Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH MICRO SOFTWARE, INC.SMSI · Entity 7775 | Director · President and CEO | September 15, 2026 | September 15, 2026 |
| Urgent.ly Inc.ULY · Entity 50975 | Chief Financial Officer | February 20, 2025 | February 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH MICRO SOFTWARE, INC.
Report date September 15, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 36,279 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Tax withholding · Disposed 100 · Balance 36,279 F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes.
Urgent.ly Inc.
Report date February 20, 2025 · Filed February 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 388,101 |
Reported balance
After 2025-02-20 transaction · row 1
1 source rowRow 1 · 2025-02-20 · Tax withholding · Disposed 19,873 · Balance 388,101 F1: Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 15, 2026 21:07 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 100 | $2.90 | $290.00 |
DisclosureSEC source: 0001437749-26-030475 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,279 F1 · price: Shares withheld, at an average vesting price of $2.90 per share, for the payment of income taxes. Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 22:35 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 300 | $2.87 | $861.00 |
DisclosureSEC source: 0001437749-26-028655 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,379 F1 · price: Shares withheld, at an average vesting price of $2.87 per share, for the payment of income taxes. F2 · balance_after: Effective at 11:59pm ET on June 4, 2026, Smith Micro Software, Inc. effected a 1:5 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split. Read SEC document |
| May 14, 2026 Filed May 18, 2026 21:25 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 588 | $0.87 | $510.68 |
DisclosureSEC source: 0001437749-26-017646 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,391 F1 · price: Shares withheld, at an average vesting price of $0.8685 per share, for the payment of income taxes. Read SEC document |
| April 27, 2026 Filed Apr 28, 2026 21:40 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 588 | $0.70 | $411.60 |
DisclosureSEC source: 0001437749-26-013698 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,979 F1 · price: Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:16 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 1,788 | $0.85 | $1,512.65 |
DisclosureSEC source: 0001437749-26-008421 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,567 F1 · price: Shares withheld, at an average vesting price of $0.846 per share, for the payment of income taxes. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 21:38 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantSecured convertible note · Derivative | Not disclosed | Not disclosed Strike: $0.68 | $90,970.45 |
DisclosureSEC source: 0001437749-26-007570 · rdgdoc.xml · derivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common stock · 133,781 shares Expires 2029-03-31 F3 · reported_value: Original principal amount of the secured convertible note (in dollars). F1 · price: Pursuant to a Securities Purchase Agreement, dated March 4, 2026, between Smith Micro Software, Inc. and the Buyer parties thereto, the Reporting Person agreed to purchase a secured convertible note together with a warrant for an aggregate purchase price of $90,970.45. The purchase was completed and the securities were issued on March 6, 2026. F2 · derivative.underlying_shares: Assumes conversion of the full original principal amount of the secured convertible note into shares of common stock. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 21:38 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock purchase warrant · Derivative | 174,944 | Not disclosed Strike: $0.68 | Not disclosed |
DisclosureSEC source: 0001437749-26-007570 · rdgdoc.xml · derivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,944 Underlying: Common stock · 174,944 shares Expires 2031-09-06 F1 · price: Pursuant to a Securities Purchase Agreement, dated March 4, 2026, between Smith Micro Software, Inc. and the Buyer parties thereto, the Reporting Person agreed to purchase a secured convertible note together with a warrant for an aggregate purchase price of $90,970.45. The purchase was completed and the securities were issued on March 6, 2026. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:07 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon stock | 5,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-007202 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,355 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:42 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 27,010 | $0.51 | $13,829.12 |
DisclosureSEC source: 0001437749-26-006695 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,616 F1 · price: Shares withheld, at an average vesting price of $0.512 per share, for the payment of income taxes. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 22:20 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon stock | 7,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-005374 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,626 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| December 17, 2025 Filed Dec 17, 2025 22:18 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 254 | $0.62 | $158.12 |
DisclosureSEC source: 0001437749-25-038187 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,906 F1 · price: Shares withheld, at an average vesting price of $0.6225 per share, for the payment of income taxes. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 22:14 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock | 75,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-037575 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,160 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the fourth quarter of 2025. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 23:21 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 19,143 | $0.68 | $13,103.38 |
DisclosureSEC source: 0001437749-25-034926 · rdgdoc.xml · nonDerivative · entry 3 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,762 F3 · price: Shares withheld, at an average vesting price of $0.6845 per share, for the payment of income taxes. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 23:21 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 9,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-034926 · rdgdoc.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,905 F2 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 23:21 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 294 | $0.78 | $227.91 |
DisclosureSEC source: 0001437749-25-034926 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,581 F1 · price: Shares withheld, at an average vesting price of $0.7752 per share, for the payment of income taxes. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 22:39 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon stock purchase warrant · Derivative | 119,760 | Not disclosed Strike: $0.73 | Not disclosed |
DisclosureSEC source: 0001437749-25-029424 · rdgdoc.xml · derivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,760 Underlying: Common stock · 119,760 shares Expires 2031-03-17 F1 · price: The common stock purchase warrant was purchased from the issuer by Mr. Huffmyer together with a promissory note in exchange for aggregate consideration of approximately $100,000. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 22:34 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon stock | 256 | $0.70 | $179.20 |
DisclosureSEC source: 0001437749-25-029094 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,875 F1 · price: Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:39 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 1,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027176 · rdgdoc.xml · nonDerivative · entry 3 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,131 F3 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:39 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 21,343 | $0.87 | $18,568.41 |
DisclosureSEC source: 0001437749-25-027176 · rdgdoc.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,235 F2 · price: Shares withheld, at an average vesting price of $0.87 per share, for the payment of income taxes. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 10:39 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 66,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027176 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,578 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third quarter of 2025. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 22:03 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 85,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030563 · wk-form4_1749592976.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,676 F2 · shares: Restricted stock subject to time and performance-based vesting. Up to 12,759 shares will vest in installments subject to satisfaction of performance criteria for the second quarter of 2025. Of the remaining 72,917 shares, 50% vest in equal monthly installments over 48 months, subject to continuing employment, and 50% vest subject to satisfaction of 2025 financial performance criteria, with 25% of such amount to vest approximately March 2026 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 22:03 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030563 · wk-form4_1749592976.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Unrestricted stock award pursuant to the Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 22:00 UTC | Urgent.ly Inc. ULY · Entity 50975 | Tax withholdingCommon Stock | 19,873 | $0.47 | $9,340.31 |
DisclosureSEC source: 0000950170-25-024951 · ownership.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,101 F1 · kind: Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| November 07, 2024 Filed Nov 13, 2024 00:30 UTC | Urgent.ly Inc. ULY · Entity 50975 | GrantCommon Stock | 150,000 | $0.57 | $85,800.00 |
DisclosureSEC source: 0000950170-24-125805 · ownership.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 407,974 F1 · shares: The reported shares are represented by RSUs which vest in four equal annual installments beginning on November 7, 2025. Read SEC document |
| October 19, 2024 Filed Oct 22, 2024 21:05 UTC | Urgent.ly Inc. ULY · Entity 50975 | Tax withholdingCommon Stock | 11,135 | $0.66 | $7,378.05 |
DisclosureSEC source: 0000950170-24-116327 · ownership.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,974 F1 · kind: Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:29 UTC | Urgent.ly Inc. ULY · Entity 50975 | Tax withholdingCommon Stock | 19,873 | $1.91 | $37,957.43 |
DisclosureSEC source: 0001415889-24-004876 · form4-02222024_100214.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,109 F1 · kind: Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 00:12 UTC | Urgent.ly Inc. ULY · Entity 50975 | GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056153 · doc4.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,982 F2 · shares: The reported shares are represented by RSUs which vest in four equal annual installments beginning on October 19, 2024. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 00:12 UTC | Urgent.ly Inc. ULY · Entity 50975 | Tax withholdingCommon Stock | 33,192 | $4.00 | $132,768.00 |
DisclosureSEC source: 0001209191-23-056153 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,982 F1 · kind: Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| October 19, 2023 Filed Oct 20, 2023 23:33 UTC | Urgent.ly Inc. ULY · Entity 50975 | GrantCommon Stock | 212,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053276 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,174 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: 81,974 RSUs vest on November 17, 2023 and the remaining 130,200 RSUs vest in three equal annual installments beginning on February 20, 2024. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:02 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,569 | $4.91 | $17,523.79 |
DisclosureSEC source: 0001209191-21-052615 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,598 F1 · price: Shares withheld, at an average vesting price of $4.91 per share, for payment of income taxes Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 23:08 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,569 | $5.17 | $18,451.73 |
DisclosureSEC source: 0001209191-21-047254 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,167 F1 · price: Shares withheld, at an average vesting price of $5.17 per share, for payment of income taxes Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 22:26 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,567 | $5.43 | $19,368.81 |
DisclosureSEC source: 0001209191-21-042217 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,736 F1 · price: Shares withheld, at an average vesting price of $5.43 per share, for payment of income taxes Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:44 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,569 | $5.05 | $18,023.45 |
DisclosureSEC source: 0001209191-21-034594 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,303 F1 · price: Shares withheld, at an average vesting price of $5.05 per share, for payment of income taxes Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 22:47 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,569 | $5.65 | $20,164.85 |
DisclosureSEC source: 0001209191-21-027858 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,872 F1 · price: Shares withheld, at an average vesting price of $5.65 per share, for payment of income taxes Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 23:53 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 8,569 | $6.79 | $58,183.51 |
DisclosureSEC source: 0001209191-21-022174 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,441 F1 · price: Shares withheld, at an average vesting price of $6.79 per share, for payment of income taxes Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:32 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Disposition to issuerCommon Stock | 3,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019689 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,010 F1 · shares: Represents the forfeiture of shares of restricted stock granted on February 11, 2020, in accordance with the terms of such grant. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 00:12 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,021 | $7.72 | $23,322.12 |
DisclosureSEC source: 0001209191-21-012144 · doc4.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,477 F2 · price: Shares withheld, at an average vesting price of $7.72 per share, for payment of income taxes. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:12 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012144 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,498 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2021 financial performance criteria, with 25% of such amount to vest approximately March 2022 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:55 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,021 | $6.00 | $18,126.00 |
DisclosureSEC source: 0001209191-21-004897 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,498 F1 · price: Shares withheld, at an average vesting price of $6.00 per share, for payment of income taxes Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:31 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 8,079 | $4.82 | $38,940.78 |
DisclosureSEC source: 0001209191-20-065687 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,519 F1 · price: Shares withheld, at an average vesting price of $4.82 per share, for payment of income taxes Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 02:31 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 20,000 | $5.19 | $103,800.00 |
DisclosureSEC source: 0001209191-20-059564 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,598 F1 · price: The trade was executed in a series of transactions with a price range of $5.18 to $5.22, inclusive, with a weighted average price of $5.19. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:48 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 8,068 | $3.85 | $31,061.80 |
DisclosureSEC source: 0001209191-20-051956 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,598 F1 · shares: Shares withheld, at an average vesting price of $3.85 per share, for payment of income taxes Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:58 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 8,067 | $4.45 | $35,898.15 |
DisclosureSEC source: 0001209191-20-039494 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,666 F1 · shares: Shares withheld, at an average vesting price of $4.45 per share, for payment of income taxes Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:32 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 16,000 | $4.92 | $78,720.00 |
DisclosureSEC source: 0001209191-20-034486 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,733 F1 · price: The trade was executed in a series of transactions with a price range of $4.89 to $4.96, inclusive, with a weighted average price of $4.92. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:32 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 12,045 | $5.24 | $63,115.80 |
DisclosureSEC source: 0001209191-20-021439 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,733 F1 · shares: Shares withheld, at an average vesting price of $5.24 per share, for payment of income taxes Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:32 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009429 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,778 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2020 financial performance criteria, with 25% of such amount to vest approximately March 2021 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| December 23, 2019 Filed Dec 30, 2019 22:52 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,283 | $5.08 | $16,677.64 |
DisclosureSEC source: 0001209191-19-062174 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,778 F1 · shares: Shares withheld, at an average vesting price of $5.08 per share, for payment of income taxes Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 21:03 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 3,282 | $4.97 | $16,311.54 |
DisclosureSEC source: 0001209191-19-050878 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,061 F1 · shares: Shares withheld, at an average vesting price of $4.97 per share, for payment of income taxes Read SEC document |
| July 30, 2019 Filed Aug 2, 2019 00:27 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | SaleCommon Stock | 42,000 | $5.48 | $230,160.00 |
DisclosureSEC source: 0001209191-19-044129 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,343 F1 · price: The trade was executed in a series of transactions with a price range of $5.38 to $5.57, inclusive, with a weighted average price of $5.48. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 20:52 UTC | SMITH MICRO SOFTWARE, INC. SMSI · Entity 7775 | Tax withholdingCommon Stock | 2,871 | $3.11 | $8,928.81 |
DisclosureSEC source: 0001209191-19-039511 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,343 F1 · shares: Shares withheld, at an average vesting price of $3.11 per share, for payment of income taxes Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.