Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bluerock Acquisition Corp.BLRK · Entity 6197 | Executive Vice President | December 10, 2025 | December 10, 2025 |
| Bluerock Homes Trust, Inc.BHM · Entity 6786 | Chief Investment Officer | April 01, 2026 | April 03, 2026 |
| Bluerock Private Real Estate FundBPRE · Entity 9002 | Director | October 02, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bluerock Acquisition Corp.
Report date December 10, 2025 · Filed December 10, 2025
This filing explicitly reported no securities owned.
Bluerock Homes Trust, Inc.
Report date April 01, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 116,492 |
Reported balance
After 2026-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-01 · Grant · Acquired 9,511 · Balance 116,492 F1: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 01, 2026. F2: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 01, 2026.
F2: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock.
Bluerock Private Real Estate Fund
Report date October 02, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 42,275 |
Reported balance
After 2026-10-02 transaction · row 1
1 source rowRow 1 · 2026-10-02 · Purchase · Acquired 6,700 · Balance 42,275 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bluerock Residential Growth REIT, Inc.
Report date October 05, 2022 · Filed October 08, 2022
Section 16 reporting ended · disclosed 2022-10-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common Stock, Par Value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-06 transaction · row 1
1 source rowRow 1 · 2022-10-06 · Other · Disposed 2,729 · Balance 0 F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash (the "Merger Consideration"), without interest. |
| OP UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-05 · Other · Disposed 167,289 · Balance 0 F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. |
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-05 · Other · Disposed 607,742 · Balance 0 F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash (the "Merger Consideration"), without interest.
F2: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.
F3: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 5, 2026 22:00 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 6,700 | $12.70 | $85,090.00 |
DisclosureSEC source: 0001398344-26-017904 · fp0101269-1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,275 Read SEC document |
| September 21, 2026 Filed Sep 24, 2026 00:21 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 10,400 | $11.97 | $124,522.32 |
DisclosureSEC source: 0001398344-26-017349 · ownership.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,575 F1 · price: The price reported is a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $11.9572 to $11.987. Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 2,550 | $11.90 | $30,345.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 10 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,175 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 500 | $11.91 | $5,955.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 9 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,625 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 2,600 | $11.92 | $30,992.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 8 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,125 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 2,895 | $11.93 | $34,537.35 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 7 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,525 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 1,900 | $11.94 | $22,686.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 6 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,630 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 300 | $11.95 | $3,585.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 5 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,730 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 100 | $11.96 | $1,196.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 4 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,430 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 400 | $11.98 | $4,792.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 3 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,330 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 4,000 | $11.99 | $47,960.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,930 Read SEC document |
| September 14, 2026 Filed Sep 18, 2026 23:28 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | PurchaseCommon Shares of Beneficial Interest | 5,500 | $12.00 | $66,000.00 |
DisclosureSEC source: 0001398344-26-017226 · fp0100921-1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,930 Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 18:16 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 1,245 | $12.04 | $14,989.80 |
DisclosureSEC source: 0001398344-26-014923 · fp0100540-1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,430 Read SEC document |
| August 04, 2026 Filed Aug 5, 2026 20:00 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 1,250 | $12.00 | $15,000.00 |
DisclosureSEC source: 0001398344-26-013581 · fp0100309-1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,185 Read SEC document |
| July 21, 2026 Filed Jul 21, 2026 23:44 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 990 | $12.50 | $12,375.00 |
DisclosureSEC source: 0001398344-26-012443 · fp0100114-2_4.xml · nonDerivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,735.35 Read SEC document |
| July 17, 2026 Filed Jul 21, 2026 23:44 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 1,550 | $12.91 | $20,007.40 |
DisclosureSEC source: 0001398344-26-012443 · fp0100114-2_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,745.35 Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 19:02 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 9,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-039564 · tm2610805-5_4seq1.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,492 Underlying: Class A Common Stock · 9,511 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 01, 2026. F2 · derivative.exercise_price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 01, 2026. F2 · price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 01, 2026. F2 · derivative.exercise_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 01, 2026. F2 · derivative.expiration_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. Read SEC document |
| April 23, 2025 Filed Apr 24, 2025 20:00 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 8,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-038604 · tm2512801-2_4seq1.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,981 Underlying: Class A Common Stock · 8,685 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-third on April 23, 2026, and the remainder will vest ratably on an annual basis over a two-year period from April 1, 2026. F2 · derivative.exercise_price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-third on April 23, 2026, and the remainder will vest ratably on an annual basis over a two-year period from April 1, 2026. F2 · price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-third on April 23, 2026, and the remainder will vest ratably on an annual basis over a two-year period from April 1, 2026. F2 · derivative.exercise_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-third on April 23, 2026, and the remainder will vest ratably on an annual basis over a two-year period from April 1, 2026. F2 · derivative.expiration_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:04 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 17,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-056367 · tm2413162-5_4seq1.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,296 Underlying: Class A Common Stock · 17,136 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 30, 2024. F2 · derivative.exercise_price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 30, 2024. F2 · price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 30, 2024. F2 · derivative.exercise_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH") for the portion of the annual equity incentive award payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest ratably on an annual basis over a three-year period from April 30, 2024. F2 · derivative.expiration_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:01 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 81,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-115308 · tm2330074d3_4seq1.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,160 Underlying: Class A Common Stock · 81,160 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued, at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for the portion of the initial staking grant payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-fifth on November 3, 2023, and the remainder will vest ratably on an annual basis over a four-year period. F2 · derivative.exercise_price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued, at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for the portion of the initial staking grant payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-fifth on November 3, 2023, and the remainder will vest ratably on an annual basis over a four-year period. F2 · price: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued, at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for the portion of the initial staking grant payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-fifth on November 3, 2023, and the remainder will vest ratably on an annual basis over a four-year period. F2 · derivative.exercise_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units were issued, at the direction of Bluerock Homes Manager, LLC (the "Manager"), in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for the portion of the initial staking grant payable by BREH to the Reporting Person for services provided to the Manager in the Reporting Person's capacity as Chief Investment Officer thereof. Such LTIP Units will vest one-fifth on November 3, 2023, and the remainder will vest ratably on an annual basis over a four-year period. F2 · derivative.expiration_date: Once vested, these LTIP Units may convert to limited partnership interests of the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. The Reporting Person will be entitled to receive "distribution equivalents" with respect to such LTIP Units, whether or not vested, at the same time as distributions are paid to the holders of the Issuer's Class A common stock. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:46 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | ConversionOP Units · Derivative | 364,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-000997 · tm231472-10_4seq1.xml · derivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,085 Underlying: Class A Common Stock · 364,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:46 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | ConversionLTIP Units · Derivative | 364,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-000997 · tm231472-10_4seq1.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 364,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. Read SEC document |
| October 06, 2022 Filed Oct 8, 2022 01:37 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | OtherClass C Common Stock, Par Value $0.01 per share | 2,729 | $24.25 | $66,178.25 |
DisclosureSEC source: 0001104659-22-107264 · tm2227838-7_4seq1.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash (the "Merger Consideration"), without interest. Read SEC document |
| October 05, 2022 Filed Oct 8, 2022 01:37 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | OtherLTIP Units · Derivative | 607,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-107264 · tm2227838-7_4seq1.xml · derivative · entry 3 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 607,742 shares Expires not disclosed F3 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F3 · kind: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F3 · price: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F3 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F3 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in the Operating Partnership. Effective October 5, 2022, redemptions of Common Units (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. Read SEC document |
| October 05, 2022 Filed Oct 8, 2022 01:37 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | OtherOP Units · Derivative | 167,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-107264 · tm2227838-7_4seq1.xml · derivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 167,289 shares Expires not disclosed F2 · derivative.exercise_price: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · kind: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · price: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · derivative.exercise_date: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · derivative.expiration_date: Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as general partner on October 5, 2022. Effective October 5, 2022, redemptions of Common Units were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 21:25 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 10,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-046113 · tm2212789-4_4seq1.xml · derivative · entry 3 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 607,742 Underlying: Class A Common Stock · 10,124 shares Expires not disclosed F3 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 21:25 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 12,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-046113 · tm2212789-4_4seq1.xml · derivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 597,618 Underlying: Class A Common Stock · 12,844 shares Expires not disclosed F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of a portion of the annual incentive bonus for the fiscal year ended December 31, 2021. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 21:25 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | Disposition to issuerLTIP Units · Derivative | 1,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-046113 · tm2212789-4_4seq1.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 584,774 Underlying: Class A Common Stock · 1,985 shares Expires not disclosed F1 · derivative.exercise_price: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2019, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On April 12, 2022, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 39,822 LTIP Units would vest and 1,985 LTIP Units would be forfeited. F1 · price: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2019, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On April 12, 2022, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 39,822 LTIP Units would vest and 1,985 LTIP Units would be forfeited. F1 · derivative.exercise_date: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2019, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On April 12, 2022, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 39,822 LTIP Units would vest and 1,985 LTIP Units would be forfeited. F1 · derivative.expiration_date: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2019, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On April 12, 2022, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 39,822 LTIP Units would vest and 1,985 LTIP Units would be forfeited. F1 · ownership.nature: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2019, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On April 12, 2022, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 39,822 LTIP Units would vest and 1,985 LTIP Units would be forfeited. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:14 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 41,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-001134 · tm221596d8_4.xml · derivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 586,759 Underlying: Class A Common Stock · 41,721 shares Expires not disclosed F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:14 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 20,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-001134 · tm221596d8_4.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 545,038 Underlying: Class A Common Stock · 20,860 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleBluerock Residential Growth REIT, Inc. Series D Pref Stock | 40 | $25.25 | $1,010.00 |
DisclosureSEC source: 0001104659-21-071333 · tm2117402d1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleBluerock Residential Growth REIT, Inc. Series D Pref Stock | 960 | $25.30 | $24,288.00 |
DisclosureSEC source: 0001104659-21-069999 · tm2117110d1_4.xml · nonDerivative · entry 3 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40 Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleBluerock Residential Growth REIT, Inc. Series C Pref Stock | 4,900 | $25.30 | $123,970.00 |
DisclosureSEC source: 0001104659-21-069999 · tm2117110d1_4.xml · nonDerivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 21:20 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 39,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-043382 · tm2111239d5_4.xml · derivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 524,178 Underlying: Class A Common Stock · 39,763 shares Expires not disclosed F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2020. These LTIP Units are vested upon issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 21:20 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | Disposition to issuerLTIP Units · Derivative | 9,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-043382 · tm2111239d5_4.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 484,415 Underlying: Class A Common Stock · 9,651 shares Expires not disclosed F1 · derivative.exercise_price: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2018 and October 4, 2018, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On March 25, 2021, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 15,643 LTIP Units would vest and 9,651 LTIP Units would be forfeited. F1 · price: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2018 and October 4, 2018, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On March 25, 2021, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 15,643 LTIP Units would vest and 9,651 LTIP Units would be forfeited. F1 · derivative.exercise_date: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2018 and October 4, 2018, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On March 25, 2021, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 15,643 LTIP Units would vest and 9,651 LTIP Units would be forfeited. F1 · derivative.expiration_date: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2018 and October 4, 2018, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On March 25, 2021, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 15,643 LTIP Units would vest and 9,651 LTIP Units would be forfeited. F1 · ownership.nature: Represents the forfeiture of long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, granted to the reporting person on January 1, 2018 and October 4, 2018, which were eligible to vest subject to achievement of certain performance criteria and established targets over a three-year performance period. Upon grant, the maximum vesting amount was reported in Table II of Form 4. On March 25, 2021, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 15,643 LTIP Units would vest and 9,651 LTIP Units would be forfeited. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleClass A Common Stock | 19,366 | $11.05 | $213,994.30 |
DisclosureSEC source: 0001104659-21-025836 · tm217288d1_4.xml · nonDerivative · entry 4 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at $11.05 per share. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleClass A Common Stock | 41,927 | $11.18 | $468,857.06 |
DisclosureSEC source: 0001104659-21-025836 · tm217288d1_4.xml · nonDerivative · entry 3 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,366 F2 · price: This transaction was executed in multiple trades at prices ranging from $11.10 to $11.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | ConversionOP Units · Derivative | 61,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-025836 · tm217288d1_4.xml · derivative · entry 7 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,289 Underlying: Class A Common Stock · 61,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis. F5 · price: Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis. F5 · derivative.exercise_date: Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis. F5 · derivative.expiration_date: Disposition is as a result of redemption of OP Units, which were settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | ConversionOP Units · Derivative | 61,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-025836 · tm217288d1_4.xml · derivative · entry 6 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,582 Underlying: Class A Common Stock · 61,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. F4 · price: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. F4 · derivative.exercise_date: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. F4 · derivative.expiration_date: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | ConversionLTIP Units · Derivative | 61,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-025836 · tm217288d1_4.xml · derivative · entry 5 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,066 Underlying: Class A Common Stock · 61,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. F4 · price: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. F4 · derivative.exercise_date: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. F4 · derivative.expiration_date: 61,293 of the Reporting Person's restricted units of partnership interests ("LTIP Units") in the Operating Partnership were converted into OP Units on a one-for-one basis. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleClass A Common Stock | 4,417 | $11.60 | $51,237.20 |
DisclosureSEC source: 0001104659-21-025836 · tm217288d1_4.xml · nonDerivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,293 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | ConversionClass A Common Stock | 61,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-025836 · tm217288d1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of the Issuer's Class A common stock, which were acquired on a one-for-one basis through redemption of units of partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 86,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-001041 · tm211667-8_4.xml · derivative · entry 2 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 555,359 Underlying: Class A Common Stock · 86,834 shares Expires not disclosed F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 43,417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-001041 · tm211667-8_4.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 468,525 Underlying: Class A Common Stock · 43,417 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:16 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | GrantLTIP Units · Derivative | 64,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-048285 · tm2016267d2_4.xml · derivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 425,108 Underlying: Class A Common Stock · 64,268 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are issued in payment of the annual incentive bonus for the fiscal year ended December 31, 2019. These LTIP Units will vest on the first anniversary of issuance and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 15:00 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | PurchaseBluerock Residential Growth REIT, Inc. Series C Pref Stock | 900 | $13.10 | $11,790.00 |
DisclosureSEC source: 0001104659-20-037630 · tm2013616d1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Read SEC document |
| March 23, 2020 Filed Apr 1, 2020 21:01 UTC Amendment | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | PurchaseBluerock Residential Growth REIT, Inc. Series C Pref Stock | 900 | $13.10 | $11,790.00 |
DisclosureSEC source: 0001104659-20-041915 · tm2014729d2_4a.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 F1 · security: This amendment is being filed to correct a clerical error in the first line in Table I in the Form 4 filed on March 24, 2020 which erroneously reflected the total of Series C Preferred Stock shares beneficially owned by Ryan MacDonald as 3,900. This amended Form 4 is intended to correct the first entry in Table I to reflect that the number of Series C Preferred Stock shares beneficially owned by Mr. MacDonald is instead 4,900. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 17:21 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | PurchaseBluerock Residential Growth REIT, Inc. Series D Pref Stock | 505 | $13.75 | $6,943.75 |
DisclosureSEC source: 0001104659-20-037207 · tm2013501d1_4.xml · nonDerivative · entry 3 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505 Read SEC document |
| March 20, 2020 Filed Apr 1, 2020 21:01 UTC Amendment | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | PurchaseBluerock Residential Growth REIT, Inc. Series D Pref Stock | 505 | $13.75 | $6,943.75 |
DisclosureSEC source: 0001104659-20-041913 · tm2014729d1_4a.xml · nonDerivative · entry 3 MacDonald Ryan S · CIK 0001722524 · Chief Acquisitions Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505 Read SEC document |
| March 20, 2020 Filed May 20, 2021 21:15 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | PurchaseBluerock Residential Growth REIT, Inc. Series D Pref Stock | 495 | $13.75 | $6,806.25 |
DisclosureSEC source: 0001104659-21-069999 · tm2117110d1_4.xml · nonDerivative · entry 1 MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.