Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EDAP TMS SAEDAP · Entity 6325 | Director | August 14, 2026 | August 17, 2026 |
| Seer, Inc.SEER · Entity 6717 | PRESIDENT & CFO | August 18, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EDAP TMS SA
Report date August 14, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
After 2026-08-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-14 · Purchase · Acquired 10,000 · Balance 10,000 F1: Common Stock for the issuer refers to the issuer's ordinary shares. F2: The reported securities represent ordinary shares purchased by the reporting person in connection with an underwritten public offering of American Depositary Shares, each of which represents one ordinary share of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock for the issuer refers to the issuer's ordinary shares.
F2: The reported securities represent ordinary shares purchased by the reporting person in connection with an underwritten public offering of American Depositary Shares, each of which represents one ordinary share of the issuer.
Seer, Inc.
Report date August 18, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 486,650 |
Reported balance
After 2026-08-18 transaction · row 1
1 source rowRow 1 · 2026-08-18 · Sale · Disposed 7,309 · Balance 486,650 F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2026 Filed Aug 19, 2026 22:59 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 7,309 | $2.03 | $14,809.50 |
DisclosureSEC source: 0001834217-26-000008 · form4-08192026_100815.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,650 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 10:06 UTC | EDAP TMS SA EDAP · Entity 6325 | PurchaseCommon Stock | 10,000 | $4.75 | $47,500.00 |
DisclosureSEC source: 0001829126-26-008927 · ownership.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · security: Common Stock for the issuer refers to the issuer's ordinary shares. F2 · security: The reported securities represent ordinary shares purchased by the reporting person in connection with an underwritten public offering of American Depositary Shares, each of which represents one ordinary share of the issuer. Read SEC document |
| May 20, 2026 Filed May 21, 2026 21:12 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 7,303 | $1.69 | $12,351.56 |
DisclosureSEC source: 0001834217-26-000006 · form4-05212026_090548.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,959 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 21:11 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 7,743 | $1.99 | $15,446.51 |
DisclosureSEC source: 0001834217-26-000004 · form4-02192026_090244.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,262 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 23:54 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 119,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001834217-26-000002 · form4-02052026_110224.xml · derivative · entry 2 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,000 Underlying: Class A Common Stock · 119,000 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-fourth of the shares subject to the option vest on February 3, 2027 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 23:54 UTC | Seer, Inc. SEER · Entity 6717 | GrantClass A Common Stock | 79,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001834217-26-000002 · form4-02052026_110224.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,005 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 15, 2026. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 22:31 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 6,797 | $1.97 | $13,399.61 |
DisclosureSEC source: 0001834217-25-000005 · form4-11212025_101114.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,802 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 20:19 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 6,827 | $2.04 | $13,955.07 |
DisclosureSEC source: 0001415889-25-022596 · form4-08212025_080834.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,802 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:13 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 6,760 | $2.08 | $14,027.68 |
DisclosureSEC source: 0001415889-25-014130 · form4-05222025_080548.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,629 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:13 UTC | Seer, Inc. SEER · Entity 6717 | Tax withholdingClass A Common Stock | 26,572 | $2.30 | $61,115.60 |
DisclosureSEC source: 0001415889-25-004853 · form4-02202025_090247.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,389 F1 · kind: The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 02:23 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 3,550 | $2.24 | $7,939.58 |
DisclosureSEC source: 0001415889-25-003181 · form4-02062025_020243.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,961 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 140,000 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 16 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 140,000 shares Expires 2030-02-15 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F8 · price: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the Effective Date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one-fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. F8 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the Effective Date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one-fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 140,000 | Not disclosed Strike: $4.59 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 15 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 140,000 shares Expires 2030-02-15 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F8 · price: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the Effective Date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one-fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. F7 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Original Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Original Performance Period"). If the Original Stock Price Hurdle is achieved within the Original Performance Period, then one-fourth of the shares subject to the option vest on the date that achievement of the Original Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 124,000 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 14 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,000 Underlying: Class A Common Stock · 124,000 shares Expires 2032-02-08 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F6 · derivative.exercise_date: One-fourth of the shares underlying the option vested on February 8, 2023 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 124,000 | Not disclosed Strike: $16.61 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 13 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 124,000 shares Expires 2032-02-08 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F6 · derivative.exercise_date: One-fourth of the shares underlying the option vested on February 8, 2023 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 34,125 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 12 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,125 Underlying: Class A Common Stock · 34,125 shares Expires 2031-01-31 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F5 · derivative.exercise_date: One-fourth of the shares underlying the option vested on February 1, 2022 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 34,125 | Not disclosed Strike: $60.15 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 11 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,125 shares Expires 2031-01-31 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F5 · derivative.exercise_date: One-fourth of the shares underlying the option vested on February 1, 2022 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 135,100 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 10 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,100 Underlying: Class A Common Stock · 135,100 shares Expires 2030-12-02 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F4 · derivative.exercise_date: One-fourth of the shares underlying the option vested on December 3, 2021 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 135,100 | Not disclosed Strike: $19.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 9 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 135,100 shares Expires 2030-12-02 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F4 · derivative.exercise_date: One-fourth of the shares underlying the option vested on December 3, 2021 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 20 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 8 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20 Underlying: Class A Common Stock · 20 shares Expires 2030-08-21 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 20 | Not disclosed Strike: $3.47 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 7 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20 shares Expires 2030-08-21 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 87 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 6 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87 Underlying: Class A Common Stock · 87 shares Expires 2030-08-21 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 87 | Not disclosed Strike: $2.70 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 5 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 87 shares Expires 2030-08-21 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 140,662 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 4 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,662 Underlying: Class A Common Stock · 140,662 shares Expires 2030-07-28 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 140,662 | Not disclosed Strike: $3.47 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 3 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 140,662 shares Expires 2030-07-28 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 566,460 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 2 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 566,460 Underlying: Class A Common Stock · 566,460 shares Expires 2030-04-01 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| October 04, 2024 Filed Oct 7, 2024 10:51 UTC | Seer, Inc. SEER · Entity 6717 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 566,460 | Not disclosed Strike: $2.70 | Not disclosed |
DisclosureSEC source: 0001104659-24-106429 · tm2425680-2_4seq1.xml · derivative · entry 1 Horn David R. · CIK 0001834217 · President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 566,460 shares Expires 2030-04-01 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on October 4, 2024 (the "Effective Date"). The Option Repricing applies to nonstatutory options with exercise prices greater than $2.00 per share held by all continuing employees of the Issuer as of the Effective Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the reported option, has been amended to reduce the exercise price to $2.00 per share, the closing price of the Issuer's Class A common stock on the Effective Date. However, if an employee exercises a repriced option before the end of a "Retention Period" that begins on the Effective Date of the Option Repricing and ends on the earliest to occur of the following: (i) April 4, 2026; (ii) a Change in Control, as defined in the Issuer's Equity Incentive Plan, as amended (the "2020 Plan"); and (iii) the optionholder's death or Disability (as defined in the 2020 Plan), then the employee will be required to pay a premium exercise price that is equal to the original exercise price per share of such option. There was no change to the vesting schedules, expiration dates or number of shares underlying the repriced options. F1 · derivative.exercise_date: The shares underlying the option are fully vested are immediately exercisable. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 22:30 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 12,684 | $1.58 | $20,024.23 |
DisclosureSEC source: 0001415889-24-005093 · form4-02232024_100257.xml · nonDerivative · entry 2 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,511 F2 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. Read SEC document |
| February 06, 2024 Filed Feb 23, 2024 22:30 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001415889-24-005093 · form4-02232024_100257.xml · derivative · entry 4 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 140,000 shares Expires 2034-02-06 F4 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 200% of the option exercise price during the period beginning on the grant date and ending on February 6, 2031 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one-fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. Read SEC document |
| February 06, 2024 Filed Feb 23, 2024 22:30 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 142,557 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001415889-24-005093 · form4-02232024_100257.xml · derivative · entry 3 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,557 Underlying: Class A Common Stock · 142,557 shares Expires 2034-02-06 F3 · derivative.exercise_date: One-fourth of the shares subject to the option vest on February 6, 2025 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| February 06, 2024 Filed Feb 23, 2024 22:30 UTC | Seer, Inc. SEER · Entity 6717 | GrantClass A Common Stock | 165,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005093 · form4-02232024_100257.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,195 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2025. Read SEC document |
| February 05, 2024 Filed Feb 8, 2024 02:05 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 3,608 | $1.67 | $6,014.54 |
DisclosureSEC source: 0001209191-24-002977 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,157 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 00:07 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 5,951 | $4.13 | $24,605.60 |
DisclosureSEC source: 0001209191-23-011916 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,765 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:50 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001209191-23-010925 · doc4.xml · derivative · entry 2 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 140,000 shares Expires 2033-02-15 F2 · derivative.exercise_date: The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:50 UTC | Seer, Inc. SEER · Entity 6717 | GrantClass A Common Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010925 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,716 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2024. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 01:51 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 3,124 | $5.40 | $16,860.85 |
DisclosureSEC source: 0001209191-23-007931 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,716 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 00:17 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 2,602 | $5.12 | $13,320.42 |
DisclosureSEC source: 0001209191-23-004098 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,840 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 02:40 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 18,884 | $6.57 | $124,069.77 |
DisclosureSEC source: 0001209191-22-060433 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,442 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes 1,168 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 15, 2022. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:11 UTC | Seer, Inc. SEER · Entity 6717 | GrantEmployee Stock Option (right to buy) · Derivative | 124,000 | $0.00 Strike: $16.61 | $0.00 |
DisclosureSEC source: 0001209191-22-008617 · doc4.xml · derivative · entry 2 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,000 Underlying: Class A Common Stock · 124,000 shares Expires 2032-02-08 F2 · derivative.exercise_date: One-fourth of the shares subject to the option vest on February 8, 2023 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 00:11 UTC | Seer, Inc. SEER · Entity 6717 | GrantClass A Common Stock | 62,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008617 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,158 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2023. Read SEC document |
| February 02, 2022 Filed Feb 5, 2022 00:02 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 2,944 | $17.40 | $51,225.60 |
DisclosureSEC source: 0001209191-22-007320 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,158 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:14 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 2,308 | $22.81 | $52,645.48 |
DisclosureSEC source: 0001209191-22-001255 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,102 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 01:28 UTC | Seer, Inc. SEER · Entity 6717 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,818 | $0.00 Strike: $3.47 | $0.00 |
DisclosureSEC source: 0001209191-21-068627 · doc4.xml · derivative · entry 3 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,682 Underlying: Class A Common Stock · 28,818 shares Expires 2030-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on July 28, 2021 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 01:28 UTC | Seer, Inc. SEER · Entity 6717 | Exercise / conversionClass A Common Stock | 28,818 | $3.47 | $99,998.46 |
DisclosureSEC source: 0001209191-21-068627 · doc4.xml · nonDerivative · entry 2 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 01:28 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 26,273 | $20.26 | $532,183.26 |
DisclosureSEC source: 0001209191-21-068627 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,592 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 899 shares of Class A Common Stock acquired under the Issuer's employee stock purchase plan on November 15, 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:20 UTC | Seer, Inc. SEER · Entity 6717 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001209191-21-062830 · doc4.xml · derivative · entry 4 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,547 Underlying: Class A Common Stock · 10,000 shares Expires 2030-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on April 1, 2021 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:20 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 3,888 | $38.28 | $148,828.36 |
DisclosureSEC source: 0001209191-21-062830 · doc4.xml · nonDerivative · entry 3 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,966 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.85 to $38.73, inclusive. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:20 UTC | Seer, Inc. SEER · Entity 6717 | SaleClass A Common Stock | 6,112 | $37.46 | $228,928.63 |
DisclosureSEC source: 0001209191-21-062830 · doc4.xml · nonDerivative · entry 2 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,854 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.85 to $37.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:20 UTC | Seer, Inc. SEER · Entity 6717 | Exercise / conversionClass A Common Stock | 10,000 | $2.70 | $27,000.00 |
DisclosureSEC source: 0001209191-21-062830 · doc4.xml · nonDerivative · entry 1 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:16 UTC | Seer, Inc. SEER · Entity 6717 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001209191-21-059374 · doc4.xml · derivative · entry 4 Horn David R. · CIK 0001834217 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,547 Underlying: Class A Common Stock · 10,000 shares Expires 2030-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on April 1, 2021 and 1/48th of the shares vest monthly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.