Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IRIDEX CORPIRIX · Entity 7882 | Chief Financial Officer | September 16, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IRIDEX CORP
Report date September 16, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,306 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Purchase · Acquired 7,900 · Balance 185,306 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2025 Filed May 15, 2025 21:20 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 460 | $1.10 | $506.00 |
DisclosureSEC source: 0000950170-25-072860 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,665 Read SEC document |
| May 13, 2025 Filed May 13, 2025 21:35 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 450 | $1.09 | $490.50 |
DisclosureSEC source: 0000950170-25-070561 · ownership.xml · nonDerivative · entry 3 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,205 Read SEC document |
| May 13, 2025 Filed May 13, 2025 21:35 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 755 | $1.12 | $845.60 |
DisclosureSEC source: 0000950170-25-070561 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,755 Read SEC document |
| May 13, 2025 Filed May 13, 2025 21:35 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.15 | $115.00 |
DisclosureSEC source: 0000950170-25-070561 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 12, 2025 Filed May 12, 2025 21:53 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.16 | $116.00 |
DisclosureSEC source: 0000950170-25-069531 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,900 Read SEC document |
| May 09, 2025 Filed May 9, 2025 20:46 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.15 | $115.00 |
DisclosureSEC source: 0000950170-25-068162 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,800 Read SEC document |
| May 08, 2025 Filed May 8, 2025 21:48 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.15 | $115.00 |
DisclosureSEC source: 0000950170-25-067265 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,700 Read SEC document |
| May 07, 2025 Filed May 7, 2025 22:29 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 193 | $1.15 | $221.95 |
DisclosureSEC source: 0000950170-25-066107 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,600 Read SEC document |
| May 06, 2025 Filed May 6, 2025 21:51 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.16 | $115.93 |
DisclosureSEC source: 0000950170-25-064704 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,407 Read SEC document |
| May 06, 2025 Filed May 6, 2025 21:51 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.19 | $119.00 |
DisclosureSEC source: 0000950170-25-064704 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,307 Read SEC document |
| May 05, 2025 Filed May 5, 2025 22:34 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.17 | $117.00 |
DisclosureSEC source: 0000950170-25-063773 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,207 Read SEC document |
| May 05, 2025 Filed May 5, 2025 22:34 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 100 | $1.20 | $120.00 |
DisclosureSEC source: 0000950170-25-063773 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,107 Read SEC document |
| April 29, 2025 Filed Apr 29, 2025 23:42 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 3,407 | $1.22 | $4,156.54 |
DisclosureSEC source: 0000950170-25-060479 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,007 Read SEC document |
| April 29, 2025 Filed Apr 29, 2025 23:42 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 500 | $1.30 | $650.00 |
DisclosureSEC source: 0000950170-25-060479 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,600 Read SEC document |
| April 28, 2025 Filed Apr 28, 2025 22:35 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 2,000 | $1.30 | $2,600.00 |
DisclosureSEC source: 0000950170-25-059458 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 Read SEC document |
| April 28, 2025 Filed Apr 28, 2025 22:35 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 625 | $1.22 | $762.50 |
DisclosureSEC source: 0000950170-25-059458 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| April 25, 2025 Filed Apr 25, 2025 18:53 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 975 | $1.18 | $1,150.50 |
DisclosureSEC source: 0000950170-25-058622 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,475 Read SEC document |
| April 24, 2025 Filed Apr 24, 2025 21:51 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 500 | $1.20 | $600.00 |
DisclosureSEC source: 0000950170-25-058218 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| April 23, 2025 Filed Apr 24, 2025 21:51 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 500 | $1.11 | $555.00 |
DisclosureSEC source: 0000950170-25-058218 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| April 21, 2025 Filed Apr 22, 2025 17:00 UTC | IRIDEX CORP IRIX · Entity 7882 | PurchaseCommon Stock | 500 | $1.05 | $525.00 |
DisclosureSEC source: 0000950170-25-056570 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 17:25 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock (right to buy) · Derivative | 53,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0000950170-25-045891 · ownership.xml · derivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 53,000 shares Expires 2032-03-25 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule 16b-3. F2 · derivative.exercise_date: 12/48ths of the shares subject to the Option shall vest on March 16, 2026 and 1/48th of the Shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:49 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-19-053966 · doc4.xml · derivative · entry 2 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-10-22 F2 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F3 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:49 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053966 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,263 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on July 1, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 27, 2019 Filed Jul 29, 2019 18:41 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 1,152 | $3.57 | $4,112.64 |
DisclosureSEC source: 0001209191-19-043457 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,263 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:21 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 718 | $3.57 | $2,563.26 |
DisclosureSEC source: 0001209191-19-043441 · doc4.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,415 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of performance share units and does not represent a sale by the Reporting Person. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:21 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 2,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-043441 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,133 F1 · shares: On July 24, 2019, 2,077 of the 15,000 performance share units granted to the Reporting Person on July 28, 2018 were released upon the achievement of performance criteria. Read SEC document |
| June 06, 2019 Filed Jun 28, 2019 21:59 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $5.04 | $0.00 |
DisclosureSEC source: 0001209191-19-039537 · doc4.xml · derivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2026-06-06 F1 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest on July 6, 2019 and each month thereafter. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:40 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 2,044 | $4.48 | $9,157.12 |
DisclosureSEC source: 0001209191-19-002555 · doc4.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,056 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 20:19 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704739-18-000040 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,483 F1 · shares: Represents the grant of restricted stock units ("RSUs"). The RSUs vest as to one-third of the shares on July 27, 2019 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 20:12 UTC | IRIDEX CORP IRIX · Entity 7882 | SaleCommon Stock | 2,806 | $5.86 | $16,443.72 |
DisclosureSEC source: 0001704739-18-000002 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,483 Read SEC document |
| January 09, 2018 Filed Dec 14, 2018 01:58 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 4,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001704739-18-000058 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,100 F1 · shares: Reflects shares withheld through January 9, 2018 in exempt dispositions to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of performance-based restricted stock units and does not represent sales by the Reporting Person. Determination of the number of shares withheld was based upon the closing prices of the Issuer's Common Stock on the dates withheld. F1 · price: Reflects shares withheld through January 9, 2018 in exempt dispositions to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of performance-based restricted stock units and does not represent sales by the Reporting Person. Determination of the number of shares withheld was based upon the closing prices of the Issuer's Common Stock on the dates withheld. F2 · balance_after: The number of securities beneficially owned is as of December 13, 2018. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:28 UTC | IRIDEX CORP IRIX · Entity 7882 | SaleCommon Stock | 2,811 | $13.16 | $36,987.98 |
DisclosureSEC source: 0001261380-17-000004 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,289 Read SEC document |
| March 07, 2017 Filed Apr 14, 2017 00:03 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001261380-17-000006 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,289 F1 · shares: The performance-based restricted stock unit award is subject to vesting over a four year performance period covering the Company's fiscal years 2017 through 2020, subject to the resporting person continuing to be a service provider through the vesting date. The awards become eligible to vest based on a specified level of the Company's stock price and the reporting person has the ability to earn up to 100% of the shares underlying the award based on achievement of the performance criteria. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionStock Option Right to Buy · Derivative | 125 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · derivative · entry 9 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 125 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionStock Option Right to Buy · Derivative | 125 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · derivative · entry 8 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937 Underlying: Common Stock · 125 shares Expires 2021-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionStock Option Right to Buy · Derivative | 334 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · derivative · entry 7 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 Underlying: Common Stock · 334 shares Expires 2020-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | SaleCommon Stock | 125 | $16.04 | $2,005.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 6 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionCommon Stock | 125 | $10.73 | $1,341.25 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 5 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | SaleCommon Stock | 125 | $16.04 | $2,005.00 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 4 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionCommon Stock | 125 | $8.58 | $1,072.50 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 3 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | SaleCommon Stock | 334 | $16.04 | $5,357.36 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:59 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionCommon Stock | 334 | $5.92 | $1,977.28 |
DisclosureSEC source: 0001261380-16-000114 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionStock Option Right to Buy · Derivative | 62 | $0.00 Strike: $10.73 | $0.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · derivative · entry 6 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 62 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionStock Option Right to Buy · Derivative | 63 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · derivative · entry 5 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062 Underlying: Common Stock · 63 shares Expires 2021-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. F2 · derivative.exercise_date: The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC | IRIDEX CORP IRIX · Entity 7882 | SaleCommon Stock | 62 | $15.00 | $930.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · nonDerivative · entry 4 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionCommon Stock | 62 | $10.73 | $665.26 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · nonDerivative · entry 3 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC | IRIDEX CORP IRIX · Entity 7882 | SaleCommon Stock | 63 | $15.00 | $945.00 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:48 UTC | IRIDEX CORP IRIX · Entity 7882 | Exercise / conversionCommon Stock | 63 | $8.58 | $540.54 |
DisclosureSEC source: 0001261380-16-000112 · edgar.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.