 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 4,262 $4.20 $17,900.40
Disclosure

SEC source: 0001209191-18-027157 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,963

Read SEC document
April 29, 2018 Filed May 1, 2018 17:16 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-027157 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:39 UTC Telaria, Inc. TLRA · Entity 150026 GrantEmployee Stock Option (Right to Buy) · Derivative 51,883 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-18-015044 · doc4.xml · derivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,883

Underlying: Common Stock · 51,883 shares

Expires 2028-02-26

F3 · derivative.exercise_date: 25% of the total shares underlying this option will vest on February 14, 2019 and the remaining shares vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This option is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:39 UTC Telaria, Inc. TLRA · Entity 150026 GrantRestricted Stock Unit · Derivative 25,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015044 · doc4.xml · derivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,641

Underlying: Common Stock · 25,641 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the 2013 Plan. The RSU will vest in four equal annual installments on each of February 14, 2019, February 14, 2020, February 14, 2021 and February 14, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

F2 · derivative.expiration_date: Grant to the Reporting Person of a restricted stock unit (the "RSU") under the 2013 Plan. The RSU will vest in four equal annual installments on each of February 14, 2019, February 14, 2020, February 14, 2021 and February 14, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. This RSU grant is subject to full accelerated vesting following a change in control transaction and termination under certain circumstances within a specified period of time following the closing of a change in control transaction.

Read SEC document
February 14, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 17,523 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · derivative · entry 8

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,523

Underlying: Common Stock · 17,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 50% of the total shares underlying the restricted stock unit grant vested on February 14, 2018. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2019, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F6 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 50% of the total shares underlying the restricted stock unit grant vested on February 14, 2018. The remaining shares underlying the restricted stock unit grant will vest on February 14, 2019, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
February 14, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 31,250 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · derivative · entry 7

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2018. The remaining shares underlying the restricted stock unit grant will vest in equal installments on each of February 14, 2019, February 14, 2020 and February 14, 2021, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F5 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2018. The remaining shares underlying the restricted stock unit grant will vest in equal installments on each of February 14, 2019, February 14, 2020 and February 14, 2021, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Read SEC document
February 14, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · derivative · entry 6

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2018. The remaining shares underlying the restricted stock unit grant will vest in equal installments on each of February 14, 2019 and February 14, 2020, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F4 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 14, 2018. The remaining shares underlying the restricted stock unit grant will vest in equal installments on each of February 14, 2019 and February 14, 2020, subject to continued service to the issuer through each such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

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February 14, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 20,803 $4.65 $96,733.95
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · nonDerivative · entry 4

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,725

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

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February 14, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 56,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · nonDerivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

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February 13, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 10,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · derivative · entry 5

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 13, 2018. The remaining shares underlying the restricted stock unit grant will vest on February 13, 2019, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on February 13, 2018. The remaining shares underlying the restricted stock unit grant will vest on February 13, 2019, subject to continued service to the issuer through such vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

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February 13, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 3,668 $4.54 $16,652.72
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,255

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

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February 13, 2018 Filed Feb 21, 2018 16:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011906 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

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December 04, 2017 Filed Dec 6, 2017 17:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionRestricted Stock Unit · Derivative 25,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-17-064220 · doc4.xml · derivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of December 3, 2016 and December 3, 2017; 25% of the total shares underlying the restricted stock unit grant will vest on each of December 3, 2018 and December 3, 2019, subject to continued service to the issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

F3 · derivative.expiration_date: Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan. 25% of the total shares underlying the restricted stock unit grant vested on each of December 3, 2016 and December 3, 2017; 25% of the total shares underlying the restricted stock unit grant will vest on each of December 3, 2018 and December 3, 2019, subject to continued service to the issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

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December 04, 2017 Filed Dec 6, 2017 17:21 UTC Telaria, Inc. TLRA · Entity 150026 Tax withholdingCommon Stock 9,242 $4.03 $37,245.26
Disclosure

SEC source: 0001209191-17-064220 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,923

F2 · kind: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

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December 04, 2017 Filed Dec 6, 2017 17:21 UTC Telaria, Inc. TLRA · Entity 150026 Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064220 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

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August 29, 2017 Filed Aug 30, 2017 16:55 UTC Telaria, Inc. TRMR · Entity 150026 SaleCommon Stock 1,914 $3.31 $6,335.34
Disclosure

SEC source: 0001209191-17-050749 · doc4.xml · nonDerivative · entry 3

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,165

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August 28, 2017 Filed Aug 30, 2017 16:55 UTC Telaria, Inc. TRMR · Entity 150026 GrantCommon Stock 1,914 $1.88 $3,598.32
Disclosure

SEC source: 0001209191-17-050749 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,079

F1 · kind: These shares were acquired under the Tremor Video, Inc. Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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August 07, 2017 Filed Aug 30, 2017 16:55 UTC Telaria, Inc. TRMR · Entity 150026 SaleCommon Stock 4,166 $2.29 $9,540.14
Disclosure

SEC source: 0001209191-17-050749 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,165

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.