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person · Reporting owner

Stewart Alan R.

Disclosed activity across 2 companies

Tapewire entity
21680
SEC CIK
0001705492

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Calidi Biotherapeutics, Inc.CLDI · Entity 8408DirectorAugust 17, 2026August 19, 2026
SOUNDTHINKING, INC.SSTI · Entity 361Chief Financial OfficerMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Calidi Biotherapeutics, Inc.

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.36 · Expires 2036-08-17Direct4,000 Reported balance After 2026-08-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 4,000 · Balance 4,000

F1: On August 17, 2026, the Reporting Person was issued a non-qualified stock option to purchase 4,000 shares of common stock (the "Options") at an exercise price of $1.36 per share (equal to the closing price on the grant date, August 17, 2026) and shall vest, and become exercisable, in 1/12th per month installments over one year commencing on the grant date. The stock options were granted pursuant to the Issuer's non-employee director compensation policy and issued under the Issuer's 2023 Equity Incentive Plan.

F2: Does not include the stock options previously granted to the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: On August 17, 2026, the Reporting Person was issued a non-qualified stock option to purchase 4,000 shares of common stock (the "Options") at an exercise price of $1.36 per share (equal to the closing price on the grant date, August 17, 2026) and shall vest, and become exercisable, in 1/12th per month installments over one year commencing on the grant date. The stock options were granted pursuant to the Issuer's non-employee director compensation policy and issued under the Issuer's 2023 Equity Incentive Plan.

F2: Does not include the stock options previously granted to the Reporting Person.

SOUNDTHINKING, INC.

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect245,126 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 74,963 · Balance 245,126

F1: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon settlement. 1/12 of the shares subject to the award vest on the first Quarterly Date (as defined below) that occurs following the vesting commencement date (May 31, 2026), and 1/12 of the total number of shares subject to the award vest on each Quarterly Date thereafter, subject to the recipient's Continuous Service (as defined in the Issuer's 2017 Equity Incentive Plan, as amended) through each applicable Quarterly Date. "Quarterly Date" means each of February 28, May 31, August 31, and November 30, of a given calendar year.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan3,850 Reported balance Holding disclosure · report date 2026-05-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,850

F2: Shares are held by Jennifer K. Stewart 401 (k) plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon settlement. 1/12 of the shares subject to the award vest on the first Quarterly Date (as defined below) that occurs following the vesting commencement date (May 31, 2026), and 1/12 of the total number of shares subject to the award vest on each Quarterly Date thereafter, subject to the recipient's Continuous Service (as defined in the Issuer's 2017 Equity Incentive Plan, as amended) through each applicable Quarterly Date. "Quarterly Date" means each of February 28, May 31, August 31, and November 30, of a given calendar year.

F2: Shares are held by Jennifer K. Stewart 401 (k) plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 5, 2021 00:46 UTC SOUNDTHINKING, INC. SSTI · Entity 361 PurchaseCommon Stock 4,500 $38.00 $171,000.00
Disclosure

SEC source: 0001209191-21-018016 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,562

Read SEC document
December 11, 2020 Filed Dec 11, 2020 22:21 UTC SOUNDTHINKING, INC. SSTI · Entity 361 PurchaseCommon Stock 5,600 $32.87 $184,069.76
Disclosure

SEC source: 0001209191-20-063015 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,062

F2 · price: The shares were purchased at prices ranging from $32.80 to $32.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:21 UTC SOUNDTHINKING, INC. SSTI · Entity 361 PurchaseCommon Stock 491 $32.01 $15,717.55
Disclosure

SEC source: 0001209191-20-063015 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,462

F1 · price: The shares were purchased at prices ranging from $32.01 to $32.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 13:19 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 688 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-20-042549 · doc4.xml · derivative · entry 4

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 688 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 27, 2017.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 13:19 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 3,765 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-20-042549 · doc4.xml · derivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,305

Underlying: Common Stock · 3,765 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the grant vested on one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 13:19 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 688 $3.06 $2,105.28
Disclosure

SEC source: 0001209191-20-042549 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,117 shares purchased under Issuer's Employee Stock Purchase Plan on May 15, 2020.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 13:19 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 3,765 $3.06 $11,520.90
Disclosure

SEC source: 0001209191-20-042549 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:25 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-20-028810 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,070

Underlying: Common Stock · 3,000 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:25 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 3,000 $3.06 $9,180.00
Disclosure

SEC source: 0001209191-20-028810 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 22:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 GrantStock Option (Right to Buy) · Derivative 13,697 $0.00 Strike: $19.62 $0.00
Disclosure

SEC source: 0001209191-20-017849 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,697

Underlying: Common Stock · 13,697 shares

Expires 2030-03-05

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 6, 2020, subject to continued employment on each such vesting date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 22:20 UTC SOUNDTHINKING, INC. SSTI · Entity 361 GrantCommon Stock 7,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017849 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,401

F1 · shares: Represents Restricted Stock Units (RSUs"). The RSUs shall vest as follows: 6.25% of the RSUs shall vest quarterly, starting March 6, 2020, subject to continued employment on each such vesting date.

Read SEC document
March 06, 2020 Filed May 13, 2020 20:21 UTC Amendment SOUNDTHINKING, INC. SSTI · Entity 361 GrantStock Option (Right to Buy) · Derivative 13,697 $0.00 Strike: $34.07 $0.00
Disclosure

SEC source: 0001209191-20-028803 · doc4a.xml · derivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,697

Underlying: Common Stock · 13,697 shares

Expires 2030-03-05

F1 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 6, 2020, subject to continued employment on each such vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:23 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 100 $39.19 $3,919.00
Disclosure

SEC source: 0001209191-20-012603 · doc4.xml · nonDerivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,513

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:23 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 4,614 $38.14 $175,985.34
Disclosure

SEC source: 0001209191-20-012603 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,613

F2 · balance_after: The shares were sold at prices ranging from $38 to $38.79. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:23 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 5,198 $37.02 $192,448.15
Disclosure

SEC source: 0001209191-20-012603 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,227

F1 · balance_after: The shares were sold at prices ranging from $37 to $37.14. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 937 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · derivative · entry 4

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251

Underlying: Common Stock · 937 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 27, 2017.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 4,845 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · derivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,070

Underlying: Common Stock · 4,845 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the grant vested on one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 937 $3.06 $2,867.22
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,273 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2019.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 4,845 $3.06 $14,825.70
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 18:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 2,368 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-19-033807 · doc4.xml · derivative · entry 4

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,915

Underlying: Common Stock · 2,368 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the grant vested on one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 18:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 2,368 $3.06 $7,246.08
Disclosure

SEC source: 0001209191-19-033807 · doc4.xml · nonDerivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 18:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 429 $47.49 $20,373.21
Disclosure

SEC source: 0001209191-19-033807 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,002

F2 · price: The shares were sold at prices ranging from $47.22 to $47.61. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 18:43 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 1,600 $46.71 $74,736.00
Disclosure

SEC source: 0001209191-19-033807 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,431

F1 · price: The shares were sold at prices ranging from $46.11 to $47.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 21:36 UTC SOUNDTHINKING, INC. SSTI · Entity 361 SaleCommon Stock 14,000 $44.99 $629,860.00
Disclosure

SEC source: 0001209191-19-018537 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,031

F2 · balance_after: Includes 2,273 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2018.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:36 UTC SOUNDTHINKING, INC. SSTI · Entity 361 GrantCommon Stock 6,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018537 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,758

F1 · shares: Represents Restricted Stock Units (RSUs"). The RSUs shall vest as follows: 6.25% of the RSUs shall vest quarterly, starting June 10, 2019, subject to continued employment on each such vesting date.

Read SEC document
November 19, 2018 Filed Nov 19, 2018 19:06 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-059128 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,283

Underlying: Common Stock · 2,000 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on the one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 19:06 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001209191-18-059128 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 812 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · derivative · entry 4

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 812 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 27, 2017.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 617 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · derivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,283

Underlying: Common Stock · 617 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on the one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 812 $3.06 $2,484.72
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 617 $3.06 $1,888.02
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 17:52 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 1,412 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-026175 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,412 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 17:52 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 1,412 $3.06 $4,320.72
Disclosure

SEC source: 0001209191-18-026175 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 19:15 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 8,600 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-025935 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,900

Underlying: Common Stock · 8,600 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on the one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 19:15 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 8,600 $3.06 $26,316.00
Disclosure

SEC source: 0001209191-18-025935 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 23, 2018 18:48 UTC SOUNDTHINKING, INC. SSTI · Entity 361 PurchaseCommon Stock 3,000 $17.29 $51,870.00
Disclosure

SEC source: 0001209191-18-012859 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,643

F1 · price: The shares were purchased at prices ranging from $17.24 to $17.3075. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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February 05, 2018 Filed Feb 6, 2018 23:02 UTC SOUNDTHINKING, INC. SSTI · Entity 361 GrantCommon Stock 18,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007952 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,643

F1 · shares: Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 35% of the RSUs shall vest on the first anniversary of February 5, 2018 (the "Vesting Start Date"); 21.667% of the RSUs shall vest on the second anniversary of the Vesting Start Date; 21.667% of the RSUs shall vest on the third anniversary of the Vesting Start Date and 21.667% of the RSUs shall vest on the fourth anniversary of the Vesting Start Date; subject to continued employment on each such anniversary.

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January 02, 2018 Filed Jan 3, 2018 20:55 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-000759 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Underlying: Common Stock · 2,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

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January 02, 2018 Filed Jan 3, 2018 20:55 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001209191-18-000759 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 02, 2018 Filed Jan 4, 2018 20:35 UTC Amendment SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-001821 · doc4a.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Underlying: Common Stock · 2,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

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January 02, 2018 Filed Jan 4, 2018 20:35 UTC Amendment SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001209191-18-001821 · doc4a.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,272 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2017.

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December 06, 2017 Filed Dec 7, 2017 00:10 UTC SOUNDTHINKING, INC. SSTI · Entity 361 PurchaseCommon Stock 3,000 $13.53 $40,590.00
Disclosure

SEC source: 0001209191-17-064260 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,090

F1 · price: The shares were purchased at prices ranging from $13.50 to $13.54. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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November 21, 2017 Filed Nov 22, 2017 00:15 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-17-062191 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

Underlying: Common Stock · 1,000 shares

Expires 2021-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

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November 21, 2017 Filed Nov 22, 2017 00:15 UTC SOUNDTHINKING, INC. SSTI · Entity 361 Exercise / conversionCommon Stock 1,000 $3.06 $3,060.00
Disclosure

SEC source: 0001209191-17-062191 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 20:22 UTC SOUNDTHINKING, INC. SSTI · Entity 361 PurchaseCommon Stock 9,090 $11.00 $99,990.00
Disclosure

SEC source: 0001209191-17-039158 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,090

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.