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ROBIN HOWARD W

Disclosed activity across 1 company

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21390
SEC CIK
0001206869

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEKTAR THERAPEUTICSNKTR · Entity 4364Director · President & CEOAugust 18, 2026August 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEKTAR THERAPEUTICS

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,627 Reported balance After 2026-08-18 transaction · row 1
1 source row

Row 1 · 2026-08-18 · Sale · Disposed 418 · Balance 54,627

F1: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2: This transaction was executed in multiple trades at prices ranging from $71.78 to $72.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Common StockSEC Table I · non-derivativeIndirectby spouse28 Reported balance Holding disclosure · report date 2026-08-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 28

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2: This transaction was executed in multiple trades at prices ranging from $71.78 to $72.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 20, 2026 23:03 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 418 $71.98 $30,087.64
Disclosure

SEC source: 0001193125-26-359586 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,627

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.78 to $72.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
July 24, 2026 Filed Jul 24, 2026 22:34 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantStock Option · Derivative 57,200 $0.00 Strike: $15.15 $0.00
Disclosure

SEC source: 0001193125-26-316457 · ownership.xml · derivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,200

Underlying: Common Stock · 57,200 shares

Expires 2032-12-12

F1 · security: These stock options were granted on December 13, 2024 under the 2017 Amended and Restated Performance Incentive Plan and at the time of their grant were subject to both performance-based and time-based vesting requirements. The time-based vesting is on a monthly pro-rata basis over a period of five years from the date of grant.

F2 · derivative.exercise_date: The Organization and Compensation Committee of the Board of Directors of the Issuer determined on July 23, 2026 that the performance-based vesting requirement for these stock options was satisfied and these stock options vested on July 24, 2026 (subject to remaining time-based vesting requirements).

Read SEC document
June 17, 2026 Filed Jun 18, 2026 23:08 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 4,500 $61.65 $277,425.00
Disclosure

SEC source: 0001193125-26-276236 · ownership.xml · nonDerivative · entry 4

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,045

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F5 · price: This transaction was executed in multiple trades at prices ranging from $61.22 to $62.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 23:08 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 5,500 $60.81 $334,455.00
Disclosure

SEC source: 0001193125-26-276236 · ownership.xml · nonDerivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,545

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F4 · price: This transaction was executed in multiple trades at prices ranging from $60.22 to $61.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:08 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 4,697 $60.71 $285,154.87
Disclosure

SEC source: 0001193125-26-276236 · ownership.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,045

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F3 · price: This transaction was executed in multiple trades at prices ranging from $60.37 to $61.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:08 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 5,303 $59.97 $318,020.91
Disclosure

SEC source: 0001193125-26-276236 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,742

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.35 to $60.33 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
May 19, 2026 Filed May 21, 2026 22:26 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 444 $65.51 $29,086.44
Disclosure

SEC source: 0001193125-26-235027 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,045

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.88 to $68.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
February 18, 2026 Filed Feb 21, 2026 00:10 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 423 $73.00 $30,879.00
Disclosure

SEC source: 0001193125-26-061885 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,489

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $72.51 to $74.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 23:01 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantStock Option · Derivative 86,667 $0.00 Strike: $43.48 $0.00
Disclosure

SEC source: 0001193125-25-331187 · ownership.xml · derivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,667

Underlying: Common Stock · 86,667 shares

Expires 2033-12-21

F2 · derivative.exercise_date: Stock options vest over four years from the date of grant, (December 22, 2025) in substantially equal monthly installments based on continued service.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 23:01 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantCommon Stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-331187 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,912

F1 · security: Common stock was acquired pursuant to a grant of restricted stock units ("RSU"). Each RSU awarded represents a contingent right to receive, upon vesting of the unit, one share of Common Stock of the Issuer. These RSUs vest over four years from the date of grant (December 22, 2025) in substaintially equal quarterly installments based on continued service.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 01:28 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 2,207 $54.28 $119,795.96
Disclosure

SEC source: 0001193125-25-297850 · ownership.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,245

F3 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $58.26 to $59.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
November 21, 2025 Filed Nov 26, 2025 01:28 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantStock Option · Derivative 12,170 $0.00 Strike: $281.25 $0.00
Disclosure

SEC source: 0001193125-25-297850 · ownership.xml · derivative · entry 4

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,170

Underlying: Common Stock · 12,170 shares

Expires 2028-12-17

F5 · security: These stock options were granted on December 18, 2020 under the 2017 Plan and at the time of their grant were subject to both performance-based and time-based vesting requirements. The time-based vesting is on a monthly pro-rata basis over a period of four years from the date of grant.

F6 · derivative.exercise_date: The Compensation Committee determined on November 20, 2025 that the performance-based vesting requirement for these stock options was satisfied and these stock options vested on November 21, 2025.

Read SEC document
November 21, 2025 Filed Nov 26, 2025 01:28 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantCommon Stock 7,110 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-297850 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,452

F1 · security: Common stock was acquired pursuant to a grant of restricted stock units ("RSU"). Each RSU awarded represents a contingent right to receive, upon vesting of the unit, one share of Common Stock of the Issuer. These RSUs were granted on December 18, 2020 under the Issuer's Amended and Restated 2017 Performance Incentive Plan (the "2017 Plan") and at the time of their grant were subject to both performance-based and time-based vesting requirements. The time-based vesting is on a quarterly pro-rata basis over a period of three years from the date of grant.

F2 · date: The Organization and Compensation Committee of the Board of Directors of the Issuer ("Compensation Committee") determined on November 20, 2025 that the performance-based vesting requirement for these RSUs was satisfied and these RSUs vested on November 21, 2025.

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September 09, 2025 Filed Sep 12, 2025 01:01 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,210 $48.18 $58,297.80
Disclosure

SEC source: 0000950170-25-114365 · ownership.xml · nonDerivative · entry 4

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,342

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $48.00 to $48.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 09, 2025 Filed Sep 12, 2025 01:01 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 2,156 $47.49 $102,388.44
Disclosure

SEC source: 0000950170-25-114365 · ownership.xml · nonDerivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,552

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $47.02 to $47.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 09, 2025 Filed Sep 12, 2025 01:01 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,200 $46.41 $55,692.00
Disclosure

SEC source: 0000950170-25-114365 · ownership.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,708

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $46.05 to $46.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 09, 2025 Filed Sep 12, 2025 01:01 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 2,100 $45.16 $94,836.00
Disclosure

SEC source: 0000950170-25-114365 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,908

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.41 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 05, 2025 Filed Sep 9, 2025 00:31 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,136 $39.89 $45,315.04
Disclosure

SEC source: 0000950170-25-113691 · ownership.xml · nonDerivative · entry 7

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,008

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: This transaction was executed in multiple trades at prices ranging from $39.50 to $40.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 05, 2025 Filed Sep 9, 2025 00:31 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 2,226 $38.82 $86,413.32
Disclosure

SEC source: 0000950170-25-113691 · ownership.xml · nonDerivative · entry 6

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,144

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $38.50 to $39.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 05, 2025 Filed Sep 9, 2025 00:31 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 3,304 $37.87 $125,122.48
Disclosure

SEC source: 0000950170-25-113691 · ownership.xml · nonDerivative · entry 5

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,370

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $37.50 to $38.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 04, 2025 Filed Sep 9, 2025 00:31 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,134 $35.80 $40,597.20
Disclosure

SEC source: 0000950170-25-113691 · ownership.xml · nonDerivative · entry 4

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,674

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $35.35 to $36.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 04, 2025 Filed Sep 9, 2025 00:31 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 613 $34.40 $21,087.20
Disclosure

SEC source: 0000950170-25-113691 · ownership.xml · nonDerivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,808

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $34.05 to $34.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 04, 2025 Filed Sep 9, 2025 00:31 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,496 $33.54 $50,175.84
Disclosure

SEC source: 0000950170-25-113691 · ownership.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,421

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $33.02 to $33.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 04, 2025 Filed Sep 9, 2025 00:31 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,923 $32.37 $62,247.51
Disclosure

SEC source: 0000950170-25-113691 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,917

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.01 to $32.99 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 01:01 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,500 $30.16 $45,240.00
Disclosure

SEC source: 0000950170-25-113129 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,840

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.30 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
August 19, 2025 Filed Aug 22, 2025 01:03 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantStock Option · Derivative 86,666 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0000950170-25-110773 · ownership.xml · derivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,666

Underlying: Common Stock · 86,666 shares

Expires 2031-12-12

F4 · security: These stock options were granted on December 13, 2023 under the 2017 Plan and at the time of their grant were subject to both performance-based and time-based vesting requirements. The time-based vesting is on a monthly pro-rata basis over a period of three years from the date of grant.

F5 · derivative.exercise_date: The Organization and Compensation Committee of the Board of Directors of the Issuer determined on July 17, 2025 that the performance-based vesting requirement for these stock options was satisfied and these stock options vested on August 19, 2025 (subject to remaining time-based vesting requirements).

Read SEC document
August 19, 2025 Filed Aug 22, 2025 01:03 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 1,573 $26.59 $41,826.07
Disclosure

SEC source: 0000950170-25-110773 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,340

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.19 to $27.15 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

F3 · balance_after: On June 8, 2025, the Issuer effected a one-for-fifteen reverse stock split of its common stock (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

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May 19, 2025 Filed May 22, 2025 00:07 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 23,208 $0.67 $15,549.36
Disclosure

SEC source: 0000950170-25-075976 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,063,693

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.66 to $0.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 23:04 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 23,774 $1.01 $24,011.74
Disclosure

SEC source: 0000950170-25-025035 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,901

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.00 to $1.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

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December 18, 2024 Filed Dec 20, 2024 02:08 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 85,035 $0.99 $84,184.65
Disclosure

SEC source: 0000950170-24-138693 · ownership.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,110,675

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $.93 to $1.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

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December 17, 2024 Filed Dec 20, 2024 02:08 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 46,995 $1.01 $47,464.95
Disclosure

SEC source: 0000950170-24-138693 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,195,710

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.00 to $1.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

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December 13, 2024 Filed Dec 18, 2024 01:54 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantStock Option · Derivative 1,300,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000950170-24-137543 · ownership.xml · derivative · entry 4

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires 2032-12-12

F5 · derivative.exercise_date: Stock options vest over four years from the date of grant, (December 13, 2024) in equal monthly installments based on continued service.

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December 13, 2024 Filed Dec 18, 2024 01:54 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantStock Option · Derivative 821,250 $0.00 Strike: $4.91 $0.00
Disclosure

SEC source: 0000950170-24-137543 · ownership.xml · derivative · entry 3

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,250

Underlying: Common Stock · 821,250 shares

Expires 2030-08-14

F3 · security: These stock options were granted on August 15, 2022 under the 2017 Plan and at the time of their grant were subject to both performance-based and time-based vesting requirements. The time-based vesting is on a monthly pro-rata basis over a period of three years from the date of grant.

F4 · derivative.exercise_date: The Compensation Committee determined on November 18, 2024 that the performance-based vesting requirement for these stock options was satisfied and these stock options vested on December 13, 2024 (subject to remaining time-based vesting requirements).

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December 13, 2024 Filed Dec 18, 2024 01:54 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantCommon Stock 410,625 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137543 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,242,705

F1 · security: Common stock was acquired pursuant to a grant of restricted stock units ("RSU"). Each RSU awarded represents a contingent right to receive, upon vesting of the unit, one share of Common Stock of the Issuer. These RSUs were granted on August 15, 2022 under the Issuer's Amended and Restated 2017 Performance Incentive Plan (the "2017 Plan") and at the time of their grant were subject to both performance-based and time-based vesting requirements. The time-based vesting is on a quarterly pro-rata basis over a period of three years from the date of grant.

F2 · date: The Organization and Compensation Committee of the Board of Directors of the Issuer ("Compensation Committee") determined on November 18, 2024 that the performance-based vesting requirement for these RSUs was satisfied and these RSUs vested on December 13, 2024 (subject to remaining time-based vesting requirements).

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November 19, 2024 Filed Nov 21, 2024 01:36 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 16,278 $1.01 $16,440.78
Disclosure

SEC source: 0000950170-24-129461 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,080

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.00 to $1.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

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August 19, 2024 Filed Aug 21, 2024 01:14 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 14,881 $1.28 $19,047.68
Disclosure

SEC source: 0000950170-24-099352 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,358

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.24 to $1.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

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May 17, 2024 Filed May 21, 2024 01:14 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 16,650 $1.75 $29,137.50
Disclosure

SEC source: 0000950170-24-062646 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,239

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.72 to $1.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

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February 20, 2024 Filed Feb 23, 2024 01:16 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 20,033 $0.68 $13,622.44
Disclosure

SEC source: 0000950170-24-019043 · ownership.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 879,889

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.66 to $0.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon the request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 23:05 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantStock Option · Derivative 1,300,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001209191-23-058859 · doc4.xml · derivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 1,300,000 shares

Expires 2031-12-12

F1 · derivative.exercise_date: This stock option vests over three years from the date of grant, (December 13, 2023) in equal monthly installments based on continued service.

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November 17, 2023 Filed Nov 21, 2023 01:58 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 19,877 $0.49 $9,739.73
Disclosure

SEC source: 0001209191-23-056182 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 899,922

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.47 to $0.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 00:06 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 19,998 $0.78 $15,598.44
Disclosure

SEC source: 0001209191-23-046460 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 919,799

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.75 to $0.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 00:27 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 20,361 $0.72 $14,659.92
Disclosure

SEC source: 0001209191-23-030446 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,797

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.71 to $0.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
February 16, 2023 Filed Feb 18, 2023 01:57 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 19,635 $3.00 $58,905.00
Disclosure

SEC source: 0001209191-23-010952 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,158

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.94 to $3.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:02 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 38,014 $3.57 $135,709.98
Disclosure

SEC source: 0001209191-22-057964 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,793

F1 · shares: Represents the number of shares sold by the reporting person to cover required tax withholding obligations in connection with the vesting of the RSUs held by the reporting person and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.42 to $3.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.

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August 16, 2022 Filed Aug 17, 2022 23:39 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 13,759 $4.76 $65,492.84
Disclosure

SEC source: 0001209191-22-046486 · doc4.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,807

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.67 to $4.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.

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August 15, 2022 Filed Aug 17, 2022 23:39 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantCommon Stock · Derivative 821,250 $0.00 Strike: $4.91 $0.00
Disclosure

SEC source: 0001209191-22-046486 · doc4.xml · derivative · entry 4

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,250

Underlying: Common Stock · 821,250 shares

Expires 2030-08-14

F4 · security: Stock options were granted in connection with a retention program and are in lieu of the Issuer's usual end-of-year annual performance grants.

F5 · derivative.exercise_date: Stock options vest over three years from the date of grant in substantially equal monthly installments based on continued service.

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August 15, 2022 Filed Aug 17, 2022 23:39 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantCommon Stock 410,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046486 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,566

F1 · security: Common stock was acquired pursuant to a grant of restricted stock units ("RSU"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of Common Stock of the Issuer. These RSUs were granted in connection with a retention program and are in lieu of the Issuer's usual end-of-year annual performance grants. These RSUs vest over three years from the date of grant in substantially equal quarterly installments based on continued service.

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May 16, 2022 Filed May 18, 2022 01:35 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 36,529 $3.95 $144,289.55
Disclosure

SEC source: 0001209191-22-029902 · doc4.xml · nonDerivative · entry 2

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,941

F3 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $3.86 to $4.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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May 15, 2022 Filed May 18, 2022 01:35 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 GrantCommon Stock 68,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029902 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,470

F1 · security: Common stock was acquired pursuant to a grant of restricted stock units ("RSU"). Each RSU awarded represents a contingent right to receive, upon vesting of the unit, one share of Common Stock of the Issuer. These RSUs were granted on December 14, 2018 under the Issuer's Amended and Restated 2017 Performance Incentive Plan (the "2017 Plan") and at the time of their grant were subject to both performance-based and time-based vesting requirements. The time-based vesting is on a quarterly pro-rata basis over a period of three (3) years from the date of grant.

F2 · date: The Organization and Compensation Committee of the Board of Directors of the Issuer determined that the performance-based vesting requirement for these RSUs was satisfied on May 13, 2022. Pursuant to the terms of the 2017 Plan, these RSUs vested on the next quarterly vesting date (May 15, 2022) following the date that the performance-based vesting requirement was satisfied.

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February 16, 2022 Filed Feb 18, 2022 23:16 UTC NEKTAR THERAPEUTICS NKTR · Entity 4364 SaleCommon Stock 12,480 $10.95 $136,656.00
Disclosure

SEC source: 0001209191-22-011438 · doc4.xml · nonDerivative · entry 1

ROBIN HOWARD W · CIK 0001206869 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,020

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs held by the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.77 to $11.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.