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person · Reporting owner

Oswald Stephen G

Disclosed activity across 1 company

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21953
SEC CIK
0001695904

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DUCOMMUN INC /DE/DCO · Entity 4321Director · Chairman, President & CEOAugust 17, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DUCOMMUN INC /DE/

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect383,864 Ending reported balance After 2026-08-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-08-17 · Exercise / conversion · Acquired 10,000 · Balance 392,475

Row 2 · 2026-08-17 · Tax withholding · Disposed 6,111 · Balance 386,364

Row 3 · 2026-08-18 · Sale · Disposed 2,500 · Balance 383,864

F1: This transaction was executed in multiple trades at prices ranging from $202.49 to $204.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder, full information regarding the number of shares and prices at which the transaction was effectuated.

Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $32.90 · Expires 2028-05-14Direct7,500 Reported balance After 2026-08-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-17 · Exercise / conversion · Disposed 10,000 · Balance 7,500

F2: This option represents the right to purchase common stock under Ducommun Incorporated's Stock Incentive Plan, which is a Rule 16b-3 plan.

F3: This option vested in one-third increments on each of May 14, 2019, 2020 and 2021.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $202.49 to $204.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder, full information regarding the number of shares and prices at which the transaction was effectuated.

F2: This option represents the right to purchase common stock under Ducommun Incorporated's Stock Incentive Plan, which is a Rule 16b-3 plan.

F3: This option vested in one-third increments on each of May 14, 2019, 2020 and 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2023 Filed May 9, 2023 21:11 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 15,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028326 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,115

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:23 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 32,457 $55.12 $1,789,029.84
Disclosure

SEC source: 0001209191-23-012880 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,715

F4 · price: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on February 23, 2023, of 61,646 performance stock units as described in footnote (1) above.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:23 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 61,646 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012880 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,172

F1 · shares: Acquired upon the settlement of performance stock units granted on May 7, 2020 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award.

F2 · price: Granted as compensation for services.

F3 · balance_after: The total amount of securities listed includes 520 shares of common stock acquired on January 31, 2023 through the Ducommun Incorporated Employee Stock Purchase Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 23:04 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 SaleCommon Stock 2,500 $48.03 $120,075.00
Disclosure

SEC source: 0001209191-22-062215 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,006

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.00 to $48.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder, full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:54 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GiftCommon Stock 3,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060957 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,506

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:43 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 SaleCommon Stock 2,000 $50.38 $100,760.00
Disclosure

SEC source: 0001209191-22-056732 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,540

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.64 to $51.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder, full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 21:28 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 2,601 $43.51 $113,169.51
Disclosure

SEC source: 0001209191-22-038503 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,540

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on June 17, 2022, of 4,940 restricted stock units.

Read SEC document
May 06, 2022 Filed May 6, 2022 21:55 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 SaleCommon Stock 5,778 $49.92 $288,437.76
Disclosure

SEC source: 0001209191-22-027671 · doc4.xml · nonDerivative · entry 3

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,141

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.14 to $50.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:55 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Exercise / conversionOption - Right to Buy · Derivative 28,000 $0.00 Strike: $29.53 $0.00
Disclosure

SEC source: 0001209191-22-027671 · doc4.xml · derivative · entry 4

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2024-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans.

F3 · derivative.exercise_date: This option vested as to 7,000 shares on each of January 23, 2018, 2019, 2020 and 2021.

Read SEC document
May 04, 2022 Filed May 6, 2022 21:55 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 22,222 $49.99 $1,110,877.78
Disclosure

SEC source: 0001209191-22-027671 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,919

Read SEC document
May 04, 2022 Filed May 6, 2022 21:55 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Exercise / conversionCommon Stock 28,000 $29.53 $826,840.00
Disclosure

SEC source: 0001209191-22-027671 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2022 Filed Apr 27, 2022 00:03 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025693 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,141

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:22 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 5,792 $49.67 $287,688.64
Disclosure

SEC source: 0001209191-22-015695 · doc4.xml · nonDerivative · entry 4

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,141

F7 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement on March 1, 2022 of 11,000 performance restricted stock units as described in footnote (5) above.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:22 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015695 · doc4.xml · nonDerivative · entry 3

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,933

F5 · shares: Represents the vesting of 11,000 performance restricted stock units granted on June 17, 2019.

F6 · price: Granted as compensation for services.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:22 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 15,606 $49.67 $775,150.02
Disclosure

SEC source: 0001209191-22-015695 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,933

F4 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 1, 2022, of 29,640 performance stock units, as described in footnote (1) above.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:22 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 29,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015695 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,539

F1 · shares: Acquired upon the settlement of performance stock units granted on June 17, 2019 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award.

F2 · price: Granted as compensation for services.

F3 · balance_after: The total amount of securities listed includes 463 shares of common stock acquired on January 31, 2022 through the Ducommun Incorporated Employee Stock Purchase Plan.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 22:50 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 2,601 $55.03 $143,133.03
Disclosure

SEC source: 0001209191-21-042229 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,436

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on June 17, 2021, of 4,940 restricted stock units.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:54 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 4,212 $56.28 $237,051.36
Disclosure

SEC source: 0001209191-21-033184 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,037

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on May 14, 2021, of 8,000 restricted stock units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:06 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 14,041 $58.01 $814,518.41
Disclosure

SEC source: 0001209191-21-021805 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,249

F3 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting on March 16, 2021, of 26,667 performance restricted stock units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:06 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021805 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,290

F1 · shares: Represents the vesting of one-third of performance restricted stock units granted under the Ducommun Incorporated ("Ducommun") Stock Incentive Plan on January 23, 2017, as a result of the average closing price of Ducommun's common stock on the New York Stock Exchange exceeding 200% of the price on the date of grant over a period of 30 consecutive trading days.

F2 · price: As compensation for services.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:27 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012466 · doc4.xml · nonDerivative · entry 3

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,623

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:27 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 32,249 $55.51 $1,790,141.99
Disclosure

SEC source: 0001209191-21-012466 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,623

F4 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on February 17, 2021, of 61,250 performance stock units, as described in footnote (1) above.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:27 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 61,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012466 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,872

F1 · shares: Acquired upon the settlement of performance stock units granted on March 18, 2018 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award.

F2 · price: Granted as compensation for services.

F3 · balance_after: The total amount of securities listed includes 695 shares of common stock acquired on January 31, 2021 through the Ducommun Incorporated Employee Stock Purchase Plan.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 22:06 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065218 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,927

F1 · balance_after: The total amount of securities listed includes 330 shares of common stock acquired on July 31, 2020 through the Ducommun Incorporated Employee Stock Purchase Plan.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 23:56 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 2,601 $35.59 $92,569.59
Disclosure

SEC source: 0001209191-20-037726 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,597

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on June 17, 2020, of 4,940 restricted stock units.

Read SEC document
May 14, 2020 Filed May 15, 2020 21:13 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 4,212 $24.98 $105,215.76
Disclosure

SEC source: 0001209191-20-029762 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,198

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on May 14, 2020, of 8,000 restricted stock units.

Read SEC document
May 07, 2020 Filed May 8, 2020 20:57 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 20,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027967 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,410

Read SEC document
March 24, 2020 Filed Mar 26, 2020 21:44 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 22,500 $23.24 $522,900.00
Disclosure

SEC source: 0001209191-20-021304 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,650

F1 · price: The acquired securities were purchased in multiple transactions at prices ranging from $22.01 to $25.52, inclusive. The price reported above represents the weighted average purchase price of the transactions. Upon request, the reporting person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased and the price at which each transaction was effected.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:49 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 15,000 $21.10 $316,500.00
Disclosure

SEC source: 0001209191-20-020292 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,150

F1 · price: The acquired securities were purchased in multiple transactions at prices ranging from $18.33 to $24.97, inclusive. The price reported above represents the weighted average purchase price of the transactions. Upon request, the reporting person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased and the price at which each transaction was effected.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 16:57 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 15,000 $33.93 $508,950.00
Disclosure

SEC source: 0001209191-20-018746 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,150

F1 · price: The acquired securities were purchased in multiple transactions at prices ranging from $30.77 to $36.91, inclusive. The price reported above represents the weighted average purchase price of the transactions. Upon request, the reporting person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased and the price at which each transaction was effected.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 12:34 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 10,000 $44.11 $441,100.00
Disclosure

SEC source: 0001209191-20-014264 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,150

F1 · price: The acquired securities were purchased in multiple transactions at prices ranging from $43.78 to $44.98, inclusive. The price reported above represents the weighted average purchase price of the transactions. Upon request, the reporting person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased and the price at which each transaction was effected.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:47 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 10,000 $44.50 $445,000.00
Disclosure

SEC source: 0001209191-20-013444 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,150

F1 · price: The acquired securities were purchased in multiple transactions at prices ranging from $44.26 to $44.79, inclusive. The price reported above represents the weighted average purchase price of the transactions. Upon request, the reporting person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased and the price at which each transaction was effected.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 21,571 $56.95 $1,228,468.45
Disclosure

SEC source: 0001209191-20-012587 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,150

F4 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on February 21, 2020, of 40,969 performance stock units, as described in footnote (1) above.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 40,969 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012587 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,721

F1 · shares: Acquired upon the settlement of performance stock units granted on March 20, 2017 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award.

F2 · price: Granted as compensation for services.

F3 · balance_after: The total amount of securities listed includes 273 shares of common stock acquired on January 31, 2020 through the Ducommun Incorporated Employee Stock Purchase Plan.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 18:27 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 2,500 $42.14 $105,350.00
Disclosure

SEC source: 0001209191-20-004789 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,479

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on January 23, 2020, of 7,000 restricted stock units.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 15:12 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061676 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,979

F1 · balance_after: The total amount of securities listed includes 633 shares of common stock acquired on July 31, 2019 through Ducommun Incorporated's Employee Stock Purchase Plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 15:51 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock · Derivative 35,000 $0.00 Strike: $42.25 $0.00
Disclosure

SEC source: 0001209191-19-037934 · doc4.xml · derivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-06-17

F1 · security: The option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans.

F2 · derivative.exercise_date: The option will vest in three equal installments on June 17, 2020, 2021 and 2022.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 15:51 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 14,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037934 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,346

Read SEC document
May 14, 2019 Filed May 16, 2019 17:34 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 2,767 $48.88 $135,250.96
Disclosure

SEC source: 0001209191-19-030268 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,526

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting on May 14, 2019, of 8,000 restricted stock units.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 19:21 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 14,041 $44.64 $626,790.24
Disclosure

SEC source: 0001209191-19-019657 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,293

F3 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting on March 13, 2019, of 26,666 performance restricted stock units.

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March 13, 2019 Filed Mar 15, 2019 19:21 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 26,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019657 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,334

F1 · shares: Represents the vesting of one-third of performance restricted stock units granted under the Ducommun Incorporated ("Ducommun") Stock Incentive Plan on January 23, 2017, as a result of the average closing price of Ducommun's common stock price on the New York Stock Exchange exceeding 150% of the price on the date of grant over a period of 30 consecutive trading days.

F2 · price: As compensation for services.

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January 23, 2019 Filed Jan 25, 2019 21:48 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 2,504 $38.00 $95,152.00
Disclosure

SEC source: 0001209191-19-005368 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,668

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on January 23, 2019, of 7,000 restricted stock units.

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May 14, 2018 Filed May 16, 2018 22:35 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock · Derivative 32,500 $0.00 Strike: $32.90 $0.00
Disclosure

SEC source: 0001209191-18-030689 · doc4.xml · derivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2028-05-14

F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.

F2 · derivative.exercise_date: The option will vest in three equal installments on May 14, 2019, 2020, and 2021.

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May 14, 2018 Filed May 16, 2018 22:35 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030689 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,172

Read SEC document
January 23, 2018 Filed Mar 20, 2018 21:41 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 Tax withholdingCommon Stock 2,528 $28.43 $71,871.04
Disclosure

SEC source: 0001209191-18-020951 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,172

F1 · shares: Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting, on January 23, 2018, of 7,000 restricted stock units.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 21:54 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 10,000 $26.30 $263,000.00
Disclosure

SEC source: 0001209191-17-060926 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.09 to $26.52, inclusive. The reporting person undertakes to provide Ducommun Incorporated, any security holder of Ducommun Incorporated or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form.

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November 06, 2017 Filed Nov 7, 2017 23:57 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 10,000 $27.39 $273,900.00
Disclosure

SEC source: 0001209191-17-059658 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.61, inclusive. The reporting person undertakes to provide Ducommun Incorporated, any security holder of Ducommun Incorporated or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form.

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June 29, 2017 Filed Jun 29, 2017 22:51 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 10,000 $28.56 $285,600.00
Disclosure

SEC source: 0001209191-17-042392 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.46 to $28.59, inclusive. The reporting person undertakes to provide Ducommun Incorporated, any security holder of Ducommun Incorporated or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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March 31, 2017 Filed Apr 4, 2017 19:26 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 7,000 $29.03 $203,210.00
Disclosure

SEC source: 0001209191-17-024600 · doc4.xml · nonDerivative · entry 1

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.91 to $29.11, inclusive.

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March 24, 2017 Filed Mar 28, 2017 17:11 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 PurchaseCommon Stock 3,500 $27.90 $97,650.00
Disclosure

SEC source: 0001209191-17-023096 · doc4.xml · nonDerivative · entry 2

Oswald Stephen G · CIK 0001695904 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,700

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.