GOLDFARB MORRIS

SEC source: 0001127602-18-021416 · form4.xml · nonDerivative · entry 4

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,223,617

F4 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.50 to $47.87. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

SEC source: 0001127602-18-021416 · form4.xml · nonDerivative · entry 3

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The Morris And Arlene Goldfarb Family Foundation

Disclosed balance after: 72,802

F3 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.35 to $47.54. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

SEC source: 0001127602-18-021416 · form4.xml · nonDerivative · entry 2

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,473,617

F2 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.00 to $47.63. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

SEC source: 0001127602-18-021416 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,812,427

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $47.00 to $47.47. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

SEC source: 0001127602-18-015577 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,973,617

F1 · shares: The above-named persons will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and either (b)(1) or (b)(2) set forth below are satisfied: (a) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period ending on or prior to April 30, 2020 is at least $41.78 (which is 15% above the closing price on the date of the grant); and either (b) (1) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 10% greater than EBIT for the fiscal year ended January 31, 2018, subject to certain adjustments for non-recurring items ("Fiscal 2018 EBIT"), or (ii) if the performance condition in clause (i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 20% greater than Fiscal 2018 EBIT; or (2) the average closing price per share of our common stock on the Nasdaq Global Select Market over a forty consecutive trading day period ending on or before January 31, 2020 is at least $45.4125 (which is 25% above the closing price on the date of grant). (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested in three equal annual installments on each of June 15, 2019, 2020 and 2021 (the "Time Vesting Condition"). If the Performance Conditions are both satisfied, we will issue to an above-named grantee of restricted stock units one-third of the shares of common stock to which he is entitled under his grant on each of June 15, 2019, 2020 and 2021, but only if he remains employed by us or otherwise performs service for us on each vesting date. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-reference time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued.

SEC source: 0001127602-18-013099 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,841,495

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 32,721 restricted stock units.

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 4

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 3

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT JG

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 2

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-034364 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT LF

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 4

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 3

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT JG

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 2

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,329

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-18-005539 · form4a.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2017 GRAT LF

Disclosed balance after: 0

F1 · kind: Effective December 7, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2017 GRAT JG and the Morris Goldfarb 2017 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-029662 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,329

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 122,734 restricted stock units.

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 4

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912,586

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 3

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2016 GRAT LF

Disclosed balance after: 0

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 2

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412,586

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-021301 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Morris Goldfarb 2016 GRAT JG

Disclosed balance after: 0

F1 · kind: Effective June 9, 2017, Mr. Goldfarb withdrew 500,000 shares of common stock from each of the Morris Goldfarb 2016 GRAT JG and the Morris Goldfarb 2016 GRAT LF in exchange for promissory notes. The principal amount of each promissory note is equal to the average of the high and low sales prices of our common stock on such date, multiplied by the number of shares of common stock withdrawn from the corresponding GRAT.

SEC source: 0001127602-17-014235 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912,586

F1 · price: The reported price represents the weighted average price for shares purchased in multiple transactions ranging from $22.08 to $22.25. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

SEC source: 0001127602-17-013670 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,879,740

F1 · price: The reported price represents the weighted average price for shares purchased in multiple transactions ranging from $21.98 to $22.00. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

SEC source: 0001127602-17-013249 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,872,897

F1 · shares: The above-named person will be entitled to receive these shares of our common stock if (and only if) either the performance goal in clause (a) or (b) (each, a "Performance Condition") is attained: (a) the amount of the consolidated earnings before interest and financing charges, net, depreciation, amortization and income tax expense of the Donna Karan business is at least $25,000,000 in either the fiscal year ending January 31, 2018, January 31, 2019 or January 31, 2020; or (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and ending on or prior to March 28, 2019 is at least $30.00 (which is approximately 23% above the closing price on the trading date prior to the date of the Compensation Committee meeting at which the special awards were made) or (ii) if the stock price performance condition in clause (b) is not satisfied, during the period beginning subsequent to March 28, 2019 and ending on or prior to March 28, 2020 is at least $31.50 (which is approximately 29% above the closing price on the trading date prior to the Compensation Committee meeting at which the special awards were made). If either of the Performance Conditions is met, then, the RSUs will become vested as to one-third of the shares on each of March 28, 2018, March 28, 2019 and March 28, 2020 (the "Time-Based Vesting Condition"), subject to the above-named person's continuous employment or service with us through the applicable Time-Based Vesting Condition date. If neither of the Performance Conditions is satisfied, we will not issue any shares of common stock pursuant to the RSU awards. If one of the Performance Conditions is satisfied after the first Time-Based Vesting Condition date (March 28, 2018), then, at the time the Performance Condition is met, we will issue the shares of common stock that would have been issued on any prior Time-Based Vesting Condition date as if the Performance Condition had been met on or prior to that date.

SEC source: 0001127602-17-007931 · form5.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,773,740

F1 · shares: The above-named person will be entitled to receive these shares of our common stock only if the performance conditions in clauses (a) and (b) set forth below are satisfied: (a) (i) the amount of our consolidated earnings before interest and financing charges, net, and income tax expense ("EBIT") for the fiscal year ending January 31, 2019, subject to certain adjustments for non-recurring items, is at least 25% greater than EBIT for the fiscal year ending January 31, 2017, subject to certain adjustments for non-recurring items and excluding the results of the Donna Karan business for such fiscal year ("Adjusted Fiscal 2017 EBIT") or (ii) if the performance condition in clause (a)(i) is not satisfied, our EBIT for the fiscal year ending January 31, 2020, subject to certain adjustments for non-recurring items, is at least 50% greater than Adjusted Fiscal 2017 EBIT; and (b) the average closing price per share of our common stock on the Nasdaq Global Select Market over a twenty consecutive trading day period (i) during the period beginning on the date of grant and on or prior to January 31, 2019 is at least $30.30 (which is 20% above the closing price on the date of the Compensation Committee meeting, January 27, 2017 (the "Reference Date") or (ii) if the stock price performance period in clause (b)(i) is not satisfied, during the period beginning subsequent to January 31, 2019 and ending on or prior to January 31, 2020 is at least $31.5625 (which is 25% above the closing price on the Reference Date) (clauses (a) and (b) together, the "Performance Conditions"). In addition, the right to receive shares of common stock pursuant to the above-described restricted stock unit grants will become vested as to 50% of the shares on each of January 27, 2019 and January 27, 2020 (the "Time Vesting Condition"). A grantee must remain employed by us or otherwise perform service for us in order to receive shares of our common stock pursuant to the above-described restricted stock unit grants after both Performance Conditions have been satisfied. If both Performance Conditions are not satisfied within the above-described time periods, we will not issue any shares of common stock pursuant to the restricted stock unit grants. If both Performance Conditions are satisfied at any time during the above-referenced time periods, we will issue shares of common stock in respect of all annual installment periods of the Time Vesting Condition for which shares have not previously been issued.

SEC source: 0001127602-16-064543 · form4.xml · nonDerivative · entry 1

GOLDFARB MORRIS · CIK 0001007772 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,614,404

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 122,734 restricted stock units.