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person · Reporting owner

Jones Christopher T

Disclosed activity across 2 companies

Tapewire entity
20624
SEC CIK
0001559104

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORFOLK SOUTHERN CORPNSC · Entity 2965DirectorAugust 20, 2026August 24, 2026
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963Corp VP & Pres Tech SvcsAugust 19, 2019August 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORFOLK SOUTHERN CORP

Report date August 20, 2026 · Filed August 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,294.854 Reported balance After 2026-08-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-20 · Grant · Acquired 20.4666 · Balance 5,294.854

F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

NORTHROP GRUMMAN CORP /DE/

Report date August 19, 2019 · Filed August 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,828.899 Reported balance After 2019-08-19 transaction · row 1
1 source row

Row 1 · 2019-08-19 · Gift · Disposed 72 · Balance 62,828.899

Common StockSEC Table I · non-derivativeIndirectHeld in Northrop Grumman Savings & Investment Plan1,708.9286 Reported balance Holding disclosure · report date 2019-08-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,708.9286

F1: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of August 19, 2019. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.

Filing footnotes · ownership attribution and instrument terms

F1: Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of August 19, 2019. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2019 Filed Feb 15, 2019 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 12,529.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002770 · doc4.xml · derivative · entry 5

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,865

Underlying: Common Stock · 12,529.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 115% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes 7,748 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 5,966 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 9,151 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 9,382.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002770 · doc4.xml · derivative · entry 4

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,394.25

Underlying: Common Stock · 9,382.25 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · shares: The RPSRs acquired include (i) 1,634.25 vested RPSRs with respect to the measurement period ended 12/31/18 acquired due to settlement of the 2016 RPSRs held at 115% of the target award and (ii) 7,748 unvested RPSRs granted under the LTISP on 2/13/19 with a measurement period ending on 12/31/21.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 12,529.25 vested RPSRs granted under the LTISP on 2/17/16 with a measurement period ending on 12/31/18; 7,748 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 5,966 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 9,151 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 5,128 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002770 · doc4.xml · nonDerivative · entry 2

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,442.899

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 12,529.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002770 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,570.899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 115% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019.

Read SEC document
February 18, 2018 Filed Feb 22, 2018 22:20 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 5,117 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003812 · doc4.xml · derivative · entry 4

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,480

Underlying: Common Stock · 5,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18.

F5 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18.

F6 · balance_after: Total amount includes 2,710 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 3,827 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19.

Read SEC document
February 18, 2018 Filed Feb 22, 2018 22:20 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 2,308 $350.36 $808,630.88
Disclosure

SEC source: 0001225208-18-003812 · doc4.xml · nonDerivative · entry 2

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,970.649

F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 18, 2018 Filed Feb 22, 2018 22:20 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 5,117 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003812 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,278.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 2,710 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003058 · doc4.xml · derivative · entry 6

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,597

Underlying: Common Stock · 2,710 shares

Expires not disclosed

F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F9 · balance_after: Total amount includes 2,710 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 3,827 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,117 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 16,275 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003058 · doc4.xml · derivative · entry 5

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,012

Underlying: Common Stock · 16,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes 5,966 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,151 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 11,391 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003058 · doc4.xml · derivative · entry 4

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,287

Underlying: Common Stock · 11,391 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · shares: The RPSRs acquired include (i) 5,425 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 5,966 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 16,275 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 5,966 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,151 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 7,299 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003058 · doc4.xml · nonDerivative · entry 2

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,161.649

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 16,275 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003058 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,460.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:56 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 16,275 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004215 · doc4a.xml · derivative · entry 3

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,012

Underlying: Common Stock · 16,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 5,966 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,151 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:56 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 7,228 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004215 · doc4a.xml · nonDerivative · entry 2

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,232.649

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:56 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 16,275 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004215 · doc4a.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,460.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 23:40 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,250 $295.67 $369,587.50
Disclosure

SEC source: 0001225208-17-016946 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,185.649

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-013188 · doc4.xml · nonDerivative · entry 2

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,435.649

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,250 $263.25 $329,062.50
Disclosure

SEC source: 0001225208-17-013188 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,435.649

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $237.58 $57,019.20
Disclosure

SEC source: 0001225208-17-007439 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,685.649

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $248.70 $59,688.00
Disclosure

SEC source: 0001225208-17-005505 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,925.649

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 6,300 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · derivative · entry 9

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,887

Underlying: Common Stock · 6,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F13 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F14 · balance_after: Total amount includes 3,827 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,117 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

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February 19, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 3,006 $243.58 $732,201.48
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · nonDerivative · entry 4

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,165.649

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

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February 19, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 6,300 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · nonDerivative · entry 3

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,171.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the 2011 LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

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February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 3,827 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · derivative · entry 8

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,187

Underlying: Common Stock · 3,827 shares

Expires not disclosed

F11 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F12 · balance_after: Total amount includes 3,827 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 5,117 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 6,300 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

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February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 22,359.84 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · derivative · entry 7

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,896

Underlying: Common Stock · 22,359.84 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

F7 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F10 · balance_after: Total amount includes 9,151 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 10,850 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

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February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 16,402.84 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · derivative · entry 6

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,255.84

Underlying: Common Stock · 16,402.84 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · shares: The RPSRs acquired include (i) 7,251.84 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 148% of the target award and (ii) 9,151 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19.

F7 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 22,359.84 vested RPSRs granted under the LTISP on 2/19/14 with a measurement period ended on 12/31/16; 9,151 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 10,850 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

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February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 10,068 $243.58 $2,452,363.44
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · nonDerivative · entry 2

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,871.649

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

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February 17, 2017 Filed Feb 22, 2017 21:38 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 22,359.84 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004131 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,939.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

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February 01, 2017 Filed Feb 2, 2017 22:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $228.72 $54,892.80
Disclosure

SEC source: 0001225208-17-002276 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,579.809

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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January 03, 2017 Filed Jan 4, 2017 21:49 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $234.38 $56,251.20
Disclosure

SEC source: 0001225208-17-000435 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,819.809

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 01, 2016 Filed Dec 2, 2016 22:50 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $248.85 $59,724.00
Disclosure

SEC source: 0001225208-16-042635 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,059.809

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 01, 2016 Filed Nov 3, 2016 19:30 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $229.50 $55,080.00
Disclosure

SEC source: 0001225208-16-041075 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,299.809

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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October 03, 2016 Filed Oct 5, 2016 20:19 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $213.00 $51,120.00
Disclosure

SEC source: 0001225208-16-040186 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,539.809

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.