Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Smart Sand, Inc.SND · Entity 6217 | Chief Operating Officer | August 19, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Smart Sand, Inc.
Report date August 19, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 680,680 |
Reported balance
After 2026-08-19 transaction · row 1
1 source rowRow 1 · 2026-08-19 · Grant · Acquired 62,893 · Balance 680,680 F1: Represents shares of Restricted Stock granted to the Reporting Person on August 19, 2026 under the Issuer's 2026 Equity Incentive Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Restricted Stock granted to the Reporting Person on August 19, 2026 under the Issuer's 2026 Equity Incentive Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 18, 2020 12:51 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 5,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-20-000041 · wf-form4_158453586833132.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,335 F1 · shares: Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on March 30, 2017. On March 16, 2020, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2017 and continuing through December 31, 2019. Following the conclusion of the three year performance period, the Compensation Committee confirmed the performance of the Company relative to these goals at 97.2%. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 12:39 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,814 | $1.03 | $1,868.42 |
DisclosureSEC source: 0001529628-20-000033 · wf-form4_158453517830341.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,700 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 14:26 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,004 | $2.52 | $2,530.08 |
DisclosureSEC source: 0001529628-20-000012 · wf-form4_158203600103560.xml · nonDerivative · entry 2 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,200 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on March 30, 2017. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 14:26 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-20-000012 · wf-form4_158203600103560.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,204 F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on March 30, 2017. On February 14, 2020, the Issuer confirmed the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2017 through December 31, 2019 relative to the TSR of each of a peer group of companies. Read SEC document |
| February 14, 2020 Filed Mar 18, 2020 12:42 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,004 | $1.82 | $1,827.28 |
DisclosureSEC source: 0001529628-20-000035 · wf-form4a_158453534122363.xml · nonDerivative · entry 2 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,200 F2 · shares: Represents the number of shares withheld for tax purposes upon the vesting of TSR-based performance shares originally granted to the Reporting Person on March 30, 2017. F3 · price: The Form 4, as originally filed, incorrectly reported a price of $2.52 per share. The Form 4, as amended by this Form 4/A, currently reports the corrected price per share. Read SEC document |
| February 14, 2020 Filed Mar 18, 2020 12:42 UTC Amendment | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 3,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-20-000035 · wf-form4a_158453534122363.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,204 F1 · shares: Reflects the number of shares earned in respect of TSR-based performance shares originally granted on March 30, 2017. On February 14, 2020, the Issuer confirmed the achievement of the applicable performance metric, which measured total shareholder return (TSR) of the Issuer over the three year period from January 1, 2017 through December 31, 2019 relative to the TSR of each of a peer group of companies. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 17:59 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 119,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-19-000111 · wf-form4_157686473459923.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,144 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on December 18, 2019 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 14:33 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 4,094 | $3.00 | $12,282.00 |
DisclosureSEC source: 0001529628-19-000066 · wf-form4_156034998177760.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,097 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:08 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 2,724 | $3.93 | $10,705.32 |
DisclosureSEC source: 0001529628-19-000050 · wf-form4_155681327303560.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,191 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 14:09 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 1,004 | $4.45 | $4,467.80 |
DisclosureSEC source: 0001529628-19-000030 · wf-form4_155421413491477.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,915 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 19:06 UTC | Smart Sand, Inc. SND · Entity 6217 | Disposition to issuerCommon Stock | 6,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000114 · wf-form4_153850714631544.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,919 F1 · price: The shares were forfeited (for no consideration) as the stock price performance condition of the award was not met. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 14:15 UTC | Smart Sand, Inc. SND · Entity 6217 | PurchaseCommon Stock | 1,000 | $5.57 | $5,570.00 |
DisclosureSEC source: 0001529628-18-000078 · wf-form4_152933132934907.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,040 Read SEC document |
| June 10, 2018 Filed Jun 11, 2018 21:25 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCommon Stock | 6,094 | $5.74 | $34,979.56 |
DisclosureSEC source: 0001529628-18-000056 · wf-form4_152875233384136.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,040 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:24 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCommon Stock | 40,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001529628-18-000014 · wf-form4_152529267973530.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,134 F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on April 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 19:22 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 959 | $5.82 | $5,581.38 |
DisclosureSEC source: 0001209191-18-022797 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,151 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 19:38 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 2,164 | $6.16 | $13,330.24 |
DisclosureSEC source: 0001209191-18-020549 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,110 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:05 UTC | Smart Sand, Inc. SND · Entity 6217 | PurchaseCOMMON STOCK | 2,000 | $5.03 | $10,060.00 |
DisclosureSEC source: 0001209191-17-049596 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,274 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:56 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 6,692 | $9.31 | $62,302.52 |
DisclosureSEC source: 0001209191-17-039902 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,274 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:52 UTC | Smart Sand, Inc. SND · Entity 6217 | GrantCOMMON STOCK | 18,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024208 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,966 F1 · shares: Represents 12,242 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Issuer's 2017 Long Term Incentive Award Plan (the "Plan"), which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date and 6,121 shares of Restricted Stock granted to the Reporting Person on March 30, 2017 under the Plan which are earned on the date as of which the stock prices reaches certain levels for 20 of 30 consecutive days within the 18 months following the grant date, and on such date the shares vest 1/3, and then 1/3 on the first and second anniversary of such date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:07 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 949 | $17.50 | $16,607.50 |
DisclosureSEC source: 0001209191-17-012339 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,603 F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. F2 · balance_after: The direct holdings of 81,522 reflected on the Form 4 filed on February 9, 2017 was inaccurate as it should have stated 81,552 shares owned following the public offering by the Issuer. This Form 4 reflects the correct total holdings following such sale reported on February 9, 2017 and the exercise of the underwriters' overallotment option reported herein. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:00 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 4,728 | $17.50 | $82,740.00 |
DisclosureSEC source: 0001209191-17-009258 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,522 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 23:54 UTC | Smart Sand, Inc. SND · Entity 6217 | Tax withholdingCOMMON STOCK | 5,777 | $13.46 | $77,758.42 |
DisclosureSEC source: 0001209191-16-153750 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,280 F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person the vesting of which is based on the meeting of certain performance targets by the Issuer. F2 · balance_after: The direct holdings of 19,457 reflected on the Form 4 filed November 30, 2016 was inaccurate as it did not include the restricted stock. This Form 4 reflects the correct total holdings. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:35 UTC | Smart Sand, Inc. SND · Entity 6217 | SaleCOMMON STOCK | 802 | $11.00 | $8,822.00 |
DisclosureSEC source: 0001209191-16-152477 · doc4.xml · nonDerivative · entry 1 YOUNG WILLIAM JOHN · CIK 0001687130 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,457 F1 · kind: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. F1 · shares: Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from the Issuer's initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.