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person · Reporting owner

Parekh Sonalee Elizabeth

Disclosed activity across 5 companies

Tapewire entity
20695
SEC CIK
0001849122

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PWP Forward Acquisition Corp. IFRW · Entity 122817DirectorMarch 09, 2021March 09, 2021
RingCentral, Inc.RNG · Entity 2299CHIEF FINANCIAL OFFICERAugust 23, 2024August 24, 2024
SentinelOne, Inc.S · Entity 3695Chief Financial OfficerOctober 07, 2026October 09, 2026
indie Semiconductor, Inc.INDI · Entity 2432DirectorAugust 19, 2026August 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PWP Forward Acquisition Corp. I

Report date March 09, 2021 · Filed March 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-03-09 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253371) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253371) under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

RingCentral, Inc.

Report date August 23, 2024 · Filed August 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect358,622 Reported balance After 2024-08-23 transaction · row 1
1 source row

Row 1 · 2024-08-23 · Sale · Disposed 9,913 · Balance 358,622

F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.86 to $33.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.86 to $33.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SentinelOne, Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect874,610 Reported balance After 2026-10-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-07 · Sale · Disposed 16,304 · Balance 874,610

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

indie Semiconductor, Inc.

Report date August 19, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect99,857 Reported balance After 2026-08-19 transaction · row 1
1 source row

Row 1 · 2026-08-19 · Sale · Disposed 59,932 · Balance 99,857

F1: This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2026. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through September 30, 2027.

F2: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.92 to $4.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2026. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through September 30, 2027.

F2: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.92 to $4.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Asana, Inc.

Report date March 23, 2026 · Filed March 25, 2026

Section 16 reporting ended · disclosed 2026-03-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect915,281 Reported balance After 2026-03-23 transaction · row 1
1 source row

Row 1 · 2026-03-23 · Sale · Disposed 18,717 · Balance 915,281

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 12, 2025.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 12, 2025.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 9, 2026 21:28 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 16,304 $25.35 $413,291.73
Disclosure

SEC source: 0001849122-26-000023 · wk-form4_1791581315.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 874,610

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
October 06, 2026 Filed Oct 6, 2026 23:08 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 51,703 $25.33 $1,309,636.99
Disclosure

SEC source: 0001849122-26-000021 · wk-form4_1791328097.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,914

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 00:39 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 21,664 $19.44 $421,189.32
Disclosure

SEC source: 0001849122-26-000019 · wk-form4_1789000744.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 942,617

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.11 to $19.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 23:00 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 59,932 $4.07 $244,162.97
Disclosure

SEC source: 0001849122-26-000017 · ownership.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,857

F1 · kind: This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2026. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through September 30, 2027.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.92 to $4.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
August 12, 2026 Filed Aug 14, 2026 22:00 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001849122-26-000015 · ownership.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,789

F1 · kind: Represents shares of Class A Common Stock sold in the open market.

Read SEC document
July 27, 2026 Filed Jul 28, 2026 00:29 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 12,987 $18.25 $237,064.70
Disclosure

SEC source: 0001849122-26-000012 · wk-form4_1785198558.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 964,281

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
July 06, 2026 Filed Jul 7, 2026 01:16 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 33,823 $17.89 $605,093.47
Disclosure

SEC source: 0001849122-26-000010 · wk-form4_1783386957.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,268

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
May 28, 2026 Filed May 29, 2026 23:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 59,932 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-249141 · ownership.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.

F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.

Read SEC document
May 28, 2026 Filed May 29, 2026 23:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 37,454 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-249141 · ownership.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,454

Underlying: Class A Common Stock · 37,454 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.

F2 · derivative.expiration_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.

Read SEC document
May 28, 2026 Filed May 29, 2026 23:37 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 59,932 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-249141 · ownership.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 23:47 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 1,011,091 $0.00 $0.00
Disclosure

SEC source: 0001849122-26-000008 · wk-form4_1776469653.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011,091

F1 · shares: Represents a grant of restricted stock units ("RSUs") that shall vest as to 10% of the total award on July 5, 2026 (the "First Vesting Date") and thereafter 10% of the RSUs will vest on each third Vesting Date following the First Vesting Date until an additional 30% of the RSUs have vested; then (iii) 6.25% of the RSUs will vest on each third Vesting Date thereafter until an additional 25% of the RSUs have vested; then (iv) 5% of the RSUs will vest on each third Vesting Date thereafter until an additional 20% of the RSUs have vested; and finally (v) 3.75% of the RSUs will vest on the 5th of November, February, May, and August, until fully vested, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:16 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 18,717 $6.62 $123,820.44
Disclosure

SEC source: 0001849122-26-000004 · wk-form4_1774469771.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 915,281

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 12, 2025.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:50 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 34,151 $6.65 $227,015.36
Disclosure

SEC source: 0001849122-26-000002 · wk-form4_1774385441.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 933,998

F1 · kind: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
December 23, 2025 Filed Dec 23, 2025 22:55 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 24,888 $13.55 $337,107.96
Disclosure

SEC source: 0001477720-25-000247 · wk-form4_1766530544.xml · nonDerivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 968,149

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 12, 2025.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 22:55 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 83,656 $14.31 $1,197,117.36
Disclosure

SEC source: 0001477720-25-000247 · wk-form4_1766530544.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 993,037

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
September 23, 2025 Filed Sep 24, 2025 21:34 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 63,374 $14.38 $911,622.32
Disclosure

SEC source: 0001477720-25-000209 · wk-form4_1758749666.xml · nonDerivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,076,693

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 12, 2025.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.37 to $14.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:34 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 194,976 $14.17 $2,763,004.90
Disclosure

SEC source: 0001477720-25-000209 · wk-form4_1758749666.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,140,067

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
July 01, 2025 Filed Jul 3, 2025 21:47 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 1,884 $13.57 $25,557.03
Disclosure

SEC source: 0001477720-25-000138 · wk-form4_1751579223.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,335,043

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 12, 2025.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.22 to $13.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:26 UTC Asana, Inc. ASAN · Entity 4425 SaleClass A Common Stock 4,230 $13.17 $55,696.41
Disclosure

SEC source: 0001477720-25-000126 · wk-form4_1750803973.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,927

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
June 16, 2025 Filed Jun 18, 2025 22:35 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 11,841 $3.42 $40,496.22
Disclosure

SEC source: 0001628280-25-032213 · wk-form4_1750286130.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,857

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through June 30, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.26 to $3.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:56 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 23,681 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030071 · wk-form4_1749246998.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2025, the date of the Issuer's 2025 Annual Meeting.

F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2025, the date of the Issuer's 2025 Annual Meeting.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:56 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 59,932 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030071 · wk-form4_1749246998.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,932

Underlying: Class A Common Stock · 59,932 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of June 4, 2026, or the date of the 2026 Annual Shareholder Meeting.

F2 · derivative.expiration_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of June 4, 2026, or the date of the 2026 Annual Shareholder Meeting.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:56 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 23,681 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030071 · wk-form4_1749246998.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2025 Filed Jun 4, 2025 00:19 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 8,491 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029212 · wk-form4_1748996372.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2025 Filed Jun 4, 2025 00:19 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 8,491 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029212 · wk-form4_1748996372.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,491

Underlying: Class A Common Stock · 8,491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2025 Filed Jun 4, 2025 00:19 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 8,491 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-029212 · wk-form4_1748996372.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed May 30, 2025 22:16 UTC Asana, Inc. ASAN · Entity 4425 GrantClass A Common Stock 70,078 $0.00 $0.00
Disclosure

SEC source: 0001477720-25-000101 · wk-form4_1748643350.xml · nonDerivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341,157

F2 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest and settle into shares of Class A Common Stock on December 20, 2025.

Read SEC document
May 29, 2025 Filed May 30, 2025 22:16 UTC Asana, Inc. ASAN · Entity 4425 GrantClass A Common Stock 144,952 $0.00 $0.00
Disclosure

SEC source: 0001477720-25-000101 · wk-form4_1748643350.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,271,079

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/12 of the RSUs vest and settle into shares of Class A Common Stock on June 20, 2025, and 1/12 of the RSUs vest and settle into shares of Class A Stock quarterly thereafter.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 21:28 UTC Asana, Inc. ASAN · Entity 4425 GrantClass A Common Stock 1,126,127 $0.00 $0.00
Disclosure

SEC source: 0001477720-24-000082 · wk-form4_1726262904.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126,127

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 35% of the RSUs vest on September 20, 2025, a total of 30% of the RSUs vest quarterly in four equal installments beginning on December 20, 2025, a total of 20% of the RSUs vest quarterly in four equal installments beginning on December 20, 2026, and the remaining 15% of the RSUs vest quarterly in four equal installments beginning on December 20, 2027.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:53 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 5,422 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039438 · wk-form4_1725494368.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:53 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 5,422 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039438 · wk-form4_1725494368.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,422

Underlying: Class A Common Stock · 5,422 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
September 01, 2024 Filed Sep 5, 2024 00:53 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 5,422 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039438 · wk-form4_1725494368.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2024 Filed Aug 24, 2024 00:00 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 9,913 $33.45 $331,570.02
Disclosure

SEC source: 0001415889-24-022173 · form4-08232024_080806.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 358,622

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.86 to $33.83, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:45 UTC RingCentral, Inc. RNG · Entity 2299 Tax withholdingClass A Common Stock 20,384 $33.49 $682,660.16
Disclosure

SEC source: 0001415889-24-021824 · form4-08212024_080812.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,535

F1 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of restricted stock units and performance-based restricted stock units.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 23:40 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 23,681 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028381 · wk-form4_1718408434.xml · derivative · entry 4

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,681

Underlying: Class A Common Stock · 23,681 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting.

F5 · derivative.expiration_date: The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 23:40 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028381 · wk-form4_1718408434.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting.

F4 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 23:40 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 18,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028381 · wk-form4_1718408434.xml · nonDerivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 23:40 UTC indie Semiconductor, Inc. INDI · Entity 2432 SaleClass A Common Stock 10,000 $7.58 $75,800.00
Disclosure

SEC source: 0001628280-24-028381 · wk-form4_1718408434.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,185

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through December 31, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.44 to $7.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 23:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027923 · wk-form4_1718233702.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2022.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 23:08 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027923 · wk-form4_1718233702.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 22:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 3,374 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026730 · wk-form4_1717541987.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 22:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 3,374 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026730 · wk-form4_1717541987.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,374

Underlying: Class A Common Stock · 3,374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 22:59 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 3,374 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026730 · wk-form4_1717541987.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2024 Filed May 29, 2024 20:05 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 8,478 $34.85 $295,432.87
Disclosure

SEC source: 0001415889-24-014753 · form4-05292024_040501.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 388,919

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.54 to $35.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
May 20, 2024 Filed May 21, 2024 21:30 UTC RingCentral, Inc. RNG · Entity 2299 Tax withholdingClass A Common Stock 20,382 $37.23 $758,821.86
Disclosure

SEC source: 0001415889-24-013991 · form4-05212024_090510.xml · nonDerivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,397

F2 · kind: In an exempt disposition to the Issuer under Rule 16b-3(e), the Reporting Person remitted shares to the Issuer in connection with the satisfaction of tax withholding obligations arising out of the vesting of RSUs.

Read SEC document
May 19, 2024 Filed May 21, 2024 21:30 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 69,824 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013991 · form4-05212024_090510.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,779

F1 · shares: Represents Restricted Stock Units ("RSUs") that will vest in equal quarterly installments over a three year period commencing on May 20, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:21 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionRestricted Stock Units · Derivative 3,280 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009291 · wk-form4_1709691657.xml · derivative · entry 3

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:21 UTC indie Semiconductor, Inc. INDI · Entity 2432 GrantRestricted Stock Units · Derivative 3,280 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009291 · wk-form4_1709691657.xml · derivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,280

Underlying: Class A Common Stock · 3,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:21 UTC indie Semiconductor, Inc. INDI · Entity 2432 Exercise / conversionClass A Common Stock 3,280 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009291 · wk-form4_1709691657.xml · nonDerivative · entry 1

Parekh Sonalee Elizabeth · CIK 0001849122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 21:05 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 200 $31.24 $6,247.00
Disclosure

SEC source: 0001415889-24-005217 · form4-02262024_040202.xml · nonDerivative · entry 2

Parekh Sonalee Elizabeth · CIK 0001849122 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 347,955

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.23 to $31.24, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.