person · Reporting owner
GEYGAN JEFFREY RICHART
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Climb Global Solutions, Inc.CLMB · Entity 5428 | Director | June 18, 2024 | June 20, 2024 |
| Fluent, Inc.FLNT · Entity 6736 | Director of GVIC | September 14, 2026 | September 17, 2026 |
| LIBERTY DEFENSE HOLDINGS, LTD.DETX · Entity 7684 | Director of GVIC | April 22, 2026 | May 04, 2026 |
| Loop Industries, Inc.LOOP · Entity 7573 | Director | July 31, 2026 | August 20, 2026 |
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Director · 10% owner | August 31, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Climb Global Solutions, Inc.
Report date June 18, 2024 · Filed June 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,552 |
Reported balance
After 2024-06-18 transaction · row 1
1 source rowRow 1 · 2024-06-18 · Grant · Acquired 1,774 · Balance 25,552 |
| Common StockSEC Table I · non-derivative | IndirectHeld by GVIC | 143,488 |
Reported balance
After 2024-06-18 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-18 · Other · Acquired 0 · Balance 143,488 F1: There are no transactions being reported on this line item of this Form 4, it is being used to report the indirect ownership of the reporting person. F2: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s) F3: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: There are no transactions being reported on this line item of this Form 4, it is being used to report the indirect ownership of the reporting person.
F2: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s)
F3: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose.
Fluent, Inc.
Report date September 14, 2026 · Filed September 17, 2026
Jointly reported with GLOBAL VALUE INVESTMENT CORP., GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Global Value Investment Corporation | 3,229,492 |
Last balance in matching sequence
After 2026-09-16 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2026-08-14 · Sale · Disposed 600 · Balance 3,218,566 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 2 · 2026-08-17 · Sale · Disposed 500 · Balance 3,218,066 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 3 · 2026-08-25 · Sale · Disposed 2 · Balance 3,218,064 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 4 · 2026-08-28 · Sale · Disposed 665 · Balance 3,217,399 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 5 · 2026-09-01 · Sale · Disposed 148 · Balance 3,217,251 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 6 · 2026-09-14 · Purchase · Acquired 12,376 · Balance 3,229,627 F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 7 · 2026-09-16 · Other · Disposed 135 · Balance 3,229,492 F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
| Common StockSEC Table I · non-derivative | Direct | 9,385 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 9,385 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 | IndirectBy Global Value Investment Corporation | 78,425 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 78,425 F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026. F6: The Warrants will expire three years from the date of issuance. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4.
F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.
F6: The Warrants will expire three years from the date of issuance.
F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein.
F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation.
LIBERTY DEFENSE HOLDINGS, LTD.
Report date April 22, 2026 · Filed May 04, 2026
Jointly reported with GLOBAL VALUE INVESTMENT CORP., GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, no par valueSEC Table I · non-derivative | IndirectSee footnotes. | 1,183,585 |
Reported balance
Holding disclosure · report date 2026-04-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,183,585 F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission. F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
| Common shares, no par valueSEC Table I · non-derivative | Direct | 5,080 |
Reported balance
Holding disclosure · report date 2026-04-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,080 |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission.
F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Loop Industries, Inc.
Report date July 31, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Global Value Investment Corporation | 3,355,094 |
Last balance in matching sequence
After 2026-08-19 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 2 · 2026-07-31 · Purchase · Acquired 30,800 · Balance 3,331,904 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 3 · 2026-08-18 · Purchase · Acquired 22,100 · Balance 3,354,004 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 4 · 2026-08-19 · Purchase · Acquired 1,090 · Balance 3,355,094 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 203,963 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 203,963 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Rocky Mountain Chocolate Factory, Inc.
Report date August 31, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 244,563 |
Ending reported balance
After 2026-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-31 · Grant · Acquired 3,900 · Balance 188,941 F1: Represents a common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program. Row 2 · 2026-09-01 · Grant · Acquired 55,622 · Balance 244,563 F1: Represents a common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program. |
| Common StockSEC Table I · non-derivative | IndirectBy Global Value Investment Corporation | 1,775,873 |
Reported balance
After 2026-09-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-09-09 · Other · Disposed 16,605 · Balance 1,775,873 F4: As of September 9, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program.
F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
F3: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: As of September 9, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2022 Filed Nov 10, 2022 22:14 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 21,833 | $6.64 | $145,034.44 |
DisclosureSEC source: 0001437749-22-026970 · rdgdoc.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 586,835 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 22:14 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,222 | $6.58 | $8,039.42 |
DisclosureSEC source: 0001437749-22-026970 · rdgdoc.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 565,002 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 22:14 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,967 | $6.68 | $39,864.93 |
DisclosureSEC source: 0001437749-22-026970 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 563,780 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 02, 2022 Filed Nov 2, 2022 20:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,275 | $6.59 | $8,405.95 |
DisclosureSEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 4 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,318 Read SEC document |
| November 02, 2022 Filed Nov 2, 2022 20:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 9,344 | $6.59 | $61,598.45 |
DisclosureSEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 557,813 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 6 | $6.55 | $39.30 |
DisclosureSEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 548,469 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $6.59 | $3,296.45 |
DisclosureSEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 548,463 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 20, 2022 Filed Oct 21, 2022 15:05 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 15,215 | $6.14 | $93,473.35 |
DisclosureSEC source: 0001437749-22-024503 · rdgdoc.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 547,963 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 15:05 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 100 | $6.00 | $600.00 |
DisclosureSEC source: 0001437749-22-024503 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 532,748 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 16:54 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 10,000 | $5.98 | $59,797.00 |
DisclosureSEC source: 0001437749-22-024373 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 532,648 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: Since last reported, 2,399 were transferred out of GVIC's beneficial ownership Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:19 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 5,953 | $29.83 | $177,577.99 |
DisclosureSEC source: 0001415889-22-009052 · form4-08252022_010814.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 140,315 F2 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $29.55 to $30.20 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. F3 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F4 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:19 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 1,000 | $29.91 | $29,910.00 |
DisclosureSEC source: 0001415889-22-009052 · form4-08252022_010814.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,235 F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $29.69 to $29.94 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 15:53 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-008238 · form4-08042022_080833.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 134,362 F1 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the indirect ownership of the reporting person F2 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s) F3 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 15:53 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | GrantCommon Stock | 2,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-008238 · form4-08042022_080833.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,235 Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 01:10 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006614 · form4-06152022_060612.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,852 F3 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 01:10 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 1,150 | $32.84 | $37,766.00 |
DisclosureSEC source: 0001415889-22-006614 · form4-06152022_060612.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 134,362 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Since the reporting person's last Form 4, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. Read SEC document |
| June 13, 2022 Filed Jun 16, 2022 01:10 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 3,646 | $31.99 | $116,635.54 |
DisclosureSEC source: 0001415889-22-006614 · form4-06152022_060612.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 133,212 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Since the reporting person's last Form 4, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 16:58 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 6,400 | $7.76 | $49,664.00 |
DisclosureSEC source: 0001437749-22-002070 · rdgdoc.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 525,047 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 16:58 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 4,700 | $7.76 | $36,472.00 |
DisclosureSEC source: 0001437749-22-002070 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,043 Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 17:14 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 6,548 | $7.95 | $52,056.60 |
DisclosureSEC source: 0001437749-22-001939 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 518,647 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 17:37 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 13,972 | $7.97 | $111,356.84 |
DisclosureSEC source: 0001437749-22-001833 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 512,099 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 18:19 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-027663 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,343 F1 · kind: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 882 | $9.06 | $7,994.98 |
DisclosureSEC source: 0001437749-21-026781 · rdgdoc.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 498,127 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 22:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,960 | $9.00 | $17,646.27 |
DisclosureSEC source: 0001437749-21-026781 · rdgdoc.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 497,245 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 17:58 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 10,114 | $9.05 | $91,526.64 |
DisclosureSEC source: 0001437749-21-026402 · rdgdoc.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 495,285 F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 17:58 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,415 | $9.03 | $30,829.60 |
DisclosureSEC source: 0001437749-21-026402 · rdgdoc.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 485,171 F3 · balance_after: Reflects the closure of two accounts managed by GVIC with aggregate holdings of 4,340 shares of common stock of the issuer. F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:46 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008124 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,852 F3 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:46 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 2,047 | $28.97 | $59,301.59 |
DisclosureSEC source: 0001179110-21-008124 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 135,607 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2021 Filed Aug 6, 2021 18:42 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007987 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 133,560 F3 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person. F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2021 Filed Aug 6, 2021 18:42 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | GrantCommon Stock | 2,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007987 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,852 Read SEC document |
| May 11, 2021 Filed May 13, 2021 12:47 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005255 · edgar.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,530 F3 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person. Read SEC document |
| May 11, 2021 Filed May 13, 2021 12:47 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 327 | $24.90 | $8,140.73 |
DisclosureSEC source: 0001179110-21-005255 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 133,560 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 10, 2021 Filed May 13, 2021 12:47 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 2,818 | $24.78 | $69,819.33 |
DisclosureSEC source: 0001179110-21-005255 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 133,233 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:53 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011417 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,530 F3 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:53 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 3,195 | $21.06 | $67,286.70 |
DisclosureSEC source: 0001179110-20-011417 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 130,415 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:34 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011221 · edgar.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 127,220 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:34 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 300 | $21.48 | $6,444.00 |
DisclosureSEC source: 0001179110-20-011221 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,530 Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:34 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 700 | $20.82 | $14,574.00 |
DisclosureSEC source: 0001179110-20-011221 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,230 Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 01:51 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | GrantCommon Stock | 2,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008931 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 F3 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in full on August 7, 2020. Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 01:51 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008931 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 127,220 F1 · balance_after: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · balance_after: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose. Since the reporting person's last Form 4, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 19:35 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009300 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,925 F4 · kind: Restricted stock granted pursuant to the Issuer's 2012 Stock-Based Compensation Plan. These shares will vest in full on August 6, 2019. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 19:35 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 7,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009300 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held By GVIC Disclosed balance after: 133,168 F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F3 · shares: As of August 6, 2019, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 16, 2019 Filed May 21, 2019 19:49 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006456 · edgar.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,425 F4 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person. Read SEC document |
| May 16, 2019 Filed May 21, 2019 19:49 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006456 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 140,213 F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F3 · shares: As of May 16, 2019, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 16, 2019 Filed May 21, 2019 19:49 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 8,070 | $12.07 | $97,404.90 |
DisclosureSEC source: 0001179110-19-006456 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 140,493 F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:58 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 495 | $12.39 | $6,133.05 |
DisclosureSEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 4 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,425 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:58 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 132,423 F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F3 · shares: As of March 1, 2019, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:58 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 2,525 | $12.40 | $31,310.00 |
DisclosureSEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 133,253 F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 19:58 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | PurchaseCommon Stock | 2,450 | $12.24 | $29,988.00 |
DisclosureSEC source: 0001179110-19-003008 · edgar.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by GVIC Disclosed balance after: 130,728 F1 · kind: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s). F2 · ownership.direct: The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 18:24 UTC | Climb Global Solutions, Inc. WSTG · Entity 5428 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013132 · edgar.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART GEYGAN · CIK 0001733547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,930 F3 · kind: There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.