Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HP INCHPQ · Entity 642 | Director | April 16, 2026 | April 20, 2026 |
| LEVI STRAUSS & COLEVI · Entity 3651 | Director · Executive Vice Chair | March 26, 2024 | March 27, 2024 |
| PINTEREST, INC.PINS · Entity 1079 | Director | May 22, 2026 | May 27, 2026 |
| e.l.f. Beauty, Inc.ELF · Entity 2379 | Director | August 20, 2026 | August 21, 2026 |
| lululemon athletica inc.LULU · Entity 3399 | Director | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HP INC
Report date April 16, 2026 · Filed April 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,176 |
Reported balance
After 2026-04-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-16 · Grant · Acquired 12,176 · Balance 12,176 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2: On 04/16/2026, the reporting person was granted 12,176 RSUs, all of which vested on the grant date. F3: The reporting person elected to defer the receipt of common stock until 04/01/2033. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,088 |
Reported balance
After 2026-04-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-16 · Grant · Acquired 6,088 · Balance 6,088 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F4: On 04/16/2026, the reporting person was granted 6,088 RSUs, all of which vested on the grant date. These RSUs were issued to the reporting person in lieu of the annual director cash retainer. F3: The reporting person elected to defer the receipt of common stock until 04/01/2033. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2: On 04/16/2026, the reporting person was granted 12,176 RSUs, all of which vested on the grant date.
F3: The reporting person elected to defer the receipt of common stock until 04/01/2033.
F4: On 04/16/2026, the reporting person was granted 6,088 RSUs, all of which vested on the grant date. These RSUs were issued to the reporting person in lieu of the annual director cash retainer.
LEVI STRAUSS & CO
Report date March 26, 2024 · Filed March 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,540,055 |
Reported balance
After 2024-03-26 transaction · row 1
1 source rowRow 1 · 2024-03-26 · Conversion · Acquired 562,229 · Balance 2,540,055 F1: Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-26 · Conversion · Disposed 562,229 · Balance 0 F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 631,500 |
Reported balance
Holding disclosure · report date 2024-03-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 631,500 F2: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 658,201 |
Reported balance
Holding disclosure · report date 2024-03-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 658,201 F3: The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,057,235 |
Reported balance
Holding disclosure · report date 2024-03-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,057,235 F4: The shares are held in an irrevocable trust to which Mr. Bergh is the Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 930,000 |
Reported balance
Holding disclosure · report date 2024-03-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 930,000 F5: The shares are held in a family trust formed in 2023 of which Mr. Bergh is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock.
F2: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F3: The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.
F4: The shares are held in an irrevocable trust to which Mr. Bergh is the Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
F5: The shares are held in a family trust formed in 2023 of which Mr. Bergh is trustee.
F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
PINTEREST, INC.
Report date May 22, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,062 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 13,996 · Balance 38,062 F1: Restricted Stock Units (RSUs) scheduled to vest in full on the earlier of (i) May 22, 2027 or (ii) the date immediately prior to the Company's next regular annual stockholders meeting (subject to continued service), with immediate vesting in full upon the consummation of a change in control. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001, subject to vesting. F2: Includes RSUs subject to vesting conditions. |
| Class A Common StockSEC Table I · non-derivative | IndirectCharles and Juliet Bergh Revocable Trust | 487 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 487 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) scheduled to vest in full on the earlier of (i) May 22, 2027 or (ii) the date immediately prior to the Company's next regular annual stockholders meeting (subject to continued service), with immediate vesting in full upon the consummation of a change in control. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001, subject to vesting.
F2: Includes RSUs subject to vesting conditions.
e.l.f. Beauty, Inc.
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 3,934 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Grant · Acquired 1,878 · Balance 3,934 F1: Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof. F2: Includes 1,878 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.
F2: Includes 1,878 RSUs.
lululemon athletica inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,878 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,606 · Balance 1,878 F1: The reporting person received restricted stock units. Each restricted stock unit represents the right to receive one share of common stock and vests as to 100% on the earlier of (a) June 25, 2027, or (b) the date of the Company's 2027 annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 10,365 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,365 F2: The shares are held by the Charles and Juliet Bergh Revocable Trust dated May 5, 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received restricted stock units. Each restricted stock unit represents the right to receive one share of common stock and vests as to 100% on the earlier of (a) June 25, 2027, or (b) the date of the Company's 2027 annual meeting of stockholders.
F2: The shares are held by the Charles and Juliet Bergh Revocable Trust dated May 5, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2020 Filed Apr 16, 2020 21:33 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 905,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024673 · doc4.xml · nonDerivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 905,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · ownership.nature: The shares are held by the Charles V Bergh Tr Ua 02/25/2019 Charles Bergh 2019 Trust. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 987,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 5 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 987,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 987,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007488 · doc4.xml · nonDerivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 1,909,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 4 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,343 Underlying: Class A Common Stock · 987,343 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 2,897,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 3 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897,320 Underlying: Class A Common Stock · 2,897,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 2,897,320 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 2 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 2,897,320 shares Expires 2021-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 01, 2020 Filed Feb 5, 2020 01:19 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 106,273 | $19.64 | $2,087,201.72 |
DisclosureSEC source: 0001209191-20-006715 · doc4.xml · nonDerivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,156 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 32,973 | $19.75 | $651,216.75 |
DisclosureSEC source: 0001209191-20-006169 · doc4.xml · nonDerivative · entry 3 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,429 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Apr 21, 2023 22:35 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass B Common Stock · Derivative | 32,973 | $19.75 | $651,216.75 |
DisclosureSEC source: 0001209191-23-025256 · doc4a.xml · derivative · entry 3 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,832 Underlying: Class A Common Stock · 32,973 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and restricted stock units. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 00:29 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantStock Appreciation Rights · Derivative | 275,763 | $0.00 Strike: $19.70 | $0.00 |
DisclosureSEC source: 0001209191-20-005667 · doc4.xml · derivative · entry 2 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,763 Underlying: Class A Common Stock · 275,763 shares Expires 2030-01-28 F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 28, 2020. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 00:29 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 91,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005667 · doc4.xml · nonDerivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,617 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 28, 2020. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 314,429 | $20.25 | $6,367,187.25 |
DisclosureSEC source: 0001209191-20-006169 · doc4.xml · nonDerivative · entry 2 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,402 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 634,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006169 · doc4.xml · nonDerivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,831 F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 634,214 vested PRSUs. Read SEC document |
| January 27, 2020 Filed Apr 21, 2023 22:35 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass B Common Stock · Derivative | 314,429 | $20.25 | $6,367,187.25 |
DisclosureSEC source: 0001209191-23-025256 · doc4a.xml · derivative · entry 2 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 813,805 Underlying: Class A Common Stock · 314,429 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and restricted stock units. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 27, 2020 Filed Apr 21, 2023 22:35 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass B Common Stock · Derivative | 634,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025256 · doc4a.xml · derivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,234 Underlying: Class A Common Stock · 634,215 shares Expires not disclosed F1 · security: Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 27, 2020. F2 · security: This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on February 3, 2020 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · balance_after: Includes 471,930 shares of Class B common stock subject to restricted stock units, (i) 225,010 of which were awarded in 2017 and vest on February 1, 2020, (ii) 125,500 of which were awarded in 2018, 37,940 of which vest on January 30, 2020, and the remainder of which vest in two equal annual installments beginning January 30, 2021 and (iii) 121,420 of which were awarded in 2019, which vest in four equal annual installments beginning on January 30, 2020. Read SEC document |
| December 17, 2019 Filed Dec 20, 2019 01:29 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 5,850 | $19.28 | $112,788.00 |
DisclosureSEC source: 0001209191-19-061419 · doc4.xml · nonDerivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,930 F1 · shares: Represents shares withheld by Levi Strauss & Co. relating to employment taxes. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:33 UTC | HP INC HPQ · Entity 642 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,930 | Not disclosed Strike: $20.09 | Not disclosed |
DisclosureSEC source: 0001562180-19-002368 · primarydocument.xml · derivative · entry 2 Bergh Charles V · CIK 0001436534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,930 Underlying: Common Stock · 38,930 shares Expires 2029-04-22 F4 · date: On April 23, 2019, the Reporting Person was granted an option to purchase a total of 38,930 shares, vesting in full on the grant date. F4 · price: On April 23, 2019, the Reporting Person was granted an option to purchase a total of 38,930 shares, vesting in full on the grant date. F4 · derivative.exercise_date: On April 23, 2019, the Reporting Person was granted an option to purchase a total of 38,930 shares, vesting in full on the grant date. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 20:33 UTC | HP INC HPQ · Entity 642 | GrantRestricted Stock Units · Derivative | 7,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002368 · primarydocument.xml · derivative · entry 1 Bergh Charles V · CIK 0001436534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,965 Underlying: Common Stock · 7,965 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date. F2 · price: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date. F2 · derivative.exercise_date: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date. F3 · derivative.exercise_date: The Reporting Person elected to defer the receipt of common stock until April 1, 2026. F2 · derivative.expiration_date: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 1,007,430 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 17 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,430 Underlying: Class B Common Stock · 1,007,430 shares Expires 2024-02-01 F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F13 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 1,007,430 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 16 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,007,430 shares Expires 2024-02-01 F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F13 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 643,170 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 15 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,170 Underlying: Class B Common Stock · 643,170 shares Expires 2025-01-30 F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F12 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 643,170 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 14 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 643,170 shares Expires 2025-01-30 F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F12 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 403,900 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 13 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,900 Underlying: Class B Common Stock · 403,900 shares Expires 2029-01-29 F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F11 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 403,900 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 12 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 403,900 shares Expires 2029-01-29 F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F11 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 2,897,320 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 11 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897,320 Underlying: Class B Common Stock · 2,897,320 shares Expires 2021-02-05 F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F10 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 2,897,320 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 10 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,897,320 shares Expires 2021-02-05 F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F10 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 3,283,010 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 9 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283,010 Underlying: Class B Common Stock · 3,283,010 shares Expires 2022-02-04 F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F9 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 3,283,010 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 8 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,283,010 shares Expires 2022-02-04 F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F9 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 4,526,360 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 7 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,526,360 Underlying: Class B Common Stock · 4,526,360 shares Expires 2023-02-09 F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F7 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 2,468,930 are time-based SARs that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 4,526,360 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 6 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,526,360 shares Expires 2023-02-09 F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F7 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 2,468,930 are time-based SARs that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 1,638,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 5 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,638,590 Underlying: Class A Common Stock · 1,638,590 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the Charles V Bergh Tr Ua 02/25/2019 Charles Bergh 2019 Trust. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 22,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 4 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,090 Underlying: Class A Common Stock · 22,090 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 1,638,590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · nonDerivative · entry 3 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · ownership.nature: The shares are held by the Charles V Bergh Tr Ua 02/25/2019 Charles Bergh 2019 Trust. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass A Common Stock | 477,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · nonDerivative · entry 2 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,780 F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · shares: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 225,010 RSUs vest on February 1, 2020, (ii) 131,350 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 121,420 RSUs vest in four equal annual installments beginning on January 30, 2020. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 499,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021532 · doc4.xml · nonDerivative · entry 1 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · shares: 477,780 of the shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 477,780 RSUs, (i) 225,010 RSUs vest on February 1, 2020, (ii) 131,350 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 121,420 RSUs vest in four equal annual installments beginning on January 30, 2020. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 1,007,430 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 18 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,007,430 Underlying: Class B Common Stock · 1,007,430 shares Expires 2024-02-01 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F11 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 1,007,430 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 17 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,007,430 shares Expires 2024-02-01 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F11 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 643,170 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 16 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 643,170 Underlying: Class B Common Stock · 643,170 shares Expires 2025-01-30 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F10 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 643,170 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 15 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 643,170 shares Expires 2025-01-30 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F10 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 403,900 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 14 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 403,900 Underlying: Class B Common Stock · 403,900 shares Expires 2029-01-29 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F9 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 403,900 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 13 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 403,900 shares Expires 2029-01-29 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F9 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 2,897,320 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 12 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,897,320 Underlying: Class B Common Stock · 2,897,320 shares Expires 2021-02-05 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F8 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 2,897,320 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 11 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,897,320 shares Expires 2021-02-05 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F8 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 3,283,010 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 10 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,283,010 Underlying: Class B Common Stock · 3,283,010 shares Expires 2022-02-04 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F7 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 3,283,010 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 9 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,283,010 shares Expires 2022-02-04 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F7 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 4,526,360 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 8 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,526,360 Underlying: Class B Common Stock · 4,526,360 shares Expires 2023-02-09 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F6 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors; and (ii) 2,468,930 SARs vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 4,526,360 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 7 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,526,360 shares Expires 2023-02-09 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. F6 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors; and (ii) 2,468,930 SARs vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 1,638,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 6 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,638,590 Underlying: Class A Common Stock · 1,638,590 shares Expires not disclosed F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by Charles V. Bergh, as trustee of the Charles Bergh 2019 Trust UA 2/25/2019. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 477,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 5 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,870 Underlying: Class A Common · 477,780 shares Expires not disclosed F2 · security: This Form 4/A is being filed to correct the disclosure relating to RSUs set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. As a result, certain subsequent instances of withholding of shares to satisfy tax liabilities and conversions of resulting shares of Class B common stock to Class A common stock were reported solely within Table I. F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Of these RSUs, (i) 225,010 RSUs vest on February 1, 2020, (ii) 131,350 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iii) 121,420 RSUs vest in four equal annual installments beginning on January 30, 2020. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 22,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 4 Bergh Charles V · CIK 0001436534 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,090 Underlying: Class A Common Stock · 22,090 shares Expires not disclosed F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.