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Baker Cary

Disclosed activity across 2 companies

Tapewire entity
20974
SEC CIK
0001705407

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMPINJ INCPI · Entity 3883CHIEF FINANCIAL OFFICERSeptember 23, 2026September 24, 2026
REALNETWORKS INCRNWK · Entity 121328SVP, CFO & TreasurerFebruary 15, 2019February 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMPINJ INC

Report date September 23, 2026 · Filed September 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,039 Ending reported balance After 2026-09-23 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-23 · Exercise / conversion · Acquired 479 · Balance 80,867

Row 2 · 2026-09-23 · Exercise / conversion · Acquired 596 · Balance 81,463

Row 3 · 2026-09-23 · Tax withholding · Disposed 424 · Balance 81,039

F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct959 Reported balance After 2026-09-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-23 · Exercise / conversion · Disposed 479 · Balance 959

F2: Each RSU represents a contingent right to receive one share of Impinj common stock.

F3: On March 23, 2023, the reporting person was granted 7,665 RSUs. One-sixteenth of these vested on September 23, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,580 Reported balance After 2026-09-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-23 · Exercise / conversion · Disposed 596 · Balance 3,580

F2: Each RSU represents a contingent right to receive one share of Impinj common stock.

F4: On March 23, 2024, the reporting person was granted 9,545 RSUs. One-sixteenth of these vested on September 23, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units, or RSUs.

F2: Each RSU represents a contingent right to receive one share of Impinj common stock.

F3: On March 23, 2023, the reporting person was granted 7,665 RSUs. One-sixteenth of these vested on September 23, 2026.

F4: On March 23, 2024, the reporting person was granted 9,545 RSUs. One-sixteenth of these vested on September 23, 2026.

REALNETWORKS INC

Report date February 15, 2019 · Filed February 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect78,804 Reported balance After 2019-02-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-02-15 · Exercise / conversion · Acquired 26,183 · Balance 78,804

F1: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.

Common StockSEC Table I · non-derivativeDirect71,880 Reported balance After 2019-02-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-02-15 · Tax withholding · Disposed 6,924 · Balance 71,880

F2: Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units (in accordance with Rule 16b-3(d) and Note (3)).

Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-02-15Direct26,183 Reported balance After 2019-02-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-15 · Grant · Acquired 26,183 · Balance 26,183

F3: Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.

F4: The restricted stock units were fully vested at the time of grant.

Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-02-15Direct0 Reported balance After 2019-02-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-15 · Exercise / conversion · Disposed 26,183 · Balance 0

F5: Converts into common stock on a unit-for-share basis upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.

F2: Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units (in accordance with Rule 16b-3(d) and Note (3)).

F3: Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.

F4: The restricted stock units were fully vested at the time of grant.

F5: Converts into common stock on a unit-for-share basis upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 21:42 UTC IMPINJ INC PI · Entity 3883 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014783 · doc4.xml · nonDerivative · entry 1

Baker Cary · CIK 0001705407 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 22:49 UTC IMPINJ INC PI · Entity 3883 GrantRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001431 · form.xml · derivative · entry 2

Baker Cary · CIK 0001705407 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: COMMON STOCK · 12,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Impinj common stock.

F3 · derivative.exercise_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

F3 · derivative.expiration_date: One-fourth of the shares subject to the grant shall vest on June 15, 2021, and 1/16th of the shares subject to the grant shall vest each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 22:49 UTC IMPINJ INC PI · Entity 3883 GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $26.84 $0.00
Disclosure

SEC source: 0001246360-20-001431 · form.xml · derivative · entry 1

Baker Cary · CIK 0001705407 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: COMMON STOCK · 12,500 shares

Expires 2030-06-15

F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on June 15, 2021, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 20:28 UTC IMPINJ INC PI · Entity 3883 PurchaseCOMMON STOCK 500 $19.05 $9,525.00
Disclosure

SEC source: 0001246360-20-000903 · form.xml · nonDerivative · entry 2

Baker Cary · CIK 0001705407 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:28 UTC IMPINJ INC PI · Entity 3883 PurchaseCOMMON STOCK 2,000 $20.80 $41,600.00
Disclosure

SEC source: 0001246360-20-000903 · form.xml · nonDerivative · entry 1

Baker Cary · CIK 0001705407 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $20.75 to $20.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 24, 2020 Filed Mar 3, 2020 21:56 UTC IMPINJ INC PI · Entity 3883 GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $33.73 $0.00
Disclosure

SEC source: 0001246360-20-000769 · form.xml · derivative · entry 2

Baker Cary · CIK 0001705407 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: COMMON STOCK · 60,000 shares

Expires 2030-02-23

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option will vest on February 24, 2021, then one-forty-eighth (1/48) of the shares subject to the option will vest every month thereafter (on the same day of the month), subject to the reporting person continuing to be a Service Provider, as defined in the Issuer's 2016 Equity Incentive Plan.

Read SEC document
February 24, 2020 Filed Mar 3, 2020 21:56 UTC IMPINJ INC PI · Entity 3883 GrantRestricted Stock Units · Derivative 60,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000769 · form.xml · derivative · entry 1

Baker Cary · CIK 0001705407 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: COMMON STOCK · 60,000 shares

Expires 2030-02-23

F1 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units ("RSUs") will vest on February 24, 2021, then one sixteenth (1/16) of the RSUs will vest every three months thereafter (on the say day of the month as the grant date), subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2016 Equity Incentive Plan).

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:03 UTC REALNETWORKS INC RNWK · Entity 121328 Exercise / conversionRestricted Stock Unit Award · Derivative 26,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011163 · doc4.xml · derivative · entry 4

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,183 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Converts into common stock on a unit-for-share basis upon vesting.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:03 UTC REALNETWORKS INC RNWK · Entity 121328 GrantRestricted Stock Unit Award · Derivative 26,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011163 · doc4.xml · derivative · entry 3

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,183

Underlying: Common Stock · 26,183 shares

Expires 2019-02-15

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:03 UTC REALNETWORKS INC RNWK · Entity 121328 Tax withholdingCommon Stock 6,924 $3.30 $22,849.20
Disclosure

SEC source: 0001209191-19-011163 · doc4.xml · nonDerivative · entry 2

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,880

F2 · security: Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units (in accordance with Rule 16b-3(d) and Note (3)).

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:03 UTC REALNETWORKS INC RNWK · Entity 121328 Exercise / conversionCommon Stock 26,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011163 · doc4.xml · nonDerivative · entry 1

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:18 UTC REALNETWORKS INC RNWK · Entity 121328 GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001209191-18-044490 · doc4.xml · derivative · entry 1

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2025-07-26

F1 · derivative.exercise_date: 12.5% of the shares subject to the stock option shall vest on January 26,2019; an additional 12.5% of the shares shall vest upon the completion of each successive six months of employment thereafter, such that the option will become fully vested on July 26, 2022.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 20:49 UTC REALNETWORKS INC RNWK · Entity 121328 PurchaseCommon Stock 3,371 $3.13 $10,548.53
Disclosure

SEC source: 0001209191-18-016995 · doc4.xml · nonDerivative · entry 1

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,621

F1 · price: Represents the weighted average purchase price. The highest price at which these securities were purchased $3.1299 and the lowest price at which these securities were purchased was $3.125.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 16:46 UTC REALNETWORKS INC RNWK · Entity 121328 PurchaseCommon Stock 5,816 $2.83 $16,459.28
Disclosure

SEC source: 0001209191-18-015716 · doc4.xml · nonDerivative · entry 4

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:46 UTC REALNETWORKS INC RNWK · Entity 121328 Disposition to issuerRestricted Stock Unit Award · Derivative 18,266 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015716 · doc4.xml · derivative · entry 6

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,266 shares

Expires 2018-02-28

F5 · derivative.exercise_price: The restricted stock units were fully vested at the time of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:46 UTC REALNETWORKS INC RNWK · Entity 121328 GrantRestricted Stock Unit Award · Derivative 18,266 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015716 · doc4.xml · derivative · entry 5

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,266

Underlying: Common Stock · 18,266 shares

Expires 2018-02-28

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.

F5 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:46 UTC REALNETWORKS INC RNWK · Entity 121328 PurchaseCommon Stock 30,000 $2.95 $88,530.00
Disclosure

SEC source: 0001209191-18-015716 · doc4.xml · nonDerivative · entry 3

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,434

F3 · price: Represents the weighted average purchase price. The highest price at which these securities were purchased was $3.00 and the lowest price at which these securities were purchased was $2.85.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:46 UTC REALNETWORKS INC RNWK · Entity 121328 Tax withholdingCommon Stock 4,832 $2.78 $13,432.96
Disclosure

SEC source: 0001209191-18-015716 · doc4.xml · nonDerivative · entry 2

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,434

F2 · security: Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units (in accordance with Rule 16b-3(d) and Note (3)).

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:46 UTC REALNETWORKS INC RNWK · Entity 121328 Exercise / conversionCommon Stock 18,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015716 · doc4.xml · nonDerivative · entry 1

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 16:37 UTC REALNETWORKS INC RNWK · Entity 121328 GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001209191-17-031983 · doc4.xml · derivative · entry 1

Baker Cary · CIK 0001705407 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2024-05-01

F1 · derivative.exercise_date: 25% of the option vests on the one-year anniversary of the vesting commencement date, and an additional 12.5% of the option vests upon the completion of each successive six months of employment until the option becomes fully vested on May 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.