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van Es Charles

Disclosed activity across 1 company

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21695
SEC CIK
0001886344

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Vita Coco Company, Inc.COCO · Entity 4155Chief Commercial OfficerAugust 15, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Vita Coco Company, Inc.

Report date August 15, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,284 Reported balance After 2026-08-15 transaction · row 1
1 source row

Row 1 · 2026-08-15 · Tax withholding · Disposed 10,801 · Balance 48,284

F1: The disposition reported on this Form 4 represents shares withheld to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The disposition is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.18 · Expires 2030-02-10Direct53,750 Reported balance Holding disclosure · report date 2026-08-15 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 53,750

F2: The stock option is fully vested and currently exercisable.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.18 · Expires 2031-01-11Direct27,300 Reported balance Holding disclosure · report date 2026-08-15 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 27,300

F2: The stock option is fully vested and currently exercisable.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2031-10-21Direct58,043 Reported balance Holding disclosure · report date 2026-08-15 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 58,043

F3: The stock option vests in four equal annual installments beginning on November 27, 2022.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.36 · Expires 2032-08-15Direct42,980 Reported balance Holding disclosure · report date 2026-08-15 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 42,980

F4: The stock option vests in three equal annual installments beginning on August 15, 2025.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.91 · Expires 2033-03-10Direct14,025 Reported balance Holding disclosure · report date 2026-08-15 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 14,025

F5: The stock option is eligible to vest if certain performance conditions are met by the target date for the applicable performance condition(s) and expire if the performance conditions are not met by the final target date. The performance conditions applicable were timely satisfied, resulting in vesting of the option as to 14,025 shares on February 20, 2026.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.91 · Expires 2033-03-10Direct14,205 Reported balance Holding disclosure · report date 2026-08-15 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 14,205

F6: The stock options vest in four annual equal installments beginning on March 10, 2024.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.18 · Expires 2034-03-04Direct8,746 Reported balance Holding disclosure · report date 2026-08-15 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 8,746

F7: The stock option vests in four equal annual installments beginning on March 4, 2025.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.36 · Expires 2035-03-04Direct13,218 Reported balance Holding disclosure · report date 2026-08-15 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 13,218

F8: The Reporting Person was granted stock options that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition reported on this Form 4 represents shares withheld to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The disposition is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.

F2: The stock option is fully vested and currently exercisable.

F3: The stock option vests in four equal annual installments beginning on November 27, 2022.

F4: The stock option vests in three equal annual installments beginning on August 15, 2025.

F5: The stock option is eligible to vest if certain performance conditions are met by the target date for the applicable performance condition(s) and expire if the performance conditions are not met by the final target date. The performance conditions applicable were timely satisfied, resulting in vesting of the option as to 14,025 shares on February 20, 2026.

F6: The stock options vest in four annual equal installments beginning on March 10, 2024.

F7: The stock option vests in four equal annual installments beginning on March 4, 2025.

F8: The Reporting Person was granted stock options that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,123 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · derivative · entry 9

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,047

Underlying: Common Stock · 6,123 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
June 18, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 6,123 $30.01 $183,745.11
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · nonDerivative · entry 6

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,668

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.08, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 6,123 $10.18 $62,319.89
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · nonDerivative · entry 5

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,700 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · derivative · entry 8

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,170

Underlying: Common Stock · 6,700 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 6,700 $30.04 $201,268.00
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · nonDerivative · entry 4

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,668

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.28, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 6,700 $10.18 $68,192.60
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · nonDerivative · entry 3

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,805 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · derivative · entry 7

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,870

Underlying: Common Stock · 2,805 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 2,805 $30.06 $84,318.30
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · nonDerivative · entry 2

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,668

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:26 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 2,805 $10.18 $28,549.29
Disclosure

SEC source: 0001482981-24-000091 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:54 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 595 $25.19 $14,988.05
Disclosure

SEC source: 0001482981-24-000042 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,668

F1 · kind: The sales reported represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 00:39 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantNon-Qualified Stock Option (right to buy) · Derivative 8,746 $0.00 Strike: $26.18 $0.00
Disclosure

SEC source: 0001482981-24-000028 · edgardoc.xml · derivative · entry 2

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,746

Underlying: Common Stock · 8,746 shares

Expires 2034-03-04

F2 · derivative.exercise_date: The Reporting Person was granted stock options that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 00:39 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantCommon Stock 10,542 $0.00 $0.00
Disclosure

SEC source: 0001482981-24-000028 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,263

F1 · kind: The Reporting Person was granted restricted stock units that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:46 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 5,537 $28.84 $159,687.08
Disclosure

SEC source: 0001482981-23-000122 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,721

F1 · kind: The sales reported represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 22:22 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,200 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-23-000110 · edgardoc.xml · derivative · entry 3

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,675

Underlying: Common Stock · 28,200 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 22:22 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 28,200 $28.14 $793,407.00
Disclosure

SEC source: 0001482981-23-000110 · edgardoc.xml · nonDerivative · entry 2

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,258

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 22:22 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 28,200 $10.18 $287,019.60
Disclosure

SEC source: 0001482981-23-000110 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,800 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · derivative · entry 12

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,875

Underlying: Common Stock · 1,800 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,685 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · derivative · entry 11

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,675

Underlying: Common Stock · 14,685 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 1,800 $28.70 $51,658.20
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 8

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,258

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $29.06, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 1,800 $10.18 $18,320.40
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 7

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 14,685 $26.87 $394,585.95
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 6

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,258

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $29.06, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 14,685 $10.18 $149,463.93
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 5

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,315 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · derivative · entry 10

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,360

Underlying: Common Stock · 15,315 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · derivative · entry 9

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,675

Underlying: Common Stock · 30,000 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 15,315 $29.59 $453,155.54
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 4

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,258

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.44 to $31.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 15,315 $10.18 $155,876.07
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 3

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 30,000 $29.59 $887,670.00
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 2

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,258

F1 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.44 to $31.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:51 UTC Vita Coco Company, Inc. COCO · Entity 4155 Exercise / conversionCommon Stock 30,000 $10.18 $305,340.00
Disclosure

SEC source: 0001482981-23-000095 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 01:36 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantNon-Qualified Stock Option (right to buy) · Derivative 14,205 $0.00 Strike: $16.91 $0.00
Disclosure

SEC source: 0001482981-23-000034 · edgardoc.xml · derivative · entry 2

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,205

Underlying: Common Stock · 14,205 shares

Expires 2033-03-10

F2 · derivative.exercise_date: The Reporting Person was granted stock options that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 01:36 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantCommon Stock 5,914 $0.00 $0.00
Disclosure

SEC source: 0001482981-23-000034 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,258

F1 · kind: The Reporting Person was granted restricted stock units that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 22:00 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 5,721 $12.34 $70,591.42
Disclosure

SEC source: 0001482981-22-000084 · edgardoc.xml · nonDerivative · entry 2

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,344

F2 · kind: The sales of shares of common stock reported were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.12 to $12.42, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · balance_after: These shares consist of unvested restricted stock units. The reporting person initially reported the restricted stock units relating to this vesting in Table II of Form 4. The total reported in Column 5 reflects 38,333 restricted stock units previously reported in Table II minus those shares that were sold as indicated on this Form 4.

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November 29, 2022 Filed Dec 1, 2022 22:00 UTC Vita Coco Company, Inc. COCO · Entity 4155 SaleCommon Stock 3,862 $11.29 $43,599.28
Disclosure

SEC source: 0001482981-22-000084 · edgardoc.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,065

F1 · kind: The sales reported represent shares automatically sold in a non-discretionary transaction to cover taxes and fees in connection with the vesting of restricted stock units previously granted to the reporting person.

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August 15, 2022 Filed Aug 17, 2022 21:39 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantStock Option (Right to Buy) · Derivative 42,980 $0.00 Strike: $15.36 $0.00
Disclosure

SEC source: 0001886344-22-000002 · wf-form4_166077235029063.xml · derivative · entry 2

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,980

Underlying: Common Stock · 42,980 shares

Expires 2032-08-15

F3 · derivative.exercise_date: The Reporting Person was granted stock options that will vest in three equal annual installments beginning on August 15, 2025.

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August 15, 2022 Filed Aug 17, 2022 21:39 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantCommon Stock 58,594 $0.00 $0.00
Disclosure

SEC source: 0001886344-22-000002 · wf-form4_166077235029063.xml · nonDerivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,927

F1 · shares: The Reporting Person was granted restricted stock units that will vest in three equal annual installments beginning on August 15, 2025.

F2 · balance_after: These shares consist of unvested restricted stock units.

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February 14, 2022 Filed Feb 16, 2022 23:58 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantStock Option (Right to Buy) · Derivative 9,100 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0000899243-22-006671 · doc4.xml · derivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 9,100 shares

Expires 2031-01-11

F1 · derivative.exercise_date: On January 11, 2021, the Reporting Person was granted an option to purchase 18,200 shares of common stock that vest upon the achievement of certain performance criteria. Certain of the performance criteria for 2021 were met, and as such, 9,100 options will vest in two equal installments on and after January 11, 2023 and January 11, 2025.

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October 21, 2021 Filed Oct 25, 2021 20:57 UTC Vita Coco Company, Inc. COCO · Entity 4155 GrantRestricted Stock Units · Derivative 38,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-041458 · doc4.xml · derivative · entry 1

van Es Charles · CIK 0001886344 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,333

Underlying: Common Stock · 38,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs will vest in four annual equal installments starting November 27, 2022 provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs will vest in four annual equal installments starting November 27, 2022 provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs will vest in four annual equal installments starting November 27, 2022 provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.