Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Director | August 19, 2026 | August 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date August 19, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 38,517.8984 |
Reported balance
After 2026-08-19 transaction · row 1
1 source rowRow 1 · 2026-08-19 · Sale · Disposed 900 · Balance 38,517.8984 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2020 Filed May 19, 2021 22:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 76.9955 | $78.67 | $6,057.24 |
DisclosureSEC source: 0001209191-21-034149 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,723.7568 F1 · shares: DER Units credited on 08/17/2020 as dividend at FMV Read SEC document |
| May 19, 2020 Filed May 21, 2020 18:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 508.1946 | $78.71 | $40,000.00 |
DisclosureSEC source: 0001209191-20-031181 · doc4.xml · nonDerivative · entry 4 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,074.3044 Read SEC document |
| May 15, 2020 Filed May 21, 2020 18:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 73.2717 | $74.96 | $5,492.45 |
DisclosureSEC source: 0001209191-20-031181 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,646.7613 F3 · shares: DER Units credited on 05/15/2020 as dividend at FMV Read SEC document |
| February 14, 2020 Filed May 21, 2020 18:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 58.3341 | $93.85 | $5,474.66 |
DisclosureSEC source: 0001209191-20-031181 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,566.1098 F2 · shares: DER Units credited on 02/14/2020 as dividend at FMV Read SEC document |
| November 15, 2019 Filed May 21, 2020 18:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 64.9079 | $84.04 | $5,454.86 |
DisclosureSEC source: 0001209191-20-031181 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,573.4896 F1 · shares: DER Units credited on 11/15/2019 as dividend at FMV Read SEC document |
| September 04, 2019 Filed Sep 10, 2019 21:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049068 · doc4.xml · nonDerivative · entry 4 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,507.7757 F3 · shares: Adjustment due to partial share Read SEC document |
| September 03, 2019 Filed Sep 10, 2019 21:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.7726 | $93.78 | $166.23 |
DisclosureSEC source: 0001209191-19-049068 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,508.5817 F2 · shares: DER Units credited on 09/03/2019 as dividend at FMV Read SEC document |
| August 15, 2019 Filed Sep 10, 2019 21:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 62.3377 | $87.20 | $5,435.85 |
DisclosureSEC source: 0001209191-19-049068 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,506.8091 F1 · shares: DER Units credited on 08/15/2019 as dividend at FMV Read SEC document |
| May 21, 2019 Filed May 22, 2019 22:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 545.0334 | $73.39 | $40,000.00 |
DisclosureSEC source: 0001209191-19-032166 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,444.4714 Read SEC document |
| May 16, 2019 Filed May 22, 2019 22:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 67.2637 | $72.59 | $4,882.67 |
DisclosureSEC source: 0001209191-19-032166 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,899.438 F1 · shares: DER Units credited on 05/16/2019 as dividend at FMV Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $72.92 | $36,460.00 |
DisclosureSEC source: 0001209191-19-030181 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,832.1743 Read SEC document |
| February 15, 2019 Filed May 15, 2019 23:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 69.8372 | $69.64 | $4,863.46 |
DisclosureSEC source: 0001209191-19-030181 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,332.1743 Read SEC document |
| January 09, 2019 Filed May 15, 2019 23:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.5995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030181 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,262.3371 F1 · shares: Adjustment due to partial share Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 22:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $67.04 | $33,520.00 |
DisclosureSEC source: 0001209191-18-059774 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,262.9366 Read SEC document |
| November 15, 2018 Filed Nov 21, 2018 22:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 73.986 | $65.46 | $4,843.12 |
DisclosureSEC source: 0001209191-18-059774 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,762.9366 F1 · shares: DER Units credited on 11/15/2018 as dividend at FMV Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 23:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $61.14 | $30,570.00 |
DisclosureSEC source: 0001209191-18-050163 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,688.9506 Read SEC document |
| August 31, 2018 Filed Sep 7, 2018 23:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1999 | $60.43 | $374.66 |
DisclosureSEC source: 0001209191-18-050163 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,188.9506 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| August 15, 2018 Filed Sep 7, 2018 23:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 81.1311 | $59.42 | $4,820.81 |
DisclosureSEC source: 0001209191-18-050163 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,182.7507 F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV Read SEC document |
| May 23, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $55.06 | $5,506.00 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 8 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,101.6196 Read SEC document |
| May 23, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 205 | $55.03 | $11,281.15 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 7 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,201.6196 Read SEC document |
| May 23, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 204 | $55.01 | $11,222.04 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 6 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,406.6196 Read SEC document |
| May 23, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 491 | $55.00 | $27,005.00 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 5 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,610.6196 Read SEC document |
| May 21, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,362.3978 | $55.05 | $75,000.00 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 4 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,101.6196 Read SEC document |
| May 15, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 81.536 | $54.57 | $4,449.42 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,739.2218 F3 · shares: DER Units credited on 05/15/2018 as dividend at FMV Read SEC document |
| February 15, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 83.3458 | $53.13 | $4,428.16 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,657.6858 F2 · shares: DER Units credited on 02/15/2018 as dividend at FMV Read SEC document |
| January 12, 2018 Filed May 24, 2018 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.4097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,574.34 F1 · shares: Adjustment due to partial share Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 23:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,000 | $55.00 | $55,000.00 |
DisclosureSEC source: 0001209191-17-061623 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,398.7532 Read SEC document |
| August 07, 2017 Filed Sep 10, 2019 21:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,000 | $50.95 | $50,952.80 |
DisclosureSEC source: 0001209191-19-049068 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,444.4714 Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 50 | $44.71 | $2,235.50 |
DisclosureSEC source: 0001209191-17-034375 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,731.7161 Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $44.74 | $22,370.00 |
DisclosureSEC source: 0001209191-17-034375 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,781.7161 Read SEC document |
| May 15, 2017 Filed May 22, 2017 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 92.8283 | $44.59 | $4,139.21 |
DisclosureSEC source: 0001209191-17-034375 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,281.7161 F1 · shares: DER units credited on 5/15/2017 as dividend at FMV Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 964 | $42.89 | $41,345.96 |
DisclosureSEC source: 0001209191-17-019217 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,188.8878 Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 236 | $44.50 | $10,502.00 |
DisclosureSEC source: 0001209191-17-019217 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,152.8878 Read SEC document |
| February 15, 2017 Filed Mar 8, 2017 21:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 93.7493 | $43.91 | $4,116.53 |
DisclosureSEC source: 0001209191-17-019217 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,388.8878 F1 · shares: DER units credited on 2/15/2017 as dividend at FMV Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 19:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,400 | $44.12 | $61,768.00 |
DisclosureSEC source: 0001209191-16-152275 · doc4.xml · nonDerivative · entry 4 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,295.1385 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 19:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $44.16 | $4,416.00 |
DisclosureSEC source: 0001209191-16-152275 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,695.1385 Read SEC document |
| November 15, 2016 Filed Nov 29, 2016 19:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 98.7366 | $41.45 | $4,092.63 |
DisclosureSEC source: 0001209191-16-152275 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,795.1385 F2 · shares: DER units credited on 11/15/2016 as dividend at FMV Read SEC document |
| September 01, 2016 Filed Nov 29, 2016 19:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.0126 | $38.85 | $311.29 |
DisclosureSEC source: 0001209191-16-152275 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,696.4019 F1 · shares: DER units credited on 09/01/2016 as dividend at FMV Read SEC document |
| September 04, 2015 Filed May 24, 2017 23:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 5,450 | $36.95 | $201,377.50 |
DisclosureSEC source: 0001209191-17-035131 · doc4.xml · nonDerivative · entry 3 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,521.9889 Read SEC document |
| September 01, 2015 Filed May 24, 2017 23:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6089 | $36.95 | $318.10 |
DisclosureSEC source: 0001209191-17-035131 · doc4.xml · nonDerivative · entry 2 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,971.9889 F2 · shares: DER units credited on 9/1/2015 as dividend at FMV Read SEC document |
| August 14, 2015 Filed May 24, 2017 23:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 94.2335 | $39.09 | $3,683.59 |
DisclosureSEC source: 0001209191-17-035131 · doc4.xml · nonDerivative · entry 1 HOLLOWAY ANNE M · CIK 0001187379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,963.38 F1 · shares: DER units credited on 8/14/2015 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.