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person · Reporting owner

Sloat Tyler

Disclosed activity across 3 companies

Tapewire entity
2195
SEC CIK
0001735436

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Freshworks Inc.FRSH · Entity 2193Chief Financial & Oper OfficerOctober 02, 2026October 05, 2026
Hinge Health, Inc.HNGE · Entity 377DirectorOctober 05, 2026October 06, 2026
ZUORA INCZUO · Entity 16054Chief Financial OfficerMarch 31, 2020April 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Freshworks Inc.

Report date October 02, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,713,890 Reported balance After 2026-10-02 transaction · row 1
1 source row

Row 1 · 2026-10-02 · Tax withholding · Disposed 10,563 · Balance 1,713,890

F1: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on January 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on January 2, 2026.

Hinge Health, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect10,385 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Grant · Acquired 175 · Balance 10,385

F1: Represents shares of Class A Common Stock issued upon settlement of fully vested restricted stock units ("RSUs") awarded to the Reporting Person on October 5, 2026. The RSUs were granted to the Reporting Person in lieu of quarterly cash retainers, at the election of the Reporting Person, pursuant to the Issuer's Non-Employee Director Compensation Program.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A Common Stock issued upon settlement of fully vested restricted stock units ("RSUs") awarded to the Reporting Person on October 5, 2026. The RSUs were granted to the Reporting Person in lieu of quarterly cash retainers, at the election of the Reporting Person, pursuant to the Issuer's Non-Employee Director Compensation Program.

ZUORA INC

Report date March 31, 2020 · Filed April 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,681 Ending reported balance After 2020-04-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-03-31 · Exercise / conversion · Acquired 2,750 · Balance 10,718

Row 2 · 2020-04-02 · Sale · Disposed 1,037 · Balance 9,681

F1: Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I.

F2: Represents the weighted average sale price. The lowest price at which shares were sold was $7.1900 and the highest price at which shares were sold was $7.8101. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock Units (RSU)(Class A)SEC Table II · derivative / convertible security · Expires 2023-03-31Direct33,000 Reported balance After 2020-03-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-31 · Exercise / conversion · Disposed 2,750 · Balance 33,000

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4: The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I.

F2: Represents the weighted average sale price. The lowest price at which shares were sold was $7.1900 and the highest price at which shares were sold was $7.8101. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.

F3: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4: The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2022 Filed Jun 14, 2022 21:08 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 46,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036751 · doc4.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,250

Underlying: Class B Common Stock · 46,880 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 21:08 UTC Freshworks Inc. FRSH · Entity 2193 Tax withholdingClass A Common Stock 24,683 $11.34 $279,905.22
Disclosure

SEC source: 0001209191-22-036751 · doc4.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 21:08 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass A Common Stock 24,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036751 · doc4.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 16, 2022 22:42 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass B Common Stock · Derivative 24,678 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029332 · doc4.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,462

Underlying: Class A Common Stock · 24,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
May 13, 2022 Filed May 16, 2022 22:42 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 46,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029332 · doc4.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,140

Underlying: Class A Common Stock · 46,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
May 13, 2022 Filed May 16, 2022 22:42 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 46,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029332 · doc4.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,130

Underlying: Class B Common Stock · 46,870 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
May 13, 2022 Filed May 16, 2022 22:42 UTC Freshworks Inc. FRSH · Entity 2193 Tax withholdingClass A Common Stock 24,678 $16.19 $399,536.82
Disclosure

SEC source: 0001209191-22-029332 · doc4.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

Read SEC document
May 13, 2022 Filed May 16, 2022 22:42 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass A Common Stock 24,678 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029332 · doc4.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,051 shares of Class A common stock purchased pursuant to the Issuer's Employee Stock Purchase Plan (ESPP) for the ESPP purchase period September 22, 2021 through May 15, 2022. This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% the closing price of the Issuer's Class A common stock on May 13, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 00:47 UTC Freshworks Inc. FRSH · Entity 2193 GrantClass A Common Stock 275,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026543 · doc4.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,178

F1 · shares: Represents grants of Restricted Stock Unit (RSU) awards. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. With respect to 220,143 of the RSUs, 1/16 of the shares subject to the RSUs shall vest in equal quarterly installments over four years following May 1, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan). With respect to 55,035 of the RSUs, 1/4 of the shares subject to the RSUs shall vest in equal annual installments over four years following May 1, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan).

Read SEC document
April 13, 2022 Filed Apr 14, 2022 21:04 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass B Common Stock · Derivative 24,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024450 · doc4.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,270

Underlying: Class A Common Stock · 24,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 21:04 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 46,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024450 · doc4.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,953

Underlying: Class A Common Stock · 46,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 21:04 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 46,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024450 · doc4.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Class B Common Stock · 46,880 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 21:04 UTC Freshworks Inc. FRSH · Entity 2193 Tax withholdingClass A Common Stock 24,683 $19.07 $470,704.81
Disclosure

SEC source: 0001209191-22-024450 · doc4.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 21:04 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass A Common Stock 24,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024450 · doc4.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2022 Filed Mar 14, 2022 20:58 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass B Common Stock · Derivative 24,678 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018514 · doc4.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,073

Underlying: Class A Common Stock · 24,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
March 13, 2022 Filed Mar 14, 2022 20:58 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 46,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018514 · doc4.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,751

Underlying: Class A Common Stock · 46,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
March 13, 2022 Filed Mar 14, 2022 20:58 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 46,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018514 · doc4.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,880

Underlying: Class B Common Stock · 46,870 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
March 13, 2022 Filed Mar 14, 2022 20:58 UTC Freshworks Inc. FRSH · Entity 2193 Tax withholdingClass A Common Stock 24,678 $17.21 $424,708.38
Disclosure

SEC source: 0001209191-22-018514 · doc4.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

Read SEC document
March 13, 2022 Filed Mar 14, 2022 20:58 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass A Common Stock 24,678 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018514 · doc4.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:36 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass B Common Stock · Derivative 306,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010433 · doc4.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,881

Underlying: Class A Common Stock · 306,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:36 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 581,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010433 · doc4.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,222

Underlying: Class A Common Stock · 581,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:36 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 581,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010433 · doc4.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,750

Underlying: Class B Common Stock · 581,250 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F3 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:36 UTC Freshworks Inc. FRSH · Entity 2193 Tax withholdingClass A Common Stock 306,341 $18.41 $5,639,737.81
Disclosure

SEC source: 0001209191-22-010433 · doc4.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units.

Read SEC document
February 14, 2022 Filed Feb 17, 2022 01:36 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass A Common Stock 306,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010433 · doc4.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 02:42 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass B Common Stock · Derivative 266,028 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063517 · doc4.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,972

Underlying: Class A Common Stock · 266,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 02:42 UTC Freshworks Inc. FRSH · Entity 2193 SaleClass A Common Stock 266,028 $38.95 $10,361,790.60
Disclosure

SEC source: 0001209191-21-063517 · doc4.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents the number of shares sold by the Reporting Person to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units previously reported on a Form 3 filed on September 21, 2021, and does not represent a discretionary sale by the Reporting Person.

F2 · price: The reported price in Column 4 is the price applied to the Reporting Person's account by the broker and represents a weighted average sale price for a block sale.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 02:42 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass A Common Stock 266,028 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063517 · doc4.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 02:42 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 450,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063517 · doc4.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Class A Common Stock · 450,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F6 · shares: The shares of Class B common stock being issued represent vested Restricted Stock Units that are settled in connection with a partial early release from certain lock-up provisions. The remaining vested Restricted Stock Units will not be settled until the remaining lock-up provisions expire.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 02:42 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 450,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063517 · doc4.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800,000

Underlying: Class B Common Stock · 450,000 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
April 02, 2020 Filed Apr 2, 2020 20:53 UTC ZUORA INC ZUO · Entity 16054 SaleClass A Common Stock 1,037 $7.23 $7,497.51
Disclosure

SEC source: 0001423774-20-000044 · wf-form4_158587517682304.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

F1 · shares: Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $7.1900 and the highest price at which shares were sold was $7.8101. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionRestricted Stock Units (RSU)(Class A) · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000044 · wf-form4_158587517682304.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Class A Common Stock · 2,750 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:53 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionClass A Common Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000044 · wf-form4_158587517682304.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 17:44 UTC ZUORA INC ZUO · Entity 16054 SaleClass A Common Stock 1,381 $14.19 $19,597.49
Disclosure

SEC source: 0001423774-20-000006 · wf-form4_157809146196618.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968

F2 · shares: Shares withheld to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in row one of Table I.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $14.19 and the highest price at which shares were sold was $14.35. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:44 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionRestricted Stock Units (RSU)(Class A) · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000006 · wf-form4_157809146196618.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,750

Underlying: Class A Common Stock · 2,750 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:44 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionClass A Common Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-20-000006 · wf-form4_157809146196618.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 115 shares of Class A Common Stock acquired on December 14, 2019, pursuant to the Issuer's employee stock purchase plan.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:45 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionRestricted Stock Units (RSU)(Class A) · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-19-000109 · wf-form4_157004909682066.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Underlying: Class A Common Stock · 2,750 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:45 UTC ZUORA INC ZUO · Entity 16054 Tax withholdingClass A Common Stock 1,374 $15.05 $20,678.70
Disclosure

SEC source: 0001423774-19-000109 · wf-form4_157004909682066.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,484

F1 · shares: Shares withheld to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units as reported in row one of Table I.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:45 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionClass A Common Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-19-000109 · wf-form4_157004909682066.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 17:12 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionRestricted Stock Units (RSU)(Class A) · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-19-000067 · wf-form4_156210194539551.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Class A Common Stock · 2,750 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F6 · derivative.exercise_date: The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 17:12 UTC ZUORA INC ZUO · Entity 16054 Tax withholdingClass A Common Stock 1,097 $15.32 $16,806.04
Disclosure

SEC source: 0001423774-19-000067 · wf-form4_156210194539551.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,108

F3 · shares: Shares withheld to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units as reported in row one of Table I.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 17:12 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionClass A Common Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001423774-19-000067 · wf-form4_156210194539551.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,670 shares of Class A Common Stock acquired on June 14, 2019, pursuant to the Issuer's employee stock purchase plan.

F2 · balance_after: The total number of shares of Class A Common Stock owned by the Reporting Person following the transactions reported on Forms 4 filed on March 28, 2019, and April 1, 2019 (the "Form 4 Filings") was inadvertently reported as 1,784. On March 26, 2019, 135,030 shares of Class B Common Stock converted into the same number of Class A Common Stock, and the correct number of shares of Class A Common Stock directly held by the Reporting Person immediately following the transactions reported in the Form 4 Filings is 1,785.

Read SEC document
May 01, 2019 Filed Jul 2, 2019 17:12 UTC ZUORA INC ZUO · Entity 16054 GrantRestricted Stock Units (RSU)(Class A) · Derivative 44,000 $0.00 $0.00
Disclosure

SEC source: 0001423774-19-000067 · wf-form4_156210194539551.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Class A Common Stock · 44,000 shares

Expires 2023-03-31

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F6 · derivative.exercise_date: The RSU vests over four years, with 1/16 of the underlying shares vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of such shares quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.

Read SEC document
May 01, 2019 Filed Jul 2, 2019 17:12 UTC ZUORA INC ZUO · Entity 16054 GrantStock Option (Right to buy Class A Common Stock) · Derivative 88,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001423774-19-000067 · wf-form4_156210194539551.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,000

Underlying: Class A Common Stock · 88,000 shares

Expires 2029-05-01

F4 · derivative.exercise_date: The option vests as to 1/48 of the shares on the last day of of each month beginning on April 30, 2019, with 100% of the total shares vested on April 30, 2023, subject to the Reporting Person's provision of service to the Issuer through each vesting date.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 18:16 UTC ZUORA INC ZUO · Entity 16054 ConversionClass B Common Stock · Derivative 35,472 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001735436-19-000008 · wf-form4_155415700001495.xml · derivative · entry 5

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F5 · derivative.exercise_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 18:16 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionClass B Common Stock · Derivative 35,472 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001735436-19-000008 · wf-form4_155415700001495.xml · derivative · entry 4

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,472

Underlying: Class A Common Stock · 35,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F5 · derivative.expiration_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

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March 28, 2019 Filed Apr 1, 2019 18:16 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 35,472 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001735436-19-000008 · wf-form4_155415700001495.xml · derivative · entry 3

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,136

Underlying: Class B Common Stock · 35,472 shares

Expires 2026-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The option vests as to 1/48th of the shares one month following the May 24, 2016 vesting commencement date, with 100% of the total shares vested on May 24, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.

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March 28, 2019 Filed Apr 1, 2019 18:16 UTC ZUORA INC ZUO · Entity 16054 SaleClass A Common Stock 35,472 $20.00 $709,440.00
Disclosure

SEC source: 0001735436-19-000008 · wf-form4_155415700001495.xml · nonDerivative · entry 2

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

F2 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.00 and the highest price at which shares were sold was $20.02. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.

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March 28, 2019 Filed Apr 1, 2019 18:16 UTC ZUORA INC ZUO · Entity 16054 ConversionClass A Common Stock 35,472 $0.00 $0.00
Disclosure

SEC source: 0001735436-19-000008 · wf-form4_155415700001495.xml · nonDerivative · entry 1

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares that were acquired by the Reporting Person upon conversion of the shares of Class B Common Stock into Class A Common Stock in connection with the exercise of the stock option listed in Table II.

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March 26, 2019 Filed Mar 28, 2019 17:42 UTC ZUORA INC ZUO · Entity 16054 ConversionClass B Common Stock · Derivative 17,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001735436-19-000006 · wf-form4_155380931717988.xml · derivative · entry 8

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F6 · derivative.exercise_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F6 · derivative.expiration_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

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March 26, 2019 Filed Mar 28, 2019 17:42 UTC ZUORA INC ZUO · Entity 16054 Exercise / conversionClass B Common Stock · Derivative 17,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001735436-19-000006 · wf-form4_155380931717988.xml · derivative · entry 7

Sloat Tyler · CIK 0001735436 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,924

Underlying: Class A Common Stock · 17,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F6 · derivative.exercise_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

F6 · derivative.expiration_date: Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.