Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Donnelley Financial Solutions, Inc.DFIN · Entity 2289 | Director · Chief Executive Officer | August 19, 2026 | August 21, 2026 |
| LSC Communications, Inc.LKSD · Entity 144686 | Director | September 20, 2016 | September 20, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Donnelley Financial Solutions, Inc.
Report date August 19, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 611,315 |
Reported balance
After 2026-08-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-19 · Sale · Disposed 9,787 · Balance 611,315 F1: Includes 507,834 shares held directly, 94,031 restricted stock units, and 9,450 earned performance share units with additional service-based vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 507,834 shares held directly, 94,031 restricted stock units, and 9,450 earned performance share units with additional service-based vesting.
LSC Communications, Inc.
Report date September 20, 2016 · Filed September 20, 2016
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 21:36 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 120,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016111 · doc4.xml · nonDerivative · entry 3 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,740 F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2021. F4 · balance_after: Includes 232,573 shares held directly and 221,167 restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:36 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 31,603 | $8.98 | $283,794.94 |
DisclosureSEC source: 0001209191-20-016111 · doc4.xml · nonDerivative · entry 2 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,040 F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock awards and restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:36 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Disposition to issuerCommon Stock | 34,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016111 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,643 F1 · kind: Forfeiture of shares of common stock previously granted on March 2, 2017 pursuant to restricted stock award as a result of actual performance achievement below maximum. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:10 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | PurchaseCommon Stock | 20,000 | $9.85 | $197,000.00 |
DisclosureSEC source: 0001209191-19-055984 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,312 F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $9.8699 to $9.8443 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: Includes 193,076 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting and 132,436 restricted stock units. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:39 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 19,571 | $11.32 | $221,543.72 |
DisclosureSEC source: 0001209191-19-052252 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,312 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3. F2 · balance_after: Includes 173,076 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting and 132,436 restricted stock units. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 01:31 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 64,300 | Not disclosed Strike: $14.15 | Not disclosed |
DisclosureSEC source: 0001209191-19-017175 · doc4.xml · derivative · entry 3 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,300 Underlying: Common Stock · 64,300 shares Expires 2029-03-04 F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 01:31 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 84,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017175 · doc4.xml · nonDerivative · entry 2 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,883 F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020. F3 · balance_after: Includes 148,469 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting, 44,178 shares of restricted stock awards subject to time vesting and 132,436 RSUs. Read SEC document |
| March 02, 2019 Filed Mar 6, 2019 01:31 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 33,052 | $14.65 | $484,211.80 |
DisclosureSEC source: 0001209191-19-017175 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,983 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:52 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 19,571 | $17.41 | $340,731.11 |
DisclosureSEC source: 0001209191-18-053884 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,035 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3. F2 · balance_after: Includes 84,062 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting, 44,178 shares of restricted stock awards subject to time vesting and 144,995 RSUs. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:28 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 47,400 | Not disclosed Strike: $19.42 | Not disclosed |
DisclosureSEC source: 0001209191-18-017382 · doc4.xml · derivative · entry 4 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,400 Underlying: Common Stock · 47,400 shares Expires 2028-03-01 F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:28 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 92,900 | Not disclosed Strike: $17.65 | Not disclosed |
DisclosureSEC source: 0001209191-18-017382 · doc4.xml · derivative · entry 3 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,900 Underlying: Common Stock · 92,900 shares Expires 2028-03-01 F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:28 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 46,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-017382 · doc4.xml · nonDerivative · entry 2 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,606 F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019. F3 · balance_after: Includes 59,456 shares held directly, 73,800 shares of restricted stock awards subject to performance vesting, 88,355 shares of restricted stock awards subject to time vesting and 144,995 RSUs. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:28 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 16,535 | $17.65 | $291,842.75 |
DisclosureSEC source: 0001209191-18-017382 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,906 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:48 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 70,800 | Not disclosed Strike: $22.35 | Not disclosed |
DisclosureSEC source: 0001209191-17-018513 · doc4.xml · derivative · entry 4 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,800 Underlying: Common Stock · 70,800 shares Expires 2027-03-01 F6 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2018. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:48 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 49,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-018513 · doc4.xml · nonDerivative · entry 3 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,441 F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2018. F4 · balance_after: Includes 19,537 shares held directly, 162,155 shares of RSAs subject to performance vesting and 154,749 RSUs. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:48 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 73,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-018513 · doc4.xml · nonDerivative · entry 2 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,241 F2 · price: Company granted restricted stock awards ("RSAs") issued pursuant to a Rule 16b-3 plan. RSAs are subject to a three year free cash flow performance target with respect to 70% of the award and a three year net sales performance target with respect to 30% of the award, and if such performance targets are met, the RSAs will vest in full upon certification of performance. Stock granted pursuant to the RSAs could range from 50% if the threshold target is met to 150% if performance meets specified levels. The amount reported above reflects 150% and will be cut back based upon performance levels accordingly. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:48 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,129 | $22.35 | $92,283.15 |
DisclosureSEC source: 0001209191-17-018513 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,441 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 23:15 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 18,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-154238 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,570 F1 · shares: Reflects the number of shares of Donnelley Financial Solutions, Inc. ("DFS") common stock underlying time-based restricted stock units ("RSUs") resulting from an equitable adjustment of performance share units on December 8, 2016, pursuant to the Separation and Distribution Agreement by and among R. R. Donnelley & Sons Company ("RRD"), LSC Communications, Inc. and DFS, following the measurement and certification of RRD performance through September 30, 2016 by the RRD Human Resources Committee. 4,500 RSUs will vest in full on March 2, 2017 and 13,623 RSUs will vest in full on March 2, 2018, subject to continued employment with DFS. The performance share units and resulting RSUs are company granted units issued pursuant to Rule 16b-3 Plans. F1 · price: Reflects the number of shares of Donnelley Financial Solutions, Inc. ("DFS") common stock underlying time-based restricted stock units ("RSUs") resulting from an equitable adjustment of performance share units on December 8, 2016, pursuant to the Separation and Distribution Agreement by and among R. R. Donnelley & Sons Company ("RRD"), LSC Communications, Inc. and DFS, following the measurement and certification of RRD performance through September 30, 2016 by the RRD Human Resources Committee. 4,500 RSUs will vest in full on March 2, 2017 and 13,623 RSUs will vest in full on March 2, 2018, subject to continued employment with DFS. The performance share units and resulting RSUs are company granted units issued pursuant to Rule 16b-3 Plans. F2 · balance_after: Includes 14,635 shares held directly, 88,355 shares of restricted stock and 114,580 restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:50 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030923 · doc4.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,635 F1 · shares: Daniel N. Leib has been awarded restricted stock with a value of $2,000,000 by Donnelley Financial Solutions, Inc. ("DFS"). The number of shares of restricted stock awarded will be based on a ten trading day value weighted average price of DFS common stock following the date of grant. The Reporting Person will amend this Form 4 when such information is available. F2 · balance_after: Reflects ownership of DFS common stock obtained in connection with the spinoff of DFS by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of DFS common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016 (the "Spinoff"). Does not include restricted stock units, which are reflected as beneficially-owned and reported as shares of common stock. The number of restricted stock units over DFS common stock has not yet been determined, as restricted stock units and performance share units over RRD common stock outstanding prior to October 1, 2016 will be converted into restricted stock units over the DFS common stock to give effect to the Spinoff. F3 · balance_after: (Continued from Footnote 2) The number of restricted stock units over the DFS common stock will be determined after the date hereof pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC Communications, Inc. and DFS. The Reporting Person will amend this Form 4 when such information is available. Read SEC document |
| October 01, 2016 Filed Oct 18, 2016 23:34 UTC Amendment | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 88,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031881 · doc4a.xml · nonDerivative · entry 1 Leib Daniel · CIK 0001464929 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,447 F1 · shares: Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016 Daniel N. Leib was awarded restricted stock with a value of $2,000,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 88,355 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. F2 · balance_after: Reflects ownership of 14,635 shares of DFS common stock obtained in connection with the spinoff of DFS by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of DFS common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016. Also reflects 96,457 restricted stock units held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.) Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.