person · Reporting owner

Eberwein Jeffrey E.

Disclosed activity across 10 companies

Tapewire entity: 21580
SEC CIK: 0001548312

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Enveric Biosciences, Inc.AMRH · Entity 8193	10% owner	August 16, 2018	August 20, 2018
Firsthand Technology Value Fund, Inc.SVVC · Entity 8740	10% owner	May 06, 2024	May 08, 2024
RELIABILITY INCRLBY · Entity 7701	10% owner	April 10, 2026	April 20, 2026
Star Equity Holdings, Inc.STRR · Entity 7343	Director · Chief Executive Officer · 10% owner	October 09, 2026	October 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enveric Biosciences, Inc.

Report date August 16, 2018 · Filed August 20, 2018

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC, Lone Star Value Co-Invest I, LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
9.00% Series A Cumulative Preferred StockSEC Table I · non-derivative	Direct	159,950	Reported balance After 2018-08-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-08-20 · Other · Acquired 5,057 · Balance 159,950 F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2023-08-16	Direct	1,910,397	Reported balance After 2018-08-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-08-16 · Other · Acquired 1,910,397 · Balance 1,910,397 F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.
Common StockSEC Table I · non-derivative	Direct	1,196,842	Reported balance Holding disclosure · report date 2018-08-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,196,842 F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933. F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933.

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.

F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.

Firsthand Technology Value Fund, Inc.

Report date May 06, 2024 · Filed May 08, 2024

Jointly reported with Star Equity Fund, LP, STAR EQUITY HOLDINGS, INC., Star Equity Fund GP, LLC, Star Investment Management LLC, Star Value Investments, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,029,829	Last balance in matching sequence After 2024-05-08 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2024-05-06 · Purchase · Acquired 18,572 · Balance 2,004,296 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1760 to $0.2011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 2 · 2024-05-07 · Purchase · Acquired 800 · Balance 2,005,096 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 3 · 2024-05-08 · Purchase · Acquired 24,733 · Balance 2,029,829 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2011 to $0.2399, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1760 to $0.2011, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

F3: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2011 to $0.2399, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.

RELIABILITY INC

Report date April 10, 2026 · Filed April 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectJeffrey E. Eberwein Revocable Trust	8,853,328	Reported balance Holding disclosure · report date 2026-04-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 8,853,328

Star Equity Holdings, Inc.

Report date October 09, 2026 · Filed October 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Preferred StockSEC Table I · non-derivative	Direct	756,937	Ending reported balance After 2026-10-13 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2026-10-09 · Sale · Disposed 1,000 · Balance 758,937 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier. F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold. Row 2 · 2026-10-12 · Sale · Disposed 1,000 · Balance 757,937 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier. F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold. Row 3 · 2026-10-13 · Sale · Disposed 1,000 · Balance 756,937 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier. F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.

F2: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ATRM Holdings, Inc.

Report date September 06, 2019 · Filed September 12, 2019

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC

Section 16 reporting ended · disclosed 2019-09-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	445,012	Reported balance After 2019-09-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-09-06 · Grant · Acquired 10,000 · Balance 445,012 F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	0	Reported balance After 2019-09-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-09-10 · Disposition to issuer · Disposed 445,012 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors GP, LLC	0	Reported balance After 2019-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-09-10 · Disposition to issuer · Disposed 3,005 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.

F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.

CROSSROADS SYSTEMS INC

Report date September 14, 2017 · Filed September 18, 2017

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC, Lone Star Value Co-Invest I, LP

Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors, LP	0	Reported balance After 2017-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-14 · Other · Disposed 228,978 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	86,739	Reported balance After 2017-09-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-09-14 · Other · Acquired 86,739 · Balance 86,739 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors GP, LLC	644	Reported balance After 2017-09-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-09-14 · Other · Acquired 644 · Balance 644 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy: Separately Managed Account	0	Reported balance After 2017-09-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2017-09-14 · Other · Disposed 20,000 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I. F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Co-Invest I, LP	1,707	Reported balance Holding disclosure · report date 2017-09-14 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,707 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.

F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I.

DAKOTA PLAINS HOLDINGS, INC.

Report date September 21, 2016 · Filed September 23, 2016

Jointly reported with Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Management LLC

Section 16 reporting ended · disclosed 2016-09-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Lone Star Value Investors, LP	5,127,897	Last balance in matching sequence After 2016-09-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2016-09-21 · Sale · Disposed 288,000 · Balance 5,366,454 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Row 2 · 2016-09-22 · Sale · Disposed 238,557 · Balance 5,127,897 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.
Common StockSEC Table I · non-derivative	IndirectBy: Separately Managed Account	382,209	Reported balance After 2016-09-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2016-09-22 · Sale · Disposed 17,791 · Balance 382,209 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4.

NOVATION COMPANIES, INC.

Report date March 30, 2018 · Filed April 03, 2018

Section 16 reporting ended · disclosed 2018-04-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Lone Star Value Investors, LP	0	Reported balance After 2018-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-03-30 · Other · Disposed 2,852,963 · Balance 0 F1: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners. F2: Shares owned directly by Lone Star Value Investors, LP ("Lone Star Value Investors"). Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value Investors GP, LLC, the general partner of Lone Star Value Investors, and as the sole member of Lone Star Value Management, LLC ("Lone Star Value Management"), the investment manager of Lone Star Value Investors, may be deemed to beneficially own the shares owned directly by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	1,274,339	Ending reported balance After 2018-03-31 transaction · row 5 2 source rows · reconciled sequence Row 2 · 2018-03-30 · Other · Acquired 1,082,031 · Balance 2,345,768 F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. Row 5 · 2018-03-31 · Disposition to issuer · Disposed 1,071,429 · Balance 1,274,339 F7: Forfeiture of unvested restricted shares of common stock issued under the Novation Companies, Inc. 2015 Incentive Stock Plan resulting from Mr. Eberwein's resignation from the Board of Directors of Novation Companies, Inc. effective March 31, 2018.
Common StockSEC Table I · non-derivative	IndirectBy Lone Star Value Investors GP, LLC	8,029	Reported balance After 2018-03-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-03-30 · Other · Acquired 8,029 · Balance 8,029 F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F4: Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Separately Managed Account	0	Reported balance After 2018-03-31 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-03-31 · Other · Disposed 248,002 · Balance 0 F5: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred directly to the owner of the Separately Managed Account I. F6: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, the underlying identity of the separately managed account.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.

F2: Shares owned directly by Lone Star Value Investors, LP ("Lone Star Value Investors"). Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value Investors GP, LLC, the general partner of Lone Star Value Investors, and as the sole member of Lone Star Value Management, LLC ("Lone Star Value Management"), the investment manager of Lone Star Value Investors, may be deemed to beneficially own the shares owned directly by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.

F4: Shares owned directly by Lone Star Value Investors GP, LLC ("Lone Star Value GP"). Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred directly to the owner of the Separately Managed Account I.

F6: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, the underlying identity of the separately managed account.

F7: Forfeiture of unvested restricted shares of common stock issued under the Novation Companies, Inc. 2015 Incentive Stock Plan resulting from Mr. Eberwein's resignation from the Board of Directors of Novation Companies, Inc. effective March 31, 2018.

STAR EQUITY HOLDINGS, INC.

Report date August 22, 2025 · Filed August 22, 2025

Section 16 reporting ended · disclosed 2025-08-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2025-08-22 transaction · row 1 1 source row Row 1 · 2025-08-22 · Disposition to issuer · Disposed 820,374 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.
10% Series A Cumulative Perpetual Preferred StockSEC Table I · non-derivative	Direct	Reported balance After 2025-08-22 transaction · row 2 1 source row Row 2 · 2025-08-22 · Disposition to issuer · Disposed 1,182,414 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-08-22 · Disposition to issuer · Disposed 2,935 · Balance 0 F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit. F3: The Restricted Stock Units granted on November 22, 2024 (the "Grant Date") are scheduled to vest upon the first anniversary of the Grant Date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-08-22 · Disposition to issuer · Disposed 3,221 · Balance 0 F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit. F4: The Restricted Stock Units granted on March 25, 2025 (the "Second Grant Date") are scheduled to vest upon the first anniversary of the Second Grant Date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-08-22 · Disposition to issuer · Disposed 860 · Balance 0 F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit. F6: The Restricted Stock Units granted on May 19, 2025 (the "Preferred Grant Date") are scheduled to vest upon the first anniversary of the Preferred Grant Date.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-08-22 · Disposition to issuer · Disposed 860 · Balance 0 F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit. F7: The Restricted Stock Units granted on August 18, 2025 (the "Second Preferred Grant Date") are scheduled to vest upon the first anniversary of the Second Preferred Grant Date.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025 (the "Merger Agreement"), by and among Star Equity Holdings, Inc. ("Star"), Hudson Global, Inc. ("Hudson") and HSON Merger Sub, Inc., a wholly owned subsidiary of Hudson ("Merger Sub"), in exchange for .23 shares of Hudson common stock for each share of Star common stock on the effective date of the merger (the "Merger") and one share of Hudson Series A Preferred Stock for each share of Star 10% Series A Cumulative Perpetual Preferred Stock on the effective date of the Merger.

F2: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star common stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for .23 Hudson Restricted Stock Units for each Star Restricted Stock Unit.

F3: The Restricted Stock Units granted on November 22, 2024 (the "Grant Date") are scheduled to vest upon the first anniversary of the Grant Date.

F4: The Restricted Stock Units granted on March 25, 2025 (the "Second Grant Date") are scheduled to vest upon the first anniversary of the Second Grant Date.

F5: These Restricted Stock Units each represent the right to receive, at settlement, one share of Star 10% Series A Cumulative Perpetual Preferred Stock. These Restricted Stock Units were assumed by Hudson in the Merger and exchanged for one Hudson Restricted Stock Unit for each Star Restricted Stock Unit.

F6: The Restricted Stock Units granted on May 19, 2025 (the "Preferred Grant Date") are scheduled to vest upon the first anniversary of the Preferred Grant Date.

F7: The Restricted Stock Units granted on August 18, 2025 (the "Second Preferred Grant Date") are scheduled to vest upon the first anniversary of the Second Preferred Grant Date.

Superior Drilling Products, Inc.

Report date May 10, 2024 · Filed May 14, 2024

Jointly reported with Star Equity Fund, LP, Star Equity Fund GP, LLC, Star Investment Management LLC, Star Value Investments, LLC, STAR EQUITY HOLDINGS, INC.

Section 16 reporting ended · disclosed 2024-05-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Star Equity Fund, LP	1,040,985	Last balance in matching sequence After 2024-05-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 2 · 2024-05-10 · Sale · Disposed 5,676 · Balance 1,075,309 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold. F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 3 · 2024-05-13 · Sale · Disposed 16,618 · Balance 1,058,691 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund. Row 4 · 2024-05-14 · Sale · Disposed 17,706 · Balance 1,040,985 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.
Common StockSEC Table I · non-derivative	Direct	1,983,027	Reported balance Holding disclosure · report date 2024-05-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,983,027 F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2: Shares owned directly by Mr. Eberwein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value") and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F2: Shares owned directly by Mr. Eberwein.

F3: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.

F4: Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 10, 2017 Filed Feb 15, 2017 00:10 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	434	$6.51	$2,825.34	Disclosure SEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,795 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
February 08, 2017 Filed Feb 15, 2017 00:10 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	31	$6.51	$201.81	Disclosure SEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,361 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on January 30, 2017, and February 8, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
January 30, 2017 Filed Feb 15, 2017 00:10 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	143	$6.51	$930.93	Disclosure SEC source: 0000921895-17-000407 · form410211002_02142017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,330 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on January 30, 2017, and February 8, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
January 24, 2017 Filed Jan 25, 2017 22:46 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	Exercise / conversionRestricted Stock Unit · Derivative	20,227	$0.00	$0.00	Disclosure SEC source: 0000921895-17-000099 · form410211002_01252017.xml · derivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · security: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. F6 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · derivative.exercise_price: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. F6 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · derivative.exercise_date: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. F6 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · derivative.expiration_date: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. Read SEC document
January 24, 2017 Filed Jan 25, 2017 22:46 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	Exercise / conversionCommon Stock	20,227	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F7 · price: On January 24, 2017, 20,227 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (6) above. Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:46 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	2,130	$6.51	$13,866.30	Disclosure SEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 82,187 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
January 20, 2017 Filed Jan 25, 2017 22:46 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	124	$6.51	$807.24	Disclosure SEC source: 0000921895-17-000099 · form410211002_01252017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 80,057 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on January 20, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:59 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	10,000	$6.51	$65,100.00	Disclosure SEC source: 0000921895-17-000073 · form410211002_01202017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 79,933 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
January 11, 2017 Filed Jan 20, 2017 22:59 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	22	$6.51	$143.22	Disclosure SEC source: 0000921895-17-000073 · form410211002_01202017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,933 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on January 11, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:26 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	Other5% Convertible Note due May 2017 · Derivative	Not disclosed	$5,000,000.00 Strike: $1.80	$5,000,000.00	Disclosure SEC source: 0000921895-17-000024 · form410211002_01042017.xml · derivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 Underlying: Common Stock · 2,777,778 shares Expires 2019-05-26 F5 · kind: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:26 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	Other9.00% Series A Cumulative Preferred Stock	363,611	$50.00	$18,180,550.00	Disclosure SEC source: 0000921895-17-000024 · form410211002_01042017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 363,611 F5 · kind: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer. F5 · price: On December 30, 2016, Lone Star Value Investors entered into an Exchange Agreement with the Issuer, pursuant to which the 5% Convertible Note (the "Note") held by Lone Star Value Investors was returned to the Issuer and cancelled in exchange for shares of the Issuer's 9.00% Series A Cumulative Preferred Stock, par value $0.01 per share, which is non-convertible and perpetual preferred stock of the Issuer. As a result of the exchange transaction, no principal or interest remained outstanding or payable under the Note and the Note was no longer convertible into shares of common stock of the Issuer. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:26 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	40	$6.51	$260.40	Disclosure SEC source: 0000921895-17-000024 · form410211002_01042017.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,911 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:40 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	706	$6.51	$4,596.06	Disclosure SEC source: 0000921895-16-006425 · form410211002_12302016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,871 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 28, 2016 Filed Dec 30, 2016 22:40 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	800	$6.51	$5,208.00	Disclosure SEC source: 0000921895-16-006425 · form410211002_12302016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 69,165 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 22, 2016 Filed Dec 23, 2016 21:48 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	700	$6.51	$4,557.00	Disclosure SEC source: 0000921895-16-006404 · form410211002_12232016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 68,365 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 15, 2016 Filed Dec 23, 2016 21:48 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	2	$6.51	$13.02	Disclosure SEC source: 0000921895-16-006404 · form410211002_12232016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 67,665 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on December 15, 2016, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
December 02, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	1	$6.51	$6.51	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 9 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 67,663 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
November 30, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	807	$6.51	$5,253.57	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 8 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 67,662 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
November 29, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	35	$6.51	$227.85	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 7 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,855 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
November 25, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	2	$6.51	$13.02	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,820 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
November 22, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	23	$6.51	$149.73	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,818 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
November 15, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	3	$6.51	$19.53	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,795 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
November 03, 2016 Filed Nov 7, 2016 21:10 UTC	Star Equity Holdings, Inc. HSON · Entity 7343	GrantShare Units	12,587	$0.00	$0.00	Disclosure SEC source: 0001140361-16-085119 · doc1.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,450 F1 · security: Share Units credited to the reporting person's account under the Hudson Global, Inc. Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock after a director's Separation from Service. F1 · shares: Share Units credited to the reporting person's account under the Hudson Global, Inc. Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock after a director's Separation from Service. F1 · price: Share Units credited to the reporting person's account under the Hudson Global, Inc. Director Deferred Share Plan. Each Share Unit is the economic equivalent of one share of Common Stock. Share Units are payable only in Common Stock after a director's Separation from Service. Read SEC document
October 27, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	1	$6.51	$6.51	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,792 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
October 26, 2016 Filed Oct 28, 2016 21:20 UTC	Superior Drilling Products, Inc. SDPI · Entity 88563	SaleCommon Stock	1,725,889	$0.84	$1,449,056.40	Disclosure SEC source: 0000921895-16-005951 · form409482013_10282016.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · kind: Purchases by Lone Star Value Co-Invest of an aggregate of 100 shares on October 21, 2016 at a price of $0.8300 have been matched against sales on October 26, 2016 by Lone Star Value Investors of an aggregate of 100 shares at a price of $0.8396. The aforementioned purchase price constitutes the lowest purchase price paid by the Reporting Persons matched against the highest sale price that the Reporting Persons received for the sale of shares. For the avoidance of doubt, only 100 shares were purchased at $0.8300, the remaining shares were purchased at prices of $0.8400 and above. The Reporting Persons have agreed to pay the Issuer $0.96, representing the full amount of the Reporting Persons' pecuniary interest in the profit realized in connection with the short-swing transaction. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document
October 25, 2016 Filed Dec 2, 2016 23:30 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	6	$6.51	$39.06	Disclosure SEC source: 0000921895-16-006268 · form410211002_12022016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,791 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on October 25, 2016, October 27, 2016, November 15, 2016, November 22, 2016, November 25, 2016, and November 29, 2016, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
October 21, 2016 Filed Oct 25, 2016 21:40 UTC	Superior Drilling Products, Inc. SDPI · Entity 88563	PurchaseCommon Stock	50,000	$0.87	$43,685.00	Disclosure SEC source: 0000921895-16-005914 · form409482013_10212016.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 300,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8300 to $0.9700. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document
October 20, 2016 Filed Oct 21, 2016 21:40 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	126	$6.51	$820.26	Disclosure SEC source: 0000921895-16-005904 · form410211002_10212016.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,785 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:40 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	400	$6.51	$2,604.00	Disclosure SEC source: 0000921895-16-005904 · form410211002_10212016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,659 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
October 18, 2016 Filed Oct 20, 2016 21:16 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	GrantCommon Stock	409	$0.00	$0.00	Disclosure SEC source: 0001144204-16-128831 · v450903_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · shares: Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which shall vest on October 18, 2017. Read SEC document
October 18, 2016 Filed Oct 21, 2016 21:40 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	OtherCommon Stock	25	$6.51	$162.75	Disclosure SEC source: 0000921895-16-005904 · form410211002_10212016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,259 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: This small acquisition on October 18, 2016 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:35 UTC	Superior Drilling Products, Inc. SDPI · Entity 88563	PurchaseCommon Stock	250,000	$1.00	$250,000.00	Disclosure SEC source: 0000921895-16-005808 · form409482013_10042016.xml · nonDerivative · entry 7 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 250,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document
September 30, 2016 Filed Oct 4, 2016 23:35 UTC	Superior Drilling Products, Inc. SDPI · Entity 88563	PurchaseCommon Stock	250,000	$1.00	$250,000.00	Disclosure SEC source: 0000921895-16-005808 · form409482013_10042016.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 526,700 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Read SEC document
September 28, 2016 Filed Sep 29, 2016 13:04 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	146	$4.20	$612.70	Disclosure SEC source: 0001144204-16-125969 · v449685_4.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 20,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.21, inclusive. The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 27, 2016 Filed Sep 29, 2016 13:04 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	290	$4.21	$1,220.90	Disclosure SEC source: 0001144204-16-125969 · v449685_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 19,854 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 26, 2016 Filed Sep 28, 2016 23:06 UTC	Enveric Biosciences, Inc. AMRH · Entity 8193	PurchaseCommon Stock	183	$6.51	$1,191.33	Disclosure SEC source: 0000921895-16-005775 · form410211002_09282016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 66,234 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 26, 2016 Filed Sep 29, 2016 13:04 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	100	$4.20	$420.00	Disclosure SEC source: 0001144204-16-125969 · v449685_4.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 19,564 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 23, 2016 Filed Sep 23, 2016 18:16 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	500	$4.21	$2,105.00	Disclosure SEC source: 0001144204-16-125115 · v449376_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 19,464 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F6 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 22, 2016 Filed Sep 23, 2016 18:16 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	500	$4.07	$2,034.35	Disclosure SEC source: 0001144204-16-125115 · v449376_4.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 18,964 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.17, inclusive. The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F6 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 22, 2016 Filed Sep 23, 2016 21:37 UTC	DAKOTA PLAINS HOLDINGS, INC. DAKP · Entity 180662	SaleCommon Stock	17,791	$0.02	$443.00	Disclosure SEC source: 0000921895-16-005750 · form410160002_09232016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 382,209 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3 · ownership.nature: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Read SEC document
September 22, 2016 Filed Sep 23, 2016 21:37 UTC	DAKOTA PLAINS HOLDINGS, INC. DAKP · Entity 180662	SaleCommon Stock	238,557	$0.02	$5,940.07	Disclosure SEC source: 0000921895-16-005750 · form410160002_09232016.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 5,127,897 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document
September 21, 2016 Filed Sep 21, 2016 19:03 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	500	$3.99	$1,994.60	Disclosure SEC source: 0001144204-16-124794 · v449227_4.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 18,464 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Managementon behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $4.03, inclusive.The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F6 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I,may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 21, 2016 Filed Sep 23, 2016 21:37 UTC	DAKOTA PLAINS HOLDINGS, INC. DAKP · Entity 180662	SaleCommon Stock	288,000	$0.03	$8,928.00	Disclosure SEC source: 0000921895-16-005750 · form410160002_09232016.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 5,366,454 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document
September 20, 2016 Filed Sep 21, 2016 19:03 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	500	$4.02	$2,010.90	Disclosure SEC source: 0001144204-16-124794 · v449227_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 17,964 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Managementon behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.00 to $4.05, inclusive.The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F6 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I,may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 19, 2016 Filed Sep 21, 2016 19:03 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	500	$3.92	$1,960.00	Disclosure SEC source: 0001144204-16-124794 · v449227_4.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 17,464 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Managementon behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.02, inclusive.The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F6 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I,may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 16, 2016 Filed Sep 16, 2016 19:37 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	400	$4.03	$1,610.00	Disclosure SEC source: 0001144204-16-124318 · v449000_4.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 16,964 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Managementon behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.06, inclusive.The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I,may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:37 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	500	$4.03	$2,013.00	Disclosure SEC source: 0001144204-16-124318 · v449000_4.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 16,564 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Managementon behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.98 to $4.07, inclusive.The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I,may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 14, 2016 Filed Sep 15, 2016 19:39 UTC	STAR EQUITY HOLDINGS, INC. DRAD · Entity 76212	PurchaseCommon Stock	181	$5.00	$904.38	Disclosure SEC source: 0000921895-16-005703 · form409271004_09152016.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account I Disclosed balance after: 70,000 F1 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management, LLC ("Lone Star Value Management") on behalf of Lone Star Value Investors, LP ("Lone Star Value Investors") and a certain managed account on March 9, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.98 to $5.01, inclusive. Mr. Eberwein undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F3 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Mr. Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 14, 2016 Filed Sep 16, 2016 19:37 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	200	$3.90	$780.00	Disclosure SEC source: 0001144204-16-124318 · v449000_4.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 16,064 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Managementon behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I,may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document
September 13, 2016 Filed Sep 13, 2016 19:57 UTC	CROSSROADS SYSTEMS INC CRDS · Entity 172266	PurchaseCommon Stock	500	$3.89	$1,944.00	Disclosure SEC source: 0001144204-16-123792 · v448788_4.xml · nonDerivative · entry 10 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 15,864 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of an account separately managed by Lone Star Value Management (the "Separately Managed Account I") on June 21, 2016. F12 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87 to $3.94, inclusive. The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased, and the underlying identity of the separately managed account. F5 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.