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HAWKINS JAMES B

Disclosed activity across 5 companies

Tapewire entity
21022
SEC CIK
0000898243

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUDIOEYE INCAEYE · Entity 6844DirectorOctober 01, 2026October 03, 2026
IRADIMED CORPIRMD · Entity 4896DirectorDecember 11, 2025December 15, 2025
NATUS MEDICAL INCBABY · Entity 125256Director · President and CEOApril 30, 2018May 02, 2018
OSI SYSTEMS INCOSIS · Entity 4160DirectorAugust 20, 2026August 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUDIOEYE INC

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect218,684 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,000 · Balance 218,684

F1: The securities relate to a quarterly grant of shares of common stock under the AudioEye, Inc. 2020 Equity Incentive Plan, which shares were fully vested on the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The securities relate to a quarterly grant of shares of common stock under the AudioEye, Inc. 2020 Equity Incentive Plan, which shares were fully vested on the grant date.

IRADIMED CORP

Report date December 11, 2025 · Filed December 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,932 Reported balance After 2025-12-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-12-11 · Grant · Acquired 1,026 · Balance 1,932

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On December 11, 2025, the reporting person received restricted stock units under Iradimed Corporation's 2023 Equity Incentive Plan. The restricted stock units vest in two equal annual installments beginning on December 11, 2026. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On December 11, 2025, the reporting person received restricted stock units under Iradimed Corporation's 2023 Equity Incentive Plan. The restricted stock units vest in two equal annual installments beginning on December 11, 2026. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

NATUS MEDICAL INC

Report date April 30, 2018 · Filed May 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeDirect639,257 Ending reported balance After 2018-04-30 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2018-04-30 · Exercise / conversion · Acquired 47,500 · Balance 686,757

Row 2 · 2018-04-30 · Sale · Disposed 47,500 · Balance 639,257

F1: This transaction was executed in multiple trades at prices ranging from $32.90 to $34.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2018-04-30 · Exercise / conversion · Acquired 76,827 · Balance 716,084

Row 4 · 2018-04-30 · Sale · Disposed 76,827 · Balance 639,257

F2: This transaction was executed in multiple trades at prices ranging from $33.05 to $33.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 5 · 2018-04-30 · Exercise / conversion · Acquired 35,673 · Balance 674,930

Row 6 · 2018-04-30 · Sale · Disposed 35,673 · Balance 639,257

F3: This transaction was executed in multiple trades at prices ranging from $32.65 to $33.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Nonqualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.69 · Expires 2018-06-07Direct112,500 Reported balance After 2018-04-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-04-30 · Exercise / conversion · Disposed 47,500 · Balance 112,500

Nonqualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.69 · Expires 2018-06-07Direct35,673 Reported balance After 2018-05-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-05-01 · Exercise / conversion · Disposed 76,827 · Balance 35,673

Nonqualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.69 · Expires 2018-06-07Direct0 Reported balance After 2018-05-02 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-05-02 · Exercise / conversion · Disposed 35,673 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $32.90 to $34.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $33.05 to $33.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $32.65 to $33.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

OSI SYSTEMS INC

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,295 Reported balance After 2026-08-20 transaction · row 1
1 source row

Row 1 · 2026-08-20 · Tax withholding · Disposed 90 · Balance 5,295

F1: Pursuant with a net settlement, shares of stock were tendered to pay for the tax withholding. No shares of stock were sold.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant with a net settlement, shares of stock were tendered to pay for the tax withholding. No shares of stock were sold.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Caesars Entertainment, Inc.

Report date July 20, 2020 · Filed July 23, 2020

Section 16 reporting ended · disclosed 2020-07-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect128,082 Ending reported balance After 2020-07-20 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2020-07-20 · Exercise / conversion · Acquired 9,256 · Balance 91,256

F1: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with Eldorado Resorts, Inc. (n/k/a Caesars Entertainment, Inc., the "Company"), all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Row 2 · 2020-07-20 · Exercise / conversion · Acquired 17,980 · Balance 109,236

F2: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Row 3 · 2020-07-20 · Exercise / conversion · Acquired 6,984 · Balance 116,220

F3: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Row 4 · 2020-07-20 · Exercise / conversion · Acquired 4,612 · Balance 120,832

F4: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Row 5 · 2020-07-20 · Exercise / conversion · Acquired 4,305 · Balance 125,137

F5: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Row 6 · 2020-07-20 · Exercise / conversion · Acquired 2,945 · Balance 128,082

F6: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-07-20Direct0 Reported balance After 2020-07-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-07-20 · Exercise / conversion · Disposed 9,256 · Balance 0

F1: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with Eldorado Resorts, Inc. (n/k/a Caesars Entertainment, Inc., the "Company"), all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-07-20Direct0 Reported balance After 2020-07-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-07-20 · Exercise / conversion · Disposed 17,980 · Balance 0

F2: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-07-20Direct0 Reported balance After 2020-07-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-07-20 · Exercise / conversion · Disposed 6,984 · Balance 0

F3: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-07-20Direct0 Reported balance After 2020-07-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-07-20 · Exercise / conversion · Disposed 4,612 · Balance 0

F4: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-07-20Direct0 Reported balance After 2020-07-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-07-20 · Exercise / conversion · Disposed 4,305 · Balance 0

F5: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-07-20Direct0 Reported balance After 2020-07-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-07-20 · Exercise / conversion · Disposed 2,945 · Balance 0

F6: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with Eldorado Resorts, Inc. (n/k/a Caesars Entertainment, Inc., the "Company"), all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

F2: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

F3: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

F4: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

F5: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

F6: Each Restricted Stock Unit represented the economic equivalent of one share of the Company's common stock. In connection with the reporting person's separation from service with the Company, all of the shares underlying the Restricted Stock Unit were settled for shares of the Company's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2019 Filed Jul 9, 2019 01:52 UTC OSI SYSTEMS INC OSIS · Entity 4160 GrantCommon Stock 1,683 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-039638 · a4.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,635

Read SEC document
June 26, 2019 Filed Jun 28, 2019 22:43 UTC IRADIMED CORP IRMD · Entity 4896 GrantRestricted Stock Units · Derivative 2,536 $0.00 $0.00
Disclosure

SEC source: 0000898432-19-000949 · form4.xml · derivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,536

Underlying: Common Stock · 2,536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Iradimed Corporation's common stock.

F2 · derivative.exercise_date: The reporting person received restricted stock units under Iradimed Corporation's 2014 Equity Incentive Plan. The restricted stock units vest in two equal annual installments beginning on June 26, 2020. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

F2 · derivative.expiration_date: The reporting person received restricted stock units under Iradimed Corporation's 2014 Equity Incentive Plan. The restricted stock units vest in two equal annual installments beginning on June 26, 2020. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 23:20 UTC Caesars Entertainment, Inc. ERI · Entity 3789 GrantRestricted Stock Units · Derivative 4,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005636 · doc4.xml · derivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,305

Underlying: Common Stock · 4,305 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 25, 2019 pursuant to the 2015 Equity Incentive Plan. Reporting person elected to defer vesting until the first to occur of separation of service and a change in control.

F2 · derivative.expiration_date: Restricted stock units were granted on January 25, 2019 pursuant to the 2015 Equity Incentive Plan. Reporting person elected to defer vesting until the first to occur of separation of service and a change in control.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 20:02 UTC Caesars Entertainment, Inc. ERI · Entity 3789 PurchaseCommon Stock 1,000 $46.50 $46,500.00
Disclosure

SEC source: 0001209191-18-049505 · doc4.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,832

Read SEC document
August 07, 2018 Filed Aug 7, 2018 20:30 UTC Caesars Entertainment, Inc. ERI · Entity 3789 PurchaseCommon Stock 4,000 $42.45 $169,813.60
Disclosure

SEC source: 0001209191-18-045685 · doc4.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,832

Read SEC document
July 06, 2018 Filed Jul 11, 2018 00:21 UTC OSI SYSTEMS INC OSIS · Entity 4160 GrantCommon Stock 2,225 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-009610 · edgar.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,952

Read SEC document
May 02, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 Exercise / conversionNonqualified Stock Option · Derivative 35,673 $10.69 Strike: $10.69 $381,344.37
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · derivative · entry 9

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,673 shares

Expires 2018-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 Exercise / conversionNonqualified Stock Option · Derivative 76,827 $10.69 Strike: $10.69 $821,280.63
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · derivative · entry 8

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,673

Underlying: Common Stock · 76,827 shares

Expires 2018-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 Exercise / conversionNonqualified Stock Option · Derivative 47,500 $10.69 Strike: $10.69 $507,775.00
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · derivative · entry 7

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 160,000 shares

Expires 2018-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 SaleCommon Stock, $0.001 par value per share 35,673 $33.37 $1,190,408.01
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · nonDerivative · entry 6

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,257

F3 · price: This transaction was executed in multiple trades at prices ranging from $32.65 to $33.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 Exercise / conversionCommon Stock, $0.001 par value per share 35,673 $10.69 $381,344.37
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · nonDerivative · entry 5

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 SaleCommon Stock, $0.001 par value per share 76,827 $33.51 $2,574,472.77
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · nonDerivative · entry 4

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,257

F2 · price: This transaction was executed in multiple trades at prices ranging from $33.05 to $33.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 Exercise / conversionCommon Stock, $0.001 par value per share 76,827 $10.69 $821,280.63
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · nonDerivative · entry 3

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 SaleCommon Stock, $0.001 par value per share 47,500 $33.47 $1,589,825.00
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · nonDerivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,257

F1 · price: This transaction was executed in multiple trades at prices ranging from $32.90 to $34.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:56 UTC NATUS MEDICAL INC BABY · Entity 125256 Exercise / conversionCommon Stock, $0.001 par value per share 47,500 $10.69 $507,775.00
Disclosure

SEC source: 0000878526-18-000048 · wf-form4_152529452863883.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 31, 2018 01:41 UTC Caesars Entertainment, Inc. ERI · Entity 3789 GrantRestricted Stock Unit · Derivative 4,612 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006116 · doc4.xml · derivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

Underlying: Common Stock · 4,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan. Reporting person elected to defer vesting until the first to occur of separation of service and a change in control.

F2 · derivative.expiration_date: Restricted stock units were granted on January 26, 2018 pursuant to the 2015 Equity Incentive Plan. Reporting person elected to defer vesting until the first to occur of separation of service and a change in control.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 19:18 UTC NATUS MEDICAL INC BABY · Entity 125256 GrantCommon Stock 111,300 $38.20 $4,251,660.00
Disclosure

SEC source: 0000878526-18-000004 · wf-form4_151502511185094.xml · nonDerivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,257

F1 · shares: Restricted Stock Award vest over 4 years from the date of the grant. 50% will vest on the second anniversary of the grant, 25% on the third anniversary of the grant, and 25% on the fourth anniversary of the grant.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:18 UTC NATUS MEDICAL INC BABY · Entity 125256 Tax withholdingCommon Stock 40,283 $38.20 $1,538,810.60
Disclosure

SEC source: 0000878526-18-000004 · wf-form4_151502511185094.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,957

Read SEC document
August 22, 2017 Filed Aug 24, 2017 23:55 UTC OSI SYSTEMS INC OSIS · Entity 4160 GrantCommon Stock 2,147 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011824 · edgar.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,727

Read SEC document
August 15, 2017 Filed Aug 17, 2017 16:58 UTC NATUS MEDICAL INC BABY · Entity 125256 Tax withholdingCommon Stock, $0.001 par value per share 9,783 $34.15 $334,089.45
Disclosure

SEC source: 0000878526-17-000075 · wf-form4_150300350707486.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,240

Read SEC document
June 15, 2017 Filed Jun 15, 2017 13:53 UTC NATUS MEDICAL INC BABY · Entity 125256 PurchaseCommon Stock 4,000 $33.98 $135,900.00
Disclosure

SEC source: 0000878526-17-000049 · wf-form4_149754921618525.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,023

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.90 to $34.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 31, 2017 Filed May 31, 2017 17:10 UTC NATUS MEDICAL INC BABY · Entity 125256 PurchaseCommon Stock 6,000 $33.81 $202,860.00
Disclosure

SEC source: 0000878526-17-000047 · wf-form4_149626502019484.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,023

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.78 to $33.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 357 shares purchased pursuant to the Company's Employee Stock Purchase Plan since the date of the reporting persons last Form 4.

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January 27, 2017 Filed Feb 3, 2017 23:40 UTC Caesars Entertainment, Inc. ERI · Entity 3789 GrantRestricted Stock Unit · Derivative 9,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007822 · doc4.xml · derivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Underlying: Common Stock · 9,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

F2 · derivative.expiration_date: The restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units will vest and become non-forfeitable upon the third anniversary of the date of grant, which will be January 27, 2020. The restricted stock units will settle in common stock upon vesting. Unvested restricted stock units will vest upon (x) the termination of employment if such termination is without cause, for good reason, or due to the death or the disability of the reporting person and (y) consummation of a change of control of Eldorado Resorts, Inc.

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January 01, 2017 Filed Jan 5, 2017 20:10 UTC NATUS MEDICAL INC BABY · Entity 125256 GrantCommon Stock 118,000 $34.80 $4,106,400.00
Disclosure

SEC source: 0000878526-17-000010 · wf-form4_148366503586422.xml · nonDerivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,666

F1 · shares: Restricted Stock Award vest over 4 years from the date of the grant. 50% will vest on the second anniversary of the grant, 25% on the third anniversary of the grant, and 25% on the fourth anniversary of the grant.

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January 01, 2017 Filed Jan 5, 2017 20:10 UTC NATUS MEDICAL INC BABY · Entity 125256 Tax withholdingCommon Stock 27,730 $34.80 $965,004.00
Disclosure

SEC source: 0000878526-17-000010 · wf-form4_148366503586422.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,666

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December 16, 2016 Filed Dec 16, 2016 14:43 UTC NATUS MEDICAL INC BABY · Entity 125256 PurchaseCommon Stock 10,000 $35.20 $352,000.00
Disclosure

SEC source: 0000878526-16-000210 · wf-form4_148191736967464.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,396

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November 28, 2016 Filed Nov 28, 2016 17:04 UTC NATUS MEDICAL INC BABY · Entity 125256 Tax withholdingCommon Stock 3,038 $48.05 $145,975.90
Disclosure

SEC source: 0000878526-16-000208 · wf-form4_148037067522690.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,396

F1 · balance_after: Includes 709 shares purchased pursuant to the Company's Employee Stock Purchase Plan since the date of the reporting persons last Form 4.

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November 08, 2016 Filed Nov 8, 2016 20:38 UTC Caesars Entertainment, Inc. ERI · Entity 3789 PurchaseCommon Stock 10,000 $10.99 $109,900.00
Disclosure

SEC source: 0001179110-16-031322 · edgar.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

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October 27, 2016 Filed Oct 27, 2016 17:27 UTC NATUS MEDICAL INC BABY · Entity 125256 PurchaseCommon Stock 10,000 $38.30 $383,030.00
Disclosure

SEC source: 0000878526-16-000203 · wf-form4_147760366467217.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,725

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.60. The price reflected above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 28, 2016 Filed Sep 28, 2016 11:06 UTC NATUS MEDICAL INC BABY · Entity 125256 PurchaseCommon Stock 10,000 $38.48 $384,840.00
Disclosure

SEC source: 0000878526-16-000195 · wf-form4_147507514826355.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,725

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.