person · Reporting owner

GEYGAN JEFFREY RICHART

Disclosed activity across 5 companies

Tapewire entity: 21184
SEC CIK: 0001733547

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Climb Global Solutions, Inc.CLMB · Entity 5428	Director	June 18, 2024	June 20, 2024
Fluent, Inc.FLNT · Entity 6736	Director of GVIC	September 14, 2026	September 17, 2026
LIBERTY DEFENSE HOLDINGS, LTD.DETX · Entity 7684	Director of GVIC	April 22, 2026	May 04, 2026
Loop Industries, Inc.LOOP · Entity 7573	Director	July 31, 2026	August 20, 2026
Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473	Director · 10% owner	August 31, 2026	September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Climb Global Solutions, Inc.

Report date June 18, 2024 · Filed June 20, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	25,552	Reported balance After 2024-06-18 transaction · row 1 1 source row Row 1 · 2024-06-18 · Grant · Acquired 1,774 · Balance 25,552
Common StockSEC Table I · non-derivative	IndirectHeld by GVIC	143,488	Reported balance After 2024-06-18 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-06-18 · Other · Acquired 0 · Balance 143,488 F1: There are no transactions being reported on this line item of this Form 4, it is being used to report the indirect ownership of the reporting person. F2: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s) F3: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: There are no transactions being reported on this line item of this Form 4, it is being used to report the indirect ownership of the reporting person.

F2: The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled by the reporting person. The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s)

F3: The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Security Exchange Act of 1934, as amended, or for any other purpose.

Fluent, Inc.

Report date September 14, 2026 · Filed September 17, 2026

Jointly reported with GLOBAL VALUE INVESTMENT CORP., GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Global Value Investment Corporation	3,229,492	Last balance in matching sequence After 2026-09-16 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 7 source rows Row 1 · 2026-08-14 · Sale · Disposed 600 · Balance 3,218,566 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 2 · 2026-08-17 · Sale · Disposed 500 · Balance 3,218,066 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 3 · 2026-08-25 · Sale · Disposed 2 · Balance 3,218,064 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 4 · 2026-08-28 · Sale · Disposed 665 · Balance 3,217,399 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 5 · 2026-09-01 · Sale · Disposed 148 · Balance 3,217,251 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 6 · 2026-09-14 · Purchase · Acquired 12,376 · Balance 3,229,627 F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 7 · 2026-09-16 · Other · Disposed 135 · Balance 3,229,492 F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Common StockSEC Table I · non-derivative	Direct	9,385	Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 9,385
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20	IndirectBy Global Value Investment Corporation	78,425	Reported balance Holding disclosure · report date 2026-09-14 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 78,425 F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026. F6: The Warrants will expire three years from the date of issuance. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

Filing footnotes · ownership attribution and instrument terms

F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4.

F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.

F6: The Warrants will expire three years from the date of issuance.

F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein.

F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation.

LIBERTY DEFENSE HOLDINGS, LTD.

Report date April 22, 2026 · Filed May 04, 2026

Jointly reported with GLOBAL VALUE INVESTMENT CORP., GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common shares, no par valueSEC Table I · non-derivative	IndirectSee footnotes.	1,183,585	Reported balance Holding disclosure · report date 2026-04-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,183,585 F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission. F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Common shares, no par valueSEC Table I · non-derivative	Direct	5,080	Reported balance Holding disclosure · report date 2026-04-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 5,080

Filing footnotes · ownership attribution and instrument terms

F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission.

F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

Loop Industries, Inc.

Report date July 31, 2026 · Filed August 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectBy Global Value Investment Corporation	3,355,094	Last balance in matching sequence After 2026-08-19 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 2 · 2026-07-31 · Purchase · Acquired 30,800 · Balance 3,331,904 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 3 · 2026-08-18 · Purchase · Acquired 22,100 · Balance 3,354,004 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 4 · 2026-08-19 · Purchase · Acquired 1,090 · Balance 3,355,094 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common stock, par value $0.0001 per shareSEC Table I · non-derivative	Direct	203,963	Reported balance Holding disclosure · report date 2026-07-31 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 203,963

Filing footnotes · ownership attribution and instrument terms

F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation, its subsidiaries, or its affiliated persons/entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Rocky Mountain Chocolate Factory, Inc.

Report date August 31, 2026 · Filed September 10, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	244,563	Ending reported balance After 2026-09-01 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-08-31 · Grant · Acquired 3,900 · Balance 188,941 F1: Represents a common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program. Row 2 · 2026-09-01 · Grant · Acquired 55,622 · Balance 244,563 F1: Represents a common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program.
Common StockSEC Table I · non-derivative	IndirectBy Global Value Investment Corporation	1,775,873	Reported balance After 2026-09-09 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2026-09-09 · Other · Disposed 16,605 · Balance 1,775,873 F4: As of September 9, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program.

F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4: As of September 9, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 21, 2024 Filed Feb 22, 2024 21:35 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,265	$4.37	$14,260.54	Disclosure SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 21, 2024 Filed Feb 22, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,265	$4.37	$14,260.54	Disclosure SEC source: 0000950170-24-018834 · ownership.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,065,389 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 21, 2024 Filed Feb 26, 2024 21:05 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,265	$4.37	$14,260.54	Disclosure SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 21, 2024 Filed Feb 26, 2024 21:05 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,265	$4.37	$14,260.54	Disclosure SEC source: 0000950170-24-020135 · ownership.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,065,389 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:35 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,148	$4.20	$29,990.15	Disclosure SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,148	$4.20	$29,990.15	Disclosure SEC source: 0000950170-24-018834 · ownership.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,062,124 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 20, 2024 Filed Feb 26, 2024 21:05 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,148	$4.20	$29,990.15	Disclosure SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 20, 2024 Filed Feb 26, 2024 21:05 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,148	$4.20	$29,990.15	Disclosure SEC source: 0000950170-24-020135 · ownership.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,062,124 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 14, 2024 Filed Feb 14, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	5,867	$4.13	$24,227.19	Disclosure SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,093,508 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 14, 2024 Filed Feb 14, 2024 21:33 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	5,867	$4.13	$24,227.19	Disclosure SEC source: 0000950170-24-015285 · ownership.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,054,976 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	21,763	$4.10	$89,284.88	Disclosure SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,087,641 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:33 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	21,763	$4.10	$89,284.88	Disclosure SEC source: 0000950170-24-015285 · ownership.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,049,109 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	10,650	$4.09	$43,607.49	Disclosure SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,065,878 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:33 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	10,650	$4.09	$43,607.49	Disclosure SEC source: 0000950170-24-015285 · ownership.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,027,346 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:05 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	189	$4.00	$756.00	Disclosure SEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,228 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:05 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	189	$4.00	$756.00	Disclosure SEC source: 0000950170-24-013256 · ownership.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,016,696 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,280	$3.99	$13,093.76	Disclosure SEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,039 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,280	$3.99	$13,093.76	Disclosure SEC source: 0000950170-24-013256 · ownership.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,016,507 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 01, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	445	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,051,759 F4 · price: As of February 1, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 01, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	32,200	$4.08	$131,485.48	Disclosure SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,052,204 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 01, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	445	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 4 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 445 F4 · price: As of February 1, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 01, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	32,200	$4.08	$131,485.48	Disclosure SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 1,013,672 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 31, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	74,841	$4.09	$306,376.60	Disclosure SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,020,004 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
January 31, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	745	$4.09	$3,049.58	Disclosure SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,745 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document
January 31, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	74,096	$4.09	$303,326.80	Disclosure SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 981,472 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 20, 2023 Filed Nov 21, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,307	$4.16	$30,432.19	Disclosure SEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 945,163 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 20, 2023 Filed Nov 21, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,307	$4.16	$30,432.19	Disclosure SEC source: 0001209191-23-056319 · doc4.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 907,376 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	5,003	$4.10	$20,508.80	Disclosure SEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 937,856 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	5,003	$4.10	$20,508.80	Disclosure SEC source: 0001209191-23-056319 · doc4.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 900,069 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:15 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	2,255	$4.10	$9,248.43	Disclosure SEC source: 0001209191-23-055508 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 932,853 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:15 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	2,255	$4.10	$9,248.43	Disclosure SEC source: 0001209191-23-055511 · doc4.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 895,066 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 10, 2023 Filed Nov 13, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	2,775	$4.09	$11,340.32	Disclosure SEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 930,598 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 10, 2023 Filed Nov 13, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	2,775	$4.09	$11,340.32	Disclosure SEC source: 0001209191-23-055033 · doc4.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 892,811 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	6,231	$4.00	$24,922.13	Disclosure SEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 927,823 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 09, 2023 Filed Nov 13, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	6,231	$4.00	$24,922.13	Disclosure SEC source: 0001209191-23-055033 · doc4.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 890,036 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 08, 2023 Filed Nov 13, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	4,300	$3.99	$17,152.70	Disclosure SEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 921,592 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 08, 2023 Filed Nov 13, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	4,300	$3.99	$17,152.70	Disclosure SEC source: 0001209191-23-055033 · doc4.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 883,805 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 07, 2023 Filed Nov 8, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	5,300	$3.98	$21,075.98	Disclosure SEC source: 0001209191-23-054721 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 917,292 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 07, 2023 Filed Nov 8, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	5,300	$3.98	$21,075.98	Disclosure SEC source: 0001209191-23-054722 · doc4.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 879,505 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 06, 2023 Filed Nov 8, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	19,847	$4.02	$79,854.40	Disclosure SEC source: 0001209191-23-054721 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 911,992 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 06, 2023 Filed Nov 8, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	19,847	$4.02	$79,854.40	Disclosure SEC source: 0001209191-23-054722 · doc4.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 874,205 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 03, 2023 Filed Nov 6, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	1,240	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 892,145 F4 · price: As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. Read SEC document
November 03, 2023 Filed Nov 6, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	8,946	$4.07	$36,445.11	Disclosure SEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 893,385 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 03, 2023 Filed Nov 6, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	1,240	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-23-054543 · doc4.xml · nonDerivative · entry 3 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 854,358 F4 · price: As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 03, 2023 Filed Nov 6, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	8,946	$4.07	$36,445.11	Disclosure SEC source: 0001209191-23-054543 · doc4.xml · nonDerivative · entry 2 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 855,598 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
November 02, 2023 Filed Nov 6, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	12,131	$3.93	$47,712.44	Disclosure SEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 884,439 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
November 02, 2023 Filed Nov 6, 2023 22:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	12,131	$3.93	$47,712.44	Disclosure SEC source: 0001209191-23-054543 · doc4.xml · nonDerivative · entry 1 GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 846,652 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 21, 2023 Filed Aug 24, 2023 00:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	1,213	$5.26	$6,379.41	Disclosure SEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,213 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document
August 21, 2023 Filed Aug 24, 2023 00:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	10,307	$5.26	$54,216.88	Disclosure SEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 872,308 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document
August 21, 2023 Filed Aug 24, 2023 00:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	SaleCommon Stock	9,430	$5.25	$49,505.61	Disclosure SEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 862,001 F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.