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HUANG Duoduo (Howard)

Disclosed activity across 1 company

Tapewire entity
21636
SEC CIK
0001968156

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Yum China Holdings, Inc.YUMC · Entity 1255Chief Supply Chain OfficerSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Yum China Holdings, Inc.

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,174 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 22 · Balance 3,174

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect6,163 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 42 · Balance 6,163

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect10,995 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 76 · Balance 10,995

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2024 Filed Mar 28, 2024 15:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011358 · form4.xml · derivative · entry 4

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,279

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 15:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011358 · form4.xml · derivative · entry 3

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,893

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 15:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011358 · form4.xml · derivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 15:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011358 · form4.xml · derivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,061

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · derivative · entry 8

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,049

Underlying: Common Stock · 3,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of 02/10/2022 and the remaining 50% vesting occurs on the third anniversary of 02/10/2022.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · derivative · entry 7

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 02/10/2022.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 1,373 $40.31 $55,345.63
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · nonDerivative · entry 4

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,093

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · nonDerivative · entry 3

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 138 $40.31 $5,562.78
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · nonDerivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,416

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · nonDerivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 1,608 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · derivative · entry 9

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 724 $40.31 $29,184.44
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · nonDerivative · entry 6

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,250

Read SEC document
February 09, 2024 Filed Feb 12, 2024 15:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004326 · form4.xml · nonDerivative · entry 5

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 12:32 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 8,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004313 · form4.xml · derivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,828

Underlying: Common Stock · 8,828 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 12:16 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 2,225 $35.93 $79,944.25
Disclosure

SEC source: 0001127602-24-003622 · form4.xml · nonDerivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,366

Read SEC document
February 05, 2024 Filed Feb 7, 2024 12:16 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantCommon Stock 6,526 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003622 · form4.xml · nonDerivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,591

F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 13:52 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030239 · form4.xml · derivative · entry 4

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,874

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 13:52 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030239 · form4.xml · derivative · entry 3

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,874

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 13:52 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030239 · form4.xml · derivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 13:52 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030239 · form4.xml · derivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,099

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 15:00 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionStock Appreciation Right · Derivative 7,076 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001127602-23-027699 · form4.xml · derivative · entry 3

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,076 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 15:00 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Disposition to issuerCommon Stock 3,288 $45.84 $150,721.92
Disclosure

SEC source: 0001127602-23-027699 · form4.xml · nonDerivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,065

Read SEC document
November 15, 2023 Filed Nov 17, 2023 15:00 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 7,076 $21.30 $150,718.80
Disclosure

SEC source: 0001127602-23-027699 · form4.xml · nonDerivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 10:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024494 · form4.xml · derivative · entry 4

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,859

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 10:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024494 · form4.xml · derivative · entry 3

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,859

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 10:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024494 · form4.xml · derivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 10:29 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024494 · form4.xml · derivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 14:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019205 · form4.xml · derivative · entry 4

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,848

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 14:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019205 · form4.xml · derivative · entry 3

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,848

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 14:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019205 · form4.xml · derivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

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June 20, 2023 Filed Jun 22, 2023 14:18 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019205 · form4.xml · derivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,067

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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March 28, 2023 Filed Mar 30, 2023 12:53 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-011621 · form4.xml · derivative · entry 4

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,838

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

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March 28, 2023 Filed Mar 30, 2023 12:53 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-011621 · form4.xml · derivative · entry 3

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,838

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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March 28, 2023 Filed Mar 30, 2023 12:53 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-011621 · form4.xml · derivative · entry 2

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest

F3 · derivative.expiration_date: This grant does not have an expiration date.

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March 28, 2023 Filed Mar 30, 2023 12:53 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-011621 · form4.xml · derivative · entry 1

HUANG Duoduo (Howard) · CIK 0001968156 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,054

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.