person · Reporting owner

STERNLICHT BARRY S

Disclosed activity across 15 companies

Tapewire entity: 2176
SEC CIK: 0001034657

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Cano Health, Inc.CANO · Entity 89005	Director · 10% owner	May 16, 2022	May 19, 2022
ESTEE LAUDER COMPANIES INCEL · Entity 3097	Director	September 15, 2026	September 16, 2026
Invitation Homes Inc.INVH · Entity 3304	Director	November 19, 2019	November 20, 2019
Jaws Mustang Acquisition CorpJWSM · Entity 5984	Director · 10% owner	February 01, 2021	February 02, 2021
STARWOOD PROPERTY TRUST, INC.STWD · Entity 3802	Director · CEO, Chairman of the Board	September 30, 2026	October 03, 2026
SkinHealth Systems Inc.VSPRU · Entity 6863	Director	September 29, 2020	September 30, 2020
Starwood Credit Real Estate Income TrustNA · Entity 17971	Executive Chairman	October 24, 2024	October 31, 2024
Starwood Real Estate Income Trust, Inc.N/A · Entity 2175	Director	September 01, 2026	September 03, 2026
Tri Pointe Homes, Inc.TPH · Entity 47254	Director	March 22, 2017	March 22, 2017
Velo3D, Inc.VLD · Entity 5750	10% owner	September 29, 2021	October 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cano Health, Inc.

Report date May 16, 2022 · Filed May 19, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	12,854,233	Reported balance After 2022-05-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-05-16 · Grant · Acquired 48,077 · Balance 12,854,233 F1: These shares represent restricted stock units ("RSUs") granted under the Cano Health, Inc. 2021 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the earliest of (i) May 16, 2023 or (ii) the Issuer's next annual meeting of stockholders, in each case so long as the reporting person remains in service as a member of the board on such date. F2: The reported securities corrects an overstatement in the prior Form 4s filed by the reporting person on July 23, 2021 and February 1, 2022, respectively, which did not give effect to JAWS Sponsor LLC's July 21, 2021 distribution and the resulting decrease in the reporting person's ownership.
Class A Common StockSEC Table I · non-derivative	IndirectBy JAWS Equity Owner 146, L.L.C.	4,829,829	Reported balance Holding disclosure · report date 2022-05-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,829,829 F2: The reported securities corrects an overstatement in the prior Form 4s filed by the reporting person on July 23, 2021 and February 1, 2022, respectively, which did not give effect to JAWS Sponsor LLC's July 21, 2021 distribution and the resulting decrease in the reporting person's ownership. F3: The reported securities are held by JAWS Equity Owner 146, L.L.C. ("Equity Owner"). The reporting person controls Equity Owner and is therefore deemed to be the beneficial owner of such securities, provided that, the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent restricted stock units ("RSUs") granted under the Cano Health, Inc. 2021 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the earliest of (i) May 16, 2023 or (ii) the Issuer's next annual meeting of stockholders, in each case so long as the reporting person remains in service as a member of the board on such date.

F2: The reported securities corrects an overstatement in the prior Form 4s filed by the reporting person on July 23, 2021 and February 1, 2022, respectively, which did not give effect to JAWS Sponsor LLC's July 21, 2021 distribution and the resulting decrease in the reporting person's ownership.

F3: The reported securities are held by JAWS Equity Owner 146, L.L.C. ("Equity Owner"). The reporting person controls Equity Owner and is therefore deemed to be the beneficial owner of such securities, provided that, the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

ESTEE LAUDER COMPANIES INC

Report date September 15, 2026 · Filed September 16, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Units (Share Payout)SEC Table II · derivative / convertible security	Direct	18,783.89	Reported balance After 2026-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-15 · Grant · Acquired 68.05 · Balance 18,783.89 F1: Not applicable. F2: Represents reinvestment of dividend equivalents on outstanding stock units. F3: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.
Stock Units (Cash Payout)SEC Table II · derivative / convertible security	Direct	48,099.45	Reported balance After 2026-09-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-09-15 · Grant · Acquired 174.27 · Balance 48,099.45 F1: Not applicable. F2: Represents reinvestment of dividend equivalents on outstanding stock units. F3: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable.

F2: Represents reinvestment of dividend equivalents on outstanding stock units.

F3: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Invitation Homes Inc.

Report date November 19, 2019 · Filed November 20, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy controlled entities	4,078	Last balance in matching sequence After 2019-11-20 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-11-19 · Sale · Disposed 622,308 · Balance 46,836 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Represents shares held by entities controlled by the Reporting Person. Row 2 · 2019-11-20 · Sale · Disposed 42,758 · Balance 4,078 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Represents shares held by entities controlled by the Reporting Person.
Common StockSEC Table I · non-derivative	Direct	11,187	Reported balance Holding disclosure · report date 2019-11-19 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 11,187

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: Represents shares held by entities controlled by the Reporting Person.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Jaws Mustang Acquisition Corp

Report date February 01, 2021 · Filed February 02, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	IndirectBy Mustang Sponsor LLC	Not disclosed	Reported balance Holding disclosure · report date 2021-02-01 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252165) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: The Class B ordinary shares beneficially owned by the reporting person include up to 3,375,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement F3: The securities reported herein are held by Mustang Sponsor LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252165) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The Class B ordinary shares beneficially owned by the reporting person include up to 3,375,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement

F3: The securities reported herein are held by Mustang Sponsor LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

STARWOOD PROPERTY TRUST, INC.

Report date September 30, 2026 · Filed October 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy controlled entities	1,838,390	Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-30 · Exercise / conversion · Acquired 276,666 · Balance 1,838,390 F1: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3: Reflects the transfer of 2,000,000 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on September 9, 2026, such that they are now directly beneficially owned by Mr. Sternlicht. F4: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Restricted Stock UnitsSEC Table II · derivative / convertible security	IndirectBy controlled entities	1,173,338	Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-09-30 · Exercise / conversion · Disposed 276,666 · Balance 1,173,338 F5: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F6: Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F4: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	16,407,616	Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 16,407,616 F3: Reflects the transfer of 2,000,000 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on September 9, 2026, such that they are now directly beneficially owned by Mr. Sternlicht.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan.

F2: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F3: Reflects the transfer of 2,000,000 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on September 9, 2026, such that they are now directly beneficially owned by Mr. Sternlicht.

F4: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F5: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F6: Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock.

SkinHealth Systems Inc.

Report date September 29, 2020 · Filed September 30, 2020

This filing explicitly reported no securities owned.

Starwood Credit Real Estate Income Trust

Report date October 24, 2024 · Filed October 31, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class E Common SharesSEC Table I · non-derivative	IndirectBy Starwood Credit Advisors L.L.C. and Starwood Real Estate Income Holdings LP	1,608,839	Reported balance After 2024-10-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-10-24 · Grant · Acquired 27,448 · Balance 1,608,839 F1: Reflects shares paid to the advisor in settlement of performance fees pursuant to the Issuer's advisory agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares paid to the advisor in settlement of performance fees pursuant to the Issuer's advisory agreement.

Starwood Real Estate Income Trust, Inc.

Report date September 01, 2026 · Filed September 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common SharesSEC Table I · non-derivative	IndirectBy Starwood REIT Advisors L.L.C., Starwood Real Estate Income Holdings, L.P. and Barry Sternlicht.	7,321,627	Reported balance After 2026-09-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-01 · Other · Disposed 513,382 · Balance 7,321,627 F1: Includes shares acquired through Issuer's Distribution Reinvestment Plan. F2: 4,405,395 of Reportable Securities are owned by Mr. Sternlicht personally.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired through Issuer's Distribution Reinvestment Plan.

F2: 4,405,395 of Reportable Securities are owned by Mr. Sternlicht personally.

Tri Pointe Homes, Inc.

Report date March 22, 2017 · Filed March 22, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Note	0	Reported balance After 2017-03-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-03-22 · Sale · Disposed 11,985,905 · Balance 0 F1: The shares were held by VIII/TPC Holdings, L.L.C. ("Starwood Fund"), a wholly owned subsidiary of a private equity fund that is managed by an owned affiliate of Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group. Mr. Sternlicht disclaims beneficial ownership of the shares of common stock held by Starwood Fund except to the extent of any pecuniary interest therein. Starwood Fund sold 11,985,905 shares of the issuer's common stock in an underwritten offering on March 22, 2017 at a price of $12.76 per share.
Common StockSEC Table I · non-derivative	Direct	19,976	Reported balance Holding disclosure · report date 2017-03-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 19,976 F2: Since the date of the reporting person's last ownership report, Mr. Sternlicht transferred 6,938 shares of the issuer's common stock to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were held by VIII/TPC Holdings, L.L.C. ("Starwood Fund"), a wholly owned subsidiary of a private equity fund that is managed by an owned affiliate of Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group. Mr. Sternlicht disclaims beneficial ownership of the shares of common stock held by Starwood Fund except to the extent of any pecuniary interest therein. Starwood Fund sold 11,985,905 shares of the issuer's common stock in an underwritten offering on March 22, 2017 at a price of $12.76 per share.

F2: Since the date of the reporting person's last ownership report, Mr. Sternlicht transferred 6,938 shares of the issuer's common stock to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.

Velo3D, Inc.

Report date September 29, 2021 · Filed October 01, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	IndirectBy Spitfire Sponsor LLC	8,550,000	Reported balance After 2021-09-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-09-29 · Other · Acquired 8,550,000 · Balance 8,550,000 F1: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated March 22, 2021, by and among JAWS Spitfire Acquisition Corporation ("JAWS Spitfire"), Spitfire Merger Sub, Inc. and Velo3D, Inc. (the transactions contemplated thereby, the "Business Combination"), JAWS Spitfire domesticated as a Delaware corporation (the "Domestication") and changed its name to "Velo3D, Inc." ("Velo3D"). In connection with the Domestication, Spitfire Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of JAWS Spitfire, which were previously convertible into Class A ordinary shares of JAWS Spitfire, were automatically converted into shares of Class A common stock of Velo3D, par value $0.0001 per share, on a one-for-one basis. F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4.
Class B ordinary sharesSEC Table II · derivative / convertible security	IndirectBy Spitfire Sponsor LLC	0	Reported balance After 2021-09-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-09-29 · Other · Disposed 8,550,000 · Balance 0 F1: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated March 22, 2021, by and among JAWS Spitfire Acquisition Corporation ("JAWS Spitfire"), Spitfire Merger Sub, Inc. and Velo3D, Inc. (the transactions contemplated thereby, the "Business Combination"), JAWS Spitfire domesticated as a Delaware corporation (the "Domestication") and changed its name to "Velo3D, Inc." ("Velo3D"). In connection with the Domestication, Spitfire Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of JAWS Spitfire, which were previously convertible into Class A ordinary shares of JAWS Spitfire, were automatically converted into shares of Class A common stock of Velo3D, par value $0.0001 per share, on a one-for-one basis. F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4.
Warrants to purchase Class A common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-09-29	IndirectBy Spitfire Sponsor LLC	4,450,000	Reported balance After 2021-09-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-09-29 · Other · Acquired 4,450,000 · Balance 4,450,000 F3: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of December 2, 2020, by and between JAWS Spitfire and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of Velo3D (the "Private Placement Warrants") for a price of $1.50 per Private Placement Warrant. Upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 180 days after the closing of the Business Combination (or at an earlier date if agreed upon by the Velo3D board), for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination. F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated March 22, 2021, by and among JAWS Spitfire Acquisition Corporation ("JAWS Spitfire"), Spitfire Merger Sub, Inc. and Velo3D, Inc. (the transactions contemplated thereby, the "Business Combination"), JAWS Spitfire domesticated as a Delaware corporation (the "Domestication") and changed its name to "Velo3D, Inc." ("Velo3D"). In connection with the Domestication, Spitfire Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of JAWS Spitfire, which were previously convertible into Class A ordinary shares of JAWS Spitfire, were automatically converted into shares of Class A common stock of Velo3D, par value $0.0001 per share, on a one-for-one basis.

F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4.

F3: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of December 2, 2020, by and between JAWS Spitfire and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of Velo3D (the "Private Placement Warrants") for a price of $1.50 per Private Placement Warrant. Upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 180 days after the closing of the Business Combination (or at an earlier date if agreed upon by the Velo3D board), for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Jaws Hurricane Acquisition Corp

Report date June 23, 2023 · Filed June 26, 2023

Jointly reported with Hurricane Sponsor LLC, Appelbaum Andrew, Weprin Benjamin, Dhody Sanjan

Section 16 reporting ended · disclosed 2023-06-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B common stockSEC Table II · derivative / convertible security	Direct	1	Reported balance After 2023-06-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2023-06-23 · Disposition to issuer · Disposed 7,906,249 · Balance 1 F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253541) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.001 per share ("Class B common stock"), would have automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and had no expiration date. F2: In connection with the liquidation and dissolution of the Issuer, each of Andy Appelbaum, Benjamin Weprin, and Sanjan Dhody surrendered to the Issuer, for no consideration, 25,000 shares of Class B common stock directly held by such reporting person. Hurricane Sponsor LLC (the "Sponsor") and Barry S. Sternlicht surrendered to the Issuer, for no consideration, 7,831,249 shares of Class B common stock directly held by the Sponsor. F3: Mr. Sternlicht is the sole member of the Sponsor and, as such, may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Each of the Sponsor and Mr. Sternlicht disclaims beneficial ownership of the securities reported herein, except to the extent of each of the Sponsor and Mr. Sternlicht's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253541) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.001 per share ("Class B common stock"), would have automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and had no expiration date.

F2: In connection with the liquidation and dissolution of the Issuer, each of Andy Appelbaum, Benjamin Weprin, and Sanjan Dhody surrendered to the Issuer, for no consideration, 25,000 shares of Class B common stock directly held by such reporting person. Hurricane Sponsor LLC (the "Sponsor") and Barry S. Sternlicht surrendered to the Issuer, for no consideration, 7,831,249 shares of Class B common stock directly held by the Sponsor.

F3: Mr. Sternlicht is the sole member of the Sponsor and, as such, may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Each of the Sponsor and Mr. Sternlicht disclaims beneficial ownership of the securities reported herein, except to the extent of each of the Sponsor and Mr. Sternlicht's pecuniary interest therein, if any.

Jaws Juggernaut Acquisition Corp

Report date June 23, 2023 · Filed June 27, 2023

Jointly reported with Juggernaut Sponsor LLC, Jaws Equity Owner 148, LLC, PDM Juggernaut Investor LLC, JACOBS PAUL E, ABERLE DEREK K

Section 16 reporting ended · disclosed 2023-06-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	Direct	1	Reported balance After 2023-06-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2023-06-23 · Disposition to issuer · Disposed 6,899,999 · Balance 1 F1: As described in the JAWS Juggernaut Acquistion Corporation's (the "Issuer") registration statement on Form S-1 (File No. 333-253076) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share (the "Class A ordinary shares"), of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, the reporting persons surrendered to the Issuer, for no consideration 6,899,999 Class B ordinary shares. F2: This form is being filed by the following Reporting Persons: Juggernaut Sponsor LLC ("Juggernaut Sponsor"), Jaws Equity Owner 148, L.L.C. ("Jaws Equity Owner"), PDM Juggernaut Investor, LLC ("PDM Investor"), Barry S. Sternlicht, Paul E. Jacobs, Ph.D. and Derek K. Aberle. F3: Juggernaut Sponsor is jointly controlled by PDM Investor and Jaws Equity Owner, which share voting and investment discretion with respect to the securities held by Juggernaut Sponsor. PDM Investor is jointly controlled by Paul E. Jacobs, Ph.D. and Derek K. Aberle. Jaws Equity Owner is controlled by Barry S. Sternlicht. Accordingly, each of Dr. Jacobs and Mr. Sternlicht (who also serve on the issuer's board of directors) and Mr. Aberle may be deemed to share dispositive power over the securities held by Juggernaut Sponsor. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of any securities reported herein except to the extent of such entity's or such person's pecuniary interest therein. F4: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the JAWS Juggernaut Acquistion Corporation's (the "Issuer") registration statement on Form S-1 (File No. 333-253076) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share (the "Class A ordinary shares"), of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, the reporting persons surrendered to the Issuer, for no consideration 6,899,999 Class B ordinary shares.

F2: This form is being filed by the following Reporting Persons: Juggernaut Sponsor LLC ("Juggernaut Sponsor"), Jaws Equity Owner 148, L.L.C. ("Jaws Equity Owner"), PDM Juggernaut Investor, LLC ("PDM Investor"), Barry S. Sternlicht, Paul E. Jacobs, Ph.D. and Derek K. Aberle.

F3: Juggernaut Sponsor is jointly controlled by PDM Investor and Jaws Equity Owner, which share voting and investment discretion with respect to the securities held by Juggernaut Sponsor. PDM Investor is jointly controlled by Paul E. Jacobs, Ph.D. and Derek K. Aberle. Jaws Equity Owner is controlled by Barry S. Sternlicht. Accordingly, each of Dr. Jacobs and Mr. Sternlicht (who also serve on the issuer's board of directors) and Mr. Aberle may be deemed to share dispositive power over the securities held by Juggernaut Sponsor. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of any securities reported herein except to the extent of such entity's or such person's pecuniary interest therein.

F4: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

MFA FINANCIAL, INC.

Report date January 06, 2023 · Filed January 11, 2023

Jointly reported with STARWOOD CAPITAL GROUP GLOBAL II, L.P., SAR Public Holdings II, L.L.C., SSF U.S. Investco, L.P., SSF U.S. Investco C, L.P., SSF U.S. Investco K, L.P., SSF U.S. Investco S, L.P., SCGG II GP, L.L.C., Starwood Capital Group Holdings GP, L.L.C., BSS SCG GP Holdings, LLC

Section 16 reporting ended · disclosed 2023-01-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Last balance in matching sequence After 2023-01-09 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2023-01-06 · Sale · Disposed 450,000 · Balance 10,188,539 F1: The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco"). F2: [continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management. F3: [continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively. F4: [continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II. F5: [continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein. Row 2 · 2023-01-09 · Sale · Disposed 10,188,539 · Balance 0 F1: The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco"). F2: [continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management. F3: [continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively. F4: [continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II. F5: [continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco").

F2: [continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management.

F3: [continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively.

F4: [continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II.

F5: [continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein.

Starwood Waypoint Homes

Report date November 16, 2017 · Filed November 21, 2017

Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common shares of beneficial interestSEC Table I · non-derivative	IndirectBy controlled entities	Reported balance After 2017-11-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-11-16 · Disposition to issuer · Disposed 126,055 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of August 9, 2017 (the "Merger Agreement"), by and among Invitation Homes Inc. ("INVH"), Invitation Homes Operating Partnership LP ("INVH LP"), IH Merger Sub, LLC ("REIT Merger Sub"), Starwood Waypoint Homes ("SFR") and Starwood Waypoint Homes Partnership, L.P., SFR merged with and into REIT Merger Sub, with REIT Merger Sub surviving as a wholly-owned subsidiary of INVH. Pursuant to the Merger Agreement, each outstanding common share of beneficial interest, par value $0.01 per share ("SFR Common Shares"), of SFR was converted into the right to receive 1.6140 shares of common stock ("INVH Common Stock"), par value $0.01 per share, of INVH and cash in lieu of any fractional INVH Common Stock. F2: Represents SFR Common Shares held by Starwood Capital Group Global, L.P. ("SCGG") and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SCGG and SFIP.
Common shares of beneficial interestSEC Table I · non-derivative	Direct	Reported balance After 2017-11-16 transaction · row 2 1 source row Row 2 · 2017-11-16 · Disposition to issuer · Disposed 688,027 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of August 9, 2017 (the "Merger Agreement"), by and among Invitation Homes Inc. ("INVH"), Invitation Homes Operating Partnership LP ("INVH LP"), IH Merger Sub, LLC ("REIT Merger Sub"), Starwood Waypoint Homes ("SFR") and Starwood Waypoint Homes Partnership, L.P., SFR merged with and into REIT Merger Sub, with REIT Merger Sub surviving as a wholly-owned subsidiary of INVH. Pursuant to the Merger Agreement, each outstanding common share of beneficial interest, par value $0.01 per share ("SFR Common Shares"), of SFR was converted into the right to receive 1.6140 shares of common stock ("INVH Common Stock"), par value $0.01 per share, of INVH and cash in lieu of any fractional INVH Common Stock.
OP UnitsSEC Table II · derivative / convertible security	IndirectBy controlled entities	Reported balance After 2017-11-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-11-16 · Disposition to issuer · Disposed 5,849,824 · Balance 0 F3: The OP Units were redeemable for the issuer's SFR Common Shares or cash at the discretion of the issuer. The OP Units did not have expiration dates. F4: Disposed of pursuant to the Merger Agreement, pursuant to which each OP Unit was converted into the right to receive 1.6140 common limited partnership units in INVH LP. F5: The OP Units were held by SCGG.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger, dated as of August 9, 2017 (the "Merger Agreement"), by and among Invitation Homes Inc. ("INVH"), Invitation Homes Operating Partnership LP ("INVH LP"), IH Merger Sub, LLC ("REIT Merger Sub"), Starwood Waypoint Homes ("SFR") and Starwood Waypoint Homes Partnership, L.P., SFR merged with and into REIT Merger Sub, with REIT Merger Sub surviving as a wholly-owned subsidiary of INVH. Pursuant to the Merger Agreement, each outstanding common share of beneficial interest, par value $0.01 per share ("SFR Common Shares"), of SFR was converted into the right to receive 1.6140 shares of common stock ("INVH Common Stock"), par value $0.01 per share, of INVH and cash in lieu of any fractional INVH Common Stock.

F2: Represents SFR Common Shares held by Starwood Capital Group Global, L.P. ("SCGG") and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SCGG and SFIP.

F3: The OP Units were redeemable for the issuer's SFR Common Shares or cash at the discretion of the issuer. The OP Units did not have expiration dates.

F4: Disposed of pursuant to the Merger Agreement, pursuant to which each OP Unit was converted into the right to receive 1.6140 common limited partnership units in INVH LP.

F5: The OP Units were held by SCGG.

TPG RE Finance Trust, Inc.

Report date May 08, 2024 · Filed May 10, 2024

Jointly reported with STARWOOD CAPITAL GROUP GLOBAL II, L.P., SCGG II GP, L.L.C., Starwood Capital Group Holdings GP, L.L.C., BSS SCG GP Holdings, LLC

Section 16 reporting ended · disclosed 2024-05-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,647,059	Last balance in matching sequence After 2024-05-08 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2024-05-08 · Other · Acquired 12,000,000 · Balance 12,000,000 F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC. Row 2 · 2024-05-08 · Sale · Disposed 9,352,941 · Balance 2,647,059 F2: On May 8, 2024, PE Holder, L.L.C. exercised a warrant to purchase 12,000,000 shares of the Issuer's common stock at an adjusted exercise price of $6.89 per share. PE Holder, L.L.C. paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 9,352,941 of the warrant shares to pay the exercise price and issuing to PE Holder, L.L.C. the remaining 2,647,059 shares. F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC.
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.89 · Expires 2025-05-28	Direct	0	Reported balance After 2024-05-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2024-05-08 · Other · Disposed 12,000,000 · Balance 0 F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC.

F2: On May 8, 2024, PE Holder, L.L.C. exercised a warrant to purchase 12,000,000 shares of the Issuer's common stock at an adjusted exercise price of $6.89 per share. PE Holder, L.L.C. paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 9,352,941 of the warrant shares to pay the exercise price and issuing to PE Holder, L.L.C. the remaining 2,647,059 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 14, 2017 Filed Nov 15, 2017 22:06 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	214.25	$126.02	$26,999.79	Disclosure SEC source: 0001001250-17-000128 · edgar.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,051.8 Underlying: Class A Common Stock · 214.25 shares Expires not disclosed F4 · security: Reflects grant of stock units in lieu of cash for quarterly board and committee retainers. F5 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F6 · derivative.exercise_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F6 · derivative.expiration_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:06 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Share Payout) · Derivative	646.31	$0.00	$0.00	Disclosure SEC source: 0001001250-17-000128 · edgar.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,814.44 Underlying: Class A Common Stock · 646.31 shares Expires not disclosed F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan. F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1). F3 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:06 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantOption (Right to Buy) · Derivative	2,906	$0.00 Strike: $126.02	$0.00	Disclosure SEC source: 0001001250-17-000128 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906 Underlying: Class A Common Stock · 2,906 shares Expires 2027-11-14 F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan. F1 · kind: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan. Read SEC document
September 30, 2017 Filed Oct 2, 2017 20:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionRestricted Stock Units · Derivative	139,583	$0.00	$0.00	Disclosure SEC source: 0001104659-17-060214 · a4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 945,835 Underlying: Common Stock · 139,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On September 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · shares: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.exercise_date: On September 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · derivative.exercise_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.expiration_date: On September 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · derivative.expiration_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F5 · balance_after: Represents the 675,000 2015 RSUs granted to the Manager and the 1,000,000 2017 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F3 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
September 30, 2017 Filed Oct 2, 2017 20:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionCommon Stock	139,583	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-060214 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,112,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On September 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · price: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:19 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	113.83	$109.69	$12,486.01	Disclosure SEC source: 0001001250-17-000096 · edgar.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,837.55 Underlying: Class A Common Stock · 113.83 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:19 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Share Payout) · Derivative	37.6	$109.69	$4,124.34	Disclosure SEC source: 0001001250-17-000096 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,168.13 Underlying: Class A Common Stock · 37.6 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
August 30, 2017 Filed Aug 31, 2017 21:01 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	GrantCommon Stock	65,789	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-054958 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 972,915 F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
August 21, 2017 Filed Aug 22, 2017 16:53 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	Exercise / conversionOption (right to buy) · Derivative	10,000	Not disclosed Strike: $22.13	Not disclosed	Disclosure SEC source: 0001001250-17-000058 · edgar.xml · derivative · entry 6 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2017-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan. F5 · price: Not applicable. Read SEC document
August 21, 2017 Filed Aug 22, 2017 16:53 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	SaleClass A Common Stock	10,000	$106.30	$1,063,000.00	Disclosure SEC source: 0001001250-17-000058 · edgar.xml · nonDerivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,982 F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. F2 · price: Sales prices range from $106.25 to $106.36 per share, inclusive. Read SEC document
August 21, 2017 Filed Aug 22, 2017 16:53 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	Exercise / conversionClass A Common Stock	10,000	$22.13	$221,300.00	Disclosure SEC source: 0001001250-17-000058 · edgar.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 13, 2017 Filed Jul 14, 2017 19:52 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	219.04	$94.73	$20,749.66	Disclosure SEC source: 0001001250-17-000054 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,723.72 Underlying: Class A Common Stock · 219.04 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers. F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionRestricted Stock Units · Derivative	139,583	$0.00	$0.00	Disclosure SEC source: 0001104659-17-043565 · a4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,085,418 Underlying: Common Stock · 139,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On June 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · shares: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.exercise_date: On June 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · derivative.exercise_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.expiration_date: On June 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · derivative.expiration_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F5 · balance_after: Represents the 675,000 2015 RSUs granted to the Manager and the 1,000,000 2017 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F3 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionCommon Stock	139,583	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-043565 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 907,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 30, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 139,583 shares of the issuer's common stock in connection with the vesting of (i) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) 83,333 restricted stock units of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs"). F2 · price: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
June 15, 2017 Filed Jun 16, 2017 15:58 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	126.79	$97.55	$12,368.36	Disclosure SEC source: 0001001250-17-000046 · edgar.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,504.68 Underlying: Class A Common Stock · 126.79 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
June 15, 2017 Filed Jun 16, 2017 15:58 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Share Payout) · Derivative	42.13	$97.55	$4,109.78	Disclosure SEC source: 0001001250-17-000046 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,130.53 Underlying: Class A Common Stock · 42.13 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
June 02, 2017 Filed Jun 2, 2017 21:49 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	OtherCommon Stock	40,636	$0.00	$0.00	Disclosure SEC source: 0001104659-17-037285 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 767,543 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
May 25, 2017 Filed May 30, 2017 21:18 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	OtherCommon Stock	120,346	$0.00	$0.00	Disclosure SEC source: 0001104659-17-036267 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 891,021 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to a person having an affiliation with the Manager. F2 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
May 19, 2017 Filed May 19, 2017 20:06 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	GrantCommon Stock	123,478	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-034023 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,741,033 F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager. F2 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
May 18, 2017 Filed May 22, 2017 14:53 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	227.07	$91.38	$20,749.66	Disclosure SEC source: 0001001250-17-000033 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,377.89 Underlying: Class A Common Stock · 227.07 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers. F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
May 02, 2017 Filed May 2, 2017 23:45 UTC	Starwood Waypoint Homes SFR · Entity 171717	OtherCommon shares beneficial interest	40,684	$0.00	$0.00	Disclosure SEC source: 0001209191-17-029456 · doc4.xml · nonDerivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entity Disclosed balance after: 126,055 F4 · kind: On May 2, 2017, SCGG distributed 40,684 of the issuer's common shares of beneficial interest to certain employees and other individuals having an affiliation with SCGG. F2 · ownership.nature: Represents common shares of beneficial interest held by SCGG and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SFIP. Read SEC document
May 02, 2017 Filed May 2, 2017 23:45 UTC	Starwood Waypoint Homes SFR · Entity 171717	OtherCommon shares beneficial interest	73,285	$0.00	$0.00	Disclosure SEC source: 0001209191-17-029456 · doc4.xml · nonDerivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entity Disclosed balance after: 166,739 F3 · kind: On May 2, 2017, SCGG distributed 73,285 of the issuer's common shares of beneficial interest to certain employees and other individuals having an affiliation with SCGG. F2 · ownership.nature: Represents common shares of beneficial interest held by SCGG and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SFIP. Read SEC document
May 01, 2017 Filed May 2, 2017 23:45 UTC	Starwood Waypoint Homes SFR · Entity 171717	OtherOP Units · Derivative	73,285	$0.00	$0.00	Disclosure SEC source: 0001209191-17-029456 · doc4.xml · derivative · entry 5 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 5,849,734 Underlying: Common share of beneficial interest · 73,285 shares Expires not disclosed F5 · derivative.exercise_price: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F1 · kind: On May 1, 2017, Starwood Capital Group Global, L.P. ("SCGG") received 73,285 of the issuer's common shares of beneficial interest from the issuer in exchange for 73,285 OP Units. Mr. Sternlicht is the controlling partner of SCGG. F5 · derivative.exercise_date: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F5 · derivative.expiration_date: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F6 · ownership.nature: OP Units are held by SCGG. Read SEC document
May 01, 2017 Filed May 2, 2017 23:45 UTC	Starwood Waypoint Homes SFR · Entity 171717	OtherCommon shares beneficial interest	73,285	$0.00	$0.00	Disclosure SEC source: 0001209191-17-029456 · doc4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entity Disclosed balance after: 240,024 F1 · kind: On May 1, 2017, Starwood Capital Group Global, L.P. ("SCGG") received 73,285 of the issuer's common shares of beneficial interest from the issuer in exchange for 73,285 OP Units. Mr. Sternlicht is the controlling partner of SCGG. F2 · ownership.nature: Represents common shares of beneficial interest held by SCGG and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SFIP. Read SEC document
May 01, 2017 Filed Oct 2, 2017 21:44 UTC Amendment	Starwood Waypoint Homes SFR · Entity 171717	OtherOP Units · Derivative	73,285	$0.00	$0.00	Disclosure SEC source: 0001209191-17-054708 · doc4a.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by controlled entities Disclosed balance after: 5,849,734 Underlying: Common shares of beneficial interest · 73,285 shares Expires not disclosed F1 · derivative.exercise_price: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F2 · kind: On May 1, 2017, Starwood Capital Group Global, L.P. ("SCGG") received 73,285 of the issuer's common shares of beneficial interest from the issuer in exchange for 73,285 OP Units. Mr. Sternlicht is the controlling partner of SCGG. F1 · derivative.exercise_date: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F1 · derivative.expiration_date: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F3 · balance_after: This filing amends the Form 4 filed by the reporting person on May 2, 2017, which mistakenly reported the number of Derivative Securities Beneficially Owned Following the Reported Transaction as 5,849,824 OP Units instead of 5,849,734 OP Units as reported herein. F4 · ownership.nature: OP Units are held by SCGG. Read SEC document
April 11, 2017 Filed Apr 13, 2017 23:25 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	OtherCommon Stock	37,221	$0.00	$0.00	Disclosure SEC source: 0001104659-17-023463 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,617,555 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other individuals having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:29 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	OtherCommon Stock	155,530	$0.00	$0.00	Disclosure SEC source: 0001104659-17-021375 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,654,776 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other individuals having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
March 31, 2017 Filed Mar 31, 2017 20:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionRestricted Stock Units · Derivative	56,250	$0.00	$0.00	Disclosure SEC source: 0001104659-17-020693 · a4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,225,001 Underlying: Common Stock · 56,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On March 31, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F2 · shares: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs") will vest ratably in quarterly installments through June 30, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.exercise_date: On March 31, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F2 · derivative.exercise_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs") will vest ratably in quarterly installments through June 30, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.expiration_date: On March 31, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F2 · derivative.expiration_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs") will vest ratably in quarterly installments through June 30, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F5 · balance_after: Represents the 675,000 2015 RSUs granted to the Manager and the 1,000,000 2017 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F3 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
March 31, 2017 Filed Mar 31, 2017 20:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionCommon Stock	56,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-020693 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,810,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 31, 2017, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F2 · price: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018 and the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs") will vest ratably in quarterly installments through June 30, 2020, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
March 27, 2017 Filed Mar 29, 2017 20:01 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	OtherCommon Stock	29,165	$0.00	$0.00	Disclosure SEC source: 0001104659-17-019994 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,754,056 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other individuals having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
March 22, 2017 Filed Mar 22, 2017 20:48 UTC	Tri Pointe Homes, Inc. TPH · Entity 47254	SaleCommon Stock	11,985,905	$12.76	$152,940,147.80	Disclosure SEC source: 0001561680-17-000033 · wf-form4_149021568813274.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 F1 · kind: The shares were held by VIII/TPC Holdings, L.L.C. ("Starwood Fund"), a wholly owned subsidiary of a private equity fund that is managed by an owned affiliate of Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group. Mr. Sternlicht disclaims beneficial ownership of the shares of common stock held by Starwood Fund except to the extent of any pecuniary interest therein. Starwood Fund sold 11,985,905 shares of the issuer's common stock in an underwritten offering on March 22, 2017 at a price of $12.76 per share. Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:08 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	143.47	$85.33	$12,242.30	Disclosure SEC source: 0001001250-17-000025 · edgar.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,150.82 Underlying: Class A Common Stock · 143.47 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:08 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Share Payout) · Derivative	47.97	$85.33	$4,093.28	Disclosure SEC source: 0001001250-17-000025 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,088.4 Underlying: Class A Common Stock · 47.97 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:14 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	GrantRestricted Stock Units · Derivative	1,000,000	$0.00	$0.00	Disclosure SEC source: 0001104659-17-017600 · a4.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,281,251 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On March 15, 2017, the issuer granted SPT Management, LLC, the issuer's external manager (the "Manager"), an award under the Starwood Property Trust, Inc. Manager Equity Plan consisting of 1,000,000 restricted stock units (the "2017 RSUs"). The 2017 RSUs vest ratably in quarterly installments over a three-year period beginning on June 30, 2017, subject to the Manager's continued service as the issuer's external manager. As such 2017 RSUs vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F2 · derivative.exercise_date: On March 15, 2017, the issuer granted SPT Management, LLC, the issuer's external manager (the "Manager"), an award under the Starwood Property Trust, Inc. Manager Equity Plan consisting of 1,000,000 restricted stock units (the "2017 RSUs"). The 2017 RSUs vest ratably in quarterly installments over a three-year period beginning on June 30, 2017, subject to the Manager's continued service as the issuer's external manager. As such 2017 RSUs vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F2 · derivative.expiration_date: On March 15, 2017, the issuer granted SPT Management, LLC, the issuer's external manager (the "Manager"), an award under the Starwood Property Trust, Inc. Manager Equity Plan consisting of 1,000,000 restricted stock units (the "2017 RSUs"). The 2017 RSUs vest ratably in quarterly installments over a three-year period beginning on June 30, 2017, subject to the Manager's continued service as the issuer's external manager. As such 2017 RSUs vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F3 · balance_after: Represents (i) the 675,000 restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs") and (ii) the 1,000,000 2017 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F4 · balance_after: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018, subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F5 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
March 07, 2017 Filed Mar 9, 2017 16:45 UTC	Starwood Waypoint Homes SFR · Entity 171717	OtherOP Units · Derivative	476,891	$0.00	$0.00	Disclosure SEC source: 0001209191-17-019509 · doc4.xml · derivative · entry 4 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by controlled entities Disclosed balance after: 5,923,019 Underlying: common shares of beneficial interest · 476,891 shares Expires not disclosed F4 · derivative.exercise_price: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F1 · kind: On March 7, 2017, Starwood Capital Group Global, L.P. ("SCGG") received 476,891 of the issuer's common shares of beneficial interest from the issuer in exchange for 476,891 OP Units. Mr. Sternlicht is the controlling partner of SCGG. F4 · derivative.exercise_date: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F4 · derivative.expiration_date: The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates. F5 · ownership.nature: OP Units are held by SCGG. Read SEC document
March 07, 2017 Filed Mar 9, 2017 16:45 UTC	Starwood Waypoint Homes SFR · Entity 171717	Purchasecommon shares of beneficial interest	476,891	$32.50	$15,498,957.50	Disclosure SEC source: 0001209191-17-019509 · doc4.xml · nonDerivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by controlled entities Disclosed balance after: 166,739 F3 · kind: SCGG sold 476,891 of the issuer's common shares of beneficial interest in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share. F2 · ownership.nature: Represents common shares of beneficial interest held by SCGG and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SFIP. Read SEC document
March 07, 2017 Filed Mar 9, 2017 16:45 UTC	Starwood Waypoint Homes SFR · Entity 171717	Othercommon shares of beneficial interest	476,891	$0.00	$0.00	Disclosure SEC source: 0001209191-17-019509 · doc4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by controlled entities Disclosed balance after: 643,630 F1 · kind: On March 7, 2017, Starwood Capital Group Global, L.P. ("SCGG") received 476,891 of the issuer's common shares of beneficial interest from the issuer in exchange for 476,891 OP Units. Mr. Sternlicht is the controlling partner of SCGG. F2 · ownership.nature: Represents common shares of beneficial interest held by SCGG and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SFIP. Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:38 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	250.45	$82.85	$20,749.78	Disclosure SEC source: 0001001250-17-000014 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,007.35 Underlying: Class A Common Stock · 250.45 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee retainers. F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:24 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	GrantCommon Stock	418,016	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-011986 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,783,221 F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager. F2 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:06 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionRestricted Stock Units · Derivative	255,400	$0.00	$0.00	Disclosure SEC source: 0001104659-17-000563 · a4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 281,251 Underlying: Common Stock · 255,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On December 31, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Colony Starwood Homes (formerly known as Starwood Waypoint Residential Trust) to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · shares: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · shares: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018, subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F1 · derivative.exercise_date: On December 31, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Colony Starwood Homes (formerly known as Starwood Waypoint Residential Trust) to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · derivative.exercise_date: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · derivative.exercise_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018, subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F1 · derivative.expiration_date: On December 31, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Colony Starwood Homes (formerly known as Starwood Waypoint Residential Trust) to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · derivative.expiration_date: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · derivative.expiration_date: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018, subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F6 · balance_after: Represents the 675,000 2015 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of common stock. F4 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:06 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionCommon Stock	255,400	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-000563 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,365,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Colony Starwood Homes (formerly known as Starwood Waypoint Residential Trust) to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · price: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · price: The remaining 2015 RSUs will vest ratably in quarterly installments through March 31, 2018, subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F4 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:39 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	156.02	$77.58	$12,104.03	Disclosure SEC source: 0001001250-16-000270 · edgar.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,756.9 Underlying: Class A Common Stock · 156.02 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:39 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Share Payout) · Derivative	52.53	$77.58	$4,075.28	Disclosure SEC source: 0001001250-16-000270 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,040.43 Underlying: Class A Common Stock · 52.53 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:38 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	264.8	$78.36	$20,749.73	Disclosure SEC source: 0001001250-16-000257 · edgar.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,600.88 Underlying: Class A Common Stock · 264.8 shares Expires not disclosed F4 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F5 · kind: Reflects grant of stock units in lieu of cash for quarterly board and committee retainers. F6 · derivative.exercise_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F6 · derivative.expiration_date: The stock units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:38 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Share Payout) · Derivative	889.18	$0.00	$0.00	Disclosure SEC source: 0001001250-16-000257 · edgar.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,987.9 Underlying: Class A Common Stock · 889.18 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1). F1 · kind: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan. F3 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document
November 11, 2016 Filed Nov 14, 2016 22:38 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantOption (Right to Buy) · Derivative	4,697	$0.00 Strike: $78.36	$0.00	Disclosure SEC source: 0001001250-16-000257 · edgar.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,697 Underlying: Class A Common Stock · 4,697 shares Expires 2026-11-11 F1 · kind: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan. Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	GrantCommon Stock	144,093	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-16-157261 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 1,109,805 F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager. F2 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionRestricted Stock Units · Derivative	255,400	$0.00	$0.00	Disclosure SEC source: 0001104659-16-148571 · a4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 536,651 Underlying: Common Stock · 255,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On September 30, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Starwood Waypoint Residential Trust to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · shares: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · shares: The remaining 2014 RSUs and 2015 RSUs will vest ratably in quarterly installments through December 31, 2016 and March 31, 2018, respectively, in each case subject to the Manager's continued service as the issuer's external manager. The remaining Distribution RSUs will vest ratably in quarterly installments on the same schedule applicable to the 2014 RSUs held by the Manager as of the grant date, subject to the Manager's continued service as the issuer's external manager. In each case as such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F1 · derivative.exercise_date: On September 30, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Starwood Waypoint Residential Trust to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · derivative.exercise_date: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · derivative.exercise_date: The remaining 2014 RSUs and 2015 RSUs will vest ratably in quarterly installments through December 31, 2016 and March 31, 2018, respectively, in each case subject to the Manager's continued service as the issuer's external manager. The remaining Distribution RSUs will vest ratably in quarterly installments on the same schedule applicable to the 2014 RSUs held by the Manager as of the grant date, subject to the Manager's continued service as the issuer's external manager. In each case as such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F1 · derivative.expiration_date: On September 30, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Starwood Waypoint Residential Trust to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · derivative.expiration_date: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · derivative.expiration_date: The remaining 2014 RSUs and 2015 RSUs will vest ratably in quarterly installments through December 31, 2016 and March 31, 2018, respectively, in each case subject to the Manager's continued service as the issuer's external manager. The remaining Distribution RSUs will vest ratably in quarterly installments on the same schedule applicable to the 2014 RSUs held by the Manager as of the grant date, subject to the Manager's continued service as the issuer's external manager. In each case as such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F6 · balance_after: Represents the 2,000,000 2014 RSUs granted to the Manager, the 489,281 Distribution RSUs granted to the Manager and the 675,000 2015 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of common stock. F4 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:05 UTC	STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802	Exercise / conversionCommon Stock	255,400	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-16-148571 · a4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · By controlled entities Disclosed balance after: 2,464,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On September 30, 2016, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 255,400 shares of the issuer's common stock in connection with the vesting of (i) 166,666 restricted stock units of the restricted stock units originally granted to the Manager on January 2, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2014 RSUs"), (ii) 32,484 restricted stock units of the restricted stock units originally granted to the Manager on January 31, 2014 as an award under the Starwood Property Trust, Inc. Manager Equity Plan in connection with the distribution of common shares of Starwood Waypoint Residential Trust to holders of shares of the issuer's common stock on January 24, 2014 (the "Distribution RSUs") and (continued in Footnote 2 below) F2 · price: (iii) 56,250 restricted stock units of the restricted stock units originally granted to the Manager on May 18, 2015 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2015 RSUs"). F3 · price: The remaining 2014 RSUs and 2015 RSUs will vest ratably in quarterly installments through December 31, 2016 and March 31, 2018, respectively, in each case subject to the Manager's continued service as the issuer's external manager. The remaining Distribution RSUs will vest ratably in quarterly installments on the same schedule applicable to the 2014 RSUs held by the Manager as of the grant date, subject to the Manager's continued service as the issuer's external manager. In each case as such restricted stock units vest, the award will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting date. F4 · ownership.nature: Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:33 UTC	ESTEE LAUDER COMPANIES INC EL · Entity 3097	GrantStock Units (Cash Payout) · Derivative	120.24	$87.86	$10,564.29	Disclosure SEC source: 0001001250-16-000235 · edgar.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,336.08 Underlying: Class A Common Stock · 120.24 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.