Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Iridium Communications Inc.IRDM · Entity 833 | Director | September 30, 2026 | October 03, 2026 |
| Zeta Global Holdings Corp.ZETA · Entity 3649 | Director | July 01, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Iridium Communications Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock(SEC Table I · non-derivative | Direct | 43,315.3 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 55.7 · Balance 43,315.3 F1: On August 10, 2026, the Issuer's board of directors declared a quarterly cash dividend in the amount of $0.15 per share of its common stock, payable on September 30, 2026 to stockholders of record of the common stock at the close of business on September 15, 2026 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued as a result of the Dividend on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended |
Filing footnotes · ownership attribution and instrument terms
F1: On August 10, 2026, the Issuer's board of directors declared a quarterly cash dividend in the amount of $0.15 per share of its common stock, payable on September 30, 2026 to stockholders of record of the common stock at the close of business on September 15, 2026 (the "Dividend"). The amount acquired in column 4 represents equivalent rights accrued as a result of the Dividend on restricted stock units with respect to the Issuer's common stock ("Original RSUs") held by the reporting person. Each dividend equivalent right entitles the reporting person to receive one share of the Issuer's common stock upon the settlement of the Original RSUs and is subject to the same terms and conditions, including vesting and settlement, as the Original RSUs to which it relates. The grant of dividend equivalent rights was approved by the Issuer's board of directors pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended
Zeta Global Holdings Corp.
Report date July 01, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 611,772 |
Reported balance
After 2026-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 7,197 · Balance 611,772 F1: Represents an award of restricted stock, which vests in four equal installments on July 1, 2027, October 1, 2027, January 1, 2028, and April 1, 2028. F2: The reporting person has no pecuniary interest in shares held by the Robert and Kate Niehaus Foundation. The reporting person's involvement with the foundation is limited to voting power in his capacity as a manager. Therefore, he will no longer report these shares under Section16 as he is not the beneficial owner within the meaning of Rule 16a-1(a)(2). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock, which vests in four equal installments on July 1, 2027, October 1, 2027, January 1, 2028, and April 1, 2028.
F2: The reporting person has no pecuniary interest in shares held by the Robert and Kate Niehaus Foundation. The reporting person's involvement with the foundation is limited to voting power in his capacity as a manager. Therefore, he will no longer report these shares under Section16 as he is not the beneficial owner within the meaning of Rule 16a-1(a)(2).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2023 Filed Feb 7, 2023 00:56 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 48,641 | $10.22 | $497,111.02 |
DisclosureSEC source: 0000899243-23-004106 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,057,981 F4 · shares: Aggregate shares sold consist of (i) 82,373 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 16,135 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 34,355 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 14,879 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 15,869 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F5 · shares: (Continued from Footnote 4) (vi) 299 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $10.00 to $10.35, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F7 · balance_after: Total shares consists of: (i) 7,608,981 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,490,436 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,173,430 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,374,434 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,485,780 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 27,989 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| February 02, 2023 Filed Feb 7, 2023 00:56 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 115,269 | $10.07 | $1,160,758.83 |
DisclosureSEC source: 0000899243-23-004106 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,106,622 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $10.00 to $10.21, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 23:31 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 80,099 | $9.07 | $726,497.93 |
DisclosureSEC source: 0000899243-23-002679 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,221,891 F4 · shares: Aggregate shares sold consist of (i) 44,880 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 8,791 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 18,718 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 8,108 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 8,650 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F5 · shares: (Continued from Footnote 4) (vi) 164 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.22, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F7 · balance_after: Total shares consists of: (i) 7,691,354 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,506,571 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,207,785 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,389,313 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,501,649 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 28,288 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 23:31 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 9,212 | $9.00 | $82,908.00 |
DisclosureSEC source: 0000899243-23-002679 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,301,990 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.01, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:54 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 1,081 | $53.18 | $57,487.58 |
DisclosureSEC source: 0001209191-23-002578 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,622.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2024, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) board chair fees in the amount of $50,000, and (ii) committee member fees in the amount of $7,500. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:54 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 3,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-002578 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,541.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2024, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:21 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 56,958 | $9.08 | $517,178.64 |
DisclosureSEC source: 0000899243-22-038854 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,311,202 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F2 · shares: Aggregate shares sold consist of (i) 28,624 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 5,607 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 11,938 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 5,170 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 5,515 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F3 · shares: (Continued from Footnote 2) (vi) 104 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.26, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F5 · balance_after: Total shares consists of: (i) 7,736,234 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,515,362 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,226,503 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,397,421 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,510,299 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 28,452 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F6 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 01:05 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 68,513 | $9.24 | $633,060.12 |
DisclosureSEC source: 0000899243-22-038367 · doc4.xml · nonDerivative · entry 3 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,368,160 F5 · shares: Aggregate shares sold consist of (i) 110,949 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 21,732 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 46,272 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 20,040 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 21,374 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F6 · shares: (Continued from Footnote 5) (vi) 403 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.02 to $9.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F8 · balance_after: Total shares consists of: (i) 7,764,858 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,520,969 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,238,441 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,402,591 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,515,814 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 28,556 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 01:05 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 129,843 | $9.22 | $1,197,152.46 |
DisclosureSEC source: 0000899243-22-038367 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,436,673 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.43, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| December 09, 2022 Filed Dec 14, 2022 01:05 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 22,414 | $9.01 | $201,950.14 |
DisclosureSEC source: 0000899243-22-038367 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,566,516 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.09, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 23:26 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 5,704 | $9.04 | $51,564.16 |
DisclosureSEC source: 0000899243-22-036038 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,588,930 F4 · shares: Aggregate shares sold consist of (i) 16,565 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 3,245 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 6,909 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 2,992 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 3,191 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F5 · shares: (Continued from Footnote 4) (vi) 59 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.20, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F7 · balance_after: Total shares consists of: (i) 7,875,807 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,542,701 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,284,713 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,422,631 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,537,188 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 28,959 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 23:26 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 27,257 | $9.01 | $245,585.57 |
DisclosureSEC source: 0000899243-22-036038 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,594,634 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.00 to $9.04, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 20:16 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 175,536 | $8.09 | $1,420,086.24 |
DisclosureSEC source: 0000899243-22-034546 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,621,891 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F2 · shares: Aggregate shares sold consist of (i) 88,216 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 17,280 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 36,791 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 15,934 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 16,995 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F3 · shares: (Continued from Footnote 2) (vi) 320 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.00 to $8.30, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F5 · balance_after: Total shares consists of: (i) 7,892,371 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,545,944 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,291,622 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,425,624 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,540,381 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 29,018 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F6 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 00:30 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 54,039 | $8.01 | $432,852.39 |
DisclosureSEC source: 0000899243-22-034362 · doc4.xml · nonDerivative · entry 3 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,797,427 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F5 · shares: Aggregate shares sold consist of (i) 75,112 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 14,714 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 31,327 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 13,567 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 14,471 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F6 · shares: (Continued from Footnote 5) (vi) 273 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.00 to $8.14, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F8 · balance_after: Total shares consists of: (i) 7,980,587 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,563,224 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,328,413 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,441,558 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,557,376 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 29,338 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 00:30 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 56,690 | $8.04 | $455,787.60 |
DisclosureSEC source: 0000899243-22-034362 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,851,466 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.00 to $8.16, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| October 25, 2022 Filed Oct 28, 2022 00:30 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 38,735 | $8.01 | $310,267.35 |
DisclosureSEC source: 0000899243-22-034362 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,908,156 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.00 to $8.05, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 10:05 UTC Amendment | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 114,164 | $7.00 | $799,148.00 |
DisclosureSEC source: 0000899243-22-028323 · doc4a.xml · nonDerivative · entry 3 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,946,891 F4 · shares: Aggregate shares sold consist of (i) 100,509 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 19,688 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 41,919 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 18,155 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 19,364 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F5 · shares: (Continued from Footnote 4) (vi) 365 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.00 to $7.07, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F7 · balance_after: Total shares consists of: (i) 8,055,699 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,577,938 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,359,740 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,455,125 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,571,847 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 29,611shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F2 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| August 05, 2022 Filed Aug 11, 2022 10:05 UTC Amendment | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 47,994 | $7.05 | $338,357.70 |
DisclosureSEC source: 0000899243-22-028323 · doc4a.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,061,055 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.00 to $7.20, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| August 04, 2022 Filed Aug 11, 2022 10:05 UTC Amendment | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 37,842 | $7.06 | $267,164.52 |
DisclosureSEC source: 0000899243-22-028323 · doc4a.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,109,049 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.00 to $7.27, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 10,539 | $45.51 | $479,629.89 |
DisclosureSEC source: 0001209191-22-044456 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,781.8 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.46 to $45.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 19,461 | $45.01 | $875,939.61 |
DisclosureSEC source: 0001209191-22-044456 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,320.8 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.46 to $45.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 03, 2022 Filed Aug 9, 2022 01:59 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 200,000 | $7.03 | $1,406,000.00 |
DisclosureSEC source: 0000899243-22-028036 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director Greenhill Capital Partners III, L.P. · CIK 0001505996 · Other Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · Other Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · Other Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · Other GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · Other GCP Capital Partners IV, L.P. · CIK 0001724991 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,946,891 F1 · shares: Represents shares of Class A common stock sold and consists of: (i) 100,509 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 19,688 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 41,919 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 18,155 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 19,364 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and F2 · shares: (Continued from Footnote 1) (vi) 365 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $7.00 to $7.27, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F4 · balance_after: Consists of: (i) 8,055,699 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,577,938 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,359,740 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,455,125 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,571,847 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 29,611shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F5 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:05 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | GrantClass A Common Stock | 35,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025332 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,128 F1 · shares: Represents an award of restricted stock which vests in four equal installments on July 1, 2023, October 1, 2023, January 1, 2024 and April 1, 2024. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 1,499 | $38.34 | $57,471.66 |
DisclosureSEC source: 0001209191-22-002444 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,781.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2023, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) board chair fees in the amount of $50,000 and (ii) committee member fees in the amount of $7,500. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 4,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002444 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,282.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2023, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,557 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001209191-21-049740 · doc4.xml · derivative · entry 5 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,557 shares Expires 2023-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. The shares underlying this option vested in four equal quarterly installments on the last day of each calendar quarter during 2013. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,754 | $0.00 Strike: $7.19 | $0.00 |
DisclosureSEC source: 0001209191-21-049740 · doc4.xml · derivative · entry 4 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,754 shares Expires 2022-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. The shares underlying this option vested in four equal quarterly installments on the last day of each calendar quarter during 2012. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 29,311 | $42.09 | $1,233,699.99 |
DisclosureSEC source: 0001209191-21-049740 · doc4.xml · nonDerivative · entry 3 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,718.8 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | Exercise / conversionCommon Stock | 15,557 | $6.86 | $106,721.02 |
DisclosureSEC source: 0001209191-21-049740 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,029.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 22:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | Exercise / conversionCommon Stock | 13,754 | $7.19 | $98,891.26 |
DisclosureSEC source: 0001209191-21-049740 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,472.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Dec 8, 2021 21:38 UTC | Zeta Global Holdings Corp. ZETA · Entity 3649 | SaleCommon Stock | 1,047,877 | $10.00 | $10,478,770.00 |
DisclosureSEC source: 0000899243-21-047337 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director · 10% owner Greenhill Capital Partners III, L.P. · CIK 0001505996 · 10% owner Greenhill Capital Partners (Employees) III, L.P. · CIK 0001505994 · 10% owner Greenhill Capital Partners (GHL) III, L.P. · CIK 0001505993 · 10% owner Greenhill Capital Partners (Cayman Islands) III, L.P. · CIK 0001505995 · 10% owner GCP Capital Partners (Cayman) IV, L.P. · CIK 0001724988 · 10% owner GCP Capital Partners IV, L.P. · CIK 0001724991 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,146,891 F1 · shares: Represents shares of Class A common stock sold in the Issuer's Initial Public Offering and consists of: (i) 527,843 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 103,393 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 220,144 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 95,345 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 99,282 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("Greenhill IV GP") is the general partner; and F2 · shares: (Continued from Footnote 1) (vi) 1,870 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which Greenhill IV GP is the general partner. F3 · balance_after: Consists of: (i) 8,156,208 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,597,626 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,401,659 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,473,280 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,591,211 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 29,976 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock. F4 · ownership.nature: The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of Greenhill IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:08 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 30,798 | $48.46 | $1,492,471.08 |
DisclosureSEC source: 0001209191-21-012329 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,718.8 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.20 to $48.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · balance_after: The Reporting Person may also be deemed to be the indirect beneficial owner of shares of common stock currently held by The Robert and Kate Niehaus Foundation, a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the Reporting Person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:08 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 19,202 | $47.78 | $917,471.56 |
DisclosureSEC source: 0001209191-21-012329 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,516.8 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.19 to $48.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:23 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 1,381 | $41.63 | $57,491.03 |
DisclosureSEC source: 0001209191-21-002766 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,718.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) board chair fees in the amount of $50,000 and (ii) committee member fees in the amount of $7,500. F5 · balance_after: The reporting person may also be deemed to be the indirect beneficial owner of shares of common stock currently held by The Robert and Kate Niehaus Foundation, a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 22:23 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 3,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002766 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,337.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2022, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 22:05 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 25,000 | $25.53 | $638,250.00 |
DisclosureSEC source: 0001209191-20-034774 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,335.8 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.24 to $25.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: The Reporting Person may also be deemed to be the indirect beneficial owner of shares of common stock currently held by The Robert and Kate Niehaus Foundation, a nonprofit tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code (the "Foundation"). As a tax-exempt organization, no part of the Foundation's income can inure to the benefit of a private individual; therefore, the Reporting Person does not have a pecuniary interest in the Foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 22:05 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 25,000 | $25.66 | $641,500.00 |
DisclosureSEC source: 0001209191-20-034774 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,335.8 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.57 to $25.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: The Reporting Person may also be deemed to be the indirect beneficial owner of shares of common stock currently held by The Robert and Kate Niehaus Foundation, a nonprofit tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code (the "Foundation"). As a tax-exempt organization, no part of the Foundation's income can inure to the benefit of a private individual; therefore, the Reporting Person does not have a pecuniary interest in the Foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 28, 2020 Filed Mar 5, 2020 22:13 UTC | Iridium Communications Inc. IRDM · Entity 833 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016677 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,335.8 F1 · kind: Represents a bona fide gift to The Robert and Kate Niehaus Foundation, a nonprofit tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code (the "Foundation"). F2 · balance_after: The reporting person may also be deemed to be the indirect beneficial owner of 100,000 shares of common stock currently held by the Foundation. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 06, 2020 Filed Jan 9, 2020 02:13 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 2,296.3 | $25.04 | $57,499.35 |
DisclosureSEC source: 0001209191-20-002651 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,335.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2021, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) board chair fees in the amount of $50,000, and (ii) committee member fees in the amount of $7,500. F4 · balance_after: The reporting person may also be deemed to be the indirect beneficial owner of 70,000 shares of common stock currently held by The Robert and Kate Niehaus Foundation, a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 06, 2020 Filed Jan 9, 2020 02:13 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 4,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002651 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,039.5 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 6, 2021, subject to the reporting person's continued service with the issuer. Read SEC document |
| March 11, 2019 Filed Jan 9, 2020 02:11 UTC | Iridium Communications Inc. IRDM · Entity 833 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002648 · doc5.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,047.5 F1 · kind: Represents a bona fide gift to The Robert and Kate Niehaus Foundation, a nonprofit tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code for which the reporting person has investment power over the reported shares. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person and his wife do not have a pecuniary interest in the shares held by the foundation. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:03 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 2,994.7 | $19.20 | $57,498.24 |
DisclosureSEC source: 0001209191-19-002828 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,047.5 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) board chair fees in the amount of $50,000, and (ii) committee member fees in the amount of $7,500. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:03 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 6,510.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-002828 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,052.8 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2020, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:58 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 8,368.2 | $11.95 | $99,999.99 |
DisclosureSEC source: 0001209191-18-002764 · doc4.xml · nonDerivative · entry 2 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,542.4 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2019, subject to the reporting person's continued service with the issuer. F4 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan in lieu of (i) annual cash retainer fees of $50,000, and (ii) committee chair fees in the amount of $50,000. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:58 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 9,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002764 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,174.2 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 4, 2019, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 22:09 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 8,294.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002971 · doc4.xml · nonDerivative · entry 1 NIEHAUS ROBERT H · CIK 0001241677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,969.2 F1 · security: This security represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · shares: The shares underlying this restricted stock unit award vest on January 5, 2018, subject to the reporting person's continued service with the issuer. F3 · price: The restricted stock units were issued to the reporting person pursuant to the issuer's director compensation plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.