TapewireFind a company

person · Reporting owner

Williams Brad

Disclosed activity across 1 company

Tapewire entity
21690
SEC CIK
0001876053

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cadre Holdings, Inc.CDRE · Entity 4819PRESIDENTAugust 17, 2026August 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cadre Holdings, Inc.

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivativeDirect107,851 Reported balance After 2026-08-17 transaction · row 1
1 source row

Row 1 · 2026-08-17 · Exercise / conversion · Acquired 42,770 · Balance 107,851

Common StockSEC Table I · non-derivativeDirect65,081 Ending reported balance After 2026-08-17 transaction · row 4
3 source rows · reconciled sequence

Row 2 · 2026-08-17 · Exercise / conversion · Acquired 45,972 · Balance 153,823

Row 3 · 2026-08-17 · Sale · Disposed 104 · Balance 153,719

F1: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $34.25 to $34.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

Row 4 · 2026-08-17 · Sale · Disposed 88,638 · Balance 65,081

F2: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.02 to $33.66 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $23.45 · Expires 2032-03-09Direct0 Reported balance After 2026-08-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-17 · Exercise / conversion · Disposed 42,770 · Balance 0

F3: The option to purchase shares of the Issuer's Common Stock was granted under the Issuer's 2021 Stock Incentive Plan (the "Plan"). Options to purchase 14,256 shares of the Issuer's Common Stock vested and became exercisable on March 9, 2023, and options to purchase 14,257 shares of the Issuer's Common Stock vested and became exercisable on each of March 9, 2024 and March 9, 2025.

Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $20.53 · Expires 2033-03-13Direct0 Reported balance After 2026-08-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-17 · Exercise / conversion · Disposed 45,972 · Balance 0

F4: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 15,324 shares of the Issuer's Common Stock vested and became exercisable on each of March 13, 2024, March 13, 2025 and March 13, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $34.25 to $34.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.02 to $33.66 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote.

F3: The option to purchase shares of the Issuer's Common Stock was granted under the Issuer's 2021 Stock Incentive Plan (the "Plan"). Options to purchase 14,256 shares of the Issuer's Common Stock vested and became exercisable on March 9, 2023, and options to purchase 14,257 shares of the Issuer's Common Stock vested and became exercisable on each of March 9, 2024 and March 9, 2025.

F4: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 15,324 shares of the Issuer's Common Stock vested and became exercisable on each of March 13, 2024, March 13, 2025 and March 13, 2026.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2024 Filed Mar 12, 2024 20:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 3,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-033473 · tm248540-2_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Comprised of a restricted stock units award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 and 3,921 restricted shares of Common Stock vested and became non-forfeitable on each of March 9, 2023 and March 9, 2024, respectively, and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2025.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock 20,000 $25.89 $517,742.00
Disclosure

SEC source: 0001104659-23-097287 · tm2325261-1_4.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,324

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $26.02 to $25.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 20:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, par value $.0001 per share ("Common Stock") 400 $25.60 $10,240.00
Disclosure

SEC source: 0001104659-23-097287 · tm2325261-1_4.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,324

Read SEC document
August 24, 2023 Filed Aug 25, 2023 20:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock 20,000 $24.59 $491,712.00
Disclosure

SEC source: 0001104659-23-095335 · tm2324865-1_4.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,724

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $24.50- $24.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, par value $.0001 per share ("Common Stock") 6,976 $25.07 $174,920.41
Disclosure

SEC source: 0001104659-23-095335 · tm2324865-1_4.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,724

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $25.00- $25.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock 100 $25.00 $2,500.00
Disclosure

SEC source: 0001104659-23-093060 · tm2323997-1_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,560

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 SaleCommon Stock, par value $.0001 per share ("Common Stock") 235 $25.16 $5,912.88
Disclosure

SEC source: 0001104659-23-093060 · tm2323997-1_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,660

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $25.15- $25.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:40 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantPhantom Stock · Derivative 87,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035106 · tm2310038d5_4.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Stock · 87,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:40 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Tax withholdingCommon Stock 34,235 $19.02 $651,149.70
Disclosure

SEC source: 0001104659-23-035106 · tm2310038d5_4.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,895

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Williams as a result of the vesting on March 18, 2023 of a portion of the phantom stock award.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:40 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionCommon Stock, par value $.0001 per share ("Common Stock") 87,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-035106 · tm2310038d5_4.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock vested and became non-forfeitable on March 18, 2022, 87,000 shares of phantom stock vest and become non-forfeitable on March 18, 2023, and 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2024.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:32 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 45,972 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032826 · tm238945-9_4seq1.xml · derivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,972

Underlying: Common Stock · 45,972 shares

Expires 2033-03-13

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 15,324 shares of the Issuer's Common Stock will vest and become exercisable on each of March 13, 2024, March 13, 2025 and March 13, 2026.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:32 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantRestricted Stock Units · Derivative 12,572 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-032826 · tm238945-9_4seq1.xml · derivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,572

Underlying: Common Stock · 12,572 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 12,572 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 4,190 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 4,191 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 12,572 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 4,190 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 4,191 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

F1 · derivative.expiration_date: Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 12,572 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 4,190 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 4,191 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:17 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionCommon Stock · Derivative 3,920 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031778 · tm238945-3_4seq1.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,842

Underlying: Common Stock · 3,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:17 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Tax withholdingCommon Stock 1,686 $21.77 $36,704.22
Disclosure

SEC source: 0001104659-23-031778 · tm238945-3_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,130

F2 · shares: Represents the number of shares of Common Stock withheld by the Issuer to satisfy the tax withholding obligations incurred by Mr. Williams as a result of the vesting on March 9, 2023 of a portion of the Restricted Stock Award.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:17 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 3,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-031778 · tm238945-3_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Comprised of a restricted stock award previously granted on March 9, 2022 under the Issuer's 2021 Stock Incentive Plan (the "Restricted Stock Award") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock vested and became non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionPhantom Stock · Derivative 87,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-036572 · tm2210067d1_4seq1.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,000

Underlying: Common Stock · 87,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2022, March 18, 2023 and March 18, 2024.

F1 · derivative.exercise_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2022, March 18, 2023 and March 18, 2024.

F1 · derivative.expiration_date: On March 9, 2022, the Reporting Person was granted a phantom stock award under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Tax withholdingCommon Stock 34,359 $25.05 $860,692.95
Disclosure

SEC source: 0001104659-22-036572 · tm2210067d1_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,896

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:16 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 87,000 $25.05 $2,179,350.00
Disclosure

SEC source: 0001104659-22-036572 · tm2210067d1_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Tax withholdingCommon Stock 4,903 $23.45 $114,975.35
Disclosure

SEC source: 0001104659-22-035108 · tm229649-1_4seq1.xml · nonDerivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,255

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 Exercise / conversionCommon Stock, $.0001 par value ("Common Stock") 12,458 $23.45 $292,140.10
Disclosure

SEC source: 0001104659-22-035108 · tm229649-1_4seq1.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement in shares of Common Stock, at the election of the Issuer's Board of Directors, of a cash bonus opportunity that vested on March 15, 2022, granted pursuant the Safariland Group Long-Term Incentive Plan.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantPhantom Stock · Derivative 261,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032919 · tm228848-6_4seq1.xml · derivative · entry 3

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,000

Underlying: Common Stock · 261,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F3 · derivative.exercise_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

F3 · derivative.expiration_date: Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 42,770 $0.00 Strike: $23.45 $0.00
Disclosure

SEC source: 0001104659-22-032919 · tm228848-6_4seq1.xml · derivative · entry 2

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,770

Underlying: Common Stock · 42,770 shares

Expires 2032-03-09

F2 · derivative.exercise_date: The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 14,256 shares of the Issuer's Common Stock will vest and become exercisable on March 9, 2023 and options to purchase 14,257 shares of the Issuer's Common Stock will vest and become exercisable on each of March 9, 2024 and March 9, 2025.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:33 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 11,762 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-032919 · tm228848-6_4seq1.xml · derivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,762

Underlying: Common Stock · 11,762 shares

Expires not disclosed

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

F1 · derivative.expiration_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:16 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantCommon Stock, par value $0.0001 per share ("Common Stock") · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025177 · tm226894-2_4.xml · derivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-11-08

F1 · derivative.exercise_price: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 200,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031 both (i) the Fair Market Value of the Company's Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days, and (ii) the Recipient having being continuously employed by the Company until November 8, 2026.

F1 · derivative.exercise_date: Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 200,000 restricted shares of Common Stock all of which will vest if on or before November 8, 2031 both (i) the Fair Market Value of the Company's Common Stock shall have equaled or exceeded $40.00 per share for twenty consecutive trading days, and (ii) the Recipient having being continuously employed by the Company until November 8, 2026.

Read SEC document
November 08, 2021 Filed Feb 14, 2022 21:10 UTC Cadre Holdings, Inc. CDRE · Entity 4819 PurchaseCommon Stock, par value $0.0001 per share ("Common Stock") 10,700 $13.00 $139,100.00
Disclosure

SEC source: 0001104659-22-022730 · tm225744-1_5.xml · nonDerivative · entry 1

Williams Brad · CIK 0001876053 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

F1 · kind: This filing is being made to reflect information that was inadvertently not filed on a Form 4 by the Reporting Person within the prescribed time period.

F2 · kind: Reflects shares of Common Stock purchased by the Reporting Person in a directed share program in connection with the Issuer's initial public offering which closed on November 8, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.