Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SONO TEK CORPSOTK · Entity 6933 | CFO | October 12, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SONO TEK CORP
Report date October 12, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| SonoTek Common StockSEC Table I · non-derivative | Direct | 27,093 |
Ending reported balance
After 2026-10-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-12 · Exercise / conversion · Acquired 7,722 · Balance 31,587 F1: Reporting person exercised 7722 vested options. Row 2 · 2026-10-12 · Tax withholding · Disposed 4,494 · Balance 27,093 F2: Reporting person surrendered 4494 shares of SonoTek common stock as payment for the exercise of options. |
| SonoTek OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.12 · Expires 2034-08-22 | Direct | 32,695 |
Reported balance
After 2026-10-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-12 · Disposition to issuer · Disposed 7,722 · Balance 32,695 F1: Reporting person exercised 7722 vested options. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person exercised 7722 vested options.
F2: Reporting person surrendered 4494 shares of SonoTek common stock as payment for the exercise of options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2021 Filed Mar 18, 2021 18:07 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono Tek Corp Options · Derivative | 13,334 | $0.91 Strike: $0.91 | $12,133.94 |
DisclosureSEC source: 0001330694-21-000002 · primary_doc.xml · derivative · entry 3 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Sono Tek Corp Common Stock · 13,334 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 13,334 vested options. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 18:07 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono Tek Corp Common Stock | 2,582 | $4.70 | $12,135.40 |
DisclosureSEC source: 0001330694-21-000002 · primary_doc.xml · nonDerivative · entry 2 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,043 F2 · shares: Reporting person surrendered 2582 shares of Sono Tek Corp common stock as payment for the exercise of options. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 18:07 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono Tek Corp Common Stock | 13,334 | $0.91 | $12,133.94 |
DisclosureSEC source: 0001330694-21-000002 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 13,334 vested options. Read SEC document |
| January 15, 2021 Filed Jan 21, 2021 00:04 UTC | SONO TEK CORP SOTK · Entity 6933 | GrantSono-Tek Corp Options · Derivative | 5,000 | $4.45 Strike: $4.45 | $22,250.00 |
DisclosureSEC source: 0001330694-21-000001 · primary_doc.xml · derivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Sono-Tek Corp Common Stock · 5,000 shares Expires 2031-01-15 F1 · derivative.exercise_date: Subject to standard vesting schedule. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:42 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonoTek Corp Options · Derivative | 23,333 | $0.91 Strike: $0.91 | $21,233.03 |
DisclosureSEC source: 0001330694-20-000001 · primary_doc.xml · derivative · entry 3 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: SonoTek Corp Common Stock · 23,333 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 23333 vested options. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:42 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSonoTek Corp Common Stock | 8,043 | $2.64 | $21,233.52 |
DisclosureSEC source: 0001330694-20-000001 · primary_doc.xml · nonDerivative · entry 2 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,291 F2 · shares: Reporting person surrendered 8043 shares of SonoTek Corp common stock as payment for the exercise of options. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:42 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonoTek Corp Common Stock | 23,333 | $0.91 | $21,233.03 |
DisclosureSEC source: 0001330694-20-000001 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 23333 vested options. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 20:34 UTC | SONO TEK CORP SOTK · Entity 6933 | SaleSono-Tek Corp Common Stock | 3,000 | $2.55 | $7,650.00 |
DisclosureSEC source: 0001330694-19-000003 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,001 Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:35 UTC | SONO TEK CORP SOTK · Entity 6933 | SaleSono-Tek Corp Common Stock | 2,280 | $2.40 | $5,472.00 |
DisclosureSEC source: 0001330694-19-000002 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,001 Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 18:09 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonoTek Corp Options · Derivative | 33,333 | $0.91 Strike: $0.91 | $30,333.03 |
DisclosureSEC source: 0001330694-19-000001 · primary_doc.xml · derivative · entry 3 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,667 Underlying: SonoTek Corp Common Stock · 33,333 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 33333 vested options. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 18:09 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSonoTek Corp Common Stock | 12,133 | $2.50 | $30,332.50 |
DisclosureSEC source: 0001330694-19-000001 · primary_doc.xml · nonDerivative · entry 2 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,281 F2 · shares: Reporting person surrendered 12,133 shares of SonoTek Corp common stock as payment for the exercise of options. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 18:09 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSonoTek Corp Common Stock | 33,333 | $0.91 | $30,333.03 |
DisclosureSEC source: 0001330694-19-000001 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 33333 vested options. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 15:11 UTC | SONO TEK CORP SOTK · Entity 6933 | SaleSono-Tek Corp Common Stock | 2,400 | $2.50 | $6,000.00 |
DisclosureSEC source: 0001330694-18-000003 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,081 Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 18:33 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Options · Derivative | 10,000 | $0.91 Strike: $0.91 | $9,100.00 |
DisclosureSEC source: 0001330694-18-000002 · primary_doc.xml · derivative · entry 6 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Sono-Tek Corp Common Stock · 10,000 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 10000 options. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 18:33 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Corp Common Stock | 4,789 | $1.90 | $9,099.10 |
DisclosureSEC source: 0001330694-18-000002 · primary_doc.xml · nonDerivative · entry 4 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,481 F3 · shares: Reporting person surrendered 4789 shares of Sono-Tek Common stock as payment for the exercise of vested options. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 18:33 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Common Stock | 10,000 | $0.91 | $9,100.00 |
DisclosureSEC source: 0001330694-18-000002 · primary_doc.xml · nonDerivative · entry 3 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 10000 options. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 18:33 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Options · Derivative | 10,000 | $0.91 Strike: $0.91 | $9,100.00 |
DisclosureSEC source: 0001330694-18-000002 · primary_doc.xml · derivative · entry 5 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Sono-Tek Corp Common Stock · 10,000 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 10000 options. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 18:33 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Common Stock | 5,056 | $1.80 | $9,100.80 |
DisclosureSEC source: 0001330694-18-000002 · primary_doc.xml · nonDerivative · entry 2 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,270 F2 · shares: Reporting person surrendered 5056 shares of Sono-Tek Corp Stock as payment for the exercise of vested options. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 18:33 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Common Stock | 10,000 | $0.91 | $9,100.00 |
DisclosureSEC source: 0001330694-18-000002 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 10000 options. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:56 UTC | SONO TEK CORP SOTK · Entity 6933 | SaleSono-Tek Corp Common Stock | 8,640 | $1.60 | $13,824.00 |
DisclosureSEC source: 0001330694-18-000001 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,326 Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 14:46 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Options · Derivative | 10,000 | $0.91 Strike: $0.91 | $9,100.00 |
DisclosureSEC source: 0001330694-17-000002 · primary_doc.xml · derivative · entry 3 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Sono-Tek Corp Common Stock · 10,000 shares Expires 2026-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 10,000 options. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 14:46 UTC | SONO TEK CORP SOTK · Entity 6933 | Tax withholdingSono-Tek Corp Common Stock | 4,715 | $1.93 | $9,099.95 |
DisclosureSEC source: 0001330694-17-000002 · primary_doc.xml · nonDerivative · entry 2 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,966 F2 · shares: Reporting person surrendered 4,715 shares of Sono-Tek Corp common stock as payment for the exercise of vested options. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 14:46 UTC | SONO TEK CORP SOTK · Entity 6933 | Exercise / conversionSono-Tek Corp Common Stock | 10,000 | $0.91 | $9,100.00 |
DisclosureSEC source: 0001330694-17-000002 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting person exercised 10,000 options. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:49 UTC | SONO TEK CORP sotk · Entity 6933 | SaleSono-Tek Corp Common Stock | 2,400 | $1.15 | $2,760.00 |
DisclosureSEC source: 0001330694-17-000001 · primary_doc.xml · nonDerivative · entry 2 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,681 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 19:49 UTC | SONO TEK CORP sotk · Entity 6933 | SaleSono-Tek Corp Common Stock | 100 | $1.17 | $117.00 |
DisclosureSEC source: 0001330694-17-000001 · primary_doc.xml · nonDerivative · entry 1 Bagley Stephen James · CIK 0001330694 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,081 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.