Villavarayan Chris

SEC source: 0000038725-23-000100 · wf-form4a_168366557300141.xml · derivative · entry 3

Villavarayan Chris · CIK 0001641733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,631.4

Underlying: common stock · 2,385.53 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2023 Board of Directors retainer, annual stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan. On May 4, 2023, Mr. Villavarayan was credited with 800.51 Stock Units for the annual retainer, 1,387.55 Stock Units for the annual stock award and 197.47 Stock Units for committee member fees. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F3 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2023 Board of Directors retainer, annual stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan. On May 4, 2023, Mr. Villavarayan was credited with 800.51 Stock Units for the annual retainer, 1,387.55 Stock Units for the annual stock award and 197.47 Stock Units for committee member fees. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F3 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2023 Board of Directors retainer, annual stock award, and committee member fees in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan. On May 4, 2023, Mr. Villavarayan was credited with 800.51 Stock Units for the annual retainer, 1,387.55 Stock Units for the annual stock award and 197.47 Stock Units for committee member fees. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0001209191-23-019069 · doc4.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,440

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at per share prices ranging from $28.97 to $29.52. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-015030 · doc4.xml · derivative · entry 1

Villavarayan Chris · CIK 0001641733 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,839

Underlying: Common Shares · 75,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000038725-23-000009 · wf-form4_167666293802688.xml · derivative · entry 1

Villavarayan Chris · CIK 0001641733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245.87

Underlying: common stock · 2.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On February 16, 2023, Mr. Villavarayan was credited with 2.95 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On February 16, 2023, Mr. Villavarayan was credited with 2.95 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On February 16, 2023, Mr. Villavarayan was credited with 2.95 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-22-000192 · wf-form4_166904642720024.xml · derivative · entry 1

Villavarayan Chris · CIK 0001641733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242.92

Underlying: common stock · 2.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On November 17, 2022, Mr. Villavarayan was credited with 2.92 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On November 17, 2022, Mr. Villavarayan was credited with 2.92 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On November 17, 2022, Mr. Villavarayan was credited with 2.92 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0000038725-22-000165 · wf-form4_166094026581212.xml · derivative · entry 1

Villavarayan Chris · CIK 0001641733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

Underlying: common stock · 2.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 18, 2022, Mr. Villavarayan was credited with 2.55 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 18, 2022, Mr. Villavarayan was credited with 2.55 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Villavarayan elected to receive his 2022 meeting fees and retainer in Franklin Electric Co., Inc common stock, issuance of such shares deferred until he retires, otherwise leaves the Board of Directors, or has elected to receive such payment per the terms of the Plan (e.g. Stock Units). On August 18, 2022, Mr. Villavarayan was credited with 2.55 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Villavarayan may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · derivative · entry 8

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · Meritor Supplemental Savings Plan

Disclosed balance after: 0

Underlying: Common Stock · 8,560 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · derivative · entry 7

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,426 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · derivative · entry 6

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,472 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · derivative · entry 5

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,720 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · derivative · entry 4

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,522 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · derivative · entry 3

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,647 shares

Expires not disclosed

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · nonDerivative · entry 2

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · Meritor Savings Plan

Disclosed balance after: 0

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-22-000100 · wf-form4_165971119407080.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of February 21, 2022 (the "Merger Agreement"), by and among Meritor, Inc., an Indiana corporation (the "Company"), Cummins Inc., an Indiana corporation ("Cummins"), and Rose NewCo Inc., an Indiana corporation and wholly owned subsidiary of Cummins ("Merger Sub"), Merger Sub was merged with and into the Company (the "Merger") with the Company continuing as the surviving corporation and a subsidiary of Cummins. As a result of the Merger, each share of Company Common Stock and each restricted share unit was automatically converted into the right to receive an amount in cash equal to $36.50, subject to the vesting and other terms and conditions as provided in the Merger Agreement.

SEC source: 0001113256-21-000142 · wf-form4_163856794941572.xml · nonDerivative · entry 3

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,872

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.67 to $25.74, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-21-000142 · wf-form4_163856794941572.xml · derivative · entry 7

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,647

Underlying: Common Stock · 76,647 shares

Expires not disclosed

F5 · derivative.exercise_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2021. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

F5 · derivative.expiration_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2021. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

SEC source: 0001113256-21-000142 · wf-form4_163856794941572.xml · derivative · entry 6

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

SEC source: 0001113256-21-000142 · wf-form4_163856794941572.xml · derivative · entry 5

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

SEC source: 0001113256-21-000142 · wf-form4_163856794941572.xml · nonDerivative · entry 2

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

SEC source: 0001113256-21-000142 · wf-form4_163856794941572.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2021.

SEC source: 0001113256-21-000119 · wf-form4_163701202517652.xml · derivative · entry 3

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,400

Underlying: Common Stock · 39,400 shares

Expires not disclosed

F2 · derivative.exercise_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation following satisfaction of the performance criteria applicable thereto. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of December 1, 2021 or upon termination of employment with the Company under certain circumstances.

F2 · derivative.expiration_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation following satisfaction of the performance criteria applicable thereto. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of December 1, 2021 or upon termination of employment with the Company under certain circumstances.

SEC source: 0001113256-21-000078 · wf-form4_162069055404348.xml · derivative · entry 3

Villavarayan Chris · CIK 0001641733 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,522

Underlying: Common Stock · 50,522 shares

Expires not disclosed

F2 · derivative.exercise_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation. The date of grant of the RSUs was May 6, 2021. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

F2 · derivative.expiration_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation. The date of grant of the RSUs was May 6, 2021. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

SEC source: 0001113256-21-000022 · wf-form4_161247700886378.xml · nonDerivative · entry 2

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,132

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.44 to $31.51, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-21-000022 · wf-form4_161247700886378.xml · derivative · entry 4

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on February 2, 2021.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on February 2, 2021.

SEC source: 0001113256-21-000022 · wf-form4_161247700886378.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on February 2, 2021.

SEC source: 0001113256-20-000137 · wf-form4_160703415488206.xml · nonDerivative · entry 2

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,316

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.53 to $27.19, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-20-000137 · wf-form4_160703415488206.xml · derivative · entry 5

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,720

Underlying: Common Stock · 21,720 shares

Expires not disclosed

F5 · derivative.exercise_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2020. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

F5 · derivative.expiration_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2020. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

SEC source: 0001113256-20-000137 · wf-form4_160703415488206.xml · derivative · entry 4

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2020.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2020.

SEC source: 0001113256-20-000137 · wf-form4_160703415488206.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2020.

SEC source: 0001113256-20-000095 · wf-form4_159665924684620.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,115

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.23 to $23.31, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-20-000039 · wf-form4_158094095717333.xml · derivative · entry 3

Villavarayan Chris · CIK 0001641733 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472

Underlying: Common Stock · 6,472 shares

Expires not disclosed

F2 · derivative.exercise_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation. The date of grant of the RSUs was February 3, 2020. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

F2 · derivative.expiration_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation. The date of grant of the RSUs was February 3, 2020. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

SEC source: 0001113256-19-000118 · wf-form4_157566792342936.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,115

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.42 to $23.50, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · nonDerivative · entry 4

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,115

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.31 to $25.66, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · derivative · entry 9

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,426

Underlying: Common Stock · 17,426 shares

Expires not disclosed

F5 · derivative.exercise_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2019. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

F5 · derivative.expiration_date: Acquisition of RSUs as equity compensation. The date of grant of the RSUs was December 1, 2019. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of three years from the date of grant or upon termination of employment with the Company under certain circumstances.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · derivative · entry 8

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · derivative · entry 7

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · derivative · entry 6

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · nonDerivative · entry 3

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · nonDerivative · entry 2

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

SEC source: 0001113256-19-000116 · wf-form4_157540870242227.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on December 1, 2019.

SEC source: 0001113256-19-000098 · wf-form4_157420625617260.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,716

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.41 to $24.71, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-19-000090 · wf-form4_157325171599829.xml · derivative · entry 3

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 6,700 shares

Expires not disclosed

F2 · derivative.exercise_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation following satisfaction of the performance criteria applicable thereto. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of December 1, 2019 or upon termination of employment with the Company under certain circumstances.

F2 · derivative.expiration_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation following satisfaction of the performance criteria applicable thereto. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of December 1, 2019 or upon termination of employment with the Company under certain circumstances.

SEC source: 0001628280-19-012020 · wf-form4_156987634930191.xml · derivative · entry 3

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,798

Underlying: Common Stock · 52,798 shares

Expires not disclosed

F2 · derivative.exercise_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation following satisfaction of the performance criteria applicable thereto. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of December 1, 2019 or upon termination of employment with the Company under certain circumstances.

F2 · derivative.expiration_date: Acquisition of Restricted Share Units ("RSUs") as equity compensation following satisfaction of the performance criteria applicable thereto. Each RSU represents the right to receive one share of common stock of the Company or its cash equivalent upon the vesting date, which occurs at the earlier of December 1, 2019 or upon termination of employment with the Company under certain circumstances.

SEC source: 0001113256-19-000054 · wf-form4_155691984766803.xml · nonDerivative · entry 4

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,216

F2 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.80 to $23.66, inclusive. The reporting person undertakes to provide to Meritor, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001113256-19-000054 · wf-form4_155691984766803.xml · derivative · entry 8

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

SEC source: 0001113256-19-000054 · wf-form4_155691984766803.xml · derivative · entry 7

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

SEC source: 0001113256-19-000054 · wf-form4_155691984766803.xml · derivative · entry 6

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

F1 · derivative.expiration_date: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

SEC source: 0001113256-19-000054 · wf-form4_155691984766803.xml · nonDerivative · entry 3

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

SEC source: 0001113256-19-000054 · wf-form4_155691984766803.xml · nonDerivative · entry 2

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.

SEC source: 0001113256-19-000054 · wf-form4_155691984766803.xml · nonDerivative · entry 1

Villavarayan Chris · CIK 0001641733 · SVP & Pres., Global Truck

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects vesting of Restricted Share Units ("RSUs") on May 1, 2019.