Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBUS MCKINNON CORPCMCO · Entity 5477 | Director | August 17, 2026 | August 19, 2026 |
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director · CEO and Chairman | February 26, 2026 | March 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBUS MCKINNON CORP
Report date August 17, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred StockSEC Table II · derivative / convertible security | Direct | 4,310.124 |
Reported balance
After 2026-08-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-17 · Grant · Acquired 15.739 · Balance 4,310.124 F1: Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock. F2: Represents additional deferred stock units attributable to dividend reinvestment. F3: Deferred Shares will be delivered to the reporting person on February 1, 2031, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026. |
| Deferred StockSEC Table II · derivative / convertible security | Direct | 3,295.117 |
Reported balance
After 2026-08-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-17 · Grant · Acquired 12.032 · Balance 3,295.117 F1: Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock. F2: Represents additional deferred stock units attributable to dividend reinvestment. F4: Deferred Shares will be delivered to the reporting person on February 1, 2032, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026. |
| Deferred StockSEC Table II · derivative / convertible security | Direct | 3,629.854 |
Reported balance
After 2026-08-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-17 · Grant · Acquired 13.254 · Balance 3,629.854 F1: Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock. F2: Represents additional deferred stock units attributable to dividend reinvestment. F4: Deferred Shares will be delivered to the reporting person on February 1, 2032, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026. |
| Deferred StockSEC Table II · derivative / convertible security | Direct | 8,737.14 |
Reported balance
After 2026-08-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-17 · Grant · Acquired 31.904 · Balance 8,737.14 F1: Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock. F2: Represents additional deferred stock units attributable to dividend reinvestment. F4: Deferred Shares will be delivered to the reporting person on February 1, 2032, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026. |
| Deferred StockSEC Table II · derivative / convertible security | Direct | 7,590 |
Reported balance
After 2026-08-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-17 · Grant · Acquired 7,590 · Balance 7,590 F1: Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock. F5: Represents deferred stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026. F6: Deferred Shares will be delivered to the reporting person on February 1, 2033, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2026-08-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit is equal in value to one share of Columbus McKinnon Corporation common stock.
F2: Represents additional deferred stock units attributable to dividend reinvestment.
F3: Deferred Shares will be delivered to the reporting person on February 1, 2031, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.
F4: Deferred Shares will be delivered to the reporting person on February 1, 2032, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.
F5: Represents deferred stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.
F6: Deferred Shares will be delivered to the reporting person on February 1, 2033, under and subject to the terms of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.
PIPER SANDLER COMPANIES
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,315 |
Ending reported balance
After 2026-02-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-26 · Grant · Acquired 20,222 · Balance 76,537 F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025. Row 2 · 2026-02-26 · Tax withholding · Disposed 9,222 · Balance 67,315 |
| Common StockSEC Table I · non-derivative | IndirectThrough Living Trust | 36,000 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,000 F2: These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025.
F2: These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2021 Filed Aug 5, 2021 22:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 6,191 | $129.14 | $799,505.74 |
DisclosureSEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,766 F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan. F4 · price: These shares were sold in multiple transactions at prices ranging from $128.6750 to $129.5300 inclusive. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 22:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 1,429 | $128.18 | $183,169.22 |
DisclosureSEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,957 F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan. F3 · price: These shares were sold in multiple transactions at prices ranging from $127.6700 to $128.6700 inclusive. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 22:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | SaleCommon Stock | 680 | $127.24 | $86,523.20 |
DisclosureSEC source: 0001230245-21-000102 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,386 F1 · kind: The shares of common stock were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (10) were sold in multiple transactions at the price ranges provided in footnotes (2) through (10). These shares in footnote (2) were sold in multiple transactions at prices ranging from $126.6500 to $127.6200 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (10) upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:14 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 6,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000034 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,066 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:14 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 14,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000034 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,868 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 10,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000014 · edgar.xml · nonDerivative · entry 5 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,953 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 1,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000014 · edgar.xml · nonDerivative · entry 4 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,525 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 1,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000014 · edgar.xml · nonDerivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,997 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000014 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,086 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-21-000014 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,816 F1 · kind: The reported transaction was a gift by the reporting person to an educational institution. Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 22:00 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | PurchaseCommon Stock | 400 | $38.52 | $15,408.00 |
DisclosureSEC source: 0001230245-20-000058 · edgar.xml · nonDerivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,816 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.00 to $39.00 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 22:00 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | PurchaseCommon Stock | 500 | $32.99 | $16,495.00 |
DisclosureSEC source: 0001230245-20-000058 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,416 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.54 to $33.40 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 22:00 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | PurchaseCommon Stock | 1,100 | $35.02 | $38,522.00 |
DisclosureSEC source: 0001230245-20-000058 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,916 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.75 to $35.56 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 2,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-20-000033 · edgar.xml · derivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,379 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000033 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,816 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Exercise / conversionCommon Stock | 1,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000033 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 1,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,162 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 908 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,251 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 1,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,159 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 9,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000017 · edgar.xml · nonDerivative · entry 4 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,845 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 10,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-19-000051 · edgar.xml · derivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,036 shares Expires 2019-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000051 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,183 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 10,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000051 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:02 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 7,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000017 · edgar.xml · nonDerivative · entry 4 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,724 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:02 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 907 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000017 · edgar.xml · nonDerivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,566 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:02 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000017 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,473 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:02 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 3,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000017 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,914 Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:14 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 9,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000064 · edgar.xml · derivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,162 shares Expires 2018-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:14 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000064 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,143 Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:14 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 7,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000064 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 21:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000024 · edgar.xml · nonDerivative · entry 3 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,917 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000024 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,440 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 2,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000024 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,880 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantEmployee Stock Option (right to buy) · Derivative | 49,000 | $0.00 Strike: $99.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000018 · edgar.xml · derivative · entry 2 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 49,000 shares Expires 2028-02-15 F1 · derivative.exercise_date: The option vests 33% on February 15, 2021, 33% on February 15, 2022 and all the remaining shares on February 15, 2023. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 5,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000018 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,839 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GiftCommon Stock | 4,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000012 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,870 F1 · kind: The reported transaction was a gift by the reporting person to a non-profit organization. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 8,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000085 · edgar.xml · derivative · entry 3 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,540 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 4,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000085 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,095 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 8,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000085 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:26 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 2,997 | $76.05 | $227,921.85 |
DisclosureSEC source: 0001230245-17-000041 · edgar.xml · nonDerivative · entry 2 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,672 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:26 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 2,631 | $76.05 | $200,087.55 |
DisclosureSEC source: 0001230245-17-000041 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,669 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:49 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 2,470 | $78.85 | $194,759.50 |
DisclosureSEC source: 0001230245-17-000030 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,300 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 9,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000023 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,770 Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:23 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 13,215 | $75.32 | $995,304.90 |
DisclosureSEC source: 0001230245-17-000012 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,297 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.95 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:46 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 17,048 | $56.33 | $960,272.92 |
DisclosureSEC source: 0001230245-16-000308 · edgar.xml · nonDerivative · entry 1 Abraham Chad R · CIK 0001538591 · Co-Head Global IB and Cap Mkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,512 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.575 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.