Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Director · President & CEO | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 793,593 |
Ending reported balance
After 2026-09-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-18 · Exercise / conversion · Acquired 17,733 · Balance 788,809 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2026-09-18 · Exercise / conversion · Acquired 28,677 · Balance 817,486 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 3 · 2026-09-18 · Sale · Disposed 23,893 · Balance 793,593 F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 106,400 |
Reported balance
After 2026-09-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-18 · Exercise / conversion · Disposed 17,733 · Balance 106,400 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 286,775 |
Reported balance
After 2026-09-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-18 · Exercise / conversion · Disposed 28,677 · Balance 286,775 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.315 to $8.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2024, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
F5: The RSUs vest in equal quarterly installments over four years beginning on June 18, 2025, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2023 Filed Nov 22, 2023 00:01 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 7,611 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-007858 · primarydocument.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,083,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2023 Filed Nov 22, 2023 00:01 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 9,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-007858 · primarydocument.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,076,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2023 Filed Nov 22, 2023 00:01 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-007858 · primarydocument.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,066,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2023 Filed Nov 22, 2023 00:01 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 5,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-007858 · primarydocument.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,063,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 23:00 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006969 · primarydocument.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,396 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F4 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 23:00 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 28,457 | $12.73 | $362,138.09 |
DisclosureSEC source: 0001562180-23-006969 · primarydocument.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,058,875 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.54 to $13.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 23:00 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-006969 · primarydocument.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,087,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 11 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,667 Underlying: Common Stock · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units · Derivative | 7,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 10 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,104 Underlying: Common Stock · 7,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units · Derivative | 9,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 9 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,890 Underlying: Common Stock · 9,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 8 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,598 Underlying: Common Stock · 5,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units · Derivative | 2,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · derivative · entry 7 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,375 Underlying: Common Stock · 2,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 22,520 | $13.86 | $312,124.95 |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 6 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,032,937 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $13.905 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 18,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 7,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,037,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 9,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,029,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,019,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 23:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 5,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-006520 · primarydocument.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,017,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 23:18 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 28,485 | $9.14 | $260,395.63 |
DisclosureSEC source: 0001209191-23-038923 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,012,262 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 18, 2023 Filed Jun 21, 2023 23:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038923 · doc4.xml · derivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,791 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F4 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| June 18, 2023 Filed Jun 21, 2023 23:18 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038923 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,040,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 11 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 18,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F9 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 10 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,714 Underlying: Common Stock · 7,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 9,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 9 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,479 Underlying: Common Stock · 9,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F7 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 8 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,938 Underlying: Common Stock · 2,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 5,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · derivative · entry 7 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,698 Underlying: Common Stock · 5,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 22,946 | $8.21 | $188,283.40 |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · nonDerivative · entry 6 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 986,352 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 18,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · nonDerivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,009,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 7,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 990,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 9,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 983,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 973,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2023 Filed May 22, 2023 23:14 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 5,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031603 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 971,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 1,676 shares acquired under the Issuer's employee stock purchase plan on May 12, 2023. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 30,378 | $10.16 | $308,716.43 |
DisclosureSEC source: 0001209191-23-020393 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 964,430 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.0683 to $10.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020393 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,186 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020393 · doc4.xml · derivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. F4 · derivative.expiration_date: 6.25% of the total shares vested on June 18, 2019, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 54,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-020393 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 994,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-020393 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 940,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 20,934 | $11.47 | $240,041.80 |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · nonDerivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,553 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 7,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · derivative · entry 11 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,324 Underlying: Common Stock · 7,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 38,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · derivative · entry 10 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,068 Underlying: Common Stock · 38,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · derivative · entry 9 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 2,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · derivative · entry 8 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,796 Underlying: Common Stock · 5,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 293,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · derivative · entry 7 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,333 Underlying: Common Stock · 293,333 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 153,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · derivative · entry 6 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,424 Underlying: Common Stock · 153,424 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 7,611 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · nonDerivative · entry 4 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 38,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 2,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · nonDerivative · entry 2 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2023 Filed Feb 23, 2023 01:32 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 5,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012017 · doc4.xml · nonDerivative · entry 1 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 00:08 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 30,677 | $10.71 | $328,648.84 |
DisclosureSEC source: 0001209191-22-062239 · doc4.xml · nonDerivative · entry 3 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,857 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.57 to $10.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2022 Filed Dec 21, 2022 00:08 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 54,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062239 · doc4.xml · derivative · entry 5 Brown Hayden · CIK 0001753662 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,581 Underlying: Common Stock · 54,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. F5 · derivative.expiration_date: 6.25% of the total shares vested on March 18, 2020, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment as the Chief Executive Officer of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.