Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bright Lights Acquisition Corp.BLTS · Entity 144047 | Director | January 06, 2021 | January 06, 2021 |
| Endeavor Group Holdings, Inc.EDR · Entity 11600 | Director · See Remarks | March 24, 2025 | March 27, 2025 |
| Frontier Communications Parent, Inc.FTR · Entity 69025 | Director | April 01, 2019 | April 02, 2019 |
| Live Nation Entertainment, Inc.LYV · Entity 3069 | Director | June 10, 2021 | June 11, 2021 |
| PAPA JOHNS INTERNATIONAL INCPZZA · Entity 5165 | Director | March 01, 2018 | March 05, 2018 |
| TKO Group Holdings, Inc.TKO · Entity 3113 | Director · See Remarks | August 17, 2026 | August 20, 2026 |
| VIVMARK RESIDENTIALEQR · Entity 499 | Director | June 18, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bright Lights Acquisition Corp.
Report date January 06, 2021 · Filed January 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-06 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1, as amended (File No. 333-251513), under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1, as amended (File No. 333-251513), under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.
Endeavor Group Holdings, Inc.
Report date March 24, 2025 · Filed March 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-03-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-24 · Exercise / conversion · Acquired 149,025 · Balance 347,192 F1: Pursuant to that certain Agreement and Plan of Merger, dated April 2, 2024 (the "Merger Agreement") by and among the Issuer, Endeavor Manager, LLC ("Manager), Endeavor Operating Company, LLC ("OpCo"), Endeavor Executive Holdco, LLC ("Executive Holdco"), Endeavor Executive II Holdco, LLC, Endeavor Executive PIU Holdco, LLC ("PIU Holdco"), Wildcat EGH Holdco, L.P., Wildcat OpCo Holdco, L.P. ("Holdco Parent"), Wildcat PubCo Merger Sub, Inc., ("Company Merger Sub"), Wildcat Manager Merger Sub, L.L.C ("Manager Merger Sub"), and Wildcat OpCo Merger Sub, L.L.C. ("OpCo Merger Sub"), (a) OpCo Merger Sub merged with and into OpCo, with OpCo surviving the merger (the "OpCo Merger"), F2: (continued) (b) immediately following the OpCo Merger, Manager Merger Sub merged with and into Manager, with Manager surviving the merger, wholly owned by the Issuer (the "Manager Merger") and (c) immediately following the Manager Merger, Company Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger"), collectively owned, directly or indirectly, by Holdco Parent and certain other entities as described in the Merger Agreement (the "Effective Time"). At the Effective Time, each share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically cancelled and converted into the right to receive $27.50 in cash, without interest and subject to applicable withholding taxes. F3: (continued) At the Effective Time, each share of the Issuer's Class X common stock, par value $0.00001 per share, outstanding immediately prior to the effective time of the Merger, was automatically cancelled for no consideration. Row 2 · 2025-03-24 · Disposition to issuer · Disposed 347,192 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated April 2, 2024 (the "Merger Agreement") by and among the Issuer, Endeavor Manager, LLC ("Manager), Endeavor Operating Company, LLC ("OpCo"), Endeavor Executive Holdco, LLC ("Executive Holdco"), Endeavor Executive II Holdco, LLC, Endeavor Executive PIU Holdco, LLC ("PIU Holdco"), Wildcat EGH Holdco, L.P., Wildcat OpCo Holdco, L.P. ("Holdco Parent"), Wildcat PubCo Merger Sub, Inc., ("Company Merger Sub"), Wildcat Manager Merger Sub, L.L.C ("Manager Merger Sub"), and Wildcat OpCo Merger Sub, L.L.C. ("OpCo Merger Sub"), (a) OpCo Merger Sub merged with and into OpCo, with OpCo surviving the merger (the "OpCo Merger"), F2: (continued) (b) immediately following the OpCo Merger, Manager Merger Sub merged with and into Manager, with Manager surviving the merger, wholly owned by the Issuer (the "Manager Merger") and (c) immediately following the Manager Merger, Company Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger"), collectively owned, directly or indirectly, by Holdco Parent and certain other entities as described in the Merger Agreement (the "Effective Time"). At the Effective Time, each share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically cancelled and converted into the right to receive $27.50 in cash, without interest and subject to applicable withholding taxes. F3: (continued) At the Effective Time, each share of the Issuer's Class X common stock, par value $0.00001 per share, outstanding immediately prior to the effective time of the Merger, was automatically cancelled for no consideration. |
| Units of Executive HoldcoSEC Table II · derivative / convertible security | Direct | 1,352,290 |
Reported balance
After 2025-03-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-24 · Conversion · Disposed 558,855 · Balance 1,352,290 F4: Immediately prior to the effective time of the OpCo Merger, 414,290 limited liability company units of Executive Holdco and 144,565 limited liability company units of PIU Holdco held by the Reporting Person were exchanged for limited liability company units of OpCo ("OpCo Units") on a 1-for-1 basis. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | Direct | 647,619 |
Reported balance
After 2025-03-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-24 · Conversion · Acquired 558,855 · Balance 647,619 F4: Immediately prior to the effective time of the OpCo Merger, 414,290 limited liability company units of Executive Holdco and 144,565 limited liability company units of PIU Holdco held by the Reporting Person were exchanged for limited liability company units of OpCo ("OpCo Units") on a 1-for-1 basis. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-24 · Disposition to issuer · Disposed 647,619 · Balance 0 F5: At the effective time of the OpCo Merger, each outstanding OpCo Unit, subject to certain exceptions, was automatically cancelled and converted into the right to receive $27.50 in cash, without interest and subject to applicable withholding taxes and certain deferrals to take into account certain terms of the existing OpCo Units. |
| Stock OptionSEC Table II · derivative / convertible security · Expires 2031-04-28 | Direct | 0 |
Reported balance
After 2025-03-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-24 · Disposition to issuer · Disposed 1,145,833 · Balance 0 F6: At the Effective Time, each outstanding option to acquire Class A Common Stock (each, a "Company Option") that had vested was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to certain tax deductions or withholdings, equal to the product of (a) the number of shares of Class A Common Stock subject to such Company Option, multiplied by (b) $27.50 less the $24.00 exercise price per share of such Company Option. |
| Profits UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-03-24 · Disposition to issuer · Disposed 211,757 · Balance 0 F7: At the effective time of the OpCo Merger, each outstanding profits unit, subject to certain exceptions, was automatically canceled and converted into the right to receive a cash payment in an amount equal to $27.50 less its $23.16 per-unit hurdle amount, which net amount is without interest and subject to applicable withholding taxes and certain deferrals in order to reflect certain terms of the existing OpCo Units. |
| Profits UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-03-24 · Disposition to issuer · Disposed 184,488 · Balance 0 F8: At the effective time of the OpCo Merger, each outstanding profits unit, subject to certain exceptions, was automatically canceled and converted into the right to receive a cash payment in an amount equal to $27.50 less its $16.54 per-unit hurdle amount, which net amount is without interest and subject to applicable withholding taxes and certain deferrals in order to reflect certain terms of the existing OpCo Units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-24 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-03-24 · Exercise / conversion · Disposed 149,025 · Balance 0 F9: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F10: At the Effective Time, the restricted stock units were accelerated and vested in full. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated April 2, 2024 (the "Merger Agreement") by and among the Issuer, Endeavor Manager, LLC ("Manager), Endeavor Operating Company, LLC ("OpCo"), Endeavor Executive Holdco, LLC ("Executive Holdco"), Endeavor Executive II Holdco, LLC, Endeavor Executive PIU Holdco, LLC ("PIU Holdco"), Wildcat EGH Holdco, L.P., Wildcat OpCo Holdco, L.P. ("Holdco Parent"), Wildcat PubCo Merger Sub, Inc., ("Company Merger Sub"), Wildcat Manager Merger Sub, L.L.C ("Manager Merger Sub"), and Wildcat OpCo Merger Sub, L.L.C. ("OpCo Merger Sub"), (a) OpCo Merger Sub merged with and into OpCo, with OpCo surviving the merger (the "OpCo Merger"),
F2: (continued) (b) immediately following the OpCo Merger, Manager Merger Sub merged with and into Manager, with Manager surviving the merger, wholly owned by the Issuer (the "Manager Merger") and (c) immediately following the Manager Merger, Company Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger"), collectively owned, directly or indirectly, by Holdco Parent and certain other entities as described in the Merger Agreement (the "Effective Time"). At the Effective Time, each share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically cancelled and converted into the right to receive $27.50 in cash, without interest and subject to applicable withholding taxes.
F3: (continued) At the Effective Time, each share of the Issuer's Class X common stock, par value $0.00001 per share, outstanding immediately prior to the effective time of the Merger, was automatically cancelled for no consideration.
F4: Immediately prior to the effective time of the OpCo Merger, 414,290 limited liability company units of Executive Holdco and 144,565 limited liability company units of PIU Holdco held by the Reporting Person were exchanged for limited liability company units of OpCo ("OpCo Units") on a 1-for-1 basis.
F5: At the effective time of the OpCo Merger, each outstanding OpCo Unit, subject to certain exceptions, was automatically cancelled and converted into the right to receive $27.50 in cash, without interest and subject to applicable withholding taxes and certain deferrals to take into account certain terms of the existing OpCo Units.
F6: At the Effective Time, each outstanding option to acquire Class A Common Stock (each, a "Company Option") that had vested was automatically cancelled and converted into the right to receive an amount in cash, without interest and subject to certain tax deductions or withholdings, equal to the product of (a) the number of shares of Class A Common Stock subject to such Company Option, multiplied by (b) $27.50 less the $24.00 exercise price per share of such Company Option.
F7: At the effective time of the OpCo Merger, each outstanding profits unit, subject to certain exceptions, was automatically canceled and converted into the right to receive a cash payment in an amount equal to $27.50 less its $23.16 per-unit hurdle amount, which net amount is without interest and subject to applicable withholding taxes and certain deferrals in order to reflect certain terms of the existing OpCo Units.
F8: At the effective time of the OpCo Merger, each outstanding profits unit, subject to certain exceptions, was automatically canceled and converted into the right to receive a cash payment in an amount equal to $27.50 less its $16.54 per-unit hurdle amount, which net amount is without interest and subject to applicable withholding taxes and certain deferrals in order to reflect certain terms of the existing OpCo Units.
F9: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F10: At the Effective Time, the restricted stock units were accelerated and vested in full.
Frontier Communications Parent, Inc.
Report date April 01, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 64,599.8 |
Reported balance
After 2019-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 14,018.69 · Balance 64,599.8 F1: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.
F2: Quarterly payment of portion of annual retainer paid in the form of phantom stock units.
Live Nation Entertainment, Inc.
Report date June 10, 2021 · Filed June 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,492 |
Reported balance
After 2021-06-10 transaction · row 1
1 source rowRow 1 · 2021-06-10 · Grant · Acquired 1,701 · Balance 45,492 F1: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015. F2: Represents a restricted stock award. These shares will vest in full on June 10, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.
F2: Represents a restricted stock award. These shares will vest in full on June 10, 2022.
PAPA JOHNS INTERNATIONAL INC
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,070 |
Ending reported balance
After 2018-03-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-01 · Grant · Acquired 1,041 · Balance 25,070 F1: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. Row 2 · 2018-03-02 · Exercise / conversion · Acquired 8,232 · Balance 33,302 Row 3 · 2018-03-02 · Sale · Disposed 8,232 · Balance 25,070 F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.47 to $61.01. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $60.04 · Expires 2028-03-01 | Direct | 4,051 |
Reported balance
After 2018-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-01 · Grant · Acquired 4,051 · Balance 4,051 F3: The option vests in three equal annual installments beginning one year from the grant date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $18.46 · Expires 2022-02-22 | Direct | 0 |
Reported balance
After 2018-03-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-02 · Exercise / conversion · Disposed 8,232 · Balance 0 F4: The option vests in three equal annual installments beginning one year from the grant date of February 23, 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.47 to $61.01. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range.
F3: The option vests in three equal annual installments beginning one year from the grant date.
F4: The option vests in three equal annual installments beginning one year from the grant date of February 23, 2012.
TKO Group Holdings, Inc.
Report date August 17, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 147,071 |
Ending reported balance
After 2026-08-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-17 · Exercise / conversion · Acquired 36,984 · Balance 166,191 Row 2 · 2026-08-18 · Sale · Disposed 19,120 · Balance 147,071 F1: The sale was effected pursuant to a Rule 10b5-1 instruction letter, entered into on November 14, 2023, to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 36,985 |
Reported balance
After 2026-08-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-17 · Exercise / conversion · Disposed 36,984 · Balance 36,985 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. F4: On August 17, 2025, the Reporting Person was granted 73,969 RSUs, vesting in two near equal annual installments beginning on August 17, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale was effected pursuant to a Rule 10b5-1 instruction letter, entered into on November 14, 2023, to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.
F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: On August 17, 2025, the Reporting Person was granted 73,969 RSUs, vesting in two near equal annual installments beginning on August 17, 2026.
VIVMARK RESIDENTIAL
Report date June 18, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted UnitsSEC Table II · derivative / convertible security · Expires 2036-06-18 | Direct | 3,561 |
Reported balance
After 2026-06-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 3,561 · Balance 3,561 F1: On June 18, 2026, the reporting person elected to receive a grant of Series 2026C restricted limited partnership interests ("RUs") in ERP Operating Limited Partnership (the "OP"), the OP of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2026 Annual Meeting of Shareholders. F2: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the OP ("OP Units") when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The RUs reflected in this report also include any OP Units into which such RUs automatically convert. F3: The RUs are scheduled to vest on June 18, 2027. In addition, the RUs (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 18, 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 18, 2026, the reporting person elected to receive a grant of Series 2026C restricted limited partnership interests ("RUs") in ERP Operating Limited Partnership (the "OP"), the OP of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2026 Annual Meeting of Shareholders.
F2: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the OP ("OP Units") when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The RUs reflected in this report also include any OP Units into which such RUs automatically convert.
F3: The RUs are scheduled to vest on June 18, 2027. In addition, the RUs (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 18, 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2022 Filed Apr 29, 2022 23:00 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantEndeavor Operating Company Units · Derivative | 88,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016047 · doc4.xml · derivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,764 Underlying: Class A Common Stock · 88,764 shares Expires not disclosed F2 · derivative.exercise_price: The Endeavor Operating Company Units are exchangeable by the holder on a 1-for-1 basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Upon exchange, an equal number of shares of Class X Common Stock will automatically be cancelled. F1 · kind: The Reporting Person acquired the Endeavor Operating Company Units and associated shares of Class X Common Stock reported herein in exchange for the contribution to Endeavor Operating Company, LLC of his previously issued indirect equity interests in WME IMG China, LP, a subsidiary of the Issuer. F1 · price: The Reporting Person acquired the Endeavor Operating Company Units and associated shares of Class X Common Stock reported herein in exchange for the contribution to Endeavor Operating Company, LLC of his previously issued indirect equity interests in WME IMG China, LP, a subsidiary of the Issuer. F2 · derivative.exercise_date: The Endeavor Operating Company Units are exchangeable by the holder on a 1-for-1 basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Upon exchange, an equal number of shares of Class X Common Stock will automatically be cancelled. F2 · derivative.expiration_date: The Endeavor Operating Company Units are exchangeable by the holder on a 1-for-1 basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Upon exchange, an equal number of shares of Class X Common Stock will automatically be cancelled. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:00 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantClass X Common Stock | 88,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016047 · doc4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,764 F1 · kind: The Reporting Person acquired the Endeavor Operating Company Units and associated shares of Class X Common Stock reported herein in exchange for the contribution to Endeavor Operating Company, LLC of his previously issued indirect equity interests in WME IMG China, LP, a subsidiary of the Issuer. F1 · price: The Reporting Person acquired the Endeavor Operating Company Units and associated shares of Class X Common Stock reported herein in exchange for the contribution to Endeavor Operating Company, LLC of his previously issued indirect equity interests in WME IMG China, LP, a subsidiary of the Issuer. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:01 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantRestricted Stock Unit · Derivative | 132,935 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-007742 · doc4.xml · derivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,935 Underlying: Class A Common Stock · 132,935 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock units will be settled in shares of Class A Common Stock in three equal annual installments beginning on February 22, 2023. F3 · derivative.expiration_date: The restricted stock units will be settled in shares of Class A Common Stock in three equal annual installments beginning on February 22, 2023. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:01 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantStock Option · Derivative | 316,043 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0000899243-22-007742 · doc4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,043 Underlying: Class A Common Stock · 316,043 shares Expires 2032-02-22 F1 · derivative.exercise_date: The stock option will vest and become exercisable in three equal annual installments beginning on February 22, 2023. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:35 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantRestricted Units · Derivative | 2,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020418 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,147 Underlying: Common Shares Of Beneficial Interest · 2,147 shares Expires 2031-06-17 F1 · derivative.exercise_price: On June 17, 2021, the reporting person elected to receive a grant of Series 2021D restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2021 Annual Meeting of Shareholders to the 2022 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 17, 2022. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 17, 2023. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 23:00 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | Exercise / conversionRestricted Stock Unit · Derivative | 72,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-024243 · doc4.xml · derivative · entry 3 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 72,491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock units were settled in shares of Class A Common Stock upon the achievement by the Issuer of certain stock price thresholds. F3 · derivative.expiration_date: The restricted stock units were settled in shares of Class A Common Stock upon the achievement by the Issuer of certain stock price thresholds. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 23:00 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | Tax withholdingClass A Common Stock | 35,506 | $29.77 | $1,057,013.62 |
DisclosureSEC source: 0000899243-21-024243 · doc4.xml · nonDerivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,769 F1 · kind: Represents the withholding of shares by the Issuer to cover the reporting person's tax withholding obligations upon the vesting of restricted stock units. Not an open market transaction. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 23:00 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | Exercise / conversionClass A Common Stock | 72,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-024243 · doc4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:38 UTC | Live Nation Entertainment, Inc. LYV · Entity 3069 | GrantCommon Stock | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001335258-21-000080 · wf-form4_162344385807466.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,492 F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015. F2 · price: Represents a restricted stock award. These shares will vest in full on June 10, 2022. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 20:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,815 | $0.00 Strike: $50.19 | $0.00 |
DisclosureSEC source: 0001127602-21-019514 · form4.xml · derivative · entry 4 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 5,815 shares Expires 2021-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 20:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 5,815 | $79.72 | $463,571.80 |
DisclosureSEC source: 0001127602-21-019514 · form4.xml · nonDerivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,733 Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 20:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 5,815 | $50.19 | $291,854.85 |
DisclosureSEC source: 0001127602-21-019514 · form4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:30 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | SaleClass A Common Stock | 70,105 | $29.00 | $2,032,792.62 |
DisclosureSEC source: 0000899243-21-022279 · doc4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,784 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:33 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,622 | $61.62 | $99,947.64 |
DisclosureSEC source: 0001127602-21-017213 · form4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,733 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. Read SEC document |
| May 03, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantUnits of Executive Holdco · Derivative | 2,074,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 9 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,488,503 Underlying: Units of Endeavor Operating Company · 2,074,213 shares Expires not disclosed F4 · derivative.exercise_price: Following the transactions reported herein, represents 414,290 limited liability company units of Endeavor Executive Holdco, LLC and 2,074,213 limited liability company units of Endeavor Executive PIU Holdco, LLC. Each of the units is exchangeable on a 1-for-1 basis for limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer, (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. F13 · price: Represents securities received in connection with the Issuer's purchase of the holder's interests in Zuffa Parent, LLC ("UFC Parent") and related merger transaction in connection with the purchase by Endeavor Operating Company, LLC of the portion of the equity interests in UFC Parent not previously owned, resulting in Endeavor Operating Company, LLC directly or indirectly owning 100% of the equity interests of UFC Parent (the "UFC Buyout"). F4 · derivative.exercise_date: Following the transactions reported herein, represents 414,290 limited liability company units of Endeavor Executive Holdco, LLC and 2,074,213 limited liability company units of Endeavor Executive PIU Holdco, LLC. Each of the units is exchangeable on a 1-for-1 basis for limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer, (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. F4 · derivative.expiration_date: Following the transactions reported herein, represents 414,290 limited liability company units of Endeavor Executive Holdco, LLC and 2,074,213 limited liability company units of Endeavor Executive PIU Holdco, LLC. Each of the units is exchangeable on a 1-for-1 basis for limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer, (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. F5 · balance_after: The Reporting Person's Form 3 inadvertently included as beneficially owned the securities acquired pursuant to the UFC Buyout (as defined below), which are correctly reported in this Form 4. Read SEC document |
| May 03, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantRestricted Stock Unit · Derivative | 72,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 8 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,491 Underlying: Class A Common Stock · 72,491 shares Expires not disclosed F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F12 · derivative.exercise_date: Half of the restricted stock units will be settled in shares of Class A Common Stock upon the achievement by the Issuer of a price per share of Class A Common Stock that equals or exceeds $26.40, and the remaining half will vest upon the achievement by the Issuer of a price per share of Class A Common Stock that equals or exceeds $29.04. F12 · derivative.expiration_date: Half of the restricted stock units will be settled in shares of Class A Common Stock upon the achievement by the Issuer of a price per share of Class A Common Stock that equals or exceeds $26.40, and the remaining half will vest upon the achievement by the Issuer of a price per share of Class A Common Stock that equals or exceeds $29.04. Read SEC document |
| May 03, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantRestricted Stock Unit · Derivative | 277,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 7 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,777 Underlying: Class A Common Stock · 277,777 shares Expires not disclosed F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F11 · derivative.exercise_date: The restricted stock units will be settled in shares of Class A Common Stock in two equal annual installments beginning on May 3, 2022. F11 · derivative.expiration_date: The restricted stock units will be settled in shares of Class A Common Stock in two equal annual installments beginning on May 3, 2022. Read SEC document |
| May 03, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantClass A Common Stock | 138,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,889 F1 · shares: Represents a portion of restricted stock units that settled in shares of Class A Common Stock on May 3, 2021. Read SEC document |
| April 28, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantProfits Units · Derivative | 183,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 6 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,745 Underlying: Units of Endeavor Operating Company · 183,745 shares Expires not disclosed F9 · derivative.exercise_price: Each profits unit represents the right to receive, on a 1-for-1 basis, limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer, provided that, in limited circumstance, the profits units will be redeemable for less than the foregoing in the event the fair market value of a limited liability company unit of Endeavor Operating Company, LLC at the time of redemption does not exceed (and prior to the time of redemption has not exceeded) $25.10. F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, as described in the registration statement on Form S-1 relating to the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Person. F7 · derivative.exercise_date: The profits units are fully vested. F7 · derivative.expiration_date: The profits units are fully vested. Read SEC document |
| April 28, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantProfits Units · Derivative | 184,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 5 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,488 Underlying: Units of Endeavor Operating Company · 184,488 shares Expires not disclosed F8 · derivative.exercise_price: Each profits unit represents the right to receive a fractional number of limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer equal to the difference between the fair market value of the limited liability company units of Endeavor Operating Company, LLC and $23.16 divided by the fair market value of a limited liability company unit at the time of redemption. F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, as described in the registration statement on Form S-1 relating to the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Person. F7 · derivative.exercise_date: The profits units are fully vested. F7 · derivative.expiration_date: The profits units are fully vested. Read SEC document |
| April 28, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantProfits Units · Derivative | 211,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 4 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,757 Underlying: Units of Endeavor Operating Company · 211,757 shares Expires not disclosed F6 · derivative.exercise_price: Each profits unit represents the right to receive a fractional number of limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer equal to the difference between the fair market value of a limited liability company unit of Endeavor Operating Company, LLC and $16.54 divided by the fair market value of a limited liability company unit of Endeavor Operating Company, LLC at the time of redemption. F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, as described in the registration statement on Form S-1 relating to the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Person. F7 · derivative.exercise_date: The profits units are fully vested. F7 · derivative.expiration_date: The profits units are fully vested. Read SEC document |
| April 28, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantUnits of Executive Holdco · Derivative | 414,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 3 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,290 Underlying: Units of Endeavor Operating Company · 414,290 shares Expires not disclosed F4 · derivative.exercise_price: Following the transactions reported herein, represents 414,290 limited liability company units of Endeavor Executive Holdco, LLC and 2,074,213 limited liability company units of Endeavor Executive PIU Holdco, LLC. Each of the units is exchangeable on a 1-for-1 basis for limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer, (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, as described in the registration statement on Form S-1 relating to the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Person. F4 · derivative.exercise_date: Following the transactions reported herein, represents 414,290 limited liability company units of Endeavor Executive Holdco, LLC and 2,074,213 limited liability company units of Endeavor Executive PIU Holdco, LLC. Each of the units is exchangeable on a 1-for-1 basis for limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer, (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. F4 · derivative.expiration_date: Following the transactions reported herein, represents 414,290 limited liability company units of Endeavor Executive Holdco, LLC and 2,074,213 limited liability company units of Endeavor Executive PIU Holdco, LLC. Each of the units is exchangeable on a 1-for-1 basis for limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer, (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. F5 · balance_after: The Reporting Person's Form 3 inadvertently included as beneficially owned the securities acquired pursuant to the UFC Buyout (as defined below), which are correctly reported in this Form 4. Read SEC document |
| April 28, 2021 Filed May 6, 2021 00:23 UTC | Endeavor Group Holdings, Inc. EDR · Entity 11600 | GrantStock Option · Derivative | 1,145,833 | Not disclosed Strike: $24.00 | Not disclosed |
DisclosureSEC source: 0000899243-21-018430 · doc4.xml · derivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,145,833 Underlying: Class A Common Stock · 1,145,833 shares Expires 2031-04-28 F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, as described in the registration statement on Form S-1 relating to the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Person. F2 · derivative.exercise_date: The stock option is vested and exercisable as to a third of the underlying shares, and the remaining two-thirds will vest and become exercisable in two equal annual installments beginning on April 28, 2022. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:41 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 2,163 | $46.23 | $99,995.49 |
DisclosureSEC source: 0001127602-20-023822 · form4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 20:27 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantNonqualified Stock Option (Right to Buy) · Derivative | 29,250 | $0.00 Strike: $58.40 | $0.00 |
DisclosureSEC source: 0000899243-20-017961 · doc4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,250 Underlying: Common Shares Of Beneficial Interest · 29,250 shares Expires 2030-06-25 F1 · shares: Represents share options granted for prospective service from the 2020 Annual Meeting of Shareholders to the 2021 Annual Meeting of Shareholders. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 16:37 UTC | Live Nation Entertainment, Inc. LYV · Entity 3069 | GrantCommon Stock | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001335258-20-000121 · wf-form4_159137505785749.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,791 F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015. F2 · price: Represents a restricted stock award. These shares will vest in full on June 3, 2021. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:22 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,376 | $0.00 Strike: $28.10 | $0.00 |
DisclosureSEC source: 0001127602-20-000683 · form4.xml · derivative · entry 7 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 2,376 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:22 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 918 | $0.00 Strike: $28.10 | $0.00 |
DisclosureSEC source: 0001127602-20-000683 · form4.xml · derivative · entry 6 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 918 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:22 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 2,376 | $81.05 | $192,574.80 |
DisclosureSEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 4 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,947 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:22 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 2,376 | $28.10 | $66,765.60 |
DisclosureSEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 3 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:22 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 918 | $81.06 | $74,413.08 |
DisclosureSEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,947 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:22 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 918 | $28.10 | $25,795.80 |
DisclosureSEC source: 0001127602-20-000683 · form4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:51 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,371 | $72.91 | $99,959.61 |
DisclosureSEC source: 0001127602-19-033042 · form4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,947 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:33 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantRestricted Units · Derivative | 2,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-023220 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232 Underlying: Common Shares Of Beneficial Interest · 2,232 shares Expires 2029-06-27 F1 · derivative.exercise_price: On June 27, 2019, the reporting person elected to receive a grant of Series 2019E restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 27, 2020. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 27, 2021. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 21:10 UTC | Live Nation Entertainment, Inc. LYV · Entity 3069 | GrantCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001335258-19-000067 · wf-form4_156020099170013.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,145 F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015. F2 · price: Represents a restricted stock award. These shares will vest in full on June 6, 2020. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:16 UTC | Live Nation Entertainment, Inc. LYV · Entity 3069 | SaleCommon Stock | 8,000 | $64.90 | $519,200.00 |
DisclosureSEC source: 0001335258-19-000052 · wf-form4_155838695257573.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,765 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:21 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | GrantPhantom Stock Units · Derivative | 14,018.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014329 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,599.8 Underlying: Common Stock · 14,018.69 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:26 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | GrantPhantom Stock Units · Derivative | 12,244.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000887 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,581.11 Underlying: Common Stock · 12,244.9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 22:09 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,751 | $57.09 | $99,964.59 |
DisclosureSEC source: 0001127602-18-033212 · form4.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,325 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:40 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | GrantPhantom Stock Units · Derivative | 4,769.48 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029076 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,336.21 Underlying: Common Stock · 4,769.48 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 16:27 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | GrantPhantom Stock Units · Derivative | 6,060.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022641 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,566.73 Underlying: Common Stock · 6,060.61 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. Read SEC document |
| June 29, 2018 Filed Jan 18, 2019 16:38 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | ConversionSeries A Mandatory Convertible Preferred Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002373 · form5.xml · derivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,999 shares Expires 2018-06-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock") automatically converted into shares of Frontier common stock on the mandatory conversion date (June 29, 2018), at a conversion rate of 1.3333 shares of common stock per share of preferred stock. Frontier issued cash in lieu of fractional shares. F1 · derivative.exercise_date: The Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock") automatically converted into shares of Frontier common stock on the mandatory conversion date (June 29, 2018), at a conversion rate of 1.3333 shares of common stock per share of preferred stock. Frontier issued cash in lieu of fractional shares. F1 · derivative.expiration_date: The Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock") automatically converted into shares of Frontier common stock on the mandatory conversion date (June 29, 2018), at a conversion rate of 1.3333 shares of common stock per share of preferred stock. Frontier issued cash in lieu of fractional shares. Read SEC document |
| June 29, 2018 Filed Jan 18, 2019 16:38 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | ConversionCommon Stock | 3,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002373 · form5.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:54 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantRestricted Units · Derivative | 2,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021212 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,619 Underlying: Common Shares Of Beneficial Interest · 2,619 shares Expires 2028-06-14 F1 · derivative.exercise_price: On June 14, 2018, the reporting person elected to receive a grant of Series 2018D restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2018 Annual Meeting of Shareholders to the 2019 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 14, 2019. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 14, 2020. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:38 UTC | Live Nation Entertainment, Inc. LYV · Entity 3069 | GrantCommon Stock | 3,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001335258-18-000098 · wf-form4_152849031456675.xml · nonDerivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,765 F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015. F2 · price: Represents a restricted stock award. These shares will vest in full on June 6, 2019. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 18:26 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | GrantPhantom Stock Units · Derivative | 4,273.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013854 · form4.xml · derivative · entry 1 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,506.12 Underlying: Common Stock · 4,273.5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 23:16 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | Exercise / conversionStock Options · Derivative | 8,232 | $0.00 Strike: $18.46 | $0.00 |
DisclosureSEC source: 0001225208-18-005311 · doc4.xml · derivative · entry 5 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,232 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date of February 23, 2012. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 23:16 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | SaleCommon Stock | 8,232 | $60.78 | $500,317.91 |
DisclosureSEC source: 0001225208-18-005311 · doc4.xml · nonDerivative · entry 3 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,070 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.47 to $61.01. The reporting person has provided to the issuer and will provide to the SEC staff or a security holder of the issuer, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 23:16 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | Exercise / conversionCommon Stock | 8,232 | $18.46 | $151,962.72 |
DisclosureSEC source: 0001225208-18-005311 · doc4.xml · nonDerivative · entry 2 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:16 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantStock Options · Derivative | 4,051 | $0.00 Strike: $60.04 | $0.00 |
DisclosureSEC source: 0001225208-18-005311 · doc4.xml · derivative · entry 4 SHAPIRO MARK S · CIK 0001345978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,051 Underlying: Common Stock · 4,051 shares Expires 2028-03-01 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.