Schall Benjamin

SEC source: 0001193125-26-354205 · ownership.xml · derivative · entry 7

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,304 shares

Expires 2032-02-17

F5 · kind: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F5 · price: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F10 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment having vested on 3/1/2023.

SEC source: 0001193125-26-354205 · ownership.xml · derivative · entry 6

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,073 shares

Expires 2033-02-23

F5 · kind: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F5 · price: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F9 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment having vested on 3/1/2024.

SEC source: 0001193125-26-354205 · ownership.xml · derivative · entry 5

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,651 shares

Expires 2034-02-13

F5 · kind: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F5 · price: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F8 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment having vested on 3/1/2025.

SEC source: 0001193125-26-354205 · ownership.xml · derivative · entry 4

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,473 shares

Expires 2035-02-26

F5 · kind: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F5 · price: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F7 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment having vested on 3/1/2026.

SEC source: 0001193125-26-354205 · ownership.xml · derivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,772 shares

Expires 2036-02-26

F5 · kind: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F5 · price: Pursuant to the Merger Agreement, effective as of the Effective Time, the Reporting Person's options to acquire AVB Common Stock that were outstanding at the Effective Time were converted into the right to receive options to acquire EQR Common Shares, where the number of EQR Common Shares subject to such converted option is equal to (i) the number of shares of AVB Common Stock subject to the corresponding AVB option award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio (rounded down to the nearest whole number of shares), and the exercise price of each converted option award is equal to (A) the exercise price of the corresponding AVB option award immediately prior to the Effective Time divided by (B) the Exchange Ratio (rounded up to the nearest whole cent).

F6 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment vesting on 3/1/2027.

SEC source: 0001193125-26-354205 · ownership.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to the Agreement and Plan of Merger, dated as of May 20, 2026 (the "Merger Agreement"), by and among AVB, EQR, ERP OP, and Canopy Merger Sub LLC, a Maryland limited liability company ("Merger Sub"), AVB and EQR combined in a merger of equals on August 17, 2026, with AVB merging with and into Merger Sub, with Merger Sub surviving as a wholly owned subsidiary of EQR (the "Merger"). In connection with the Merger, EQR changed its name to Vivmark Residential.

F3 · kind: At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of AVB Common Stock held by the Reporting Person was automatically converted into the right to receive 2.793 (the "Exchange Ratio") common shares of beneficial interest, $0.01 par value per share ("EQR Common Shares"), of EQR, plus the right to receive cash in lieu of fractional EQR Common Shares, if any, into which such AVB Common Stock would have been converted. On August 14, 2026, the closing price of AVB Common Stock was $184.06 per share and the closing price of EQR Common Shares was $65.97 per share.

SEC source: 0001193125-26-354205 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,819.7606

F1 · kind: Represents the deemed acquisition of common stock, par value $0.01 per share ("AVB Common Stock"), of AvalonBay Communities, Inc., a Maryland corporation ("AVB"), pursuant to restricted stock units that were subject to performance-based vesting conditions (each, a "PSU"), which were previously granted to the Reporting Person. The number of PSUs reflects deemed achievement at the greater of actual performance and the target level for each respective award, as determined by the Compensation Committee of AVB effective as of the Effective Time (as defined below), and the PSUs converted into the right to receive restricted shares of Equity Residential, a Maryland real estate investment trust ("EQR") or limited partnership interests in ERP Operating Limited Partnership, an Illinois limited partnership ("ERP OP"), the operating partnership of EQR, in each case, subject to the same time-based vesting conditions that were previously applicable to the PSUs.

F4 · balance_after: This total includes shares of AVB Common Stock, restricted shares, PSUs deemed to have been earned as of the Effective Time and shares acquired through AVB's Employee Stock Purchase Plan.

SEC source: 0000906107-26-000062 · form4.xml · derivative · entry 5

Schall Benjamin · CIK 0001544531 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,040

Underlying: Common Shares Of Beneficial Interest · 50,040 shares

Expires 2036-08-17

F8 · security: On August 17, 2026, the Reporting Person received a grant of RUs in the OP in lieu of restricted shares of VMRK.

F4 · derivative.exercise_price: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests ("OP Units") in the OP when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of VMRK on a one-for-one basis or cash value of such shares, at VMRK's option. The RUs reflected in this report also include any OP Units into which such RUs automatically convert.

F9 · derivative.exercise_date: The RUs are scheduled to vest on August 17, 2029.

SEC source: 0000906107-26-000062 · form4.xml · derivative · entry 4

Schall Benjamin · CIK 0001544531 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,156

Underlying: Common Shares Of Beneficial Interest · 78,156 shares

Expires 2036-08-17

F1 · security: Each restricted unit award is subject to the same time-based vesting conditions that were previously applicable to the AVB Performance Award with respect to a number of limited partnership interests in the OP designated as restricted units ("RUs"), rounded to the nearest whole number of RUs, equal to the product of (i) the number of shares of AVB Common Stock subject to such AVB Performance Award, determined by deeming any performance-based vesting criteria applicable to such AVB Performance Award to be achieved based on the greater of target performance and the actual level of performance (which was calculated as of the latest practicable date prior to the Effective Time and certified by the Compensation Committee of the AVB board prior to the Effective Time) and (ii) 2.793.

F2 · security: Pursuant to the Agreement and Plan of Merger, dated as of May 20, 2026 (the "Merger Agreement"), by and among AvalonBay Communities, Inc., a Maryland corporation ("AVB"), Vivmark Residential (f/k/a Equity Residential), a Maryland real estate investment trust ("VMRK"), ERP Operating Limited Partnership, an Illinois limited partnership (the "OP"), and Canopy Merger Sub LLC, a Maryland limited liability company ("Merger Sub"), AVB and VMRK combined in a merger of equals on August 17, 2026, with AVB merging with and into Merger Sub, with Merger Sub surviving as a wholly owned subsidiary of VMRK (the "Merger"). Merger Sub subsequently merged with and into the OP, with the OP continuing as the surviving entity.

F3 · security: Pursuant to the Merger Agreement, each award outstanding immediately prior to the effective time of the Merger (the "Effective Time") with respect to shares of common stock, par value $0.01 per share (the "AVB Common Stock"), of AVB that vest on the basis of the achievement of applicable performance goals (each, an "AVB Performance Award") was converted into a restricted unit award, in lieu of VMRK restricted shares.

F4 · derivative.exercise_price: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests ("OP Units") in the OP when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of VMRK on a one-for-one basis or cash value of such shares, at VMRK's option. The RUs reflected in this report also include any OP Units into which such RUs automatically convert.

F7 · derivative.exercise_date: The RUs are scheduled to vest on 1, 2029.

SEC source: 0000906107-26-000062 · form4.xml · derivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,240

Underlying: Common Shares Of Beneficial Interest · 30,240 shares

Expires 2036-08-17

F1 · security: Each restricted unit award is subject to the same time-based vesting conditions that were previously applicable to the AVB Performance Award with respect to a number of limited partnership interests in the OP designated as restricted units ("RUs"), rounded to the nearest whole number of RUs, equal to the product of (i) the number of shares of AVB Common Stock subject to such AVB Performance Award, determined by deeming any performance-based vesting criteria applicable to such AVB Performance Award to be achieved based on the greater of target performance and the actual level of performance (which was calculated as of the latest practicable date prior to the Effective Time and certified by the Compensation Committee of the AVB board prior to the Effective Time) and (ii) 2.793.

F2 · security: Pursuant to the Agreement and Plan of Merger, dated as of May 20, 2026 (the "Merger Agreement"), by and among AvalonBay Communities, Inc., a Maryland corporation ("AVB"), Vivmark Residential (f/k/a Equity Residential), a Maryland real estate investment trust ("VMRK"), ERP Operating Limited Partnership, an Illinois limited partnership (the "OP"), and Canopy Merger Sub LLC, a Maryland limited liability company ("Merger Sub"), AVB and VMRK combined in a merger of equals on August 17, 2026, with AVB merging with and into Merger Sub, with Merger Sub surviving as a wholly owned subsidiary of VMRK (the "Merger"). Merger Sub subsequently merged with and into the OP, with the OP continuing as the surviving entity.

F3 · security: Pursuant to the Merger Agreement, each award outstanding immediately prior to the effective time of the Merger (the "Effective Time") with respect to shares of common stock, par value $0.01 per share (the "AVB Common Stock"), of AVB that vest on the basis of the achievement of applicable performance goals (each, an "AVB Performance Award") was converted into a restricted unit award, in lieu of VMRK restricted shares.

F4 · derivative.exercise_price: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests ("OP Units") in the OP when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of VMRK on a one-for-one basis or cash value of such shares, at VMRK's option. The RUs reflected in this report also include any OP Units into which such RUs automatically convert.

F6 · derivative.exercise_date: The RUs are scheduled to vest on March 1, 2028. In addition, the RUs (including any OP Units into which they may automatically convert) are subject to a holding restriction until August 17, 2028.

SEC source: 0000906107-26-000062 · form4.xml · derivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,569

Underlying: Common Shares Of Beneficial Interest · 33,569 shares

Expires 2036-08-17

F1 · security: Each restricted unit award is subject to the same time-based vesting conditions that were previously applicable to the AVB Performance Award with respect to a number of limited partnership interests in the OP designated as restricted units ("RUs"), rounded to the nearest whole number of RUs, equal to the product of (i) the number of shares of AVB Common Stock subject to such AVB Performance Award, determined by deeming any performance-based vesting criteria applicable to such AVB Performance Award to be achieved based on the greater of target performance and the actual level of performance (which was calculated as of the latest practicable date prior to the Effective Time and certified by the Compensation Committee of the AVB board prior to the Effective Time) and (ii) 2.793.

F2 · security: Pursuant to the Agreement and Plan of Merger, dated as of May 20, 2026 (the "Merger Agreement"), by and among AvalonBay Communities, Inc., a Maryland corporation ("AVB"), Vivmark Residential (f/k/a Equity Residential), a Maryland real estate investment trust ("VMRK"), ERP Operating Limited Partnership, an Illinois limited partnership (the "OP"), and Canopy Merger Sub LLC, a Maryland limited liability company ("Merger Sub"), AVB and VMRK combined in a merger of equals on August 17, 2026, with AVB merging with and into Merger Sub, with Merger Sub surviving as a wholly owned subsidiary of VMRK (the "Merger"). Merger Sub subsequently merged with and into the OP, with the OP continuing as the surviving entity.

F3 · security: Pursuant to the Merger Agreement, each award outstanding immediately prior to the effective time of the Merger (the "Effective Time") with respect to shares of common stock, par value $0.01 per share (the "AVB Common Stock"), of AVB that vest on the basis of the achievement of applicable performance goals (each, an "AVB Performance Award") was converted into a restricted unit award, in lieu of VMRK restricted shares.

F4 · derivative.exercise_price: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests ("OP Units") in the OP when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of VMRK on a one-for-one basis or cash value of such shares, at VMRK's option. The RUs reflected in this report also include any OP Units into which such RUs automatically convert.

F6 · derivative.exercise_date: The RUs are scheduled to vest on March 1, 2028. In addition, the RUs (including any OP Units into which they may automatically convert) are subject to a holding restriction until August 17, 2028.

SEC source: 0000906107-26-000062 · form4.xml · derivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,606

Underlying: Common Shares Of Beneficial Interest · 76,606 shares

Expires 2036-08-17

F1 · security: Each restricted unit award is subject to the same time-based vesting conditions that were previously applicable to the AVB Performance Award with respect to a number of limited partnership interests in the OP designated as restricted units ("RUs"), rounded to the nearest whole number of RUs, equal to the product of (i) the number of shares of AVB Common Stock subject to such AVB Performance Award, determined by deeming any performance-based vesting criteria applicable to such AVB Performance Award to be achieved based on the greater of target performance and the actual level of performance (which was calculated as of the latest practicable date prior to the Effective Time and certified by the Compensation Committee of the AVB board prior to the Effective Time) and (ii) 2.793.

F2 · security: Pursuant to the Agreement and Plan of Merger, dated as of May 20, 2026 (the "Merger Agreement"), by and among AvalonBay Communities, Inc., a Maryland corporation ("AVB"), Vivmark Residential (f/k/a Equity Residential), a Maryland real estate investment trust ("VMRK"), ERP Operating Limited Partnership, an Illinois limited partnership (the "OP"), and Canopy Merger Sub LLC, a Maryland limited liability company ("Merger Sub"), AVB and VMRK combined in a merger of equals on August 17, 2026, with AVB merging with and into Merger Sub, with Merger Sub surviving as a wholly owned subsidiary of VMRK (the "Merger"). Merger Sub subsequently merged with and into the OP, with the OP continuing as the surviving entity.

F3 · security: Pursuant to the Merger Agreement, each award outstanding immediately prior to the effective time of the Merger (the "Effective Time") with respect to shares of common stock, par value $0.01 per share (the "AVB Common Stock"), of AVB that vest on the basis of the achievement of applicable performance goals (each, an "AVB Performance Award") was converted into a restricted unit award, in lieu of VMRK restricted shares.

F4 · derivative.exercise_price: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests ("OP Units") in the OP when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of VMRK on a one-for-one basis or cash value of such shares, at VMRK's option. The RUs reflected in this report also include any OP Units into which such RUs automatically convert.

F5 · derivative.exercise_date: The RUs are scheduled to vest on March 1, 2027. In addition, the RUs (including any OP Units into which they may automatically convert) are subject to a holding restriction until August 17, 2028.

SEC source: 0001544531-26-000005 · wk-form4_1777666760.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507

F1 · shares: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

SEC source: 0001193125-26-088708 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,914.2339

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock and performance share unit awards under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001193125-26-277558 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,465.2339

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock and performance share unit awards under the Company's Second Amended and Restated 2009 Equity Incentive Plan. The original Form 4 filing has been amended to reflect the correct number of shares withheld.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001193125-26-085655 · ownership.xml · derivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,772

Underlying: Common Stock · 21,772 shares

Expires 2036-02-26

F4 · shares: Reflects grant of options under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F5 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment vesting on 3/1/2027.

SEC source: 0001193125-26-085655 · ownership.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,680.2339

F3 · shares: Reflects shares earned in connection with previously awarded performance share units issued under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001193125-26-085655 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,684.2339

F1 · shares: Reflects grant of shares of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan, which shares are subject to vesting requirements.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0000950170-25-032951 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,919.327

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock and performance share unit awards under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0000950170-25-030241 · ownership.xml · derivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,473

Underlying: Common Stock · 9,473 shares

Expires 2035-02-26

F4 · shares: Reflects grant of options under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F5 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment vesting on 3/1/2026.

SEC source: 0000950170-25-030241 · ownership.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,376.327

F3 · shares: Reflects shares earned in connection with previously awarded performance share units issued under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0000950170-25-030241 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,381.327

F1 · shares: Reflects grant of shares of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan, which shares are subject to vesting requirements.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0000950170-24-026724 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,683.4986

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock and performance share unit awards under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0000950170-24-016090 · ownership.xml · derivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,651

Underlying: Common Stock · 12,651 shares

Expires 2034-02-13

F4 · shares: Reflects grant of options under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F5 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment vesting on 3/1/2025.

SEC source: 0000950170-24-016090 · ownership.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,468.4986

F3 · shares: Reflects shares earned in connection with previously awarded performance share units issued under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0000950170-24-016090 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,369.4986

F1 · shares: Reflects grant of shares of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan, which shares are subject to vesting requirements.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0000950170-24-011309 · ownership.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,580.4986

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001209191-23-015926 · doc4.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,753.7588

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock and performance share unit awards under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001209191-23-013476 · doc4.xml · derivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,377

Underlying: Common Stock · 10,073 shares

Expires 2033-02-23

F4 · shares: Reflects grant of options under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F5 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment vesting on 3/1/2024.

SEC source: 0001209191-23-013476 · doc4.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,734.7588

F3 · shares: Reflects shares earned in connection with previously awarded performance share units issued under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001209191-23-013476 · doc4.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,031.7588

F1 · shares: Reflects grant of shares of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan, which shares are subject to vesting requirements.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001209191-23-006933 · doc4.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,652.7588

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001209191-22-011903 · doc4.xml · derivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,304

Underlying: Common Stock · 8,304 shares

Expires 2032-02-17

F4 · shares: Reflects grant of options under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F5 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment vesting on 3/1/2023.

SEC source: 0001209191-22-011903 · doc4.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,844.2001

F3 · shares: Reflects grant of shares of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan, which shares are subject to vesting requirements.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001209191-22-011903 · doc4.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,179.2001

F1 · shares: Reflects withholding of shares by the Company to cover tax withholding obligations on the vesting of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan.

F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares.

SEC source: 0001209191-21-006394 · doc4.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,691

F1 · shares: Reflects grant of shares of restricted stock under the Company's Second Amended and Restated 2009 Equity Incentive Plan, which shares are subject to vesting requirements.

SEC source: 0000895345-20-000642 · form4.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,202

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to adjust the number of RSUs attributable to "Tranche 3" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award which vested or will vest in three substantially equal installments on May 2, 2019, May 2, 2020 and May 2, 2021; therefore two-thirds of the additional RSUs were considered vested as of the date of grant and one-third will vest on May 2, 2021.

F2 · balance_after: Includes 41,380 unvested RSUs, as of the date of this filing, after taking into account the transaction reported herein.

SEC source: 0000895345-20-000483 · form4.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,721

F2 · shares: Represents a grant of Restricted Share Units awarded under the Seritage Growth Properties 2015 Share Plan on March 2, 2020 based on a per share grant date value of $33.44. This award will vest in substantially equal installments on the anniversaries of the date of grant in 2021, 2022 and 2023.

F3 · balance_after: Includes 51,644 unvested Restricted Share Units, as of the date of this filing, after taking into account the transactions reported herein.

SEC source: 0000895345-20-000483 · form4.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,021

F1 · shares: Represents Restricted Share Units awarded under the terms of a performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on February 27, 2017 based on a per share grant date value of $47.31 and covering the performance period January 1, 2017 to December 31, 2019. Such number of Restricted Share Units is based on the determination by the compensation committee of the board of directors of the issuer of the applicable level of performance achievement. The reported number of Restricted Share Units vested on March 2, 2020, when the performance determination was approved, and were settled in Class A common shares of the issuer on March 25, 2020.

SEC source: 0001567619-19-012311 · doc1.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,443

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based RSUs.

F2 · balance_after: Includes 49,000 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-012311 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,887

F1 · shares: Represents a grant of Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan to increase the number of RSUs attributable to "Tranche 2" of the time-vested portion of the 2018 Incentive Award pursuant to the terms of such award. These additional RSUs have the same vesting schedule as the RSUs originally granted under the 2018 Incentive Award, such that one-third were vested as of the date of grant and one-third will vest on each of May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 49,000 unvested RSUs and Restricted Shares, as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-007476 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,572

F1 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based Restricted Share Units.

F2 · balance_after: Includes 127,464 unvested or Restricted Share Units and Restricted Shares as of the date of this filing, after taking into account both transactions reported herein.

SEC source: 0001567619-19-006755 · doc1.xml · nonDerivative · entry 3

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,173

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of performance-based restricted stock awards.

F4 · balance_after: Includes 136,655 unvested or vested but unsettled Restricted Share Units and Restricted Shares as of the date of this filing, after taking into account the transactions reported herein.

SEC source: 0001567619-19-006755 · doc1.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,535

F2 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 8, 2020, March 8, 2021 and March 8, 2022.

SEC source: 0001567619-19-006755 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,944

F1 · shares: Represents additional Restricted Shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on July 7, 2015, and previously included in Form 4 filings, in which 21,551 Restricted Shares (the initial number of Restricted Shares granted) were reported. The total number of shares subject to this performance award, including the additional shares reported herein, is 46,660, all of which vested on March 8, 2019 when the performance determination was approved by the compensation committee of the board of directors of the issuer.

SEC source: 0001567619-18-001223 · doc1.xml · nonDerivative · entry 2

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,835

F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of performance-based restricted stock awards.

F2 · balance_after: Includes 146,615 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001567619-18-001223 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,392

F1 · shares: Represents additional restricted shares granted under the Seritage Growth Properties 2015 Share Plan to reflect the final level of performance achievement under the terms of a performance award, consisting of restricted stock, granted on July 7, 2015, and previously included in Form 4 filings at the target level of achievement. The total number of shares subject to this performance award, including the additional shares reported herein, is 134,042, half of which vested on August 13, 2018 when the performance determination was approved by the compensation committee of the board of directors of the issuer and half of which vest on May 4, 2019, subject to the reporting person's continued employment with the issuer.

F2 · balance_after: Includes 146,615 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001140361-18-021848 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,769

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of May 2, 2019, May 2, 2020 and May 2, 2021.

F2 · balance_after: Includes 205,100 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001140361-18-012308 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,809

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in substantially equal installments on each of March 2, 2019, March 2, 2020 and March 2, 2021.

F2 · balance_after: Includes 170,140 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.

SEC source: 0001140361-17-013267 · doc1.xml · nonDerivative · entry 1

Schall Benjamin · CIK 0001544531 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,709

F1 · shares: Represents a grant of Restricted Share Units under the Seritage Growth Properties 2015 Share Plan. This award will vest in three equal installments beginning on February 27, 2018.

F2 · balance_after: Includes 184,619 unvested Restricted Share Units and Restricted Shares, as of the date of this filing.