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person · Reporting owner

Hamilton Sue Ann

Disclosed activity across 4 companies

Tapewire entity
21211
SEC CIK
0001325360

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GUE Liquidation Companies, Inc.FTD · Entity 152300DirectorJune 05, 2018June 07, 2018
UNIVERSAL ELECTRONICS INCUEIC · Entity 366DirectorMay 26, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GUE Liquidation Companies, Inc.

Report date June 05, 2018 · Filed June 07, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,766 Reported balance After 2018-06-05 transaction · row 1
1 source row

Row 1 · 2018-06-05 · Grant · Acquired 22,340 · Balance 39,766

UNIVERSAL ELECTRONICS INC

Report date May 26, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSue Ann R. Hamilton Trust83,791 Reported balance After 2026-05-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-26 · Grant · Acquired 31,017 · Balance 83,791

F1: Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.

F2: These shares are held in the Sue Ann R. Hamilton Trust. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.

F2: These shares are held in the Sue Ann R. Hamilton Trust. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GRIZZLY MERGER SUB 1, LLC

Report date December 18, 2020 · Filed December 22, 2020

Section 16 reporting ended · disclosed 2020-12-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-18 transaction · row 1
1 source row

Row 1 · 2020-12-18 · Disposition to issuer · Disposed 4,356 · Balance 0

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

Liberty Broadband Corp

Report date August 19, 2026 · Filed August 20, 2026

Section 16 reporting ended · disclosed 2026-08-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-19 transaction · row 1
1 source row

Row 1 · 2026-08-19 · Disposition to issuer · Disposed 8 · Balance 0

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock, except that cash (without interest) was paid in lieu of fractional shares.

Series C Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-19 transaction · row 2
1 source row

Row 2 · 2026-08-19 · Disposition to issuer · Disposed 2,543 · Balance 0

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock, except that cash (without interest) was paid in lieu of fractional shares.

Stock Option - LBRDK (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $141.73 · Expires 2027-12-07Direct0 Reported balance After 2026-08-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-19 · Disposition to issuer · Disposed 4,494 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, such stock option of the Issuer was cancelled for no consideration.

F2: These options were fully exercisable.

Stock Option - LBRDK (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $147.33 · Expires 2028-12-07Direct0 Reported balance After 2026-08-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-19 · Disposition to issuer · Disposed 3,949 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, such stock option of the Issuer was cancelled for no consideration.

F2: These options were fully exercisable.

Stock Option - LBRDK (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.17 · Expires 2030-12-11Direct0 Reported balance After 2026-08-19 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-19 · Disposition to issuer · Disposed 6,486 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, such stock option of the Issuer was cancelled for no consideration.

F2: These options were fully exercisable.

Stock Option - LBRDK (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.37 · Expires 2029-12-12Direct0 Reported balance After 2026-08-19 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-19 · Disposition to issuer · Disposed 3,091 · Balance 0

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, such stock option of the Issuer was cancelled for no consideration.

F2: These options were fully exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), at the effective time of the Merger (as defined in the Remarks section), each share of the Issuer's Series A Common Stock and Series C Common Stock issued and outstanding immediately prior to the effective time of the Merger was automatically converted into 0.2360 of a share of Charter Communications, Inc. ("Charter") Class A common stock, except that cash (without interest) was paid in lieu of fractional shares.

F2: These options were fully exercisable.

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, such stock option of the Issuer was cancelled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 5, 2022 20:58 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040768 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2022.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2022.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:58 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040768 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 13,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022635 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-022635 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 12,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001034 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-001034 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 10,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:21 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDK (Right to Buy) · Derivative 3,676 $0.00 Strike: $158.27 $0.00
Disclosure

SEC source: 0001225208-21-014739 · doc4.xml · derivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676

Underlying: Series C Common Stock · 3,676 shares

Expires 2028-12-07

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:40 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059288 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:40 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-059288 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 9,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045110 · doc4.xml · derivative · entry 3

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022.

F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045110 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-045110 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 8,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-024512 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024512 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 7,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:46 UTC Liberty Broadband Corp LBRDA · Entity 14270 GrantStock Option - LBRDK (Right to Buy) · Derivative 4,184 $0.00 Strike: $152.25 $0.00
Disclosure

SEC source: 0001225208-21-005351 · doc4.xml · derivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

Underlying: Series C Common Stock · 4,184 shares

Expires 2027-12-07

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:14 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000371 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:14 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000371 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 5,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.nature: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:51 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Disposition to issuerSeries A Common Stock 4,356 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015019 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock was converted into the right to receive 0.580 of a share of Parent's (as defined in the Remarks section) Series C common stock.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:21 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionRestricted Stock Units - GLIBA · Derivative 1,145 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014413 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 1,145 shares

Expires 2020-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:21 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionSeries A Common Stock 1,145 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014413 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series A Common Stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 23:17 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053377 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 23:17 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053377 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 4,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.nature: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:44 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040393 · doc4.xml · derivative · entry 3

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

F4 · derivative.expiration_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:44 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040393 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on November 1, 2019, which original grant was awarded as director compensation and vested over a period ending July 1, 2020.

F3 · derivative.expiration_date: These restricted stock units granted on November 1, 2019, which original grant was awarded as director compensation and vested over a period ending July 1, 2020.

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July 01, 2020 Filed Jul 2, 2020 20:44 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040393 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

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March 31, 2020 Filed Apr 1, 2020 22:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022249 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.

F4 · derivative.expiration_date: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.

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March 31, 2020 Filed Apr 1, 2020 22:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022249 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 2,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

F2 · ownership.nature: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:19 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000616 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.

F4 · derivative.expiration_date: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.

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December 31, 2019 Filed Jan 3, 2020 17:19 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000616 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

F2 · ownership.nature: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 17:03 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionRestricted Stock Units - GLIBA · Derivative 1,638 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015701 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 1,638 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 17:03 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionSeries A Common Stock 1,638 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015701 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series A Common Stock.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 16:58 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 GrantRestricted Stock Units - GLIBA · Derivative 1,145 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015394 · doc4.xml · derivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145

Underlying: Series A Common Stock · 1,145 shares

Expires 2020-12-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:53 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionRestricted Stock Units - GLIBA · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016649 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 1,555 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:53 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 Exercise / conversionSeries A Common Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016649 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series A Common Stock.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 17:00 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 GrantRestricted Stock Units - GLIBA · Derivative 1,638 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016532 · doc4.xml · derivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638

Underlying: Series A Common Stock · 1,638 shares

Expires 2019-12-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 13:45 UTC GUE Liquidation Companies, Inc. FTD · Entity 152300 GrantCommon Stock 22,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020290 · form4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,766

Read SEC document
May 14, 2018 Filed May 16, 2018 18:02 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 GrantRestricted Stock Units - GLIBA · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009485 · doc4.xml · derivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Series A Common Stock · 1,555 shares

Expires 2018-12-12

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series A Common Stock.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:58 UTC GRIZZLY MERGER SUB 1, LLC GLIBA · Entity 15729 OtherClass A Common Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006093 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18

F1 · kind: On March 9, 2018, Liberty Interactive Corporation ("Liberty Interactive") redeemed (the "Redemption") each share of its Liberty Ventures common stock for shares of common stock of GCI Liberty, Inc. (the "Issuer"). In the Redemption, Liberty Interactive redeemed (i) each outstanding share of its Series A Liberty Ventures common stock for one share of the Issuer's Class A common stock and (ii) each outstanding share of its Series B Liberty Ventures common stock for one share of the Issuer's Class B common stock.

F1 · price: On March 9, 2018, Liberty Interactive Corporation ("Liberty Interactive") redeemed (the "Redemption") each share of its Liberty Ventures common stock for shares of common stock of GCI Liberty, Inc. (the "Issuer"). In the Redemption, Liberty Interactive redeemed (i) each outstanding share of its Series A Liberty Ventures common stock for one share of the Issuer's Class A common stock and (ii) each outstanding share of its Series B Liberty Ventures common stock for one share of the Issuer's Class B common stock.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 20:36 UTC GUE Liquidation Companies, Inc. FTD · Entity 152300 GrantCommon Stock 7,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-020925 · form4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,426

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.