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Evans Jim

Disclosed activity across 1 company

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21593
SEC CIK
0001642276

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GRAN TIERRA ENERGY INC.GTE · Entity 5740EVP, Corporate ServicesOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GRAN TIERRA ENERGY INC.

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,479 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 136 · Balance 50,479

F1: These shares were acquired on October 1, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Common StockSEC Table I · non-derivativeIndirectBy Spouse3,200 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,200

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired on October 1, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2021 Filed Jul 21, 2021 13:06 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,892 $0.65 $1,229.80
Disclosure

SEC source: 0001104659-21-094251 · tm2122732-3_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,984

F1 · kind: These shares were acquired on July 20, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
July 06, 2021 Filed Jul 6, 2021 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,680 $0.75 $1,260.00
Disclosure

SEC source: 0001104659-21-089389 · tm2121518-4_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,092

F1 · kind: These shares were acquired on July 6, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
June 21, 2021 Filed Jun 21, 2021 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,698 $0.74 $1,256.52
Disclosure

SEC source: 0001104659-21-083471 · tm2120256-2_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,412

F1 · kind: These shares were acquired on June 21, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
June 04, 2021 Filed Jun 4, 2021 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,858 $0.70 $1,300.60
Disclosure

SEC source: 0001104659-21-076994 · tm2118834-4_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,714

F1 · kind: These shares were acquired on June 4, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
May 19, 2021 Filed May 19, 2021 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,890 $0.68 $1,285.20
Disclosure

SEC source: 0001104659-21-069310 · tm2116990-2_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,856

F1 · kind: These shares were acquired on May 19, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
May 05, 2021 Filed May 6, 2021 20:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,906 $0.67 $1,277.02
Disclosure

SEC source: 0001104659-21-062385 · tm2115463-2_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,966

F1 · kind: These shares were acquired on May 5, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 10:26 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,883 $0.66 $1,242.78
Disclosure

SEC source: 0001104659-21-052809 · tm2113583-2_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,060

F1 · kind: These shares were acquired on April 20, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 10:36 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,736 $0.72 $1,249.92
Disclosure

SEC source: 0001104659-21-047312 · tm2112302-3_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,177

F1 · kind: These shares were acquired on April 6, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 10:26 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,515 $0.83 $1,257.45
Disclosure

SEC source: 0001104659-21-038670 · tm2110235d1_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,441

F1 · kind: These shares were acquired on March 18, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 11:38 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,447 $0.86 $1,244.42
Disclosure

SEC source: 0001104659-21-031829 · tm218615-2_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · Vice President, Corp Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,926

F1 · kind: These shares were acquired on March 3, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 11:18 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 274,590 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001104659-21-031044 · tm218519d2_4seq1.xml · derivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,590

Underlying: Common Stock · 274,590 shares

Expires 2026-03-01

F1 · derivative.exercise_date: One-third of the stock options will vest on March 1, 2022, an additional one-third of the stock options will vest on March 1, 2023 and the remaining one-third of the stock options will vest on March 1, 2024.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 11:22 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 90,852 $0.36 $32,706.72
Disclosure

SEC source: 0001104659-21-029590 · tm218186-5_4seq1.xml · nonDerivative · entry 2

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,479

Read SEC document
February 28, 2021 Filed Mar 1, 2021 11:22 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 90,852 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-029590 · tm218186-5_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,331

Read SEC document
February 18, 2021 Filed Feb 19, 2021 14:31 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 1,166 $1.06 $1,235.96
Disclosure

SEC source: 0001104659-21-025560 · tm217234-2_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,479

F1 · kind: These shares were acquired on February 18, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
February 03, 2021 Filed Feb 3, 2021 21:02 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 2,003 $0.61 $1,221.83
Disclosure

SEC source: 0001104659-21-011509 · tm215260-2_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,313

F1 · kind: These shares were acquired on February 3, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
January 21, 2021 Filed Jan 21, 2021 21:02 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 2,367 $0.52 $1,230.84
Disclosure

SEC source: 0001104659-21-006277 · tm213808-2_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,310

F1 · kind: These shares were acquired on January 21, 2021 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:19 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 3,511 $0.35 $1,228.85
Disclosure

SEC source: 0001104659-21-000323 · tm211477d1_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,943

F1 · kind: These shares were acquired on December 31, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 21:02 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 3,235 $0.38 $1,229.30
Disclosure

SEC source: 0001104659-20-137400 · tm2038925d1_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,432

F1 · kind: These shares were acquired on December 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 11:06 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 4,198 $0.29 $1,217.42
Disclosure

SEC source: 0001104659-20-132186 · tm2037683-2_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,197

F1 · kind: These shares were acquired on December 3, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 14:31 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 5,256 $0.23 $1,208.88
Disclosure

SEC source: 0001104659-20-127165 · tm2036396d4_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,999

F1 · kind: These shares were acquired on November 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 11:19 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 6,010 $0.20 $1,202.00
Disclosure

SEC source: 0001104659-20-121541 · tm2035056-2_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,743

F1 · kind: These shares were acquired on November 4, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:07 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 5,367 $0.22 $1,180.74
Disclosure

SEC source: 0001104659-20-116428 · tm2033913d2_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,733

F1 · kind: These shares were acquired on October 20, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 20:08 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 4,059 $0.23 $933.57
Disclosure

SEC source: 0001104659-20-112188 · tm2032480d4_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,366

F1 · kind: These shares were acquired on October 5, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
September 17, 2020 Filed Sep 17, 2020 20:06 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 4,099 $0.23 $942.77
Disclosure

SEC source: 0001104659-20-106101 · tm2031216d2_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,307

F1 · kind: These shares were acquired on September 17, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 3,433 $0.27 $926.91
Disclosure

SEC source: 0001104659-20-102614 · tm2030290-2_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,208

F1 · kind: These shares were acquired on September 4, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
August 18, 2020 Filed Aug 18, 2020 20:24 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 3,066 $0.31 $950.46
Disclosure

SEC source: 0001104659-20-096544 · tm2028929d5_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,775

F1 · kind: These shares were acquired on August 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
August 05, 2020 Filed Aug 5, 2020 20:02 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 3,247 $0.29 $941.63
Disclosure

SEC source: 0001104659-20-090818 · tm2026740-3_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,709

F1 · kind: These shares were acquired on August 5, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
July 17, 2020 Filed Jul 17, 2020 20:11 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 2,620 $0.35 $917.00
Disclosure

SEC source: 0001104659-20-084514 · tm2025084-3_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,462

F1 · kind: These shares were acquired on July 17, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 20:02 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 2,659 $0.35 $930.65
Disclosure

SEC source: 0001104659-20-081701 · tm2024286-3_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,842

F1 · kind: These shares were acquired on July 6, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
June 18, 2020 Filed Jun 18, 2020 20:19 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 2,119 $0.43 $911.17
Disclosure

SEC source: 0001104659-20-074662 · tm2022930-3_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,183

F1 · kind: These shares were acquired on June 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 3,788 $0.24 $909.12
Disclosure

SEC source: 0001104659-20-069420 · tm2021731-3_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,064

F1 · kind: These shares were acquired on June 3, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
May 21, 2020 Filed May 21, 2020 20:03 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 3,371 $0.27 $910.17
Disclosure

SEC source: 0001104659-20-064738 · tm2020626d2_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,276

F1 · kind: These shares were acquired on May 21, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:50 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 389,535 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001104659-20-028616 · tm2011615d3_4.xml · derivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,535

Underlying: Common Stock · 389,535 shares

Expires 2025-02-28

F1 · derivative.exercise_date: One-third of the stock options will vest on February 28, 2021, an additional one-third of the stock options will vest on February 28, 2022 and the remaining one-third of the stock options will vest on February 28, 2023.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 149,265 $1.29 $192,551.85
Disclosure

SEC source: 0001104659-20-022431 · tm209288d1_form4.xml · nonDerivative · entry 2

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,905

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:04 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 149,265 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-022431 · tm209288d1_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,170

Read SEC document
November 08, 2019 Filed Nov 8, 2019 21:16 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCommon Stock 35,500 $1.06 $37,630.00
Disclosure

SEC source: 0001104659-19-061701 · tm19223772_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,905

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:29 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 116,319 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001144204-19-012073 · tv515382_4.xml · derivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116.319

Underlying: Common Stock · 116,319 shares

Expires 2024-03-01

F1 · derivative.exercise_date: One-third of the stock options will vest on March 1, 2020, an additional one-third of the stock options will vest on March 1, 2021 and the remaining one-third of the stock options will vest on March 1, 2022.

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February 15, 2019 Filed Feb 19, 2019 23:54 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 230,480 $2.25 $518,580.00
Disclosure

SEC source: 0001144204-19-008945 · tv514128_form4.xml · nonDerivative · entry 2

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,405

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February 15, 2019 Filed Feb 19, 2019 23:54 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantCommon Stock 230,480 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-008945 · tv514128_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,885

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May 12, 2018 Filed May 15, 2018 20:53 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionRestricted Stock Units · Derivative 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-028966 · tv494233_form4.xml · derivative · entry 4

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.

F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on May 12, 2016, May 12, 2017 and May 12, 2018.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on May 12, 2016, May 12, 2017 and May 12, 2018.

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May 12, 2018 Filed May 15, 2018 20:53 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 6,667 $3.35 $22,334.45
Disclosure

SEC source: 0001144204-18-028966 · tv494233_form4.xml · nonDerivative · entry 2

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,405

Read SEC document
May 12, 2018 Filed May 15, 2018 20:53 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionCommon Stock 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-028966 · tv494233_form4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.

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March 01, 2018 Filed Mar 5, 2018 23:26 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 82,759 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0001144204-18-012892 · tv487814_form4.xml · derivative · entry 1

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,759

Underlying: Common Stock · 82,759 shares

Expires 2023-03-01

F1 · derivative.exercise_date: One-third of the stock options will vest on March 1, 2019, an additional one-third of the stock options will vest on March 1, 2020 and the remaining one-third of the stock options will vest on March 1, 2021.

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May 12, 2017 Filed May 16, 2017 01:12 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionRestricted Stock Units · Derivative 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-027736 · v467143_4.xml · derivative · entry 4

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.

F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on May 12, 2016, May 12, 2017 and May 12, 2018.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on May 12, 2016, May 12, 2017 and May 12, 2018.

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May 12, 2017 Filed May 16, 2017 01:12 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Disposition to issuerCommon Stock 6,667 $2.50 $16,667.50
Disclosure

SEC source: 0001144204-17-027736 · v467143_4.xml · nonDerivative · entry 2

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,405

Read SEC document
May 12, 2017 Filed May 16, 2017 01:12 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 Exercise / conversionCommon Stock 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-027736 · v467143_4.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.

Read SEC document
March 02, 2017 Filed Mar 7, 2017 00:10 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 GrantStock Option (Right to Buy) · Derivative 78,900 $0.00 Strike: $2.57 $0.00
Disclosure

SEC source: 0001144204-17-013052 · v461221_form4.xml · derivative · entry 1

Evans Jim · CIK 0001642276 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,900

Underlying: Common Stock · 78,900 shares

Expires 2022-03-01

F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.