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person · Reporting owner

Klinger Shannon Thyme

Disclosed activity across 2 companies

Tapewire entity
2053
SEC CIK
0001866132

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Moderna, Inc.MRNA · Entity 2025Chief Legal OfficerSeptember 04, 2026September 08, 2026
Rafael Holdings, Inc.RFL · Entity 6620DirectorJanuary 05, 2022January 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moderna, Inc.

Report date September 04, 2026 · Filed September 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect81,340 Ending reported balance After 2026-09-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-04 · Exercise / conversion · Acquired 11,797 · Balance 87,044

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2026-09-04 · Tax withholding · Disposed 5,704 · Balance 81,340

F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect106,179 Reported balance After 2026-09-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-04 · Exercise / conversion · Disposed 11,797 · Balance 106,179

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

F3: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Rafael Holdings, Inc.

Report date January 05, 2022 · Filed January 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect5,412 Reported balance After 2022-01-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-01-05 · Grant · Acquired 5,412 · Balance 5,412

F1: Grant of Restricted Stock that vests in full immediately.

F2: Represents the average closing price of the Issuer's Class B common stock during December 2021.

F3: Consists of fully vested shares of Restricted Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock that vests in full immediately.

F2: Represents the average closing price of the Issuer's Class B common stock during December 2021.

F3: Consists of fully vested shares of Restricted Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2026 Filed Feb 13, 2026 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 1,334 $41.99 $56,014.66
Disclosure

SEC source: 0001682852-26-000021 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,527

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vesting of the 2023 PSUs.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:36 UTC Moderna, Inc. MRNA · Entity 2025 GrantCommon Stock 2,630 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000021 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,861

F1 · kind: The reported transaction is the vesting of performance-based restricted stock units granted to the reporting person on February 28, 2023 (the "2023 PSUs").

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:40 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 47,190 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000088 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,571

Underlying: Common Stock · 47,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:40 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 22,817 $25.49 $581,605.33
Disclosure

SEC source: 0001682852-25-000088 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,231

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:40 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 47,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000088 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:47 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000086 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:47 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 113 $25.98 $2,935.74
Disclosure

SEC source: 0001682852-25-000086 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,858

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:47 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 233 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000086 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000080 · form4.xml · derivative · entry 6

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $25.01 $4,001.60
Disclosure

SEC source: 0001682852-25-000080 · form4.xml · nonDerivative · entry 4

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,738

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000080 · form4.xml · nonDerivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000080 · form4.xml · derivative · entry 5

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,963

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 374 $24.75 $9,256.50
Disclosure

SEC source: 0001682852-25-000080 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,569

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:24 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 773 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000080 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 21:26 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 232 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000050 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466

Underlying: Common Stock · 232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 21:26 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 113 $24.47 $2,765.11
Disclosure

SEC source: 0001682852-25-000050 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,170

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 21:26 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 232 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000050 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:10 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-021028 · form4.xml · derivative · entry 6

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,973

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:10 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $25.10 $4,016.00
Disclosure

SEC source: 0001127602-25-021028 · form4.xml · nonDerivative · entry 4

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,051

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:10 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-021028 · form4.xml · nonDerivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:10 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 774 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-021028 · form4.xml · derivative · entry 5

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,736

Underlying: Common Stock · 774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:10 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 375 $24.73 $9,273.75
Disclosure

SEC source: 0001127602-25-021028 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,882

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:10 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 774 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-021028 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:20 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,139 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017073 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on June 7, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter. This restricted stock unit award is fully vested as of June 6, 2025.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on June 7, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter. This restricted stock unit award is fully vested as of June 6, 2025.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:20 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 551 $26.12 $14,392.12
Disclosure

SEC source: 0001127602-25-017073 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,483

F3 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:20 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-017073 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 595 shares acquired under the Moderna, Inc. 2018 Employee Stock Purchase Plan on May 30, 2025.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 20:33 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016205 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 20:33 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 113 $26.93 $3,043.09
Disclosure

SEC source: 0001127602-25-016205 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,300

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 20:33 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 233 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-016205 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 28, 2025 Filed May 29, 2025 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015908 · form4.xml · derivative · entry 6

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,302

Underlying: Common Stock · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
May 28, 2025 Filed May 29, 2025 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 159 $26.76 $4,254.84
Disclosure

SEC source: 0001127602-25-015908 · form4.xml · nonDerivative · entry 4

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,180

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
May 28, 2025 Filed May 29, 2025 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 328 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-015908 · form4.xml · nonDerivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015908 · form4.xml · derivative · entry 5

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,510

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 374 $26.26 $9,821.24
Disclosure

SEC source: 0001127602-25-015908 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,011

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 773 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-015908 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:08 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,139 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008860 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,139

Underlying: Common Stock · 1,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on June 7, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on June 7, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:08 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 551 $34.30 $18,899.30
Disclosure

SEC source: 0001127602-25-008860 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,612

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:08 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-008860 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 GrantRestricted Stock Units · Derivative 34,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · derivative · entry 8

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,655

Underlying: Common Stock · 34,655 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F6 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 GrantStock Option (Right to Buy) · Derivative 55,543 $0.00 Strike: $30.96 $0.00
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · derivative · entry 7

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,543

Underlying: Common Stock · 55,543 shares

Expires 2035-03-01

F5 · derivative.exercise_date: 25% of this option will vest and become exercisable on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · derivative · entry 6

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · derivative · entry 5

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $31.09 $4,974.40
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · nonDerivative · entry 4

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,024

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · nonDerivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 113 $31.09 $3,513.17
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,855

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:46 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 233 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 2,653 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · derivative · entry 6

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

F5 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 3,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · derivative · entry 5

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,283

Underlying: Common Stock · 3,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 1,283 $33.58 $43,083.14
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · nonDerivative · entry 4

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,735

F3 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · nonDerivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.