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person · Reporting owner

Bergh Charles V

Disclosed activity across 5 companies

Tapewire entity
20819
SEC CIK
0001436534

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HP INCHPQ · Entity 642DirectorApril 16, 2026April 20, 2026
LEVI STRAUSS & COLEVI · Entity 3651Director · Executive Vice ChairMarch 26, 2024March 27, 2024
PINTEREST, INC.PINS · Entity 1079DirectorMay 22, 2026May 27, 2026
e.l.f. Beauty, Inc.ELF · Entity 2379DirectorAugust 20, 2026August 21, 2026
lululemon athletica inc.LULU · Entity 3399DirectorJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HP INC

Report date April 16, 2026 · Filed April 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,176 Reported balance After 2026-04-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-16 · Grant · Acquired 12,176 · Balance 12,176

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2: On 04/16/2026, the reporting person was granted 12,176 RSUs, all of which vested on the grant date.

F3: The reporting person elected to defer the receipt of common stock until 04/01/2033.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,088 Reported balance After 2026-04-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-16 · Grant · Acquired 6,088 · Balance 6,088

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4: On 04/16/2026, the reporting person was granted 6,088 RSUs, all of which vested on the grant date. These RSUs were issued to the reporting person in lieu of the annual director cash retainer.

F3: The reporting person elected to defer the receipt of common stock until 04/01/2033.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2: On 04/16/2026, the reporting person was granted 12,176 RSUs, all of which vested on the grant date.

F3: The reporting person elected to defer the receipt of common stock until 04/01/2033.

F4: On 04/16/2026, the reporting person was granted 6,088 RSUs, all of which vested on the grant date. These RSUs were issued to the reporting person in lieu of the annual director cash retainer.

LEVI STRAUSS & CO

Report date March 26, 2024 · Filed March 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,540,055 Reported balance After 2024-03-26 transaction · row 1
1 source row

Row 1 · 2024-03-26 · Conversion · Acquired 562,229 · Balance 2,540,055

F1: Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-03-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-03-26 · Conversion · Disposed 562,229 · Balance 0

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote631,500 Reported balance Holding disclosure · report date 2024-03-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 631,500

F2: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote658,201 Reported balance Holding disclosure · report date 2024-03-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 658,201

F3: The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,057,235 Reported balance Holding disclosure · report date 2024-03-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,057,235

F4: The shares are held in an irrevocable trust to which Mr. Bergh is the Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote930,000 Reported balance Holding disclosure · report date 2024-03-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 930,000

F5: The shares are held in a family trust formed in 2023 of which Mr. Bergh is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock.

F2: The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.

F3: The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.

F4: The shares are held in an irrevocable trust to which Mr. Bergh is the Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

F5: The shares are held in a family trust formed in 2023 of which Mr. Bergh is trustee.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

PINTEREST, INC.

Report date May 22, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect38,062 Reported balance After 2026-05-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-22 · Grant · Acquired 13,996 · Balance 38,062

F1: Restricted Stock Units (RSUs) scheduled to vest in full on the earlier of (i) May 22, 2027 or (ii) the date immediately prior to the Company's next regular annual stockholders meeting (subject to continued service), with immediate vesting in full upon the consummation of a change in control. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001, subject to vesting.

F2: Includes RSUs subject to vesting conditions.

Class A Common StockSEC Table I · non-derivativeIndirectCharles and Juliet Bergh Revocable Trust487 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 487

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units (RSUs) scheduled to vest in full on the earlier of (i) May 22, 2027 or (ii) the date immediately prior to the Company's next regular annual stockholders meeting (subject to continued service), with immediate vesting in full upon the consummation of a change in control. Each RSU represents the Reporting Person's right to receive one share of Class A common stock, par value $0.00001, subject to vesting.

F2: Includes RSUs subject to vesting conditions.

e.l.f. Beauty, Inc.

Report date August 20, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect3,934 Reported balance After 2026-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-20 · Grant · Acquired 1,878 · Balance 3,934

F1: Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2: Includes 1,878 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock Units ("RSUs"). The reporting person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.

F2: Includes 1,878 RSUs.

lululemon athletica inc.

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,878 Reported balance After 2026-06-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-25 · Grant · Acquired 1,606 · Balance 1,878

F1: The reporting person received restricted stock units. Each restricted stock unit represents the right to receive one share of common stock and vests as to 100% on the earlier of (a) June 25, 2027, or (b) the date of the Company's 2027 annual meeting of stockholders.

Common StockSEC Table I · non-derivativeIndirectBy Trust10,365 Reported balance Holding disclosure · report date 2026-06-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,365

F2: The shares are held by the Charles and Juliet Bergh Revocable Trust dated May 5, 2013.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person received restricted stock units. Each restricted stock unit represents the right to receive one share of common stock and vests as to 100% on the earlier of (a) June 25, 2027, or (b) the date of the Company's 2027 annual meeting of stockholders.

F2: The shares are held by the Charles and Juliet Bergh Revocable Trust dated May 5, 2013.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2020 Filed Apr 16, 2020 21:33 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 905,525 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024673 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 905,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · ownership.nature: The shares are held by the Charles V Bergh Tr Ua 02/25/2019 Charles Bergh 2019 Trust.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:15 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 987,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 5

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 987,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:15 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 987,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:15 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 1,909,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 4

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,343

Underlying: Class A Common Stock · 987,343 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:15 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 2,897,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897,320

Underlying: Class A Common Stock · 2,897,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:15 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 2,897,320 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,897,320 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 01:19 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 106,273 $19.64 $2,087,201.72
Disclosure

SEC source: 0001209191-20-006715 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,156

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:02 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 32,973 $19.75 $651,216.75
Disclosure

SEC source: 0001209191-20-006169 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,429

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Apr 21, 2023 22:35 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass B Common Stock · Derivative 32,973 $19.75 $651,216.75
Disclosure

SEC source: 0001209191-23-025256 · doc4a.xml · derivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,832

Underlying: Class A Common Stock · 32,973 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and restricted stock units.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 28, 2020 Filed Jan 31, 2020 00:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantStock Appreciation Rights · Derivative 275,763 $0.00 Strike: $19.70 $0.00
Disclosure

SEC source: 0001209191-20-005667 · doc4.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,763

Underlying: Class A Common Stock · 275,763 shares

Expires 2030-01-28

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 31, 2020 00:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 91,687 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005667 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,617

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 28, 2020.

Read SEC document
January 27, 2020 Filed Feb 4, 2020 02:02 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 314,429 $20.25 $6,367,187.25
Disclosure

SEC source: 0001209191-20-006169 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 883,402

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2020 Filed Feb 4, 2020 02:02 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 634,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006169 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,831

F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 634,214 vested PRSUs.

Read SEC document
January 27, 2020 Filed Apr 21, 2023 22:35 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass B Common Stock · Derivative 314,429 $20.25 $6,367,187.25
Disclosure

SEC source: 0001209191-23-025256 · doc4a.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 813,805

Underlying: Class A Common Stock · 314,429 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and restricted stock units.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 27, 2020 Filed Apr 21, 2023 22:35 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass B Common Stock · Derivative 634,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025256 · doc4a.xml · derivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128,234

Underlying: Class A Common Stock · 634,215 shares

Expires not disclosed

F1 · security: Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 27, 2020.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on February 3, 2020 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · balance_after: Includes 471,930 shares of Class B common stock subject to restricted stock units, (i) 225,010 of which were awarded in 2017 and vest on February 1, 2020, (ii) 125,500 of which were awarded in 2018, 37,940 of which vest on January 30, 2020, and the remainder of which vest in two equal annual installments beginning January 30, 2021 and (iii) 121,420 of which were awarded in 2019, which vest in four equal annual installments beginning on January 30, 2020.

Read SEC document
December 17, 2019 Filed Dec 20, 2019 01:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 5,850 $19.28 $112,788.00
Disclosure

SEC source: 0001209191-19-061419 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,930

F1 · shares: Represents shares withheld by Levi Strauss & Co. relating to employment taxes.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:33 UTC HP INC HPQ · Entity 642 GrantNon-Qualified Stock Option (right to buy) · Derivative 38,930 Not disclosed Strike: $20.09 Not disclosed
Disclosure

SEC source: 0001562180-19-002368 · primarydocument.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,930

Underlying: Common Stock · 38,930 shares

Expires 2029-04-22

F4 · date: On April 23, 2019, the Reporting Person was granted an option to purchase a total of 38,930 shares, vesting in full on the grant date.

F4 · price: On April 23, 2019, the Reporting Person was granted an option to purchase a total of 38,930 shares, vesting in full on the grant date.

F4 · derivative.exercise_date: On April 23, 2019, the Reporting Person was granted an option to purchase a total of 38,930 shares, vesting in full on the grant date.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:33 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 7,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-002368 · primarydocument.xml · derivative · entry 1

Bergh Charles V · CIK 0001436534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965

Underlying: Common Stock · 7,965 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date.

F2 · price: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date.

F2 · derivative.exercise_date: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date.

F3 · derivative.exercise_date: The Reporting Person elected to defer the receipt of common stock until April 1, 2026.

F2 · derivative.expiration_date: On April 23, 2019, the Reporting Person was granted 7,965 RSUs, all of which vested on the grant date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 1,007,430 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 17

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,430

Underlying: Class B Common Stock · 1,007,430 shares

Expires 2024-02-01

F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F13 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 1,007,430 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 16

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,007,430 shares

Expires 2024-02-01

F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F13 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 643,170 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 15

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,170

Underlying: Class B Common Stock · 643,170 shares

Expires 2025-01-30

F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F12 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 643,170 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 14

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 643,170 shares

Expires 2025-01-30

F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F12 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 403,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 13

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,900

Underlying: Class B Common Stock · 403,900 shares

Expires 2029-01-29

F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F11 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 403,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 12

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 403,900 shares

Expires 2029-01-29

F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F11 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 2,897,320 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 11

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897,320

Underlying: Class B Common Stock · 2,897,320 shares

Expires 2021-02-05

F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F10 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 2,897,320 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 10

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,897,320 shares

Expires 2021-02-05

F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F10 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 3,283,010 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 9

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283,010

Underlying: Class B Common Stock · 3,283,010 shares

Expires 2022-02-04

F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F9 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 3,283,010 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 8

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,283,010 shares

Expires 2022-02-04

F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F9 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 4,526,360 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 7

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,526,360

Underlying: Class B Common Stock · 4,526,360 shares

Expires 2023-02-09

F8 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F7 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 2,468,930 are time-based SARs that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 4,526,360 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 6

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,526,360 shares

Expires 2023-02-09

F6 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F7 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 2,468,930 are time-based SARs that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 1,638,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 5

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,638,590

Underlying: Class A Common Stock · 1,638,590 shares

Expires not disclosed

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by the Charles V Bergh Tr Ua 02/25/2019 Charles Bergh 2019 Trust.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 22,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · derivative · entry 4

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,090

Underlying: Class A Common Stock · 22,090 shares

Expires not disclosed

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 1,638,590 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · ownership.nature: The shares are held by the Charles V Bergh Tr Ua 02/25/2019 Charles Bergh 2019 Trust.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass A Common Stock 477,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,780

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · shares: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 225,010 RSUs vest on February 1, 2020, (ii) 131,350 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 121,420 RSUs vest in four equal annual installments beginning on January 30, 2020.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 499,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021532 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · shares: 477,780 of the shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 477,780 RSUs, (i) 225,010 RSUs vest on February 1, 2020, (ii) 131,350 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 121,420 RSUs vest in four equal annual installments beginning on January 30, 2020.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 1,007,430 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 18

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,007,430

Underlying: Class B Common Stock · 1,007,430 shares

Expires 2024-02-01

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F11 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 1,007,430 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 17

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,007,430 shares

Expires 2024-02-01

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F11 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 643,170 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 16

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 643,170

Underlying: Class B Common Stock · 643,170 shares

Expires 2025-01-30

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F10 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 643,170 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 15

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 643,170 shares

Expires 2025-01-30

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F10 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 403,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 14

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,900

Underlying: Class B Common Stock · 403,900 shares

Expires 2029-01-29

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F9 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 403,900 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 13

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 403,900 shares

Expires 2029-01-29

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F9 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 2,897,320 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 12

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,897,320

Underlying: Class B Common Stock · 2,897,320 shares

Expires 2021-02-05

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F8 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 2,897,320 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 11

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,897,320 shares

Expires 2021-02-05

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F8 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 3,283,010 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 10

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,283,010

Underlying: Class B Common Stock · 3,283,010 shares

Expires 2022-02-04

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F7 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 3,283,010 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 9

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,283,010 shares

Expires 2022-02-04

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F7 · derivative.exercise_date: Of these SARs: (i) 1,396,220 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,886,790 are time-based SARs that are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 4,526,360 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 8

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,526,360

Underlying: Class B Common Stock · 4,526,360 shares

Expires 2023-02-09

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F6 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors; and (ii) 2,468,930 SARs vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 4,526,360 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 7

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,526,360 shares

Expires 2023-02-09

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR.

F6 · derivative.exercise_date: Of these SARs: (i) 2,057,430 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors; and (ii) 2,468,930 SARs vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 1,638,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 6

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,638,590

Underlying: Class A Common Stock · 1,638,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by Charles V. Bergh, as trustee of the Charles Bergh 2019 Trust UA 2/25/2019.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 477,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 5

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,870

Underlying: Class A Common · 477,780 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to RSUs set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. As a result, certain subsequent instances of withholding of shares to satisfy tax liabilities and conversions of resulting shares of Class B common stock to Class A common stock were reported solely within Table I.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Of these RSUs, (i) 225,010 RSUs vest on February 1, 2020, (ii) 131,350 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iii) 121,420 RSUs vest in four equal annual installments beginning on January 30, 2020.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:28 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 22,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025250 · doc4a.xml · derivative · entry 4

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,090

Underlying: Class A Common Stock · 22,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.