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Saxonov Serge

Disclosed activity across 1 company

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2173
SEC CIK
0001786720

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
10x Genomics, Inc.TXG · Entity 2172Director · Chief Executive OfficerSeptember 22, 2026September 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

10x Genomics, Inc.

Report date September 22, 2026 · Filed September 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,050,249 Ending reported balance After 2026-09-22 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-09-22 · Sale · Disposed 1,000 · Balance 1,074,249

F1: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on November 29, 2025.

F2: This transaction was executed in multiple trades at prices ranging from $77.75 to $78.73, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 2 · 2026-09-22 · Sale · Disposed 2,000 · Balance 1,072,249

F1: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on November 29, 2025.

F3: This transaction was executed in multiple trades at prices ranging from $79.11 to $80.07, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 3 · 2026-09-22 · Sale · Disposed 9,300 · Balance 1,062,949

F1: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on November 29, 2025.

F4: This transaction was executed in multiple trades at prices ranging from $80.28 to $81.27, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 4 · 2026-09-22 · Sale · Disposed 9,900 · Balance 1,053,049

F1: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on November 29, 2025.

F5: This transaction was executed in multiple trades at prices ranging from $81.28 to $82.25 inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Row 5 · 2026-09-22 · Sale · Disposed 2,800 · Balance 1,050,249

F1: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on November 29, 2025.

F6: This transaction was executed in multiple trades at prices ranging from $82.28 to $82.53, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote27 Reported balance Holding disclosure · report date 2026-09-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 27

F7: The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote213,250 Reported balance Holding disclosure · report date 2026-09-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 213,250

F8: The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote71,644 Reported balance Holding disclosure · report date 2026-09-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 71,644

F9: The shares are held by the Y/S Pot Trust, for which the Reporting Person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported herein was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted on November 29, 2025.

F2: This transaction was executed in multiple trades at prices ranging from $77.75 to $78.73, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction was executed in multiple trades at prices ranging from $79.11 to $80.07, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction was executed in multiple trades at prices ranging from $80.28 to $81.27, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: This transaction was executed in multiple trades at prices ranging from $81.28 to $82.25 inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction was executed in multiple trades at prices ranging from $82.28 to $82.53, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F7: The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.

F8: The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.

F9: The shares are held by the Y/S Pot Trust, for which the Reporting Person serves as trustee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 4, 2021 01:09 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 9,108 $5.04 $45,904.32
Disclosure

SEC source: 0001209191-21-007563 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · derivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,515

Underlying: Class A Common Stock · 10,000 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: This option, originally for 250,000 shares, of which 135,485 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 200 $141.91 $28,382.00
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 5

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,468

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $141.61 to $142.21. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 1,523 $140.83 $214,486.07
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 4

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,668

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.54 to $141.17. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 6,277 $139.91 $878,233.27
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 3

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,191

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $139.49 to $140.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 2,000 $139.08 $278,160.20
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,468

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $138.47 to $139.46. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 10,000 $5.04 $50,400.00
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 962 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · derivative · entry 8

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,898

Underlying: Class A Common Stock · 962 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option, originally for 300,000 shares, of which 191,102 have been exercised, vested as to one-forty-eighth of the shares on October 1, 2017, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 2,667 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · derivative · entry 7

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,667 shares

Expires 2026-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 962 $1.20 $1,154.40
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · nonDerivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 2,667 $1.07 $2,853.69
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · nonDerivative · entry 5

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 GiftClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · nonDerivative · entry 4

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,839

Read SEC document
December 14, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 GiftClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · nonDerivative · entry 3

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 89,960

F1 · ownership.nature: The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.

Read SEC document
December 10, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 GiftClass A Common Stock 104,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 104,960

F1 · ownership.nature: The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.

Read SEC document
December 10, 2020 Filed Dec 23, 2020 23:50 UTC 10x Genomics, Inc. TXG · Entity 2172 GiftClass A Common Stock 104,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065099 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,839

Read SEC document
December 08, 2020 Filed Dec 9, 2020 22:52 UTC 10x Genomics, Inc. TXG · Entity 2172 GiftClass A Common Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062588 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,799

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 3,750 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · derivative · entry 9

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,515

Underlying: Class A Common Stock · 3,750 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F8 · derivative.exercise_date: This option, originally for 250,000 shares, of which 125,485 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · derivative · entry 8

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,860

Underlying: Class A Common Stock · 6,250 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F7 · derivative.exercise_date: This option, originally for 300,000 shares, of which 190,140 have been exercised, vested as to one-forty-eighth of the shares on October 1, 2017, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 333 $153.84 $51,230.02
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · nonDerivative · entry 7

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,181

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $153.76 to $153.91. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 2,174 $153.26 $333,179.41
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · nonDerivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,514

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $152.58 to $153.57. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 1,091 $151.92 $165,749.19
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · nonDerivative · entry 5

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,688

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $151.51 to $152.46. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 3,398 $151.02 $513,174.46
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · nonDerivative · entry 4

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,779

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $150.48 to $151.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 3,004 $150.01 $450,619.83
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · nonDerivative · entry 3

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,177

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $149.46 to $150.45. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 3,750 $5.04 $18,900.00
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 6,250 $1.20 $7,500.00
Disclosure

SEC source: 0001209191-20-061714 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 2,924 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · derivative · entry 14

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,265

Underlying: Class A Common Stock · 2,924 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F12 · derivative.exercise_date: This option, originally for 250,000 shares, of which 121,735 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 200 $138.48 $27,696.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 11

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,181

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F9 · price: This transaction was executed in multiple trades at prices ranging from $138.20 to $138.76. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 1,524 $137.50 $209,548.78
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 10

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,381

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F8 · price: This transaction was executed in multiple trades at prices ranging from $137.12 to $137.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 1,000 $136.55 $136,547.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 9

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,905

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $136.09 to $136.92. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 200 $135.54 $27,107.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 8

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,905

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $135.09 to $135.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 2,924 $5.04 $14,736.96
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 7

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 826 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · derivative · entry 13

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,189

Underlying: Class A Common Stock · 826 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F11 · derivative.exercise_date: This option, originally for 250,000 shares, of which 118,811 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · derivative · entry 12

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,110

Underlying: Class A Common Stock · 6,250 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F10 · derivative.exercise_date: This option, originally for 300,000 shares, of which 183,890 have been exercised, vested as to one-forty-eighth of the shares on October 1, 2017, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 900 $138.54 $124,686.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,181

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $137.88 to $139.23. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 500 $137.10 $68,552.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 5

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,081

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $136.85 to $137.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 4,052 $136.13 $551,586.60
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 4

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,581

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $135.855 to $136.84. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 1,624 $135.45 $219,978.43
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 3

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,633

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $134.84 to $135.77. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 826 $5.04 $4,163.04
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:35 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 6,250 $1.20 $7,500.00
Disclosure

SEC source: 0001209191-20-057069 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 3,750 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-20-053577 · doc4.xml · derivative · entry 7

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,015

Underlying: Class A Common Stock · 3,750 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F7 · derivative.exercise_date: This option, originally for 250,000 shares, of which 117,985 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-053577 · doc4.xml · derivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,360

Underlying: Class A Common Stock · 6,250 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: This option, originally for 300,000 shares, of which 177,640 have been exercised, vested as to one-forty-eighth of the shares on October 1, 2017, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 2,250 $126.08 $283,674.15
Disclosure

SEC source: 0001209191-20-053577 · doc4.xml · nonDerivative · entry 5

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,181

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.91 to $126.88. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 6,150 $125.54 $772,094.99
Disclosure

SEC source: 0001209191-20-053577 · doc4.xml · nonDerivative · entry 4

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,431

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.91 to $125.87. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 1,600 $124.35 $198,952.00
Disclosure

SEC source: 0001209191-20-053577 · doc4.xml · nonDerivative · entry 3

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,581

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.86 to $124.85. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 3,750 $5.04 $18,900.00
Disclosure

SEC source: 0001209191-20-053577 · doc4.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:05 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionClass A Common Stock 6,250 $1.20 $7,500.00
Disclosure

SEC source: 0001209191-20-053577 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:00 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 14,000 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001209191-20-049523 · doc4.xml · derivative · entry 10

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Class A Common Stock · 14,000 shares

Expires 2026-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This option exercise was not effected pursuant to a Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: This option, originally for 200,000 shares, of which 197,333 have been exercised, vested as to one-fourth of the shares on August 1, 2017, and one forty-eighth of the shares subject to the option vested each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:00 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 7,360 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-20-049523 · doc4.xml · derivative · entry 9

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,765

Underlying: Class A Common Stock · 7,360 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F9 · derivative.exercise_date: This option, originally for 250,000 shares, of which 114,235 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:00 UTC 10x Genomics, Inc. TXG · Entity 2172 Exercise / conversionStock Option (right to buy) · Derivative 2,640 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-049523 · doc4.xml · derivative · entry 8

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,610

Underlying: Class A Common Stock · 2,640 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F8 · derivative.exercise_date: This option, originally for 300,000 shares, of which 171,390 have been exercised, vested as to one-forty-eighth of the shares on October 1, 2017, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:00 UTC 10x Genomics, Inc. TXG · Entity 2172 SaleClass A Common Stock 200 $115.53 $23,105.00
Disclosure

SEC source: 0001209191-20-049523 · doc4.xml · nonDerivative · entry 7

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,181

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $115.46 to $115.59. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.