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Korman Alan S

Disclosed activity across 1 company

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21818
SEC CIK
0001509464

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBUS MCKINNON CORPCMCO · Entity 5477Sr VP, Gen'l Counsel & SecAugust 17, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBUS MCKINNON CORP

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,441.924 Reported balance After 2026-08-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 28.726 · Balance 49,441.924

F1: Represents additional restricted stock units attributable to dividend reinvestment.

Common StockSEC Table I · non-derivativeDirect58,496.924 Reported balance After 2026-08-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-17 · Grant · Acquired 9,055 · Balance 58,496.924

F2: Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026, subject to forfeiture in whole or part; units become fully and non-forfeitable 33.33% per year for three years on 8/17/2027, 5/18/2028 and 5/18/2029, if reporting person remains an employee of issuer.

F3: Includes 16,921.845 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,203.409 shares become fully vested 5/20/2027, 6,663.436 shares become fully vested 50% per year for two years beginning 5/19/2026 and 9,055 shares become fully vested 33.33% per year for three years on 8/17/2027, 5/18/2028 and 5/18/2029, if reporting person remains an employee of issuer.

Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.11 · Expires 2036-08-17Direct20,080 Reported balance After 2026-08-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-17 · Grant · Acquired 20,080 · Balance 20,080

F4: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years on 8/17/2027, 5/18/2028 and 5/18/2029, if reporting person remains an employee of issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents additional restricted stock units attributable to dividend reinvestment.

F2: Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026, subject to forfeiture in whole or part; units become fully and non-forfeitable 33.33% per year for three years on 8/17/2027, 5/18/2028 and 5/18/2029, if reporting person remains an employee of issuer.

F3: Includes 16,921.845 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,203.409 shares become fully vested 5/20/2027, 6,663.436 shares become fully vested 50% per year for two years beginning 5/19/2026 and 9,055 shares become fully vested 33.33% per year for three years on 8/17/2027, 5/18/2028 and 5/18/2029, if reporting person remains an employee of issuer.

F4: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years on 8/17/2027, 5/18/2028 and 5/18/2029, if reporting person remains an employee of issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2019 Filed Nov 12, 2019 19:58 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 4,601 $18.95 $87,188.95
Disclosure

SEC source: 0001005229-19-000287 · wf-form4_157358868717825.xml · nonDerivative · entry 4

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,757.7718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 19:58 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 SaleCommon Stock 2,090 $38.97 $81,447.30
Disclosure

SEC source: 0001005229-19-000287 · wf-form4_157358868717825.xml · nonDerivative · entry 3

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,156.7718

Read SEC document
November 08, 2019 Filed Nov 12, 2019 19:58 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 2,724 $13.43 $36,583.32
Disclosure

SEC source: 0001005229-19-000287 · wf-form4_157358868717825.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,246.7718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 19:22 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 21.6097 $0.00 $0.00
Disclosure

SEC source: 0001005229-19-000251 · wf-form4_156641531328175.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,522.7718

F1 · shares: Represents additional restricted stock units attributable to dividend reinvestment.

F2 · balance_after: Includes 12,346.7718 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,479.2275 shares become fully vested and non-forfeitable on 5/23/2020; 1,861.7136 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,121.8187 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 2,698.6370 shares become fully vested and non-forfeitable 11/15/2019, 2,856.0326 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and the remaining 1,329.3424 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

Read SEC document
May 23, 2019 Filed May 28, 2019 16:16 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 500.6662 $34.56 $17,303.02
Disclosure

SEC source: 0001005229-19-000147 · wf-form4_155906017644617.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,837.1621

F1 · shares: 1,476.6662 restricted stock units became fully vested on 5/23/2019, of which 500 shares were traded and .6662 shares were converted to cash to satisfy tax withholding obligations.

F2 · balance_after: Includes 11,661.1621 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,476.6662 shares become fully vested and non-forfeitable on 5/23/2020; 1,858.4674 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,118.1011 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, and the remaining 3,514 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

Read SEC document
May 23, 2019 Filed Jun 4, 2019 18:29 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 500.6662 $34.56 $17,303.02
Disclosure

SEC source: 0001005229-19-000172 · wf-form4a_155967292630446.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,501.1621

F1 · balance_after: This Amendment is being filed to correct the amount of securities beneficially owned following the reported transaction(s) specified in Column 5 of Table 1. The amount previously reported included 3,514 restricted stock units issued to reporting person on 5/20/2019 and there was an error in the calculation of that number. The correct number of restricted stock units issued on 5/20/2019 was 4,178. Therefore, the amount specified in Column 5 of Table 1 is being corrected to include the additional 664 shares of restricted stock units issued to reporting person on 5/20/2019.

F2 · balance_after: Footnote number 2 in the original Form 4 filed on 5/28/2019, is being amended to read as follows: Includes 12,325.1621 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,476.6662 shares become fully vested and non-forfeitable on 5/23/2020; 1,858.4674 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,118.1011 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, 2,851 shares become fully vested and non-foreitable 25% per year for four years beginning 5/20/2020 and the remaining 1,327 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

Read SEC document
May 22, 2019 Filed May 24, 2019 18:16 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 239.0281 $36.05 $8,616.96
Disclosure

SEC source: 0001005229-19-000136 · wf-form4_155872177722814.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,337.8283

F2 · shares: 705.0281 restricted stock units became fully vested on 5/22/2019, of which 239 shares were traded and .0281 shares were converted to cash to satisfy tax withholding obligations.

F3 · balance_after: Includes 13,137.8283 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953.3324 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 1,858.4674 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,118.1011 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, and the remaining 3,514 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

Read SEC document
May 22, 2019 Filed May 24, 2019 18:16 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 315.739 $36.05 $11,382.39
Disclosure

SEC source: 0001005229-19-000136 · wf-form4_155872177722814.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,576.8564

F1 · shares: 929.7390 restricted stock units became fully vested on 5/22/2019, of which 315 shares were traded and .7390 shares were converted to cash to satisfy tax withholding obligations.

Read SEC document
May 22, 2019 Filed Jun 4, 2019 17:51 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 239.0281 $36.05 $8,616.96
Disclosure

SEC source: 0001005229-19-000167 · wf-form4a_155967067493143.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,001.8283

F1 · balance_after: This Amendment is being filed to correct the amount of securities beneficially owned following the reported transaction(s) specified in Column 5 of Table 1. The amount previously reported included 3,514 restricted stock units issued to reporting person on 5/20/2019 and there was an error in the calculation of that number. The correct number of restricted stock units issued on 5/20/2019 was 4,178. Therefore, the amount specified in Column 5 of Table 1 is being corrected to include the additional 664 shares of restricted stock units issued to reporting person on 5/20/2019.

F2 · balance_after: Footnote number 3 in the original Form 4 filed on 5/22/2019, is being amended to reflect the corrected amount of restricted stock units issued to reporting person on 5/20/2019, and is also being corrected to reflect that 2,851 of those shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and that 1,327 of those shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer.

F3 · balance_after: Footnote number 3 in the original Form 4 filed on 5/22/2019, is being amended to read as follows: Includes 13,801.8283 shares of restricted stock issued to reporting person; 2,953.3324 shares become fully vested and non-forfeitable 50% for two years beginning on 5/23/2019; 1,858.4674 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,118.1011 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, 2,851 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and the remaining 1,327 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

Read SEC document
May 22, 2019 Filed Jun 4, 2019 17:51 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 315.739 $36.05 $11,382.39
Disclosure

SEC source: 0001005229-19-000167 · wf-form4a_155967067493143.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240.8564

F1 · balance_after: This Amendment is being filed to correct the amount of securities beneficially owned following the reported transaction(s) specified in Column 5 of Table 1. The amount previously reported included 3,514 restricted stock units issued to reporting person on 5/20/2019 and there was an error in the calculation of that number. The correct number of restricted stock units issued on 5/20/2019 was 4,178. Therefore, the amount specified in Column 5 of Table 1 is being corrected to include the additional 664 shares of restricted stock units issued to reporting person on 5/20/2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 18:43 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 12,713 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001005229-19-000107 · wf-form4_155855061779487.xml · derivative · entry 5

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,713

Underlying: Common Stock · 12,713 shares

Expires 2029-05-19

F6 · shares: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016 subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer.

Read SEC document
May 20, 2019 Filed May 22, 2019 18:43 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 4,480 $0.00 $0.00
Disclosure

SEC source: 0001005229-19-000107 · wf-form4_155855061779487.xml · nonDerivative · entry 4

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,556.5954

F4 · shares: Represents performance shares issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture; units become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

F5 · balance_after: Includes 15,436.5954 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953.3324 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,788.2064 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,823.1292 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, and the remaining 4,178 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

Read SEC document
May 20, 2019 Filed May 22, 2019 18:43 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 4,178 $0.00 $0.00
Disclosure

SEC source: 0001005229-19-000107 · wf-form4_155855061779487.xml · nonDerivative · entry 3

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,076.5954

F3 · shares: Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer.

Read SEC document
May 20, 2019 Filed May 24, 2019 16:10 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 10,694 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001005229-19-000118 · wf-form4a_155871421496978.xml · derivative · entry 5

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,694

Underlying: Common Stock · 10,694 shares

Expires 2029-05-19

F4 · shares: Amending number of non-qualified stock options issued to reporting person on 5/20/2019.

F5 · shares: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016 subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer.

Read SEC document
May 20, 2019 Filed May 24, 2019 16:10 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 4,480 $0.00 $0.00
Disclosure

SEC source: 0001005229-19-000118 · wf-form4a_155871421496978.xml · nonDerivative · entry 4

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,892.5954

F3 · balance_after: Amending footnote in Form 4 filed on 5/22/2019 to read as follows: Includes 14,772.5954 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953.3324 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,788.2064 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,823.1292 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, and the remaining 3,514 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,480 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

Read SEC document
May 20, 2019 Filed May 24, 2019 16:10 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 3,514 $0.00 $0.00
Disclosure

SEC source: 0001005229-19-000118 · wf-form4a_155871421496978.xml · nonDerivative · entry 3

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,412.5954

F1 · shares: Amending number of restricted stock units issued to reporting person on 5/20/2019.

F2 · shares: Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer.

Read SEC document
May 18, 2019 Filed May 22, 2019 18:43 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 169.3728 $35.16 $5,955.15
Disclosure

SEC source: 0001005229-19-000107 · wf-form4_155855061779487.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,898.5954

F2 · shares: Represents shares withheld to satisfy tax withholding obligation upon vesting of 500.3728 shares of restricted stock on 5/18/2019.

Read SEC document
May 18, 2019 Filed May 24, 2019 16:10 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 169.3728 $35.16 $5,955.15
Disclosure

SEC source: 0001005229-19-000118 · wf-form4a_155871421496978.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,898.5954

Read SEC document
May 13, 2019 Filed May 14, 2019 20:56 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 19.3987 $0.00 $0.00
Disclosure

SEC source: 0001005229-19-000079 · wf-form4_155786735160396.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,106.7656

F1 · shares: Represents additional restricted stock units attributable to dividend reinvestment.

F2 · balance_after: Includes 11,758.9682 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 500.3728 shares become fully vested and non-forfeitable on 5/18/2019; 2,953.3324 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,788.2064 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,823.1292 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,693.9274 shares become fully vested and non-forfeitable 11/15/2019, if reporting person remains an employee of issuer.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 3,230 $19.50 Strike: $19.50 $62,985.00
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · derivative · entry 10

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,230 shares

Expires 2021-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 3,217 $18.63 Strike: $18.63 $59,932.71
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · derivative · entry 9

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,217 shares

Expires 2021-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 SaleCommon Stock 2,528 $37.90 $95,811.20
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · nonDerivative · entry 7

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,048.5695

F1 · balance_after: Includes 11,739.5695 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 499.5600 shares become fully vested and non-forfeitable on 5/18/2019; 2,948.4890 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,783.6016 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,818.4444 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,689.4745 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2019, if reporting person remains an employee of issuer.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 3,230 $19.50 $62,985.00
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · nonDerivative · entry 6

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,576.5695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 SaleCommon Stock 2,594 $37.90 $98,312.60
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · nonDerivative · entry 5

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,346.5695

Read SEC document
February 25, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 3,217 $18.63 $59,932.71
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · nonDerivative · entry 4

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,940.5695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 59 $18.63 Strike: $18.63 $1,099.17
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · derivative · entry 8

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Underlying: Common Stock · 59 shares

Expires 2021-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: All exercisable, subject to IRS limitations.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 SaleCommon Stock 46 $37.80 $1,738.80
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · nonDerivative · entry 3

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723.5695

Read SEC document
February 22, 2019 Filed Feb 26, 2019 15:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 59 $18.63 $1,099.17
Disclosure

SEC source: 0001005229-19-000048 · wf-form4_155119622621176.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,769.5695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:22 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 16.4351 $0.00 $0.00
Disclosure

SEC source: 0001005229-19-000033 · wf-form4_155000656420536.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,710.5695

F1 · shares: Represents additional restricted stock units attributable to dividend reinvestment.

F2 · balance_after: Includes 11,739.5695 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 499.5600 shares become fully vested and non-forfeitable on 5/18/2019; 2,948.4890 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,783.6016 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,818.4444 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,689.4745 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2019, if reporting person remains an employee of issuer.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 15:47 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 20.3423 $0.00 $0.00
Disclosure

SEC source: 0001005229-18-000392 · wf-form4_154281520555457.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,694.1344

F1 · shares: Represents additional restricted stock units attributable to dividend reinvestment.

F2 · balance_after: Includes 11,723.1344 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 498.8714 shares become fully vested and non-forfeitable on 5/18/2019; 2,944.3854 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,779.7003 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,814.4754 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,685.7019 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2019, if reporting person remains an employee of issuer.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 19:52 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Disposition to issuerCommon Stock 909.0219 $35.80 $32,542.98
Disclosure

SEC source: 0001005229-18-000381 · wf-form4_154239791481315.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,673.7921

F1 · shares: Represents shares withheld to satisfy tax withholding obligation upon vesting of 2,677.0219 shares of restricted stock on 11/15/2018.

F2 · balance_after: Includes 11,702.7921 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 498.1826 shares become fully vested and non-forfeitable on 5/18/2019; 2,940.2808 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,775.7978 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,810.5052 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 2,678.0257 shares become fully vested and non-forfeitable on 11/15/2019, if reporting person remains an employee of issuer.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:06 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 17.8446 $0.00 $0.00
Disclosure

SEC source: 0001005229-18-000342 · wf-form4_153495394436564.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,582.814

F1 · shares: Represents additional restricted stock units attributable to dividend reinvestment.

F2 · balance_after: Includes 14,379.8140 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 498.1826 shares become fully vested and non-forfeitable on 5/18/2019; 2,940.2808 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,775.7978 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,810.5052 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 5,355.0476 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
May 23, 2018 Filed May 25, 2018 18:26 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 498.3285 $38.33 $19,100.93
Disclosure

SEC source: 0001005229-18-000196 · wf-form4_152727277920677.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,564.9697

F1 · shares: 498.3285 of the 1,468.3285 shares of restricted stock that vested on 5/23/18 were distributed as cash.

F2 · balance_after: Includes 14,361.9694 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,936.657 shares become fully vested and non-forfeitable 50% per year for two years beginning on 5/23/2019; 4,404.9855 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,695.8000 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 2,807 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.

Read SEC document
May 23, 2018 Filed Jun 1, 2018 19:19 UTC Amendment COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 498.3285 $38.33 $19,100.93
Disclosure

SEC source: 0001005229-18-000216 · wf-form4a_152788073672747.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,564.9694

F1 · shares: Original footnote is being amended to read as follows. Represents shares withheld to satisfy tax withholding obligation upon vesting of 1,468.3285 shares of restricted stock on 5/23/2018.

F2 · balance_after: Originally reported as 16,564.9697, and original footnote is being amended to read as follows. Includes 14,361.9694 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 497.5745 shares become fully vested and non-forfeitable on 5/18/2019; 2,936.657 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,772.3524 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,807 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 5,348.3855 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:38 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 7,542 $0.00 Strike: $38.70 $0.00
Disclosure

SEC source: 0001005229-18-000176 · wf-form4_152719784329010.xml · derivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,542

Underlying: Common Stock · 7,542 shares

Expires 2028-05-21

F3 · shares: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part, options become exercisable 25% per year for four years beginning 5/22/19, if reporting person remains an employee of issuer.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:38 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 2,807 $0.00 $0.00
Disclosure

SEC source: 0001005229-18-000176 · wf-form4_152719784329010.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,063.2979

F1 · shares: Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part, units become fully vested and non-forfeitable 25% per year for four years beginning 5/22/19, if reporting person remains an employee of issuer.

F2 · balance_after: Includes 15,830.2979 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,404.9855 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,695.8000 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 2,807 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.

Read SEC document
May 22, 2018 Filed May 24, 2018 19:50 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 313.4476 $38.70 $12,130.42
Disclosure

SEC source: 0001005229-18-000157 · wf-form4_152719141013709.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,256.2979

F1 · shares: Represents shares withheld to satisfy tax withholding obligation upon vesting of 923.4476 shares of restricted stock on 5/22/2018.

F2 · balance_after: Includes 13,023.2979 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,404.9855 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,695.8000 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 2,772.3524 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2019, if reporting person remains an employee of issuer.

Read SEC document
May 19, 2018 Filed May 23, 2018 15:51 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 151.0701 $37.91 $5,727.07
Disclosure

SEC source: 0001005229-18-000139 · wf-form4_152709070053090.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,569.7455

F1 · shares: Represents shares withheld to satisfy tax withholding obligation upon vesting of 445.0701 shares of restricted stock on 5/19/2018.

F2 · balance_after: Includes 13,946.7455 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,404.9855 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,695.8000 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,348.3855 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 13:38 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Tax withholdingCommon Stock 168.5745 $37.18 $6,267.60
Disclosure

SEC source: 0001005229-18-000123 · wf-form4_152699626661849.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,720.8156

F1 · shares: Represents shares withheld to satisfy tax withholding obligation upon vesting of 497.5745 shares of restricted stock on 5/18/2018.

F2 · balance_after: Includes 14,391.8156 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 445.0701 shares become fully vested and non-forfeitable on 5/19/2018; 497.5745 shares become fully vested and non-forfeitable on 5/18/2018; 4,404.9855 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,695.8000 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,348.3855 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:06 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 20.5637 $0.00 $0.00
Disclosure

SEC source: 0001005229-18-000107 · wf-form4_152650475034856.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,889.3901

F1 · shares: Represents additional restricted stock units attributable to dividend reinvestment.

F2 · balance_after: Includes 14,889.3901 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 445.0701 shares become fully vested and non-forfeitable on 5/19/2018; 995.1490 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,404.9855 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,695.8000 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,348.3855 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:24 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 2,000 $15.16 Strike: $15.16 $30,320.00
Disclosure

SEC source: 0001005229-18-000064 · wf-form4_152112742071308.xml · derivative · entry 3

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,140

Underlying: Common Stock · 2,000 shares

Expires 2026-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:24 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 SaleCommon Stock 2,000 $37.39 $74,780.00
Disclosure

SEC source: 0001005229-18-000064 · wf-form4_152112742071308.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.8264

F1 · balance_after: Includes 14,868.8264 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 444.4674 shares become fully vested and non-forfeitable on 5/19/2018; 993.7932 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,398.9261 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,690.6804 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,340.9593 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:24 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 2,000 $15.16 $30,320.00
Disclosure

SEC source: 0001005229-18-000064 · wf-form4_152112742071308.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,868.8264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 14,868.8264 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 444.4674 shares become fully vested and non-forfeitable on 5/19/2018; 993.7932 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,398.9261 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,690.6804 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,340.9593 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 20:53 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 1,500 $13.43 Strike: $13.43 $20,145.00
Disclosure

SEC source: 0001005229-18-000062 · wf-form4_152045596880027.xml · derivative · entry 3

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,724

Underlying: Common Stock · 1,500 shares

Expires 2022-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: All exercisable, subject to IRS limitations.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 20:53 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 SaleCommon Stock 1,500 $36.45 $54,675.00
Disclosure

SEC source: 0001005229-18-000062 · wf-form4_152045596880027.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.8264

F1 · balance_after: Includes 14,868.8264 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 444.4674 shares become fully vested and non-forfeitable on 5/19/2018; 993.7932 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,398.9261 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,690.6804 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,340.9593 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 20:53 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 1,500 $13.43 $20,145.00
Disclosure

SEC source: 0001005229-18-000062 · wf-form4_152045596880027.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,368.8264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 22:35 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 1,724 $18.63 Strike: $18.63 $32,118.12
Disclosure

SEC source: 0001005229-18-000058 · wf-form4_152037571115634.xml · derivative · entry 3

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276

Underlying: Common Stock · 1,724 shares

Expires 2021-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: All exercisable, subject to IRS limitations.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 22:35 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 SaleCommon Stock 1,724 $36.00 $62,064.00
Disclosure

SEC source: 0001005229-18-000058 · wf-form4_152037571115634.xml · nonDerivative · entry 2

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.8264

F1 · balance_after: Includes 14,868.8264 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 444.4674 shares become fully vested and non-forfeitable on 5/19/2018; 993.7932 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,398.9261 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,690.6804 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,340.9593 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 22:35 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 Exercise / conversionCommon Stock 1,724 $18.63 $32,118.12
Disclosure

SEC source: 0001005229-18-000058 · wf-form4_152037571115634.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,592.8264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 20:26 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 16.5016 $0.00 $0.00
Disclosure

SEC source: 0001005229-18-000039 · wf-form4_151924478300592.xml · nonDerivative · entry 1

Korman Alan S · CIK 0001509464 · VP, Gen'l Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868.8264

F1 · shares: Represents additional restricted stock units attributable to dividend reinvestment.

F2 · balance_after: Includes 14,868.8264 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 444.4674 shares become fully vested and non-forfeitable on 5/19/2018; 993.7932 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,398.9261 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,690.6804 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,340.9593 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.