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person · Reporting owner

Watson Noel Bertram

Disclosed activity across 5 companies

Tapewire entity
20833
SEC CIK
0001669081

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Affirm Holdings, Inc.AFRM · Entity 1572DirectorAugust 12, 2026August 14, 2026
LEGALZOOM.COM, INC.LZ · Entity 4925Chief Operating Officer & CFOAugust 20, 2026August 22, 2026
TrueCar, Inc.TRUE · Entity 68875Chief Financial OfficerNovember 15, 2020November 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Affirm Holdings, Inc.

Report date August 12, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect34,076 Reported balance After 2026-08-12 transaction · row 1
1 source row

Row 1 · 2026-08-12 · Sale · Disposed 2,000 · Balance 34,076

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2025.

LEGALZOOM.COM, INC.

Report date August 20, 2026 · Filed August 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,407,801 Ending reported balance After 2026-08-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-20 · Sale · Disposed 416,371 · Balance 1,491,430

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.835 to $5.965, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Row 2 · 2026-08-21 · Sale · Disposed 83,629 · Balance 1,407,801

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.835 to $5.965, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

TrueCar, Inc.

Report date November 15, 2020 · Filed November 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect640,653 Reported balance After 2020-11-15 transaction · row 1
1 source row

Row 1 · 2020-11-15 · Tax withholding · Disposed 17,044 · Balance 640,653

F1: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TripAdvisor, Inc.

Report date June 15, 2019 · Filed June 18, 2019

Section 16 reporting ended · disclosed 2019-06-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,649 Ending reported balance After 2019-06-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-06-15 · Exercise / conversion · Acquired 2,336 · Balance 2,336

Row 2 · 2019-06-15 · Tax withholding · Disposed 687 · Balance 1,649

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $42.81 · Expires 2021-06-15Direct4,671 Reported balance After 2019-06-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-15 · Exercise / conversion · Disposed 2,336 · Balance 4,671

ZYNGA INC

Report date May 23, 2022 · Filed May 24, 2022

Section 16 reporting ended · disclosed 2022-05-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-05-23 transaction · row 1
1 source row

Row 1 · 2022-05-23 · Disposition to issuer · Disposed 40,857 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2022 (the "Merger Agreement"), by and among Take-Two Interactive Software, Inc. ("Take-Two"), Zebra MS I, Inc., Zebra MS II, Inc., and the Issuer, each share of the Issuer's class A common stock was cancelled and converted into the right to receive (i) 0.0406 shares of Take-Two common stock and (ii) $3.50 in cash, together with cash in lieu of any fractional shares of Take-Two common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2022 (the "Merger Agreement"), by and among Take-Two Interactive Software, Inc. ("Take-Two"), Zebra MS I, Inc., Zebra MS II, Inc., and the Issuer, each share of the Issuer's class A common stock was cancelled and converted into the right to receive (i) 0.0406 shares of Take-Two common stock and (ii) $3.50 in cash, together with cash in lieu of any fractional shares of Take-Two common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 22, 2026 00:41 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 83,629 $5.83 $487,557.07
Disclosure

SEC source: 0001669081-26-000017 · wk-form4_1787359305.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,407,801

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 20, 2026 Filed Aug 22, 2026 00:41 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 416,371 $5.91 $2,460,752.61
Disclosure

SEC source: 0001669081-26-000017 · wk-form4_1787359305.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,491,430

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.835 to $5.965, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 15, 2026 Filed Aug 18, 2026 20:15 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 82,501 $5.62 $463,655.62
Disclosure

SEC source: 0001669081-26-000014 · wk-form4_1787084117.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,907,801

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
August 12, 2026 Filed Aug 14, 2026 20:00 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 2,000 $77.86 $155,720.00
Disclosure

SEC source: 0001628280-26-057087 · wk-form4_1786737611.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,076

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2025.

Read SEC document
July 09, 2026 Filed Jul 13, 2026 22:33 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 51,545 $7.21 $371,639.45
Disclosure

SEC source: 0001669081-26-000011 · wk-form4_1783981979.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,990,302

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
May 18, 2026 Filed May 19, 2026 20:36 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 15,000 $6.45 $96,775.50
Disclosure

SEC source: 0001669081-26-000009 · wk-form4_1779222982.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,041,847

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.055 to $6.590, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:36 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 82,501 $6.00 $495,006.00
Disclosure

SEC source: 0001669081-26-000009 · wk-form4_1779222982.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,056,847

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

F2 · balance_after: Includes 2,000 shares acquired pursuant to the Issuer's employee stock purchase plan on May 15, 2026.

Read SEC document
May 13, 2026 Filed May 14, 2026 20:17 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 2,000 $65.00 $130,000.00
Disclosure

SEC source: 0001628280-26-035127 · wk-form4_1778789858.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,076

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2025.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:19 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 2,000 $55.00 $110,000.00
Disclosure

SEC source: 0001628280-26-025513 · wk-form4_1776370746.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,076

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2025.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 22:01 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantCommon Stock 656,488 $0.00 $0.00
Disclosure

SEC source: 0001669081-26-000007 · wk-form4_1773180081.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,137,348

F1 · kind: The shares of common stock represent time-based RSUs, with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs vest in substantially equal quarterly installments over a three-year period, with the first vesting date being May 15, 2026, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 22:57 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 15,000 $6.96 $104,413.50
Disclosure

SEC source: 0001669081-26-000004 · wk-form4_1771541853.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,480,860

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.74 to $7.025, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 23:21 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 55,722 $6.87 $382,810.14
Disclosure

SEC source: 0001669081-26-000002 · wk-form4_1771456897.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,495,860

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 21:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 3,579 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-057635 · wk-form4_1766005701.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,076

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in full upon the earlier of December 15, 2026 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 18, 2025 Filed Nov 18, 2025 23:46 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 15,000 $9.56 $143,461.50
Disclosure

SEC source: 0001669081-25-000007 · wk-form4_1763509583.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,551,582

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to $9.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 15, 2025 Filed Nov 18, 2025 23:46 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 318,901 $10.01 $3,192,199.01
Disclosure

SEC source: 0001669081-25-000007 · wk-form4_1763509583.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,566,582

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

F2 · balance_after: Includes 1,026 shares acquired pursuant to the Issuer's employee stock purchase plan on November 15, 2025.

Read SEC document
September 17, 2025 Filed Sep 18, 2025 23:33 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Exercise / conversionPerformance Rights (November 2024) · Derivative 208,031 $0.00 $0.00
Disclosure

SEC source: 0001669081-25-000005 · wk-form4_1758238428.xml · derivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,172

Underlying: Common Stock · 208,031 shares

Expires 2027-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

Read SEC document
September 17, 2025 Filed Sep 18, 2025 23:33 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantCommon Stock 208,031 $0.00 $0.00
Disclosure

SEC source: 0001669081-25-000005 · wk-form4_1758238428.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,884,457

F1 · shares: Represents performance units for which the achievement of the second stock price target was certified by the Compensation Committee on September 17, 2025 based on the volume-weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period. The performance units will vest on November 15, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 20:23 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 27,319 $11.07 $302,503.29
Disclosure

SEC source: 0001286139-25-000097 · wk-form4_1756239822.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,676,426

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.285, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 20:23 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 18,136 $11.03 $200,094.49
Disclosure

SEC source: 0001286139-25-000097 · wk-form4_1756239822.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,703,745

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.10, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 18, 2025 Filed Aug 19, 2025 21:34 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 15,000 $10.81 $162,120.00
Disclosure

SEC source: 0001286139-25-000095 · wk-form4_1755639290.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,721,881

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 21:34 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 56,216 $10.72 $602,635.52
Disclosure

SEC source: 0001286139-25-000095 · wk-form4_1755639290.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,736,881

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 21:42 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 48,516 $8.97 $435,188.52
Disclosure

SEC source: 0001286139-25-000079 · wk-form4_1752183751.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,097

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 22:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 1,229 $61.23 $75,251.67
Disclosure

SEC source: 0001628280-25-031930 · wk-form4_1750197881.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,497

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F3 · price: Represents the weighted average sale price of the shares sold from $60.86 to $61.63 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 22:04 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 1,271 $60.50 $76,895.50
Disclosure

SEC source: 0001628280-25-031930 · wk-form4_1750197881.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,726

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F2 · price: Represents the weighted average sale price of the shares sold from $59.84 to $60.83 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:40 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 56,213 $9.20 $517,159.60
Disclosure

SEC source: 0001286139-25-000064 · wk-form4_1747428002.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,841,613

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

F2 · balance_after: Includes 2,000 shares of common stock acquired pursuant to the Issuer's 2021 Employee Stock Purchase Plan on May 15, 2025.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 498 $47.73 $23,769.54
Disclosure

SEC source: 0001628280-25-013903 · wk-form4_1742422090.xml · nonDerivative · entry 5

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,997

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F6 · price: Represents the weighted average sale price of the shares sold from $47.41 to $47.95 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 767 $46.70 $35,818.90
Disclosure

SEC source: 0001628280-25-013903 · wk-form4_1742422090.xml · nonDerivative · entry 4

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,495

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F5 · price: Represents the weighted average sale price of the shares sold from $46.31 to $47.22 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 17, 2025 Filed Mar 19, 2025 22:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 200 $45.73 $9,146.00
Disclosure

SEC source: 0001628280-25-013903 · wk-form4_1742422090.xml · nonDerivative · entry 3

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,262

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F4 · price: Represents the weighted average sale price of the shares sold from $45.30 to $46.16 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 17, 2025 Filed Mar 19, 2025 22:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 535 $44.74 $23,935.90
Disclosure

SEC source: 0001628280-25-013903 · wk-form4_1742422090.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,462

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F3 · price: Represents the weighted average sale price of the shares sold from $44.30 to $45.02 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 17, 2025 Filed Mar 19, 2025 22:08 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 500 $43.56 $21,780.00
Disclosure

SEC source: 0001628280-25-013903 · wk-form4_1742422090.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,997

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F2 · price: Represents the weighted average sale price of the shares sold from $43.28 to $43.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 23, 2025 Filed Feb 25, 2025 23:58 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Exercise / conversionPerformance Rights (November 2024) · Derivative 312,047 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000036 · wk-form4_1740527907.xml · derivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352,203

Underlying: Common Stock · 312,047 shares

Expires 2027-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F3 · balance_after: On November 19, 2024, the Reporting Person filed a Form 4 inadvertently reporting the number of performance units granted to the Reporting Person at the target amount rather than the maximum number of performance units that may be earned pursuant to the terms of such performance units. This inadvertent understatement of performance units has been corrected in this Form 4.

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February 23, 2025 Filed Feb 25, 2025 23:58 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Exercise / conversionCommon Stock 312,047 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000036 · wk-form4_1740527907.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,895,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance units for which the achievement of the first stock price target was certified by the Compensation Committee on February 23, 2025 based on the volume-weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period. The performance units will vest on November 15, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

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February 15, 2025 Filed Feb 20, 2025 00:17 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 25,908 $9.18 $237,835.44
Disclosure

SEC source: 0001286139-25-000024 · wk-form4_1740010668.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,779

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

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February 06, 2025 Filed Feb 10, 2025 22:27 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 51,460 $9.23 $474,975.80
Disclosure

SEC source: 0001286139-25-000019 · wk-form4_1739226456.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609,687

F2 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

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February 06, 2025 Filed Feb 10, 2025 22:27 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantCommon Stock 300,120 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000019 · wk-form4_1739226456.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,661,147

F1 · shares: Represents performance-based restricted stock units ("PSUs") that were deemed earned upon the Compensation Committee's certification of the underlying fiscal 2024 performance criteria on February 6, 2025. Of the earned amount of PSUs, 1/3 vested immediately upon certification by the Compensation Committee and the remaining 2/3 will vest in eight substantially equal installments on a quarterly basis, with the first quarterly installment to vest on May 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

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December 16, 2024 Filed Dec 18, 2024 22:59 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 500 $73.11 $36,555.00
Disclosure

SEC source: 0001628280-24-051916 · wk-form4_1734562758.xml · nonDerivative · entry 4

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,497

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F5 · price: Represents the weighted average sale price of the shares sold from $73.05 to $73.18 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 16, 2024 Filed Dec 18, 2024 22:59 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 1,000 $72.53 $72,530.00
Disclosure

SEC source: 0001628280-24-051916 · wk-form4_1734562758.xml · nonDerivative · entry 3

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,997

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F4 · price: Represents the weighted average sale price of the shares sold from $71.90 to $72.89 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 16, 2024 Filed Dec 18, 2024 22:59 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 600 $71.57 $42,942.00
Disclosure

SEC source: 0001628280-24-051916 · wk-form4_1734562758.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,997

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F3 · price: Represents the weighted average sale price of the shares sold from $70.90 to $71.87 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:59 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 400 $70.27 $28,108.00
Disclosure

SEC source: 0001628280-24-051916 · wk-form4_1734562758.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,597

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

F2 · price: Represents the weighted average sale price of the shares sold from $69.90 to $70.88 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2024 Filed Dec 12, 2024 23:09 UTC Affirm Holdings, Inc. AFRM · Entity 1572 GrantClass A Common Stock 3,015 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051092 · wk-form4_1734044966.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,997

F1 · shares: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in full upon the earlier of December 10, 2025 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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November 15, 2024 Filed Nov 19, 2024 22:54 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantPerformance Rights (November 2024) · Derivative 416,063 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000128 · wk-form4_1732056862.xml · derivative · entry 3

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,063

Underlying: Common Stock · 416,063 shares

Expires 2027-11-14

F3 · derivative.exercise_price: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F4 · derivative.exercise_price: Due to a 1,000 character limit, Footnote 4 is a continuation of Footnote 3: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F3 · derivative.exercise_date: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F4 · derivative.exercise_date: Due to a 1,000 character limit, Footnote 4 is a continuation of Footnote 3: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F5 · derivative.expiration_date: Subject to a 29-trading day extension in certain circumstances.

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November 15, 2024 Filed Nov 19, 2024 22:54 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantCommon Stock 416,063 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000128 · wk-form4_1732056862.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361,027

F2 · shares: Constitutes the RSU portion of the Reporting Person's executive compensation for 2025. The shares of common stock represent time-based RSUs, with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs vest in substantially equal quarterly installments over a three-year period, with the first vesting date being May 15, 2025, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.

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November 15, 2024 Filed Nov 19, 2024 22:54 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 41,983 $7.73 $324,528.59
Disclosure

SEC source: 0001286139-24-000128 · wk-form4_1732056862.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,964

F1 · shares: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 22:03 UTC Affirm Holdings, Inc. AFRM · Entity 1572 SaleClass A Common Stock 2,500 $42.44 $106,100.00
Disclosure

SEC source: 0001628280-24-040554 · wk-form4_1726524179.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,982

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.

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August 19, 2024 Filed Aug 19, 2024 20:36 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantCommon Stock 86,206 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000100 · wk-form4_1724099789.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 986,947

F2 · shares: The award of RSUs vests in substantially equal successive quarterly installments over four (4) years beginning November 15, 2024.

F3 · balance_after: As of the date of this filing, includes 751,754 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

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August 15, 2024 Filed Aug 19, 2024 20:36 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 39,253 $5.66 $222,171.98
Disclosure

SEC source: 0001286139-24-000100 · wk-form4_1724099789.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,741

F1 · kind: This transaction represents the automatic withholding of shares of the Issuer's common stock by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

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July 09, 2024 Filed Jul 10, 2024 22:10 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantCommon Stock 191,082 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000085 · wk-form4_1720649429.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,994

F1 · shares: The shares of common stock represent restricted stock units ("RSUs"), with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in two substantially equal annual installments on July 9, 2025 and July 9, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date.

F2 · balance_after: As of the date of this filing, includes 742,995 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

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May 16, 2024 Filed May 17, 2024 20:06 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 SaleCommon Stock 25,000 $9.44 $236,000.00
Disclosure

SEC source: 0001286139-24-000061 · wk-form4_1715976350.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 748,912

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2023.

F3 · balance_after: As of the date of this filing, includes 551,913 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 2,000 shares of common stock acquired pursuant to the Issuer's 2021 Employee Stock Purchase Plan on May 15, 2024.

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May 15, 2024 Filed May 17, 2024 20:06 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 Tax withholdingCommon Stock 39,253 $9.49 $372,510.97
Disclosure

SEC source: 0001286139-24-000061 · wk-form4_1715976350.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 771,912

F1 · kind: This transaction represents the automatic withholding of shares of the Issuer's common stock by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:01 UTC LEGALZOOM.COM, INC. LZ · Entity 4925 GrantCommon Stock 206,881 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000042 · wk-form4_1710190862.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,165

F1 · shares: The award of restricted stock units (RSUs) vests in substantially equal successive quarterly installments over four (4) years beginning May 15, 2024.

F2 · balance_after: As of the date of this filing, includes 629,360 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.