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person · Reporting owner

WARREN KELCY L

Disclosed activity across 5 companies

Tapewire entity
21199
SEC CIK
0001276191

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Energy Transfer LPET · Entity 2966DirectorAugust 18, 2026August 20, 2026
Energy Transfer Operating, L.P.ETP · Entity 143732Director · Chief Executive OfficerOctober 19, 2018October 23, 2018
PennTex Midstream Partners, LPPTXP · Entity 177936Chief Executive OfficerNovember 01, 2016November 09, 2016
USA Compression Partners, LPUSAC · Entity 406010% ownerJuly 30, 2019July 31, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Energy Transfer LP

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeIndirectBy: Kelcy Warren Partners, LP147,253,911 Reported balance After 2026-08-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-18 · Purchase · Acquired 352,032 · Balance 147,253,911

F1: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.175 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

F2: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

Common UnitsSEC Table I · non-derivativeIndirectBy: Kelcy Warren Partners, LP147,901,879 Reported balance After 2026-08-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-19 · Purchase · Acquired 647,968 · Balance 147,901,879

F3: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.185 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

F2: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

Common UnitsSEC Table I · non-derivativeDirect14,978,717 Reported balance Holding disclosure · report date 2026-08-18 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,978,717

Common UnitsSEC Table I · non-derivativeIndirectBy: Kelcy Warren Partners II, LP10,224,429 Reported balance Holding disclosure · report date 2026-08-18 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10,224,429

F4: The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

Common UnitsSEC Table I · non-derivativeIndirectBy: Kelcy Warren Partners III, LLC133,136,757 Reported balance Holding disclosure · report date 2026-08-18 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 133,136,757

F8: The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren.

Common UnitsSEC Table I · non-derivativeIndirectBy: Warren Capital Corp.1,233,857 Reported balance Holding disclosure · report date 2026-08-18 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,233,857

F5: The reported units are owned directly by Warren Capital Corp., a corporation owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

Common UnitsSEC Table I · non-derivativeIndirectBy: ET Company, Ltd.328,383 Reported balance Holding disclosure · report date 2026-08-18 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 328,383

F6: The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

Common UnitsSEC Table I · non-derivativeIndirectBy: LE GP, LLC601,076 Reported balance Holding disclosure · report date 2026-08-18 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 601,076

F7: The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.175 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

F2: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $21.185 to $21.30, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

F4: The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F5: The reported units are owned directly by Warren Capital Corp., a corporation owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F6: The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F7: The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.

F8: The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren.

Energy Transfer Operating, L.P.

Report date October 19, 2018 · Filed October 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2018-10-19 transaction · row 1
1 source row

Row 1 · 2018-10-19 · Disposition to issuer · Disposed 4,287,442 · Balance 0

F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.

Common UnitsSEC Table I · non-derivativeIndirectBy: Energy Transfer Equity, L.P.0 Reported balance After 2018-10-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-10-19 · Disposition to issuer · Disposed 27,535,127 · Balance 0

F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.

F2: The reporting person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.

F2: The reporting person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

PennTex Midstream Partners, LP

Report date November 01, 2016 · Filed November 09, 2016

This filing explicitly reported no securities owned.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units (Limited Partner Interests)SEC Table I · non-derivativeIndirectBy Energy Transfer Operating, L.P.38,056,228 Reported balance After 2019-07-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-07-30 · Conversion · Acquired 6,397,965 · Balance 38,056,228

F1: The Class B units representing limited partner interests in USA Compression Partners, LP ("USAC" and such interests, the "Class B Units") are a class of partnership interests of USAC with substantially all of the rights and obligations of common units representing limited partner interests in USAC ("USAC Common Units"), except the Class B Units did not participate in distributions made prior to April 2, 2019. Pursuant to the terms of the Class B Units, the Class B Units converted into USAC Common Units on a one-for-one basis (the "Class B Conversion") for no additional consideration on July 30, 2019, the first business day following the record date for dividends attributable to the quarter ended June 30, 2019.

F2: These securities are held of record by Energy Transfer Operating, L.P. ("ETO"). Energy Transfer Partners GP, L.P. ("ETP GP") is the general partner of ETO, and Energy Transfer Partners, L.L.C. ("ETP LLC") is the general partner of ETP GP. ETP GP and ETP LLC are each wholly owned subsidiaries of Energy Transfer LP ("ET"). Kelcy L. Warren ("Mr. Warren") is Chairman of the Board and Chief Executive Officer of LE GP, LLC, the general partner of ET ("LE GP"), and Mr. Warren holds an 81.2% interest in LE GP. Each of ETP GP, ETP LLC, ET, LE GP and Mr. Warren may be deemed to share beneficial ownership of the securities held of record by ETO. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3: On October 19, 2018, ET and ETO completed the merger of ETO with a wholly-owned subsidiary of ET in a unit-for-unit exchange (the "Energy Transfer Merger"). Immediately prior to the closing of the Energy Transfer Merger, ETP LLC contributed 12,466,912 USAC Common Units and 100% of the limited liability company interests in USA Compression GP, LLC ("USAC GP") to ETO in exchange for common units representing limited partner interests in ETO. As a result, ETO became the record holder of the USAC Common Units previously held of record by ETP LLC and may be deemed to share beneficial ownership of the Common Units held of record by USAC GP.

Class B Units (Limited Partner Interests)SEC Table II · derivative / convertible security · Expires 2019-07-30IndirectBy Energy Transfer Operating, L.P.0 Reported balance After 2019-07-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-30 · Conversion · Disposed 6,397,965 · Balance 0

F1: The Class B units representing limited partner interests in USA Compression Partners, LP ("USAC" and such interests, the "Class B Units") are a class of partnership interests of USAC with substantially all of the rights and obligations of common units representing limited partner interests in USAC ("USAC Common Units"), except the Class B Units did not participate in distributions made prior to April 2, 2019. Pursuant to the terms of the Class B Units, the Class B Units converted into USAC Common Units on a one-for-one basis (the "Class B Conversion") for no additional consideration on July 30, 2019, the first business day following the record date for dividends attributable to the quarter ended June 30, 2019.

F2: These securities are held of record by Energy Transfer Operating, L.P. ("ETO"). Energy Transfer Partners GP, L.P. ("ETP GP") is the general partner of ETO, and Energy Transfer Partners, L.L.C. ("ETP LLC") is the general partner of ETP GP. ETP GP and ETP LLC are each wholly owned subsidiaries of Energy Transfer LP ("ET"). Kelcy L. Warren ("Mr. Warren") is Chairman of the Board and Chief Executive Officer of LE GP, LLC, the general partner of ET ("LE GP"), and Mr. Warren holds an 81.2% interest in LE GP. Each of ETP GP, ETP LLC, ET, LE GP and Mr. Warren may be deemed to share beneficial ownership of the securities held of record by ETO. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3: On October 19, 2018, ET and ETO completed the merger of ETO with a wholly-owned subsidiary of ET in a unit-for-unit exchange (the "Energy Transfer Merger"). Immediately prior to the closing of the Energy Transfer Merger, ETP LLC contributed 12,466,912 USAC Common Units and 100% of the limited liability company interests in USA Compression GP, LLC ("USAC GP") to ETO in exchange for common units representing limited partner interests in ETO. As a result, ETO became the record holder of the USAC Common Units previously held of record by ETP LLC and may be deemed to share beneficial ownership of the Common Units held of record by USAC GP.

Common Units (Limited Partner Interests)SEC Table I · non-derivativeIndirectBy USA Compression GP, LLC8,000,000 Reported balance Holding disclosure · report date 2019-07-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,000,000

F4: These securities are held of record by USAC GP.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B units representing limited partner interests in USA Compression Partners, LP ("USAC" and such interests, the "Class B Units") are a class of partnership interests of USAC with substantially all of the rights and obligations of common units representing limited partner interests in USAC ("USAC Common Units"), except the Class B Units did not participate in distributions made prior to April 2, 2019. Pursuant to the terms of the Class B Units, the Class B Units converted into USAC Common Units on a one-for-one basis (the "Class B Conversion") for no additional consideration on July 30, 2019, the first business day following the record date for dividends attributable to the quarter ended June 30, 2019.

F2: These securities are held of record by Energy Transfer Operating, L.P. ("ETO"). Energy Transfer Partners GP, L.P. ("ETP GP") is the general partner of ETO, and Energy Transfer Partners, L.L.C. ("ETP LLC") is the general partner of ETP GP. ETP GP and ETP LLC are each wholly owned subsidiaries of Energy Transfer LP ("ET"). Kelcy L. Warren ("Mr. Warren") is Chairman of the Board and Chief Executive Officer of LE GP, LLC, the general partner of ET ("LE GP"), and Mr. Warren holds an 81.2% interest in LE GP. Each of ETP GP, ETP LLC, ET, LE GP and Mr. Warren may be deemed to share beneficial ownership of the securities held of record by ETO. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3: On October 19, 2018, ET and ETO completed the merger of ETO with a wholly-owned subsidiary of ET in a unit-for-unit exchange (the "Energy Transfer Merger"). Immediately prior to the closing of the Energy Transfer Merger, ETP LLC contributed 12,466,912 USAC Common Units and 100% of the limited liability company interests in USA Compression GP, LLC ("USAC GP") to ETO in exchange for common units representing limited partner interests in ETO. As a result, ETO became the record holder of the USAC Common Units previously held of record by ETP LLC and may be deemed to share beneficial ownership of the Common Units held of record by USAC GP.

F4: These securities are held of record by USAC GP.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Energy Transfer, LP

Report date April 28, 2017 · Filed May 02, 2017

Section 16 reporting ended · disclosed 2017-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON UNITSSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-04-28 · Disposition to issuer · Disposed 21,167 · Balance 0

F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.

COMMON UNITSSEC Table I · non-derivativeIndirectBY: ENERGY TRANSFER EQUITY, L.P.0 Reported balance After 2017-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-04-28 · Disposition to issuer · Disposed 2,571,695 · Balance 0

F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.

F2: The Reporting Person is Chairman of the Board of LE GP, LLC, which is the general partner of Energy Transfer Equity, L.P. (the "General Partner"), and holds an 81.2% membership interest in the General Partner.The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.

F2: The Reporting Person is Chairman of the Board of LE GP, LLC, which is the general partner of Energy Transfer Equity, L.P. (the "General Partner"), and holds an 81.2% membership interest in the General Partner.The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2018 Filed Nov 14, 2018 21:35 UTC Energy Transfer LP ET · Entity 2966 PurchaseCommon Units 500,000 $15.26 $7,630,000.00
Disclosure

SEC source: 0001209191-18-058539 · doc4.xml · nonDerivative · entry 2

WARREN KELCY L · CIK 0001276191 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,542,084

F2 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $14.87 to $15.67, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:35 UTC Energy Transfer LP ET · Entity 2966 PurchaseCommon Units 1,500,000 $15.64 $23,460,000.00
Disclosure

SEC source: 0001209191-18-058539 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,042,084

F1 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $15.38 to $15.94, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 16:28 UTC Energy Transfer Operating, L.P. ETP · Entity 143732 Disposition to issuerCommon Units 27,535,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055953 · doc4.xml · nonDerivative · entry 2

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Energy Transfer Equity, L.P.

Disclosed balance after: 0

F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.

F2 · ownership.nature: The reporting person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 16:28 UTC Energy Transfer Operating, L.P. ETP · Entity 143732 Disposition to issuerCommon Units 4,287,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055953 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 21:32 UTC Energy Transfer LP ET · Entity 2966 GrantCommon Units 5,487,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055976 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,542,084

F1 · price: Acquisition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 18:26 UTC Energy Transfer Operating, L.P. ETP · Entity 143732 PurchaseCommon Units 1,633,554 $22.50 $36,748,430.78
Disclosure

SEC source: 0001209191-18-050352 · doc4.xml · nonDerivative · entry 2

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,287,442

F3 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from 22.22 to 22.65, inclusive. The reporting person undertakes to provide to ETP, any security holder of ETP, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 18:26 UTC Energy Transfer Operating, L.P. ETP · Entity 143732 PurchaseCommon Units 366,446 $22.11 $8,100,288.83
Disclosure

SEC source: 0001209191-18-050352 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653,888

F1 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from 22.05 to 22.15, inclusive. The reporting person undertakes to provide to ETP, any security holder of ETP, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.

F2 · balance_after: The total amount of securities beneficially owned include 255,796 common units acquired under the ETP distribution reinvestment plan.

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionSeries A Convertible Preferred Units · Derivative 84,000 Not disclosed Strike: $6.56 Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 12

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 0

Underlying: Common Units · 20,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionSeries A Convertible Preferred Units · Derivative 73,853,816 Not disclosed Strike: $6.56 Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 11

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Seven Bridges Holdings, LLC

Disclosed balance after: 0

Underlying: Common Units · 17,731,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F5 · ownership.nature: The reported securities are owned directly by Seven Bridges Holdings, LLC, a limited liability company owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionSeries A Convertible Preferred Units · Derivative 79,102,200 Not disclosed Strike: $6.56 Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 10

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Kelcy Warren Partners, L.P.

Disclosed balance after: 0

Underlying: Common Units · 18,991,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F4 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionSeries A Convertible Preferred Units · Derivative 264,806 Not disclosed Strike: $6.56 Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 9

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: ET Company, Ltd.(

Disclosed balance after: 0

Underlying: Common Units · 63,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionSeries A Convertible Preferred Units · Derivative 8,244,900 Not disclosed Strike: $6.56 Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 8

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Kelcy Warren Partners II, L.P.

Disclosed balance after: 0

Underlying: Common Units · 1,979,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F2 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionSeries A Convertible Preferred Units · Derivative 25,848,220 Not disclosed Strike: $6.56 Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · derivative · entry 7

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 6,205,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.exercise_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F1 · derivative.expiration_date: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionCommon Units 20,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 6

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Spouse

Disclosed balance after: 104,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionCommon Units 17,731,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 5

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Seven Bridges Holdings, LLC

Disclosed balance after: 91,585,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F5 · ownership.nature: The reported securities are owned directly by Seven Bridges Holdings, LLC, a limited liability company owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionCommon Units 18,991,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 4

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Kelcy Warren Partners, L.P.

Disclosed balance after: 98,093,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F4 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionCommon Units 63,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 3

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: ET Company, Ltd.

Disclosed balance after: 328,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F3 · ownership.nature: The reported securities are owned directly by ET Company, Ltd. and include 322,165 units attributable to Mr. Warren's limited partner interest, as well as 6,218 units attributable to Mr. Warren's general partner interest. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionCommon Units 1,979,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 2

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Kelcy Warren Partners II, L.P.

Disclosed balance after: 10,224,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

F2 · ownership.nature: The reported securities are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2018 Filed May 24, 2018 00:09 UTC Energy Transfer LP ETE · Entity 2966 ConversionCommon Units 6,205,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032778 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,054,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 21, 2018 (the "Conversion Date"), the Series A Convertible Preferred Units (the "Convertible Units") representing limited partner interests in Energy Transfer Equity, L.P. (the "Partnership") automatically converted into a number of common units representing limited partner interests in the Partnership ("common units") determined by dividing (a) the Conversion Value (as defined below) on the Conversion Date by (b) $6.56. On the date the Convertible Units were issued, the Conversion Value (as defined below) of each Convertible Unit was zero, and the Conversion Value increased each fiscal quarter since the issuance and prior to the Conversion Date in an amount equal to $0.285 less the cash distribution actually paid with respect to each Convertible Unit for such quarter. As of the Conversion Date, the conversion value of each Convertible Unit is $1.575 (the "Conversion Value").

Read SEC document
August 15, 2017 Filed Aug 16, 2017 17:50 UTC Energy Transfer Operating, L.P. ETP · Entity 143732 PurchaseCommon Units 1,000,000 $18.65 $18,650,000.00
Disclosure

SEC source: 0001209191-17-049263 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031,646

Read SEC document
July 06, 2017 Filed Jul 6, 2017 17:15 UTC Energy Transfer Operating, L.P. ETP · Entity 143732 PurchaseCommon Units 1,000,000 $20.33 $20,330,000.00
Disclosure

SEC source: 0001209191-17-044140 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,646

Read SEC document
April 28, 2017 Filed May 2, 2017 17:24 UTC Energy Transfer, LP ETP · Entity 176600 Disposition to issuerCOMMON UNITS 2,571,695 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011466 · doc4.xml · nonDerivative · entry 2

WARREN KELCY L · CIK 0001276191 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · BY: ENERGY TRANSFER EQUITY, L.P.

Disclosed balance after: 0

F1 · security: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.

F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.

F2 · ownership.nature: The Reporting Person is Chairman of the Board of LE GP, LLC, which is the general partner of Energy Transfer Equity, L.P. (the "General Partner"), and holds an 81.2% membership interest in the General Partner.The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

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April 28, 2017 Filed May 2, 2017 17:24 UTC Energy Transfer, LP ETP · Entity 176600 Disposition to issuerCOMMON UNITS 21,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011466 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.

F1 · price: Disposition in connection with the merger of a wholly owned subsidiary of Sunoco Logistics Partners L.P. ("SXL") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of SXL (the "Merger"). On April 27, 2017, the last trading day for the ETP common units, the closing price of the ETP common units was $35.93 per unit and the closing price of SXL's common units was $24.03 per unit. Each ETP common unit outstanding was converted into the right to receive 1.5 SXL common units.

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April 28, 2017 Filed May 2, 2017 19:07 UTC Energy Transfer Operating, L.P. ETP · Entity 143732 GrantCommon Units 31,646 $35.61 $1,126,914.06
Disclosure

SEC source: 0001209191-17-029411 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,646

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April 28, 2017 Filed Jun 26, 2017 18:45 UTC Amendment Energy Transfer Operating, L.P. ETP · Entity 143732 GrantCommon Units 27,535,127 $35.61 $980,525,872.47
Disclosure

SEC source: 0001209191-17-041867 · doc4a.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Energy Transfer Equity, L.P.

Disclosed balance after: 27,535,127

F1 · shares: This amendment is being filed to correct an error on the previously filed Form 4 on 05/02/2017. Due to a clerical error, the original Form 4 omitted the reporting person's indirect ownership of units in ETP held by Energy Transfer Equity, L.P.

F2 · ownership.nature: The Reporting Person is Chairman of the Board of LE GP, LLC (the "General Partner"), which is the general partner of Energy Transfer Equity, L.P. and he holds an 81.2% membership interest in the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.

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December 02, 2016 Filed Dec 6, 2016 17:37 UTC Energy Transfer, LP ETP · Entity 176600 PurchaseCommon Units 70 $34.48 $2,413.55
Disclosure

SEC source: 0001209191-16-153713 · doc4.xml · nonDerivative · entry 1

WARREN KELCY L · CIK 0001276191 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,167

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.