Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Transfer LPET · Entity 2966 | Director | August 18, 2026 | August 20, 2026 |
| Energy Transfer Operating, L.P.ETP · Entity 143732 | Director · Chief Executive Officer | October 19, 2018 | October 23, 2018 |
| PennTex Midstream Partners, LPPTXP · Entity 177936 | Chief Executive Officer | November 01, 2016 | November 09, 2016 |
| USA Compression Partners, LPUSAC · Entity 4060 | 10% owner | July 30, 2019 | July 31, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Transfer LP
Report date August 18, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | IndirectBy: Kelcy Warren Partners, LP | 147,253,911 |
Reported balance
After 2026-08-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-18 · Purchase · Acquired 352,032 · Balance 147,253,911 F1: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.175 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. F2: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Kelcy Warren Partners, LP | 147,901,879 |
Reported balance
After 2026-08-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-19 · Purchase · Acquired 647,968 · Balance 147,901,879 F3: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.185 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. F2: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table I · non-derivative | Direct | 14,978,717 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,978,717 |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Kelcy Warren Partners II, LP | 10,224,429 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,224,429 F4: The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Kelcy Warren Partners III, LLC | 133,136,757 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 133,136,757 F8: The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Warren Capital Corp. | 1,233,857 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,233,857 F5: The reported units are owned directly by Warren Capital Corp., a corporation owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: ET Company, Ltd. | 328,383 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 328,383 F6: The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: LE GP, LLC | 601,076 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 601,076 F7: The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.175 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F2: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.185 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F4: The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F5: The reported units are owned directly by Warren Capital Corp., a corporation owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F6: The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F7: The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F8: The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren.
Energy Transfer Operating, L.P.
Report date October 19, 2018 · Filed October 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-19 transaction · row 1
1 source rowRow 1 · 2018-10-19 · Disposition to issuer · Disposed 4,287,442 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. |
| Common UnitsSEC Table I · non-derivative | IndirectBy: Energy Transfer Equity, L.P. | 0 |
Reported balance
After 2018-10-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-19 · Disposition to issuer · Disposed 27,535,127 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F2: The reporting person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.
F2: The reporting person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.
PennTex Midstream Partners, LP
Report date November 01, 2016 · Filed November 09, 2016
This filing explicitly reported no securities owned.
USA Compression Partners, LP
Report date July 30, 2019 · Filed July 31, 2019
Jointly reported with Energy Transfer LP, Energy Transfer Operating, L.P., Energy Transfer Partners GP, L.P., LE GP LLC, Energy Transfer Partners, L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units (Limited Partner Interests)SEC Table I · non-derivative | IndirectBy Energy Transfer Operating, L.P. | 38,056,228 |
Reported balance
After 2019-07-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-30 · Conversion · Acquired 6,397,965 · Balance 38,056,228 F1: The Class B units representing limited partner interests in USA Compression Partners, LP ("USAC" and such interests, the "Class B Units") are a class of partnership interests of USAC with substantially all of the rights and obligations of common units representing limited partner interests in USAC ("USAC Common Units"), except the Class B Units did not participate in distributions made prior to April 2, 2019. Pursuant to the terms of the Class B Units, the Class B Units converted into USAC Common Units on a one-for-one basis (the "Class B Conversion") for no additional consideration on July 30, 2019, the first business day following the record date for dividends attributable to the quarter ended June 30, 2019. F2: These securities are held of record by Energy Transfer Operating, L.P. ("ETO"). Energy Transfer Partners GP, L.P. ("ETP GP") is the general partner of ETO, and Energy Transfer Partners, L.L.C. ("ETP LLC") is the general partner of ETP GP. ETP GP and ETP LLC are each wholly owned subsidiaries of Energy Transfer LP ("ET"). Kelcy L. Warren ("Mr. Warren") is Chairman of the Board and Chief Executive Officer of LE GP, LLC, the general partner of ET ("LE GP"), and Mr. Warren holds an 81.2% interest in LE GP. Each of ETP GP, ETP LLC, ET, LE GP and Mr. Warren may be deemed to share beneficial ownership of the securities held of record by ETO. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3: On October 19, 2018, ET and ETO completed the merger of ETO with a wholly-owned subsidiary of ET in a unit-for-unit exchange (the "Energy Transfer Merger"). Immediately prior to the closing of the Energy Transfer Merger, ETP LLC contributed 12,466,912 USAC Common Units and 100% of the limited liability company interests in USA Compression GP, LLC ("USAC GP") to ETO in exchange for common units representing limited partner interests in ETO. As a result, ETO became the record holder of the USAC Common Units previously held of record by ETP LLC and may be deemed to share beneficial ownership of the Common Units held of record by USAC GP. |
| Class B Units (Limited Partner Interests)SEC Table II · derivative / convertible security · Expires 2019-07-30 | IndirectBy Energy Transfer Operating, L.P. | 0 |
Reported balance
After 2019-07-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-30 · Conversion · Disposed 6,397,965 · Balance 0 F1: The Class B units representing limited partner interests in USA Compression Partners, LP ("USAC" and such interests, the "Class B Units") are a class of partnership interests of USAC with substantially all of the rights and obligations of common units representing limited partner interests in USAC ("USAC Common Units"), except the Class B Units did not participate in distributions made prior to April 2, 2019. Pursuant to the terms of the Class B Units, the Class B Units converted into USAC Common Units on a one-for-one basis (the "Class B Conversion") for no additional consideration on July 30, 2019, the first business day following the record date for dividends attributable to the quarter ended June 30, 2019. F2: These securities are held of record by Energy Transfer Operating, L.P. ("ETO"). Energy Transfer Partners GP, L.P. ("ETP GP") is the general partner of ETO, and Energy Transfer Partners, L.L.C. ("ETP LLC") is the general partner of ETP GP. ETP GP and ETP LLC are each wholly owned subsidiaries of Energy Transfer LP ("ET"). Kelcy L. Warren ("Mr. Warren") is Chairman of the Board and Chief Executive Officer of LE GP, LLC, the general partner of ET ("LE GP"), and Mr. Warren holds an 81.2% interest in LE GP. Each of ETP GP, ETP LLC, ET, LE GP and Mr. Warren may be deemed to share beneficial ownership of the securities held of record by ETO. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F3: On October 19, 2018, ET and ETO completed the merger of ETO with a wholly-owned subsidiary of ET in a unit-for-unit exchange (the "Energy Transfer Merger"). Immediately prior to the closing of the Energy Transfer Merger, ETP LLC contributed 12,466,912 USAC Common Units and 100% of the limited liability company interests in USA Compression GP, LLC ("USAC GP") to ETO in exchange for common units representing limited partner interests in ETO. As a result, ETO became the record holder of the USAC Common Units previously held of record by ETP LLC and may be deemed to share beneficial ownership of the Common Units held of record by USAC GP. |
| Common Units (Limited Partner Interests)SEC Table I · non-derivative | IndirectBy USA Compression GP, LLC | 8,000,000 |
Reported balance
Holding disclosure · report date 2019-07-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,000,000 F4: These securities are held of record by USAC GP. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B units representing limited partner interests in USA Compression Partners, LP ("USAC" and such interests, the "Class B Units") are a class of partnership interests of USAC with substantially all of the rights and obligations of common units representing limited partner interests in USAC ("USAC Common Units"), except the Class B Units did not participate in distributions made prior to April 2, 2019. Pursuant to the terms of the Class B Units, the Class B Units converted into USAC Common Units on a one-for-one basis (the "Class B Conversion") for no additional consideration on July 30, 2019, the first business day following the record date for dividends attributable to the quarter ended June 30, 2019.
F2: These securities are held of record by Energy Transfer Operating, L.P. ("ETO"). Energy Transfer Partners GP, L.P. ("ETP GP") is the general partner of ETO, and Energy Transfer Partners, L.L.C. ("ETP LLC") is the general partner of ETP GP. ETP GP and ETP LLC are each wholly owned subsidiaries of Energy Transfer LP ("ET"). Kelcy L. Warren ("Mr. Warren") is Chairman of the Board and Chief Executive Officer of LE GP, LLC, the general partner of ET ("LE GP"), and Mr. Warren holds an 81.2% interest in LE GP. Each of ETP GP, ETP LLC, ET, LE GP and Mr. Warren may be deemed to share beneficial ownership of the securities held of record by ETO. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: On October 19, 2018, ET and ETO completed the merger of ETO with a wholly-owned subsidiary of ET in a unit-for-unit exchange (the "Energy Transfer Merger"). Immediately prior to the closing of the Energy Transfer Merger, ETP LLC contributed 12,466,912 USAC Common Units and 100% of the limited liability company interests in USA Compression GP, LLC ("USAC GP") to ETO in exchange for common units representing limited partner interests in ETO. As a result, ETO became the record holder of the USAC Common Units previously held of record by ETP LLC and may be deemed to share beneficial ownership of the Common Units held of record by USAC GP.
F4: These securities are held of record by USAC GP.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Energy Transfer, LP
Report date April 28, 2017 · Filed May 02, 2017
Section 16 reporting ended · disclosed 2017-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON UNITSSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-28 · Disposition to issuer · Disposed 21,167 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units. |
| COMMON UNITSSEC Table I · non-derivative | IndirectBY: ENERGY TRANSFER EQUITY, L.P. | 0 |
Reported balance
After 2017-04-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-04-28 · Disposition to issuer · Disposed 2,571,695 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units. F2: The Reporting Person is Chairman of the Board of LE GP, LLC, which is the general partner of Energy Transfer Equity, L.P. (the "General Partner"), and holds an 81.2% membership interest in the General Partner.The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.
F2: The Reporting Person is Chairman of the Board of LE GP, LLC, which is the general partner of Energy Transfer Equity, L.P. (the "General Partner"), and holds an 81.2% membership interest in the General Partner.The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2018 Filed Nov 14, 2018 21:35 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 500,000 | $15.26 | $7,630,000.00 |
DisclosureSEC source: 0001209191-18-058539 · doc4.xml · nonDerivative · entry 2 WARREN KELCY L · CIK 0001276191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,542,084 F2 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $14.87 to $15.67, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:35 UTC | Energy Transfer LP ET · Entity 2966 | PurchaseCommon Units | 1,500,000 | $15.64 | $23,460,000.00 |
DisclosureSEC source: 0001209191-18-058539 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,042,084 F1 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $15.38 to $15.94, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 16:28 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | Disposition to issuerCommon Units | 27,535,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055953 · doc4.xml · nonDerivative · entry 2 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: Energy Transfer Equity, L.P. Disclosed balance after: 0 F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. F2 · ownership.nature: The reporting person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 16:28 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | Disposition to issuerCommon Units | 4,287,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055953 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 21:32 UTC | Energy Transfer LP ET · Entity 2966 | GrantCommon Units | 5,487,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055976 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,542,084 F1 · price: Acquisition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 18:26 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 1,633,554 | $22.50 | $36,748,430.78 |
DisclosureSEC source: 0001209191-18-050352 · doc4.xml · nonDerivative · entry 2 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,287,442 F3 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from 22.22 to 22.65, inclusive. The reporting person undertakes to provide to ETP, any security holder of ETP, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 18:26 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 366,446 | $22.11 | $8,100,288.83 |
DisclosureSEC source: 0001209191-18-050352 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,653,888 F1 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from 22.05 to 22.15, inclusive. The reporting person undertakes to provide to ETP, any security holder of ETP, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. F2 · balance_after: The total amount of securities beneficially owned include 255,796 common units acquired under the ETP distribution reinvestment plan. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionSeries A Convertible Preferred Units · Derivative | 84,000 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 12 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 0 Underlying: Common Units · 20,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionSeries A Convertible Preferred Units · Derivative | 73,853,816 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 11 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Seven Bridges Holdings, LLC Disclosed balance after: 0 Underlying: Common Units · 17,731,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F5 · ownership.nature: The reported securities are owned directly by Seven Bridges Holdings, LLC, a limited liability company owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionSeries A Convertible Preferred Units · Derivative | 79,102,200 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 10 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Kelcy Warren Partners, L.P. Disclosed balance after: 0 Underlying: Common Units · 18,991,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F4 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionSeries A Convertible Preferred Units · Derivative | 264,806 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 9 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: ET Company, Ltd.( Disclosed balance after: 0 Underlying: Common Units · 63,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionSeries A Convertible Preferred Units · Derivative | 8,244,900 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 8 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Kelcy Warren Partners II, L.P. Disclosed balance after: 0 Underlying: Common Units · 1,979,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F2 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionSeries A Convertible Preferred Units · Derivative | 25,848,220 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 7 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 6,205,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionCommon Units | 20,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 6 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Spouse Disclosed balance after: 104,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionCommon Units | 17,731,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 5 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Seven Bridges Holdings, LLC Disclosed balance after: 91,585,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F5 · ownership.nature: The reported securities are owned directly by Seven Bridges Holdings, LLC, a limited liability company owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionCommon Units | 18,991,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 4 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Kelcy Warren Partners, L.P. Disclosed balance after: 98,093,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F4 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionCommon Units | 63,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 3 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: ET Company, Ltd. Disclosed balance after: 328,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F3 · ownership.nature: The reported securities are owned directly by ET Company, Ltd. and include 322,165 units attributable to Mr. Warren's limited partner interest, as well as 6,218 units attributable to Mr. Warren's general partner interest. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionCommon Units | 1,979,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 2 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Kelcy Warren Partners II, L.P. Disclosed balance after: 10,224,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). F2 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2018 Filed May 24, 2018 00:09 UTC | Energy Transfer LP ETE · Entity 2966 | ConversionCommon Units | 6,205,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,054,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value"). Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 17:50 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 1,000,000 | $18.65 | $18,650,000.00 |
DisclosureSEC source: 0001209191-17-049263 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,031,646 Read SEC document |
| July 06, 2017 Filed Jul 6, 2017 17:15 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | PurchaseCommon Units | 1,000,000 | $20.33 | $20,330,000.00 |
DisclosureSEC source: 0001209191-17-044140 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,646 Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:24 UTC | Energy Transfer, LP ETP · Entity 176600 | Disposition to issuerCOMMON UNITS | 2,571,695 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011466 · doc4.xml · nonDerivative · entry 2 WARREN KELCY L · CIK 0001276191 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · BY: ENERGY TRANSFER EQUITY, L.P. Disclosed balance after: 0 F1 · security: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units. F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units. F2 · ownership.nature: The Reporting Person is Chairman of the Board of LE GP, LLC, which is the general partner of Energy Transfer Equity, L.P. (the "General Partner"), and holds an 81.2% membership interest in the General Partner.The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:24 UTC | Energy Transfer, LP ETP · Entity 176600 | Disposition to issuerCOMMON UNITS | 21,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-011466 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units. F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units. Read SEC document |
| April 28, 2017 Filed May 2, 2017 19:07 UTC | Energy Transfer Operating, L.P. ETP · Entity 143732 | GrantCommon Units | 31,646 | $35.61 | $1,126,914.06 |
DisclosureSEC source: 0001209191-17-029411 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,646 Read SEC document |
| April 28, 2017 Filed Jun 26, 2017 18:45 UTC Amendment | Energy Transfer Operating, L.P. ETP · Entity 143732 | GrantCommon Units | 27,535,127 | $35.61 | $980,525,872.47 |
DisclosureSEC source: 0001209191-17-041867 · doc4a.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By: Energy Transfer Equity, L.P. Disclosed balance after: 27,535,127 F1 · shares: This amendment is being filed to correct an error on the previously filed Form 4 on 05/02/2017. Due to a clerical error, the original Form 4 omitted the reporting person's indirect ownership of units in ETP held by Energy Transfer Equity, L.P. F2 · ownership.nature: The Reporting Person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 17:37 UTC | Energy Transfer, LP ETP · Entity 176600 | PurchaseCommon Units | 70 | $34.48 | $2,413.55 |
DisclosureSEC source: 0001209191-16-153713 · doc4.xml · nonDerivative · entry 1 WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,167 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.