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person · Reporting owner

Penegor Todd Allan

Disclosed activity across 5 companies

Tapewire entity
21037
SEC CIK
0001578490

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BALL CorpBALL · Entity 3320DirectorApril 29, 2026May 01, 2026
Dutch Bros Inc.BROS · Entity 3641DirectorAugust 20, 2026August 21, 2026
PAPA JOHNS INTERNATIONAL INCPZZA · Entity 5165Director · President & CEOJuly 31, 2026August 03, 2026
PERRIGO Co plcPRGO · Entity 4516DirectorJune 21, 2024June 26, 2024
Wendy's CoWEN · Entity 4659Director · President & CEODecember 15, 2023December 19, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BALL Corp

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,890.3205 Reported balance After 2026-04-30 transaction · row 1
1 source row

Row 1 · 2026-04-30 · Exercise / conversion · Acquired 3,369 · Balance 11,890.3205

F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2: N/A

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,365 Reported balance After 2026-04-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-29 · Grant · Acquired 2,903 · Balance 12,365

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,996 Reported balance After 2026-04-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-30 · Exercise / conversion · Disposed 3,369 · Balance 8,996

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5: Lapse of restricted stock units.

F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2: N/A

F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F5: Lapse of restricted stock units.

Dutch Bros Inc.

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect8,133 Reported balance After 2026-08-20 transaction · row 1
1 source row

Row 1 · 2026-08-20 · Exercise / conversion · Acquired 775 · Balance 8,133

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,324 Reported balance After 2026-08-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-20 · Exercise / conversion · Disposed 775 · Balance 2,324

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

PAPA JOHNS INTERNATIONAL INC

Report date July 31, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect196,034 Reported balance After 2026-07-31 transaction · row 1
1 source row

Row 1 · 2026-07-31 · Tax withholding · Disposed 8,498 · Balance 196,034

PERRIGO Co plc

Report date June 21, 2024 · Filed June 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially ownedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2024-06-21 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Wendy's Co

Report date December 15, 2023 · Filed December 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect41,066 Reported balance After 2023-12-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-12-15 · Grant · Acquired 508 · Balance 41,066

F1: With tandem dividend equivalent rights and tax withholding rights.

F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3: Represents dividend equivalent units issued on December 15, 2023.

F4: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: With tandem dividend equivalent rights and tax withholding rights.

F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3: Represents dividend equivalent units issued on December 15, 2023.

F4: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2026 Filed Aug 21, 2026 16:18 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001578490-26-000006 · wk-form4_1787329122.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Class A Common Stock · 775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 16:18 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001578490-26-000006 · wk-form4_1787329122.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2026 Filed Aug 14, 2026 22:23 UTC Dutch Bros Inc. BROS · Entity 3641 PurchaseClass A Common Stock 2,000 $51.56 $103,120.00
Disclosure

SEC source: 0001866581-26-000137 · wk-form4_1786746203.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,358

Read SEC document
July 31, 2026 Filed Aug 3, 2026 21:11 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 Tax withholdingCommon Stock 8,498 $29.90 $254,090.20
Disclosure

SEC source: 0001225208-26-006887 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,034

Read SEC document
May 15, 2026 Filed May 16, 2026 00:03 UTC Dutch Bros Inc. BROS · Entity 3641 PurchaseClass A Common Stock 2,000 $51.18 $102,350.00
Disclosure

SEC source: 0001578490-26-000004 · wk-form4_1778889778.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,358

Read SEC document
May 13, 2026 Filed May 16, 2026 00:03 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 3,099 $0.00 $0.00
Disclosure

SEC source: 0001578490-26-000004 · wk-form4_1778889778.xml · derivative · entry 4

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Class A Common Stock · 3,099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2026, November 20, 2026, February 20, 2027, and the remaining 25% will vest on the earlier of (i) May 20, 2027, and (ii) the date of the Issuer's 2027 annual stockholder meeting.

Read SEC document
May 13, 2026 Filed May 16, 2026 00:03 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 444 $0.00 $0.00
Disclosure

SEC source: 0001578490-26-000004 · wk-form4_1778889778.xml · derivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which vested on each of August 20, 2025, November 20, 2025, February 20, 2026, and the date of the Issuer's 2026 annual stockholder meeting, which occurred on May 13, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which vested on each of August 20, 2025, November 20, 2025, February 20, 2026, and the date of the Issuer's 2026 annual stockholder meeting, which occurred on May 13, 2026.

Read SEC document
May 13, 2026 Filed May 16, 2026 00:03 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001578490-26-000004 · wk-form4_1778889778.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2026 Filed May 1, 2026 21:53 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 3,369 Not disclosed Not disclosed
Disclosure

SEC source: 0000009389-26-000090 · form4.xml · derivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,996

Underlying: Common Stock · 3,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restricted stock units.

F2 · price: N/A

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
April 30, 2026 Filed May 1, 2026 21:53 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 3,369 $0.00 $0.00
Disclosure

SEC source: 0000009389-26-000090 · form4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,890.3205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · price: N/A

Read SEC document
April 29, 2026 Filed May 1, 2026 21:53 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 2,903 $0.00 $0.00
Disclosure

SEC source: 0000009389-26-000090 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,365

Underlying: Common Stock · 2,903 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F4 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:44 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 Tax withholdingCommon Stock 5,966 $31.99 $190,852.34
Disclosure

SEC source: 0001225208-26-003288 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,532

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:42 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 GrantCommon Stock 100,188 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-002998 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,498

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 22:44 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001578490-26-000002 · wk-form4_1771973095.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444

Underlying: Class A Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 22:44 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001578490-26-000002 · wk-form4_1771973095.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:28 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000240 · wk-form4_1763767697.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889

Underlying: Class A Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:28 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000240 · wk-form4_1763767697.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:41 UTC BALL Corp BALL · Entity 3320 GrantDeferred Compensation Company Stock Plan · Derivative 240 $0.00 $0.00
Disclosure

SEC source: 0000009389-25-000039 · form4.xml · derivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,802.7842

Underlying: Common Stock · 240 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · shares: Shares awarded under the Deferred Compensation Company Stock Plan for the Company match.

F7 · price: N/A

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:41 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0000009389-25-000039 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,562.7842

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · shares: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:41 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,200 $0.00 $0.00
Disclosure

SEC source: 0000009389-25-000039 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,462

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · shares: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F3 · derivative.exercise_date: The restricted stock units vest on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest on the fourth anniversary of the grant date.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:40 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001578490-25-000004 · wk-form4_1755808827.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Class A Common Stock · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:40 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001578490-25-000004 · wk-form4_1755808827.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 10:01 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 Tax withholdingCommon Stock 5,672 $42.41 $240,549.52
Disclosure

SEC source: 0001225208-25-006953 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,310

Read SEC document
May 13, 2025 Filed May 14, 2025 20:38 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 1,579 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000146 · wk-form4_1747255114.xml · derivative · entry 4

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:38 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 1,579 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000146 · wk-form4_1747255114.xml · derivative · entry 3

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579

Underlying: Class A Common Stock · 1,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which vested on May 13, 2025.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:38 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 1,779 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000146 · wk-form4_1747255114.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779

Underlying: Class A Common Stock · 1,779 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of August 20, 2025, November 20, 2025, February 20, 2026, and the remaining 25% will vest on the earlier of (i) May 20, 2026, and (ii) the date of the Issuer's 2026 annual stockholder meeting.

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May 13, 2025 Filed May 14, 2025 20:38 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000146 · wk-form4_1747255114.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2025 Filed May 1, 2025 21:23 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 3,369 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012982 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,662

Underlying: Common Stock · 3,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 24, 2025 Filed Apr 26, 2025 01:00 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 2,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-012656 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,293

Underlying: Common Stock · 2,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Lapse of restricted stock units.

F2 · price: N/A

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

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April 24, 2025 Filed Apr 26, 2025 01:00 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 2,378 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012656 · form4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,440.5984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · price: N/A

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March 03, 2025 Filed Mar 5, 2025 21:23 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 GrantCommon Stock 59,458 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002996 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,982

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.

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September 15, 2024 Filed Sep 17, 2024 23:04 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016709 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2024 Filed Sep 17, 2024 23:04 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 1,080 $66.00 $71,280.00
Disclosure

SEC source: 0001062993-24-016709 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,321.5347

Underlying: Common Stock · 1,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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July 31, 2024 Filed Aug 2, 2024 22:04 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 GrantCommon Stock 56,524 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007810 · doc4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,524

F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date with 28,262 shares awarded pursuant to a sign-on award and 28,262 shares awarded pursuant to a pro-rata award of the reporting person's annual equity award.

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April 26, 2024 Filed Apr 30, 2024 23:27 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 3,025 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009101 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,471

Underlying: Common Stock · 3,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · kind: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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April 26, 2024 Filed Apr 30, 2024 23:27 UTC BALL Corp BALL · Entity 3320 Exercise / conversionCommon Stock 3,025 $69.80 $211,145.00
Disclosure

SEC source: 0001062993-24-009101 · form4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 22:46 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 2,378 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008922 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,496

Underlying: Common Stock · 2,378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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December 15, 2023 Filed Dec 19, 2023 22:02 UTC Wendy's Co WEN · Entity 4659 GrantRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030068 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,066

Underlying: Common Stock · 508 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on December 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:20 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018316 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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September 15, 2023 Filed Sep 19, 2023 23:20 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 908.9083 $51.68 $46,972.38
Disclosure

SEC source: 0001062993-23-018316 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,210.7068

Underlying: Common Stock · 908.9083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:23 UTC Wendy's Co WEN · Entity 4659 GrantRestricted Stock Units · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024454 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,558

Underlying: Common Stock · 498 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2023.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 01:07 UTC Wendy's Co WEN · Entity 4659 GrantRestricted Stock Units · Derivative 40,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022616 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,060

Underlying: Common Stock · 40,060 shares

Expires not disclosed

F3 · security: With tandem dividend equivalent rights and tax withholding rights.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 01:07 UTC Wendy's Co WEN · Entity 4659 GrantEmployee Stock Option (Right to Buy) · Derivative 268,460 $0.00 Strike: $21.53 $0.00
Disclosure

SEC source: 0001127602-23-022616 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,460

Underlying: Common Stock · 268,460 shares

Expires 2033-08-11

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2024, 2025 and 2026, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
April 27, 2023 Filed May 1, 2023 23:27 UTC BALL Corp BALL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009878 · form4.xml · derivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,118

Underlying: Common Stock · 1,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · kind: Lapse of restricted stock units.

F6 · derivative.exercise_date: Lapse of restricted stock units.

F6 · derivative.expiration_date: Lapse of restricted stock units.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 27, 2023 Filed May 1, 2023 23:27 UTC BALL Corp BALL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 2,293.4346 $52.71 $120,886.94
Disclosure

SEC source: 0001062993-23-009878 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,293.4346

Underlying: Common Stock · 2,293.4346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 23:17 UTC BALL Corp BALL · Entity 3320 GrantRestricted Stock Units · Derivative 3,025 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009710 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,032

Underlying: Common Stock · 3,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

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March 01, 2023 Filed Mar 2, 2023 23:25 UTC Wendy's Co WEN · Entity 4659 Tax withholdingCommon Stock 29,417 $21.97 $646,144.41
Disclosure

SEC source: 0001127602-23-008479 · form4.xml · nonDerivative · entry 2

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,805

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:25 UTC Wendy's Co WEN · Entity 4659 GrantCommon Stock 65,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008479 · form4.xml · nonDerivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,222

F1 · shares: Reflects settlement of performance units granted to Mr. Penegor in February 2020 as part of the Company's long-term incentive plan.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:56 UTC Wendy's Co WEN · Entity 4659 GrantEmployee Stock Option (Right to Buy) · Derivative 331,832 $0.00 Strike: $21.40 $0.00
Disclosure

SEC source: 0001127602-22-021134 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,832

Underlying: Common Stock · 331,832 shares

Expires 2032-08-12

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on August 12, 2023, 2024 and 2025, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 23:59 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-011119 · form4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,007

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.