Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Group Managing Director | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LPL Financial Holdings Inc.
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,721 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Exercise / conversion · Acquired 7,189 · Balance 27,721 |
| Common StockSEC Table I · non-derivative | Direct | 23,602 |
Reported balance
After 2026-08-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-20 · Sale · Disposed 4,119 · Balance 23,602 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.25 to $355.47, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2: Consists of (i) 15,807 shares of Common Stock; (ii) 776 restricted stock units that vest in full on February 25, 2027; (iii) 1,438 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; (iv) 2,774 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029; and (v) 2,807 restricted stock units that vest ratably on each of February 25, 2028 and August 31, 2029. |
| Option to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $77.53 · Expires 2029-02-25 | Direct | 0 |
Reported balance
After 2026-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-20 · Exercise / conversion · Disposed 7,189 · Balance 0 F3: This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.25 to $355.47, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: Consists of (i) 15,807 shares of Common Stock; (ii) 776 restricted stock units that vest in full on February 25, 2027; (iii) 1,438 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; (iv) 2,774 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029; and (v) 2,807 restricted stock units that vest ratably on each of February 25, 2028 and August 31, 2029.
F3: This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2025 Filed Aug 7, 2025 20:31 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 45 | $375.37 | $16,891.65 |
DisclosureSEC source: 0001397911-25-000124 · wk-form4_1754598692.xml · nonDerivative · entry 5 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,311 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $374.98 to $375.90, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:31 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 620 | $374.22 | $232,016.40 |
DisclosureSEC source: 0001397911-25-000124 · wk-form4_1754598692.xml · nonDerivative · entry 4 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,356 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $373.97 to $374.93, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:31 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 352 | $373.49 | $131,468.48 |
DisclosureSEC source: 0001397911-25-000124 · wk-form4_1754598692.xml · nonDerivative · entry 3 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,976 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.963 to $373.960, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:31 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 161 | $372.43 | $59,961.23 |
DisclosureSEC source: 0001397911-25-000124 · wk-form4_1754598692.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,328 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $371.96 to $372.95, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:31 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 131 | $371.55 | $48,673.05 |
DisclosureSEC source: 0001397911-25-000124 · wk-form4_1754598692.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,489 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.962 to $371.957, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 35 | $385.29 | $13,485.15 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 8 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,620 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.20 to $385.35, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9) to this Form 4. F10 · balance_after: Consists of (i) 15,891 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 511 restricted stock units that vest in full on June 12, 2026; (iv) 1,551 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) 2,157 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 315 | $384.61 | $121,152.15 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 7 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,655 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.18 to $385.17, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 363 | $383.75 | $139,301.25 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 6 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,970 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.18 to $384.16, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 351 | $382.58 | $134,285.58 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 5 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,333 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.10 to $383.00, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 159 | $381.69 | $60,688.71 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 4 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,684 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.10 to $382.08, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 48 | $380.85 | $18,280.80 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 3 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,843 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.10 to $381.09, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 133 | $379.35 | $50,453.55 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,891 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.06 to $379.37, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:14 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 96 | $378.17 | $36,304.32 |
DisclosureSEC source: 0001397911-25-000113 · wk-form4_1752005676.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,024 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $378.05 to $379.01, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:16 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 234 | $379.39 | $88,777.26 |
DisclosureSEC source: 0001397911-25-000101 · wk-form4_1750104985.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,120 F1 · balance_after: Consists of (i) 17,391 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 511 restricted stock units that vest in full on June 12, 2026; (iv) 1,551 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) 2,157 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 123 | $382.37 | $47,031.51 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 8 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,354 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.20 to $382.86, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9) to this Form 4. F10 · balance_after: Consists of (i) 17,114 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 1,022 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; (iv) 1,551 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) 2,157 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 219 | $381.69 | $83,590.11 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 7 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,477 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.19 to $382.18, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 83 | $380.54 | $31,584.82 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 6 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,696 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.17 to $381.09, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 409 | $379.79 | $155,334.11 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 5 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,779 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.07 to $380.06, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 59 | $378.42 | $22,326.78 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 4 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,188 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $378.07 to $379.06, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 189 | $377.39 | $71,326.71 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 3 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,247 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.00 to $377.64, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 143 | $376.49 | $53,838.07 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,436 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $375.99 to $376.97, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 275 | $375.52 | $103,268.00 |
DisclosureSEC source: 0001397911-25-000093 · wk-form4_1749499954.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Group Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,579 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $374.98 to $375.97, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000030 · wk-form4_1740698965.xml · nonDerivative · entry 3 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,854 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 18,614 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 1,022 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; (iv) 1,551 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 3,319 | $357.36 | $1,186,077.84 |
DisclosureSEC source: 0001397911-25-000030 · wk-form4_1740698965.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,697 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 6,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-25-000030 · wk-form4_1740698965.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,016 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 20:11 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 234 | $278.99 | $65,283.66 |
DisclosureSEC source: 0001397911-24-000097 · wk-form4_1718395853.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,846 F1 · balance_after: Consists of (i) 13,793 shares of Common Stock; (ii) 686 restricted stock units that vest in full on February 25, 2025; (iii) 1,019 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; (iv) 1,022 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; and (v) 2,326 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 707 | $267.87 | $189,384.09 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 8 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,080 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.77 to $268, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. F8 · balance_after: Consists of (i) 13,517 shares of Common Stock; (ii) 686 restricted stock units that vest in full on February 25, 2025; (iii) 1,019 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; (iv) 1,532 restricted stock units that vest ratably on each of June 12, 2024, June 12, 2025 and June 12, 2026; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 1,484 | $266.95 | $396,153.80 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 7 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,787 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.56 to $267.50, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 8,823 | $266.12 | $2,347,976.76 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 6 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,271 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.56 to $266.55, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 174 | $264.77 | $46,069.98 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 5 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,094 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.53 to $264.95, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | SaleCommon Stock | 213 | $263.44 | $56,112.72 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 4 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,268 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.87 to $263.56, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 3 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,481 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 3,164 | $263.36 | $833,271.04 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,155 Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:51 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 5,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-24-000025 · wk-form4_1709081472.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,319 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2021. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2023. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 21:13 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000117 · wk-form4_1686690777.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,381 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of June 12, 2024, June 12, 2025 and June 12, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 19,959 shares of Common Stock; (ii) 990 restricted stock units that vest in full on February 25, 2024; (iii) 1,372 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; (iv) 1,528 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026; and (v) the restricted stock units reported in this Form 4. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 20:24 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 688 | $199.99 | $137,593.12 |
DisclosureSEC source: 0001397911-23-000113 · wk-form4_1686169486.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,849 F1 · balance_after: Consists of (i) 19,959 shares of Common Stock; (ii) 990 restricted stock units that vest in full on February 25, 2024; (iii) 1,372 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 1,528 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000032 · wf-form4_167762658060363.xml · nonDerivative · entry 3 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,537 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2024, February 25, 2025, and February 25, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 19,147 shares of Common Stock; (ii) 1,500 restricted stock units that vest in full on June 5, 2023; (iii) 990 restricted stock units that vest in full on February 25, 2024; (iv) 1,372 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (v) the restricted stock units reported in this Form 4. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 2,540 | $247.30 | $628,142.00 |
DisclosureSEC source: 0001397911-23-000032 · wf-form4_167762658060363.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,009 Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 23:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 4,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-23-000032 · wf-form4_167762658060363.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,549 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2020. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2022. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| June 05, 2022 Filed Jun 6, 2022 20:40 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 695 | $198.05 | $137,644.75 |
DisclosureSEC source: 0001397911-22-000096 · wf-form4_165454799558691.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,139 F1 · balance_after: Consists of (i) 14,867 shares of Common Stock; (ii) 735 restricted stock units that vest in full on February 25, 2023; (iii) 1,500 restricted stock units that vest in full on June 5, 2023; (iv) 1,980 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (v) 2,057 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:03 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000028 · wf-form4_164617575366441.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,834 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 14,063 shares of Common Stock; (ii) 735 restricted stock units that vest in full on February 25, 2023; (iii) 2,999 restricted stock units that vest ratably on each of June 5, 2022 and June 5, 2023; (iv) 1,980 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:03 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 729 | $182.73 | $133,210.17 |
DisclosureSEC source: 0001397911-22-000028 · wf-form4_164617575366441.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,777 Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 22:34 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | Tax withholdingCommon Stock | 2,314 | $160.27 | $370,864.78 |
DisclosureSEC source: 0001397911-21-000205 · wf-form4_163943484250685.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,506 F1 · balance_after: Consists of (i) 12,536 shares of Common Stock; (ii) 532 restricted stock units that vest in full on February 25, 2022; (iii) 1,470 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; (iv) 2,999 restricted stock units that vest ratably on each of June 5, 2022 and June 5, 2023; and (v) 2,969 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.