Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cano Health, Inc.CANO · Entity 89005 | Director · 10% owner | May 16, 2022 | May 19, 2022 |
| ESTEE LAUDER COMPANIES INCEL · Entity 3097 | Director | September 15, 2026 | September 16, 2026 |
| Invitation Homes Inc.INVH · Entity 3304 | Director | November 19, 2019 | November 20, 2019 |
| Jaws Mustang Acquisition CorpJWSM · Entity 5984 | Director · 10% owner | February 01, 2021 | February 02, 2021 |
| STARWOOD PROPERTY TRUST, INC.STWD · Entity 3802 | Director · CEO, Chairman of the Board | September 30, 2026 | October 03, 2026 |
| SkinHealth Systems Inc.VSPRU · Entity 6863 | Director | September 29, 2020 | September 30, 2020 |
| Starwood Credit Real Estate Income TrustNA · Entity 17971 | Executive Chairman | October 24, 2024 | October 31, 2024 |
| Starwood Real Estate Income Trust, Inc.N/A · Entity 2175 | Director | September 01, 2026 | September 03, 2026 |
| Tri Pointe Homes, Inc.TPH · Entity 47254 | Director | March 22, 2017 | March 22, 2017 |
| Velo3D, Inc.VLD · Entity 5750 | 10% owner | September 29, 2021 | October 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cano Health, Inc.
Report date May 16, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,854,233 |
Reported balance
After 2022-05-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-16 · Grant · Acquired 48,077 · Balance 12,854,233 F1: These shares represent restricted stock units ("RSUs") granted under the Cano Health, Inc. 2021 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the earliest of (i) May 16, 2023 or (ii) the Issuer's next annual meeting of stockholders, in each case so long as the reporting person remains in service as a member of the board on such date. F2: The reported securities corrects an overstatement in the prior Form 4s filed by the reporting person on July 23, 2021 and February 1, 2022, respectively, which did not give effect to JAWS Sponsor LLC's July 21, 2021 distribution and the resulting decrease in the reporting person's ownership. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy JAWS Equity Owner 146, L.L.C. | 4,829,829 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,829,829 F2: The reported securities corrects an overstatement in the prior Form 4s filed by the reporting person on July 23, 2021 and February 1, 2022, respectively, which did not give effect to JAWS Sponsor LLC's July 21, 2021 distribution and the resulting decrease in the reporting person's ownership. F3: The reported securities are held by JAWS Equity Owner 146, L.L.C. ("Equity Owner"). The reporting person controls Equity Owner and is therefore deemed to be the beneficial owner of such securities, provided that, the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units ("RSUs") granted under the Cano Health, Inc. 2021 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the earliest of (i) May 16, 2023 or (ii) the Issuer's next annual meeting of stockholders, in each case so long as the reporting person remains in service as a member of the board on such date.
F2: The reported securities corrects an overstatement in the prior Form 4s filed by the reporting person on July 23, 2021 and February 1, 2022, respectively, which did not give effect to JAWS Sponsor LLC's July 21, 2021 distribution and the resulting decrease in the reporting person's ownership.
F3: The reported securities are held by JAWS Equity Owner 146, L.L.C. ("Equity Owner"). The reporting person controls Equity Owner and is therefore deemed to be the beneficial owner of such securities, provided that, the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
ESTEE LAUDER COMPANIES INC
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Units (Share Payout)SEC Table II · derivative / convertible security | Direct | 18,783.89 |
Reported balance
After 2026-09-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-15 · Grant · Acquired 68.05 · Balance 18,783.89 F1: Not applicable. F2: Represents reinvestment of dividend equivalents on outstanding stock units. F3: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. |
| Stock Units (Cash Payout)SEC Table II · derivative / convertible security | Direct | 48,099.45 |
Reported balance
After 2026-09-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-15 · Grant · Acquired 174.27 · Balance 48,099.45 F1: Not applicable. F2: Represents reinvestment of dividend equivalents on outstanding stock units. F3: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: Represents reinvestment of dividend equivalents on outstanding stock units.
F3: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.
Invitation Homes Inc.
Report date November 19, 2019 · Filed November 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy controlled entities | 4,078 |
Last balance in matching sequence
After 2019-11-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-11-19 · Sale · Disposed 622,308 · Balance 46,836 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Represents shares held by entities controlled by the Reporting Person. Row 2 · 2019-11-20 · Sale · Disposed 42,758 · Balance 4,078 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Represents shares held by entities controlled by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 11,187 |
Reported balance
Holding disclosure · report date 2019-11-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,187 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: Represents shares held by entities controlled by the Reporting Person.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Jaws Mustang Acquisition Corp
Report date February 01, 2021 · Filed February 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectBy Mustang Sponsor LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252165) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: The Class B ordinary shares beneficially owned by the reporting person include up to 3,375,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement F3: The securities reported herein are held by Mustang Sponsor LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252165) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: The Class B ordinary shares beneficially owned by the reporting person include up to 3,375,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement
F3: The securities reported herein are held by Mustang Sponsor LLC (the "Sponsor"). The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
STARWOOD PROPERTY TRUST, INC.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy controlled entities | 1,838,390 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Acquired 276,666 · Balance 1,838,390 F1: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3: Reflects the transfer of 2,000,000 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on September 9, 2026, such that they are now directly beneficially owned by Mr. Sternlicht. F4: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy controlled entities | 1,173,338 |
Reported balance
After 2026-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-30 · Exercise / conversion · Disposed 276,666 · Balance 1,173,338 F5: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F6: Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F4: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 16,407,616 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,407,616 F3: Reflects the transfer of 2,000,000 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on September 9, 2026, such that they are now directly beneficially owned by Mr. Sternlicht. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan.
F2: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.
F3: Reflects the transfer of 2,000,000 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on September 9, 2026, such that they are now directly beneficially owned by Mr. Sternlicht.
F4: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F5: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F6: Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock.
SkinHealth Systems Inc.
Report date September 29, 2020 · Filed September 30, 2020
This filing explicitly reported no securities owned.
Starwood Credit Real Estate Income Trust
Report date October 24, 2024 · Filed October 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class E Common SharesSEC Table I · non-derivative | IndirectBy Starwood Credit Advisors L.L.C. and Starwood Real Estate Income Holdings LP | 1,608,839 |
Reported balance
After 2024-10-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-24 · Grant · Acquired 27,448 · Balance 1,608,839 F1: Reflects shares paid to the advisor in settlement of performance fees pursuant to the Issuer's advisory agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares paid to the advisor in settlement of performance fees pursuant to the Issuer's advisory agreement.
Starwood Real Estate Income Trust, Inc.
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common SharesSEC Table I · non-derivative | IndirectBy Starwood REIT Advisors L.L.C., Starwood Real Estate Income Holdings, L.P. and Barry Sternlicht. | 7,321,627 |
Reported balance
After 2026-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-01 · Other · Disposed 513,382 · Balance 7,321,627 F1: Includes shares acquired through Issuer's Distribution Reinvestment Plan. F2: 4,405,395 of Reportable Securities are owned by Mr. Sternlicht personally. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through Issuer's Distribution Reinvestment Plan.
F2: 4,405,395 of Reportable Securities are owned by Mr. Sternlicht personally.
Tri Pointe Homes, Inc.
Report date March 22, 2017 · Filed March 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note | 0 |
Reported balance
After 2017-03-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-03-22 · Sale · Disposed 11,985,905 · Balance 0 F1: The shares were held by VIII/TPC Holdings, L.L.C. ("Starwood Fund"), a wholly owned subsidiary of a private equity fund that is managed by an owned affiliate of Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group. Mr. Sternlicht disclaims beneficial ownership of the shares of common stock held by Starwood Fund except to the extent of any pecuniary interest therein. Starwood Fund sold 11,985,905 shares of the issuer's common stock in an underwritten offering on March 22, 2017 at a price of $12.76 per share. |
| Common StockSEC Table I · non-derivative | Direct | 19,976 |
Reported balance
Holding disclosure · report date 2017-03-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,976 F2: Since the date of the reporting person's last ownership report, Mr. Sternlicht transferred 6,938 shares of the issuer's common stock to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were held by VIII/TPC Holdings, L.L.C. ("Starwood Fund"), a wholly owned subsidiary of a private equity fund that is managed by an owned affiliate of Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group. Mr. Sternlicht disclaims beneficial ownership of the shares of common stock held by Starwood Fund except to the extent of any pecuniary interest therein. Starwood Fund sold 11,985,905 shares of the issuer's common stock in an underwritten offering on March 22, 2017 at a price of $12.76 per share.
F2: Since the date of the reporting person's last ownership report, Mr. Sternlicht transferred 6,938 shares of the issuer's common stock to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
Velo3D, Inc.
Report date September 29, 2021 · Filed October 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectBy Spitfire Sponsor LLC | 8,550,000 |
Reported balance
After 2021-09-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-09-29 · Other · Acquired 8,550,000 · Balance 8,550,000 F1: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated March 22, 2021, by and among JAWS Spitfire Acquisition Corporation ("JAWS Spitfire"), Spitfire Merger Sub, Inc. and Velo3D, Inc. (the transactions contemplated thereby, the "Business Combination"), JAWS Spitfire domesticated as a Delaware corporation (the "Domestication") and changed its name to "Velo3D, Inc." ("Velo3D"). In connection with the Domestication, Spitfire Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of JAWS Spitfire, which were previously convertible into Class A ordinary shares of JAWS Spitfire, were automatically converted into shares of Class A common stock of Velo3D, par value $0.0001 per share, on a one-for-one basis. F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectBy Spitfire Sponsor LLC | 0 |
Reported balance
After 2021-09-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-09-29 · Other · Disposed 8,550,000 · Balance 0 F1: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated March 22, 2021, by and among JAWS Spitfire Acquisition Corporation ("JAWS Spitfire"), Spitfire Merger Sub, Inc. and Velo3D, Inc. (the transactions contemplated thereby, the "Business Combination"), JAWS Spitfire domesticated as a Delaware corporation (the "Domestication") and changed its name to "Velo3D, Inc." ("Velo3D"). In connection with the Domestication, Spitfire Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of JAWS Spitfire, which were previously convertible into Class A ordinary shares of JAWS Spitfire, were automatically converted into shares of Class A common stock of Velo3D, par value $0.0001 per share, on a one-for-one basis. F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4. |
| Warrants to purchase Class A common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-09-29 | IndirectBy Spitfire Sponsor LLC | 4,450,000 |
Reported balance
After 2021-09-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-29 · Other · Acquired 4,450,000 · Balance 4,450,000 F3: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of December 2, 2020, by and between JAWS Spitfire and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of Velo3D (the "Private Placement Warrants") for a price of $1.50 per Private Placement Warrant. Upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 180 days after the closing of the Business Combination (or at an earlier date if agreed upon by the Velo3D board), for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination. F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the consummation of the transactions contemplated by the Business Combination Agreement, dated March 22, 2021, by and among JAWS Spitfire Acquisition Corporation ("JAWS Spitfire"), Spitfire Merger Sub, Inc. and Velo3D, Inc. (the transactions contemplated thereby, the "Business Combination"), JAWS Spitfire domesticated as a Delaware corporation (the "Domestication") and changed its name to "Velo3D, Inc." ("Velo3D"). In connection with the Domestication, Spitfire Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of JAWS Spitfire, which were previously convertible into Class A ordinary shares of JAWS Spitfire, were automatically converted into shares of Class A common stock of Velo3D, par value $0.0001 per share, on a one-for-one basis.
F2: The reported securities are held by the Sponsor, which is controlled by the reporting person and the reporting person is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4.
F3: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of December 2, 2020, by and between JAWS Spitfire and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of Velo3D (the "Private Placement Warrants") for a price of $1.50 per Private Placement Warrant. Upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 180 days after the closing of the Business Combination (or at an earlier date if agreed upon by the Velo3D board), for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Jaws Hurricane Acquisition Corp
Report date June 23, 2023 · Filed June 26, 2023
Jointly reported with Hurricane Sponsor LLC, Appelbaum Andrew, Weprin Benjamin, Dhody Sanjan
Section 16 reporting ended · disclosed 2023-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2023-06-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-23 · Disposition to issuer · Disposed 7,906,249 · Balance 1 F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253541) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.001 per share ("Class B common stock"), would have automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and had no expiration date. F2: In connection with the liquidation and dissolution of the Issuer, each of Andy Appelbaum, Benjamin Weprin, and Sanjan Dhody surrendered to the Issuer, for no consideration, 25,000 shares of Class B common stock directly held by such reporting person. Hurricane Sponsor LLC (the "Sponsor") and Barry S. Sternlicht surrendered to the Issuer, for no consideration, 7,831,249 shares of Class B common stock directly held by the Sponsor. F3: Mr. Sternlicht is the sole member of the Sponsor and, as such, may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Each of the Sponsor and Mr. Sternlicht disclaims beneficial ownership of the securities reported herein, except to the extent of each of the Sponsor and Mr. Sternlicht's pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-253541) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.001 per share ("Class B common stock"), would have automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and had no expiration date.
F2: In connection with the liquidation and dissolution of the Issuer, each of Andy Appelbaum, Benjamin Weprin, and Sanjan Dhody surrendered to the Issuer, for no consideration, 25,000 shares of Class B common stock directly held by such reporting person. Hurricane Sponsor LLC (the "Sponsor") and Barry S. Sternlicht surrendered to the Issuer, for no consideration, 7,831,249 shares of Class B common stock directly held by the Sponsor.
F3: Mr. Sternlicht is the sole member of the Sponsor and, as such, may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Each of the Sponsor and Mr. Sternlicht disclaims beneficial ownership of the securities reported herein, except to the extent of each of the Sponsor and Mr. Sternlicht's pecuniary interest therein, if any.
Jaws Juggernaut Acquisition Corp
Report date June 23, 2023 · Filed June 27, 2023
Jointly reported with Juggernaut Sponsor LLC, Jaws Equity Owner 148, LLC, PDM Juggernaut Investor LLC, JACOBS PAUL E, ABERLE DEREK K
Section 16 reporting ended · disclosed 2023-06-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2023-06-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-23 · Disposition to issuer · Disposed 6,899,999 · Balance 1 F1: As described in the JAWS Juggernaut Acquistion Corporation's (the "Issuer") registration statement on Form S-1 (File No. 333-253076) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share (the "Class A ordinary shares"), of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, the reporting persons surrendered to the Issuer, for no consideration 6,899,999 Class B ordinary shares. F2: This form is being filed by the following Reporting Persons: Juggernaut Sponsor LLC ("Juggernaut Sponsor"), Jaws Equity Owner 148, L.L.C. ("Jaws Equity Owner"), PDM Juggernaut Investor, LLC ("PDM Investor"), Barry S. Sternlicht, Paul E. Jacobs, Ph.D. and Derek K. Aberle. F3: Juggernaut Sponsor is jointly controlled by PDM Investor and Jaws Equity Owner, which share voting and investment discretion with respect to the securities held by Juggernaut Sponsor. PDM Investor is jointly controlled by Paul E. Jacobs, Ph.D. and Derek K. Aberle. Jaws Equity Owner is controlled by Barry S. Sternlicht. Accordingly, each of Dr. Jacobs and Mr. Sternlicht (who also serve on the issuer's board of directors) and Mr. Aberle may be deemed to share dispositive power over the securities held by Juggernaut Sponsor. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of any securities reported herein except to the extent of such entity's or such person's pecuniary interest therein. F4: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the JAWS Juggernaut Acquistion Corporation's (the "Issuer") registration statement on Form S-1 (File No. 333-253076) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share (the "Class A ordinary shares"), of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, the reporting persons surrendered to the Issuer, for no consideration 6,899,999 Class B ordinary shares.
F2: This form is being filed by the following Reporting Persons: Juggernaut Sponsor LLC ("Juggernaut Sponsor"), Jaws Equity Owner 148, L.L.C. ("Jaws Equity Owner"), PDM Juggernaut Investor, LLC ("PDM Investor"), Barry S. Sternlicht, Paul E. Jacobs, Ph.D. and Derek K. Aberle.
F3: Juggernaut Sponsor is jointly controlled by PDM Investor and Jaws Equity Owner, which share voting and investment discretion with respect to the securities held by Juggernaut Sponsor. PDM Investor is jointly controlled by Paul E. Jacobs, Ph.D. and Derek K. Aberle. Jaws Equity Owner is controlled by Barry S. Sternlicht. Accordingly, each of Dr. Jacobs and Mr. Sternlicht (who also serve on the issuer's board of directors) and Mr. Aberle may be deemed to share dispositive power over the securities held by Juggernaut Sponsor. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of any securities reported herein except to the extent of such entity's or such person's pecuniary interest therein.
F4: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
MFA FINANCIAL, INC.
Report date January 06, 2023 · Filed January 11, 2023
Jointly reported with STARWOOD CAPITAL GROUP GLOBAL II, L.P., SAR Public Holdings II, L.L.C., SSF U.S. Investco, L.P., SSF U.S. Investco C, L.P., SSF U.S. Investco K, L.P., SSF U.S. Investco S, L.P., SCGG II GP, L.L.C., Starwood Capital Group Holdings GP, L.L.C., BSS SCG GP Holdings, LLC
Section 16 reporting ended · disclosed 2023-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2023-01-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-01-06 · Sale · Disposed 450,000 · Balance 10,188,539 F1: The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco"). F2: [continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management. F3: [continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively. F4: [continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II. F5: [continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein. Row 2 · 2023-01-09 · Sale · Disposed 10,188,539 · Balance 0 F1: The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco"). F2: [continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management. F3: [continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively. F4: [continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II. F5: [continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco").
F2: [continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management.
F3: [continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively.
F4: [continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II.
F5: [continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein.
Starwood Waypoint Homes
Report date November 16, 2017 · Filed November 21, 2017
Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | IndirectBy controlled entities | 0 |
Reported balance
After 2017-11-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-11-16 · Disposition to issuer · Disposed 126,055 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of August 9, 2017 (the "Merger Agreement"), by and among Invitation Homes Inc. ("INVH"), Invitation Homes Operating Partnership LP ("INVH LP"), IH Merger Sub, LLC ("REIT Merger Sub"), Starwood Waypoint Homes ("SFR") and Starwood Waypoint Homes Partnership, L.P., SFR merged with and into REIT Merger Sub, with REIT Merger Sub surviving as a wholly-owned subsidiary of INVH. Pursuant to the Merger Agreement, each outstanding common share of beneficial interest, par value $0.01 per share ("SFR Common Shares"), of SFR was converted into the right to receive 1.6140 shares of common stock ("INVH Common Stock"), par value $0.01 per share, of INVH and cash in lieu of any fractional INVH Common Stock. F2: Represents SFR Common Shares held by Starwood Capital Group Global, L.P. ("SCGG") and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SCGG and SFIP. |
| Common shares of beneficial interestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-16 transaction · row 2
1 source rowRow 2 · 2017-11-16 · Disposition to issuer · Disposed 688,027 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger, dated as of August 9, 2017 (the "Merger Agreement"), by and among Invitation Homes Inc. ("INVH"), Invitation Homes Operating Partnership LP ("INVH LP"), IH Merger Sub, LLC ("REIT Merger Sub"), Starwood Waypoint Homes ("SFR") and Starwood Waypoint Homes Partnership, L.P., SFR merged with and into REIT Merger Sub, with REIT Merger Sub surviving as a wholly-owned subsidiary of INVH. Pursuant to the Merger Agreement, each outstanding common share of beneficial interest, par value $0.01 per share ("SFR Common Shares"), of SFR was converted into the right to receive 1.6140 shares of common stock ("INVH Common Stock"), par value $0.01 per share, of INVH and cash in lieu of any fractional INVH Common Stock. |
| OP UnitsSEC Table II · derivative / convertible security | IndirectBy controlled entities | 0 |
Reported balance
After 2017-11-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-16 · Disposition to issuer · Disposed 5,849,824 · Balance 0 F3: The OP Units were redeemable for the issuer's SFR Common Shares or cash at the discretion of the issuer. The OP Units did not have expiration dates. F4: Disposed of pursuant to the Merger Agreement, pursuant to which each OP Unit was converted into the right to receive 1.6140 common limited partnership units in INVH LP. F5: The OP Units were held by SCGG. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger, dated as of August 9, 2017 (the "Merger Agreement"), by and among Invitation Homes Inc. ("INVH"), Invitation Homes Operating Partnership LP ("INVH LP"), IH Merger Sub, LLC ("REIT Merger Sub"), Starwood Waypoint Homes ("SFR") and Starwood Waypoint Homes Partnership, L.P., SFR merged with and into REIT Merger Sub, with REIT Merger Sub surviving as a wholly-owned subsidiary of INVH. Pursuant to the Merger Agreement, each outstanding common share of beneficial interest, par value $0.01 per share ("SFR Common Shares"), of SFR was converted into the right to receive 1.6140 shares of common stock ("INVH Common Stock"), par value $0.01 per share, of INVH and cash in lieu of any fractional INVH Common Stock.
F2: Represents SFR Common Shares held by Starwood Capital Group Global, L.P. ("SCGG") and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SCGG and SFIP.
F3: The OP Units were redeemable for the issuer's SFR Common Shares or cash at the discretion of the issuer. The OP Units did not have expiration dates.
F4: Disposed of pursuant to the Merger Agreement, pursuant to which each OP Unit was converted into the right to receive 1.6140 common limited partnership units in INVH LP.
F5: The OP Units were held by SCGG.
TPG RE Finance Trust, Inc.
Report date May 08, 2024 · Filed May 10, 2024
Jointly reported with STARWOOD CAPITAL GROUP GLOBAL II, L.P., SCGG II GP, L.L.C., Starwood Capital Group Holdings GP, L.L.C., BSS SCG GP Holdings, LLC
Section 16 reporting ended · disclosed 2024-05-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,647,059 |
Last balance in matching sequence
After 2024-05-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-05-08 · Other · Acquired 12,000,000 · Balance 12,000,000 F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC. Row 2 · 2024-05-08 · Sale · Disposed 9,352,941 · Balance 2,647,059 F2: On May 8, 2024, PE Holder, L.L.C. exercised a warrant to purchase 12,000,000 shares of the Issuer's common stock at an adjusted exercise price of $6.89 per share. PE Holder, L.L.C. paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 9,352,941 of the warrant shares to pay the exercise price and issuing to PE Holder, L.L.C. the remaining 2,647,059 shares. F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.89 · Expires 2025-05-28 | Direct | 0 |
Reported balance
After 2024-05-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-08 · Other · Disposed 12,000,000 · Balance 0 F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC.
F2: On May 8, 2024, PE Holder, L.L.C. exercised a warrant to purchase 12,000,000 shares of the Issuer's common stock at an adjusted exercise price of $6.89 per share. PE Holder, L.L.C. paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 9,352,941 of the warrant shares to pay the exercise price and issuing to PE Holder, L.L.C. the remaining 2,647,059 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:19 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionRestricted Stock Units · Derivative | 276,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-004337 · form4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 1,173,338 Underlying: Common Stock · 276,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · shares: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.exercise_date: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.exercise_date: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.expiration_date: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.expiration_date: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F6 · balance_after: Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F4 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2026 Filed Oct 3, 2026 00:19 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionCommon Stock | 276,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-004337 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 1,838,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On September 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · price: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · balance_after: Reflects the transfer of 2,000,000 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on September 9, 2026, such that they are now directly beneficially owned by Mr. Sternlicht. F4 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 20:46 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 174.27 | $96.25 | $16,773.49 |
DisclosureSEC source: 0001034657-26-000012 · wk-form4_1789591613.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,099.45 Underlying: Class A Common Stock · 174.27 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 20:46 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Share Payout) · Derivative | 68.05 | $96.25 | $6,549.81 |
DisclosureSEC source: 0001034657-26-000012 · wk-form4_1789591613.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,783.89 Underlying: Class A Common Stock · 68.05 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 21:21 UTC | Starwood Real Estate Income Trust, Inc. N/A · Entity 2175 | OtherClass I Common Shares | 513,382 | $19.41 | $9,964,744.62 |
DisclosureSEC source: 0001193125-26-382102 · ownership.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Starwood REIT Advisors L.L.C., Starwood Real Estate Income Holdings, L.P. and Barry Sternlicht. Disclosed balance after: 7,321,627 F1 · balance_after: Includes shares acquired through Issuer's Distribution Reinvestment Plan. F2 · ownership.nature: 4,405,395 of Reportable Securities are owned by Mr. Sternlicht personally. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 20:40 UTC | Starwood Real Estate Income Trust, Inc. N/A · Entity 2175 | GrantClass I Common Shares | 343,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-357018 · ownership.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Starwood REIT Advisors L.L.C., Starwood Real Estate Income Holdings, L.P. and Barry Sternlicht. Disclosed balance after: 7,321,627 F1 · kind: Reflects shares paid to the advisor in settlement of management fees pursuant to the Issuer's advisory agreement. F1 · price: Reflects shares paid to the advisor in settlement of management fees pursuant to the Issuer's advisory agreement. F2 · balance_after: Includes shares acquired through Issuer's Distribution Reinvestment Plan. F3 · ownership.nature: 4,405,396 of Reportable Securities are owned by Mr. Sternlicht personally. Read SEC document |
| July 21, 2026 Filed Jul 22, 2026 20:22 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 327.78 | $82.37 | $26,999.24 |
DisclosureSEC source: 0001034657-26-000010 · wk-form4_1784751773.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,925.18 Underlying: Class A Common Stock · 327.78 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers. F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| June 30, 2026 Filed Jul 3, 2026 01:16 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionRestricted Stock Units · Derivative | 276,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-003154 · form4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 1,450,004 Underlying: Common Stock · 276,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On June 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · shares: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.exercise_date: On June 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.exercise_date: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.expiration_date: On June 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.expiration_date: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F5 · balance_after: Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F3 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 30, 2026 Filed Jul 3, 2026 01:16 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionCommon Stock | 276,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-003154 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,561,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · price: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 22, 2026 Filed Jun 24, 2026 20:03 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 4,182 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-003075 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,285,058 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:33 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 184.38 | $90.00 | $16,594.20 |
DisclosureSEC source: 0001034657-26-000008 · wk-form4_1781642020.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,597.4 Underlying: Class A Common Stock · 184.38 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:33 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Share Payout) · Derivative | 72.5 | $90.00 | $6,525.00 |
DisclosureSEC source: 0001034657-26-000008 · wk-form4_1781642020.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,715.84 Underlying: Class A Common Stock · 72.5 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| June 02, 2026 Filed Jun 4, 2026 20:13 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 5,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-002812 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,289,240 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager. F2 · balance_after: Reflects the transfer of 111,589 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on May 15, 2026, such that they are now directly beneficially owned by Mr. Sternlicht. F3 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2026 Filed May 18, 2026 16:21 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 336.32 | $80.28 | $26,999.77 |
DisclosureSEC source: 0001034657-26-000006 · wk-form4_1779121271.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,413.02 Underlying: Class A Common Stock · 336.32 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers. F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:19 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | GrantCommon Stock | 111,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-002525 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,405,892 F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 22, 2026 Filed Apr 24, 2026 21:32 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 3,661 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001841 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,294,303 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 20, 2026 Filed Apr 22, 2026 22:44 UTC | Starwood Real Estate Income Trust, Inc. N/A · Entity 2175 | GrantClass I Common Shares | 343,930 | $19.65 | $6,758,224.50 |
DisclosureSEC source: 0001193125-26-171088 · ownership.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Starwood REIT Advisors L.L.C., Starwood Real Estate Income Holdings, L.P. and Barry Sternlicht. Disclosed balance after: 6,797,796 F1 · kind: Reflects shares paid to the advisor in settlement of management fees pursuant to the Issuer's advisory agreement. F2 · balance_after: Includes shares acquired through Issuer's Distribution Reinvestment Plan. F3 · ownership.nature: 4,328,298 of Reportable Securities are owned by Mr. Sternlicht personally. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 22:25 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 3,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001713 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,297,964 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:27 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 16,684 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001497 · form4.xml · nonDerivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,301,705 F5 · shares: Represents shares of the issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager. F4 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2026 Filed Apr 6, 2026 22:56 UTC | Starwood Real Estate Income Trust, Inc. N/A · Entity 2175 | SaleClass I Common Shares | 941,662 | $19.75 | $18,597,824.50 |
DisclosureSEC source: 0001193125-26-144177 · ownership.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Starwood REIT Advisors L.L.C., Starwood Real Estate Income Holdings, L.P. and Barry Sternlicht. Disclosed balance after: 6,320,880 F1 · kind: Shares sold to cover taxes associated with management fees taken in shares. F2 · balance_after: Includes shares acquired through Issuer's Distribution Reinvestment Plan. F3 · ownership.nature: 3,937,602 of Reportable Securities are owned by Mr. Sternlicht personally. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:27 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionRestricted Stock Units · Derivative | 276,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001497 · form4.xml · derivative · entry 4 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 1,726,670 Underlying: Common Stock · 276,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On March 31, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · shares: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.exercise_date: On March 31, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.exercise_date: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.expiration_date: On March 31, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.expiration_date: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F7 · balance_after: Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F4 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:27 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionCommon Stock | 276,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-001497 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,318,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 31, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · price: The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · balance_after: Reflects the transfer of 68,572 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on February 25, 2026, such that they are now directly beneficially owned by Mr. Sternlicht. F4 · ownership.nature: Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2026 Filed Mar 23, 2026 21:44 UTC | Starwood Real Estate Income Trust, Inc. N/A · Entity 2175 | GrantClass I Common Shares | 224,470 | $19.75 | $4,433,282.50 |
DisclosureSEC source: 0001193125-26-120070 · ownership.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Starwood REIT Advisors L.L.C., Starwood Real Estate Income Holdings, L.P. and Barry Sternlicht. Disclosed balance after: 7,075,069 F1 · kind: Reflects shares paid to the advisor in settlement of management fees pursuant to the Issuer's advisory agreement. F1 · price: Reflects shares paid to the advisor in settlement of management fees pursuant to the Issuer's advisory agreement. F2 · balance_after: Includes shares acquired through Issuer's Distribution Reinvestment Plan. F3 · ownership.nature: 3,937,602 of Reportable Securities are owned by Mr. Sternlicht personally. Read SEC document |
| March 18, 2026 Filed Mar 20, 2026 22:14 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 661,342 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001409 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,110,295 F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:42 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 184.9 | $88.76 | $16,411.72 |
DisclosureSEC source: 0001034657-26-000004 · wk-form4_1773780147.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,076.7 Underlying: Class A Common Stock · 184.9 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:42 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Share Payout) · Derivative | 72.97 | $88.76 | $6,476.82 |
DisclosureSEC source: 0001034657-26-000004 · wk-form4_1773780147.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,643.09 Underlying: Class A Common Stock · 72.97 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 00:34 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | GrantCommon Stock | 3,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-001388 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,771,637 F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager. F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 10, 2026 Filed Mar 13, 2026 00:04 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | GrantRestricted Stock Units · Derivative | 670,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-001234 · form4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 2,003,336 Underlying: Common Stock · 670,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · shares: On March 10, 2026, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 670,000 restricted stock units (the "2026 RSUs"). The 2026 RSUs will vest ratably in quarterly installments through December 31, 2028, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · derivative.exercise_date: On March 10, 2026, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 670,000 restricted stock units (the "2026 RSUs"). The 2026 RSUs will vest ratably in quarterly installments through December 31, 2028, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · derivative.expiration_date: On March 10, 2026, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 670,000 restricted stock units (the "2026 RSUs"). The 2026 RSUs will vest ratably in quarterly installments through December 31, 2028, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F4 · balance_after: Represents the 1,300,000 restricted stock units originally granted to the Manager on March 4, 2024 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2024 RSUs"), the 1,350,000 restricted stock units originally granted to the Manager on March 6, 2025 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2025 RSUs") and the 670,000 2026 RSUs granted to the Manager, less those 2024 RSUs and 2025 RSUs that have already vested and been converted into shares of the issuer's common stock. F1 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including SPT Management, LLC, the issuer's external manager (the "Manager"), SFIP, LLC and JAWS Capital, LP. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 18:32 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 246.64 | $109.47 | $26,999.68 |
DisclosureSEC source: 0001034657-26-000002 · wk-form4_1772476338.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,891.8 Underlying: Class A Common Stock · 246.64 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers. F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 22:06 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | GrantCommon Stock | 65,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-001065 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,768,072 F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 23:49 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionRestricted Stock Units · Derivative | 220,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-000006 · form4.xml · derivative · entry 7 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 1,333,336 Underlying: Common Stock · 220,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · shares: On December 31, 2025, the Manager acquired 220,833 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the 2024 RSUs and (ii) 112,500 of the 2025 RSUs, each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · shares: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F4 · derivative.exercise_date: On December 31, 2025, the Manager acquired 220,833 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the 2024 RSUs and (ii) 112,500 of the 2025 RSUs, each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · derivative.exercise_date: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F4 · derivative.expiration_date: On December 31, 2025, the Manager acquired 220,833 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the 2024 RSUs and (ii) 112,500 of the 2025 RSUs, each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · derivative.expiration_date: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F8 · balance_after: Represents the 1,300,000 2024 RSUs and the 1,350,000 2025 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F6 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 23:49 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionCommon Stock | 220,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-000006 · form4.xml · nonDerivative · entry 4 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,703,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On December 31, 2025, the Manager acquired 220,833 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the 2024 RSUs and (ii) 112,500 of the 2025 RSUs, each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · price: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F6 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 21:27 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 161.03 | $101.03 | $16,268.86 |
DisclosureSEC source: 0001034657-25-000013 · wk-form4_1765920443.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,645.16 Underlying: Class A Common Stock · 161.03 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 21:27 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Share Payout) · Derivative | 64.11 | $101.03 | $6,477.03 |
DisclosureSEC source: 0001034657-25-000013 · wk-form4_1765920443.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,570.12 Underlying: Class A Common Stock · 64.11 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| December 15, 2025 Filed Jan 2, 2026 23:49 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 6,848 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-000006 · form4.xml · nonDerivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,482,232 F9 · kind: This transaction is being reported late due to an inadvertent administrative error. F2 · shares: Represents shares of the issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager. F6 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 21:36 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 300.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001034657-25-000011 · wk-form4_1763156208.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,484.13 Underlying: Class A Common Stock · 300.26 shares Expires not disclosed F4 · security: Reflects grant of stock units in lieu of cash for quarterly board and committee retainers. F5 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F6 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F6 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 21:36 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Share Payout) · Derivative | 783.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001034657-25-000011 · wk-form4_1763156208.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,506.01 Underlying: Class A Common Stock · 783.28 shares Expires not disclosed F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan. F2 · derivative.exercise_price: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1). F3 · derivative.exercise_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 21:36 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Option (Right to Buy) · Derivative | 2,780 | $0.00 Strike: $89.92 | $0.00 |
DisclosureSEC source: 0001034657-25-000011 · wk-form4_1763156208.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,780 Underlying: Class A Common Stock · 2,780 shares Expires 2035-11-13 F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan. Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 16:49 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,972 | Not disclosed Strike: $84.35 | Not disclosed |
DisclosureSEC source: 0001034657-25-000009 · wk-form4_1762966148.xml · derivative · entry 6 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,972 shares Expires 2025-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan. F5 · price: Not applicable. Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 16:49 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | SaleClass A Common Stock | 3,972 | $91.83 | $364,748.76 |
DisclosureSEC source: 0001034657-25-000009 · wk-form4_1762966148.xml · nonDerivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,812 F1 · price: Sales prices range from $91.81 to $91.89 per share, inclusive. F2 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 16:49 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Exercise / conversionClass A Common Stock | 3,972 | $84.35 | $335,038.20 |
DisclosureSEC source: 0001034657-25-000009 · wk-form4_1762966148.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2025 Filed Jan 2, 2026 23:49 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | OtherCommon Stock | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-000006 · form4.xml · nonDerivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,489,080 F9 · kind: This transaction is being reported late due to an inadvertent administrative error. F2 · shares: Represents shares of the issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager. F3 · balance_after: Reflects the transfer of 3,018 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on October 1, 2025, such that they are now directly beneficially owned by Mr. Sternlicht. F6 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| September 30, 2025 Filed Jan 2, 2026 23:49 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionRestricted Stock Units · Derivative | 345,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-26-000006 · form4.xml · derivative · entry 6 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 1,554,169 Underlying: Common Stock · 345,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F9 · kind: This transaction is being reported late due to an inadvertent administrative error. F1 · shares: On September 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · shares: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F1 · derivative.exercise_date: On September 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · derivative.exercise_date: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F1 · derivative.expiration_date: On September 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · derivative.expiration_date: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F8 · balance_after: Represents the 1,300,000 2024 RSUs and the 1,350,000 2025 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F6 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| September 30, 2025 Filed Jan 2, 2026 23:49 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionCommon Stock | 345,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-26-000006 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,498,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: This transaction is being reported late due to an inadvertent administrative error. F1 · price: On September 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F5 · price: The remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2022 RSUs. F6 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 18:20 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 181.88 | $88.52 | $16,100.02 |
DisclosureSEC source: 0001034657-25-000007 · wk-form4_1758133243.xml · derivative · entry 2 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,183.87 Underlying: Class A Common Stock · 181.88 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 18:20 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Share Payout) · Derivative | 69.79 | $88.52 | $6,177.81 |
DisclosureSEC source: 0001034657-25-000007 · wk-form4_1758133243.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,722.73 Underlying: Class A Common Stock · 69.79 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units. F3 · derivative.exercise_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| August 14, 2025 Filed Aug 19, 2025 00:02 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | GrantCommon Stock | 3,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-25-003048 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,152,932 F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| July 10, 2025 Filed Jul 11, 2025 18:52 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantStock Units (Cash Payout) · Derivative | 293.15 | $92.10 | $26,999.12 |
DisclosureSEC source: 0001034657-25-000003 · wk-form4_1752259932.xml · derivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,001.99 Underlying: Class A Common Stock · 293.15 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit (cash payout) is convertible into cash equal to the value of one share of Class A Common Stock (i.e. 1:1). F2 · kind: Represents grant of Stock Units in lieu of cash for quarterly board and committee member retainers. F3 · derivative.exercise_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. F3 · derivative.expiration_date: The Stock Units (cash payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company. Read SEC document |
| June 30, 2025 Filed Jun 30, 2025 20:21 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionRestricted Stock Units · Derivative | 345,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002277 · form4.xml · derivative · entry 3 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 1,900,002 Underlying: Common Stock · 345,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On June 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · shares: The remaining 2022 RSUs, the remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through September 30, 2025, December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.exercise_date: On June 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.exercise_date: The remaining 2022 RSUs, the remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through September 30, 2025, December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F1 · derivative.expiration_date: On June 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · derivative.expiration_date: The remaining 2022 RSUs, the remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through September 30, 2025, December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F6 · balance_after: Represents the 1,500,000 2022 RSUs, the 1,300,000 2024 RSUs and the 1,350,000 2025 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. F4 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
| June 30, 2025 Filed Jun 30, 2025 20:21 UTC | STARWOOD PROPERTY TRUST, INC. STWD · Entity 3802 | Exercise / conversionCommon Stock | 345,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-25-002277 · form4.xml · nonDerivative · entry 1 STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of the Board 10b5-1 filing: No plan indicated Ownership: Indirect · By controlled entities Disclosed balance after: 3,149,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 30, 2025, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 345,833 shares of the issuer's common stock in connection with the vesting of (i) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 (the "2022 RSUs"), (ii) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), and (iii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan. F2 · price: The remaining 2022 RSUs, the remaining 2024 RSUs and the remaining 2025 RSUs will vest ratably in quarterly installments through September 30, 2025, December 31, 2026 and December 31, 2027, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. F3 · balance_after: Reflects the transfer of 183,939 shares of the issuer's common stock that were previously held by the Manager and reported as indirectly beneficially owned by Mr. Sternlicht on June 6, 2025, such that they are now directly beneficially owned by Mr. Sternlicht. F4 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.