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DUNCAN BRUCE W

Disclosed activity across 8 companies

Tapewire entity
20495
SEC CIK
0001105577

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BOSTON PROPERTIES LTD PARTNERSHIPN/A · Entity 41445DirectorMay 29, 2026June 02, 2026
BXP, Inc.BXP · Entity 3450DirectorSeptember 30, 2026October 01, 2026
CyrusOne Inc.CONE · Entity 128768Director · President & CEOMay 18, 2021May 20, 2021
FIRST INDUSTRIAL REALTY TRUST INCFR · Entity 3607DirectorMay 08, 2020May 08, 2020
MARRIOTT INTERNATIONAL INC /MD/MAR · Entity 2933DirectorMay 13, 2020May 15, 2020
T. Rowe Price Goldman Sachs All Equity Access FundNONE · Entity 20182DirectorAugust 24, 2026August 24, 2026
T. Rowe Price Goldman Sachs Private Markets FundNONE · Entity 23211DirectorJune 26, 2026June 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BOSTON PROPERTIES LTD PARTNERSHIP

Report date May 29, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect20,739 Reported balance After 2026-05-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 3,332 · Balance 20,739

F1: Represents units of limited partnership interest in the Issuer issued pursuant to BXP, Inc.'s ("BXP"), the Issuer's general partner, equity based incentive programs ("LTIP Units"). Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Issuer ("Common OP Unit"). Each Common OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of BXP's common stock, except that BXP may, at its election, acquire each Common OP Unit so presented for one share of BXP's common stock. LTIP Units have no expiration date.

F2: The 3,332 LTIP Units will vest on the earlier of (i) May 29, 2027 and (ii) the date of BXP's 2027 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents units of limited partnership interest in the Issuer issued pursuant to BXP, Inc.'s ("BXP"), the Issuer's general partner, equity based incentive programs ("LTIP Units"). Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the Issuer or the holder, into a common unit of limited partnership interest in the Issuer ("Common OP Unit"). Each Common OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of BXP's common stock, except that BXP may, at its election, acquire each Common OP Unit so presented for one share of BXP's common stock. LTIP Units have no expiration date.

F2: The 3,332 LTIP Units will vest on the earlier of (i) May 29, 2027 and (ii) the date of BXP's 2027 annual meeting of stockholders.

BXP, Inc.

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect14,659.97 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 572.74 · Balance 14,659.97

F1: The Phantom Stock Units convert to BXP, Inc. ("BXP") common stock on a 1-for-1 basis.

F2: The Phantom Stock Units are awarded under BXP's 2021 Stock Incentive Plan to non-employee directors who elected to receive Phantom Stock Units in lieu of director cash compensation fees. The Phantom Stock Units are to be settled in shares of BXP common stock (except that fractional units, if any, will be settled in cash) in a lump sum or in ten annual installments, at the reporting person's election, following the reporting person's retirement from the BXP Board of Directors. In addition, non-employee directors who elect a deferred payout following their retirement may make one or more elections to convert all or a portion (but only in 25% increments) of their notional investment from BXP common stock to a deemed investment in one or more measurement funds. These elections may only be made after the director's service on the BXP Board of Directors ends. Amounts notionally invested in measurement funds will be settled in cash instead of BXP common stock.

F3: Includes 139.24 Phantom Stock Units received pursuant to dividend equivalent rights which were credited to the Reporting Person on July 31, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The Phantom Stock Units convert to BXP, Inc. ("BXP") common stock on a 1-for-1 basis.

F2: The Phantom Stock Units are awarded under BXP's 2021 Stock Incentive Plan to non-employee directors who elected to receive Phantom Stock Units in lieu of director cash compensation fees. The Phantom Stock Units are to be settled in shares of BXP common stock (except that fractional units, if any, will be settled in cash) in a lump sum or in ten annual installments, at the reporting person's election, following the reporting person's retirement from the BXP Board of Directors. In addition, non-employee directors who elect a deferred payout following their retirement may make one or more elections to convert all or a portion (but only in 25% increments) of their notional investment from BXP common stock to a deemed investment in one or more measurement funds. These elections may only be made after the director's service on the BXP Board of Directors ends. Amounts notionally invested in measurement funds will be settled in cash instead of BXP common stock.

F3: Includes 139.24 Phantom Stock Units received pursuant to dividend equivalent rights which were credited to the Reporting Person on July 31, 2026.

CyrusOne Inc.

Report date May 18, 2021 · Filed May 20, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect21,037 Reported balance After 2021-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-18 · Grant · Acquired 21,037 · Balance 21,037

F1: Represents LTIP Units in the Company's operating partnership, CyrusOne LP, granted pursuant to the CyrusOne Restated 2012 Long Term Incentive Plan.

F2: The LTIP Units vest in three equal (subject to rounding) annual installments beginning February 18, 2022. Each vested LTIP Unit will be convertible into an equal number of common units of CyrusOne LP (each, a "OP Unit"), subject to certain adjustments. A holder of OP Units may, in turn, present such OP Units to CyrusOne LP for redemption for cash or, at the election of CyrusOne Inc., for an equal number of shares of common stock of CyrusOne Inc., subject to certain adjustments. The rights to convert vested LTIP Units into OP Units and to present the OP Units for redemption have no expiration dates.

Filing footnotes · ownership attribution and instrument terms

F1: Represents LTIP Units in the Company's operating partnership, CyrusOne LP, granted pursuant to the CyrusOne Restated 2012 Long Term Incentive Plan.

F2: The LTIP Units vest in three equal (subject to rounding) annual installments beginning February 18, 2022. Each vested LTIP Unit will be convertible into an equal number of common units of CyrusOne LP (each, a "OP Unit"), subject to certain adjustments. A holder of OP Units may, in turn, present such OP Units to CyrusOne LP for redemption for cash or, at the election of CyrusOne Inc., for an equal number of shares of common stock of CyrusOne Inc., subject to certain adjustments. The rights to convert vested LTIP Units into OP Units and to present the OP Units for redemption have no expiration dates.

FIRST INDUSTRIAL REALTY TRUST INC

Report date May 08, 2020 · Filed May 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,967 Reported balance After 2020-05-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-05-08 · Grant · Acquired 1,967 · Balance 1,967

F1: Represents units of limited partnership interest ("LTIP Units") in First Industrial L.P., of which the Company is the general partner, granted under the Company's 2014 Stock Incentive Plan. An LTIP Unit that has vested and received certain allocations will automatically convert into a common unit of limited partnership interest in First Industrial, L.P. on a one-for-one basis, which common unit may in turn be converted into a share of Common Stock of the Company on a one-for-one basis.

F2: Not applicable. The LTIP Units vest upon the earlier of (i) the first anniversary of grant or (ii) the Company's annual stockholder meeting, where directors are elected, next following the date of grant.

F3: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Represents units of limited partnership interest ("LTIP Units") in First Industrial L.P., of which the Company is the general partner, granted under the Company's 2014 Stock Incentive Plan. An LTIP Unit that has vested and received certain allocations will automatically convert into a common unit of limited partnership interest in First Industrial, L.P. on a one-for-one basis, which common unit may in turn be converted into a share of Common Stock of the Company on a one-for-one basis.

F2: Not applicable. The LTIP Units vest upon the earlier of (i) the first anniversary of grant or (ii) the Company's annual stockholder meeting, where directors are elected, next following the date of grant.

F3: Not applicable.

MARRIOTT INTERNATIONAL INC /MD/

Report date May 13, 2020 · Filed May 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock-Dir. Def. Stock Comp Plan-1SEC Table I · non-derivativeDirect13,312 Reported balance After 2020-05-13 transaction · row 1
1 source row

Row 1 · 2020-05-13 · Grant · Acquired 2,145 · Balance 13,312

F1: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed in 10 annual installments following termination of service as a Board member

Class A Common StockSEC Table I · non-derivativeDirect11,224 Reported balance Holding disclosure · report date 2020-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,224

Class A Common StockSEC Table I · non-derivativeIndirectBruce W. Duncan Revocable Trust83,784 Reported balance Holding disclosure · report date 2020-05-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 83,784

Filing footnotes · ownership attribution and instrument terms

F1: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed in 10 annual installments following termination of service as a Board member

T. Rowe Price Goldman Sachs All Equity Access Fund

Report date August 24, 2026 · Filed August 24, 2026

This filing explicitly reported no securities owned.

T. Rowe Price Goldman Sachs Private Markets Fund

Report date June 26, 2026 · Filed June 26, 2026

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STARWOOD HOTELS & RESORTS WORLDWIDE, LLC

Report date September 22, 2016 · Filed September 26, 2016

Section 16 reporting ended · disclosed 2016-09-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-09-22 transaction · row 1
1 source row

Row 1 · 2016-09-22 · Disposition to issuer · Disposed 49,655 · Balance 0

F1: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott.

Common StockSEC Table I · non-derivativeIndirectBruce W. Duncan Revocable Trust0 Reported balance After 2016-09-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2016-09-22 · Disposition to issuer · Disposed 71,366 · Balance 0

F1: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott.

Phantom StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-09-22 · Disposition to issuer · Disposed 8,496 · Balance 0

F2: Phantom Stock is convertible into Common Stock on a one-for-one basis.

F3: This report corrects the antidilution adjustment to the number of shares of Phantom Stock held by the Reporting Person, which was inadvertently underreported by 282 shares in the Form 4 filed by the Reporting Person on June 28, 2016.

F5: As a result of the conversions described in the Merger Agreement (the "Conversions"), each share of Phantom Stock was converted into 1.1046 deferred stock units of common stock of Marriott (market value $69.75 per share).

F4: Phantom Stock was to convert into Common Stock and be distributed to the Reporting Person per the terms of the applicable Deferral Agreements.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.49 · Expires 2018-02-26Direct0 Reported balance After 2016-09-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-09-22 · Disposition to issuer · Disposed 4,403 · Balance 0

F6: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

F7: As a result of the Conversions, these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.88 · Expires 2019-02-28Direct0 Reported balance After 2016-09-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-09-22 · Disposition to issuer · Disposed 2,747 · Balance 0

F8: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off.

F7: As a result of the Conversions, these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.11 · Expires 2020-02-28Direct0 Reported balance After 2016-09-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2016-09-22 · Disposition to issuer · Disposed 3,057 · Balance 0

F9: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off.

F7: As a result of the Conversions, these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2016-09-22 · Disposition to issuer · Disposed 607 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F13: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2016-09-22 · Disposition to issuer · Disposed 508 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F14: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 472) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2016-09-22 · Disposition to issuer · Disposed 507 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F15: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 471) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2016-09-22 · Disposition to issuer · Disposed 499 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F16: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 464) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2016-09-22 · Disposition to issuer · Disposed 485 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F17: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 451) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2016-09-22 · Disposition to issuer · Disposed 498 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F18: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 463) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2016-09-22 · Disposition to issuer · Disposed 483 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F19: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 449) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2016-09-22 · Disposition to issuer · Disposed 497 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F20: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 462) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2016-09-22 · Disposition to issuer · Disposed 607 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F21: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2016-09-22 · Disposition to issuer · Disposed 582 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F22: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 541) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F23: Restricted Stock Units were to vest on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferrral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2016-09-22 · Disposition to issuer · Disposed 476 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F24: Restricted Stock Units vested on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-22 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2016-09-22 · Disposition to issuer · Disposed 2,109 · Balance 0

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F25: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 1,958) that was made in connection with the SVO Spin-Off.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F26: Restricted Stock Units were to convert into Common Stock on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott.

F2: Phantom Stock is convertible into Common Stock on a one-for-one basis.

F3: This report corrects the antidilution adjustment to the number of shares of Phantom Stock held by the Reporting Person, which was inadvertently underreported by 282 shares in the Form 4 filed by the Reporting Person on June 28, 2016.

F4: Phantom Stock was to convert into Common Stock and be distributed to the Reporting Person per the terms of the applicable Deferral Agreements.

F5: As a result of the conversions described in the Merger Agreement (the "Conversions"), each share of Phantom Stock was converted into 1.1046 deferred stock units of common stock of Marriott (market value $69.75 per share).

F6: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

F7: As a result of the Conversions, these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

F8: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off.

F9: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off.

F10: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F11: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F12: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F13: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

F14: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 472) that was made in connection with the SVO Spin-Off.

F15: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 471) that was made in connection with the SVO Spin-Off.

F16: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 464) that was made in connection with the SVO Spin-Off.

F17: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 451) that was made in connection with the SVO Spin-Off.

F18: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 463) that was made in connection with the SVO Spin-Off.

F19: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 449) that was made in connection with the SVO Spin-Off.

F20: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 462) that was made in connection with the SVO Spin-Off.

F21: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

F22: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 541) that was made in connection with the SVO Spin-Off.

F23: Restricted Stock Units were to vest on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferrral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

F24: Restricted Stock Units vested on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

F25: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 1,958) that was made in connection with the SVO Spin-Off.

F26: Restricted Stock Units were to convert into Common Stock on the first anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2017 Filed May 12, 2017 15:00 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1 1,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009538 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,741

F1 · shares: The Stock will immediately vest and is payable on May 11, 2018.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 20:13 UTC FIRST INDUSTRIAL REALTY TRUST INC FR · Entity 3607 SaleCommon Stock 17,156 $27.84 $477,623.04
Disclosure

SEC source: 0001209191-17-026563 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,316

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 17, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.71 to $27.97, inclusive. The Reporting Person undertakes to provide First Industrial Realty Trust, Inc., any security holder of First Industrial Realty Trust, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 16:32 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantClass A Common Stock 561 $94.64 $53,093.04
Disclosure

SEC source: 0001225208-17-007090 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,285

F1 · shares: Shares acquired upon vesting of Restricted Stock Units.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 18:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 Exercise / conversionStock Option (Right to buy) · Derivative 4,863 $90.00 Strike: $32.13 $437,670.00
Disclosure

SEC source: 0001225208-17-006685 · doc4.xml · derivative · entry 4

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,863 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options have fully vested.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 18:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 SaleClass A Common Stock 4,863 $90.00 $437,670.00
Disclosure

SEC source: 0001225208-17-006685 · doc4.xml · nonDerivative · entry 2

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,724

Read SEC document
March 21, 2017 Filed Mar 22, 2017 18:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 Exercise / conversionClass A Common Stock 4,863 $32.13 $156,248.19
Disclosure

SEC source: 0001225208-17-006685 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:34 UTC FIRST INDUSTRIAL REALTY TRUST INC FR · Entity 3607 SaleCommon Stock 17,156 $26.21 $449,658.76
Disclosure

SEC source: 0001209191-17-020190 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,472

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 17, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.89 to $26.49, inclusive. The Reporting Person undertakes to provide First Industrial Realty Trust, Inc., any security holder of First Industrial Realty Trust, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:22 UTC FIRST INDUSTRIAL REALTY TRUST INC FR · Entity 3607 GrantCommon Stock 60,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011588 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,628

F1 · shares: Represents restricted shares granted under First Industrial's 2014 Stock Incentive Plan. Such shares vest in three equal installments on January 1, 2018, 2019 and 2020.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 00:15 UTC FIRST INDUSTRIAL REALTY TRUST INC FR · Entity 3607 SaleCommon Stock 17,460 $25.89 $452,039.40
Disclosure

SEC source: 0001209191-17-009768 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,148

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 17, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.69 to $26.02, inclusive. The Reporting Person undertakes to provide First Industrial Realty Trust, Inc., any security holder of First Industrial Realty Trust, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 01:10 UTC FIRST INDUSTRIAL REALTY TRUST INC FR · Entity 3607 SaleCommon Stock 17,360 $28.19 $489,378.40
Disclosure

SEC source: 0001209191-17-003290 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,608

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 17, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.07 to $28.33, inclusive. The Reporting Person undertakes to provide First Industrial Realty Trust, Inc., any security holder of First Industrial Realty Trust, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantClass A Common Stock 670 $82.68 $55,395.60
Disclosure

SEC source: 0001225208-17-000568 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,394

F1 · shares: Shares acquired upon vesting of Restricted Stock Units.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantStock Option (Right to buy) · Derivative 3,376 $0.00 Strike: $46.28 $0.00
Disclosure

SEC source: 0001225208-16-039700 · doc4.xml · derivative · entry 7

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,376

Underlying: Class A Common Stock · 3,376 shares

Expires 2020-02-28

F3 · derivative.exercise_date: The options were fully excercisable on the date hereof.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantStock Option (Right to buy) · Derivative 3,034 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001225208-16-039700 · doc4.xml · derivative · entry 6

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Class A Common Stock · 3,034 shares

Expires 2019-02-28

F3 · derivative.exercise_date: The options were fully excercisable on the date hereof.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantStock Option (Right to buy) · Derivative 4,863 $0.00 Strike: $32.13 $0.00
Disclosure

SEC source: 0001225208-16-039700 · doc4.xml · derivative · entry 5

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,863

Underlying: Class A Common Stock · 4,863 shares

Expires 2018-02-26

F3 · derivative.exercise_date: The options were fully excercisable on the date hereof.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantClass A Common Stock 57,092 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039700 · doc4.xml · nonDerivative · entry 4

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bruce W. Duncan Revocable Trust

Disclosed balance after: 57,092

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1 9,383 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039700 · doc4.xml · nonDerivative · entry 3

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,383

F2 · kind: Dir. Deferred Stock Comp Plan 1 is convertible into Common Stock and distributable to the Reporting Person per the terms of the applicable Deferral Agreement.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantClass A Common Stock 39,724 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039700 · doc4.xml · nonDerivative · entry 2

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,724

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:39 UTC MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933 GrantClass A Common - Restricted Stock Units 8,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039700 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,680

F1 · kind: 670 RSUs vest on December 31, 2016; 561 RSUs vest on March 31, 2017; 560 RSUs vest on June 30, 2107; 551 RSUs vest on September 30, 2017; 536 RSUs on December 31, 2017; 550 RSUs vest on March 31, 2018; 534 RSUs vest on June 30, 2018; 549 RSUs vest on September 30, 2018; 670 RSUs vest on December 31, 2018; 2030 RSUs vest on February 26, 2017; 643 RSUs vest on March 31, 2019; 30 RSUs vest on June 24, 2019, 496 RSUs vest on June 24, 2019 or, if earlier, the date the Reporting Person ceased to be a Director.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 2,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 18

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,109 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F25 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 1,958) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F26 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the first anniversary of the grant date.

F26 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the first anniversary of the grant date.

F25 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 1,958) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 476 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 17

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 476 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F24 · derivative.exercise_date: Restricted Stock Units vested on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

F24 · derivative.expiration_date: Restricted Stock Units vested on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 582 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 16

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 582 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F22 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 541) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F23 · derivative.exercise_date: Restricted Stock Units were to vest on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferrral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

F23 · derivative.expiration_date: Restricted Stock Units were to vest on the third anniversary of the grant date. As per the terms of the Reporting Person's applicable Deferrral Agreement, Restricted Stock Units were to convert into Common Stock and be distributed on January 15 of the fifth year following the vesting date, or, if earlier, the date the Reporting Person ceased to be a director.

F22 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 541) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 607 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 15

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 607 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F21 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F21 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 497 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 14

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 497 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F20 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 462) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F20 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 462) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 483 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 13

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 483 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F19 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 449) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F19 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 449) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 498 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 12

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 498 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F18 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 463) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F18 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 463) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 485 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 11

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 485 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F17 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 451) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F17 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 451) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 499 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 10

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 499 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F16 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 464) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F16 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 464) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 507 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 9

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 507 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F15 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 471) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F15 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 471) that was made in connection with the SVO Spin-Off.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 508 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 8

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 508 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F14 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 472) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F14 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 472) that was made in connection with the SVO Spin-Off.

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September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerRestricted Stock Units · Derivative 607 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 7

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 607 shares

Expires not disclosed

F10 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F13 · shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

F12 · price: As a result of the Conversions, each Restricted Stock Unit was converted into 1.1046 restricted stock units covering the common stock of Marriott (market value $69.75 per share).

F11 · derivative.exercise_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F11 · derivative.expiration_date: Restricted Stock Units were to convert into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceased to be a director.

F13 · derivative.underlying_shares: Reflects an antidilution adjustment to the number of Restricted Stock Units (previously reported as 564) that was made in connection with the SVO Spin-Off.

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September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerStock Option (Right to Buy) · Derivative 3,057 Not disclosed Strike: $51.11 Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 6

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,057 shares

Expires 2020-02-28

F9 · derivative.exercise_price: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off.

F9 · shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off.

F7 · price: As a result of the Conversions, these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

F9 · derivative.underlying_shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off.

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September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerStock Option (Right to Buy) · Derivative 2,747 Not disclosed Strike: $56.88 Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 5

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,747 shares

Expires 2019-02-28

F8 · derivative.exercise_price: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off.

F8 · shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off.

F7 · price: As a result of the Conversions, these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

F8 · derivative.underlying_shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off.

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September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerStock Option (Right to Buy) · Derivative 4,403 Not disclosed Strike: $35.49 Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 4

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,403 shares

Expires 2018-02-26

F6 · derivative.exercise_price: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

F6 · shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

F7 · price: As a result of the Conversions, these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

F6 · derivative.underlying_shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

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September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerPhantom Stock · Derivative 8,496 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · derivative · entry 3

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,496 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom Stock is convertible into Common Stock on a one-for-one basis.

F3 · shares: This report corrects the antidilution adjustment to the number of shares of Phantom Stock held by the Reporting Person, which was inadvertently underreported by 282 shares in the Form 4 filed by the Reporting Person on June 28, 2016.

F5 · price: As a result of the conversions described in the Merger Agreement (the "Conversions"), each share of Phantom Stock was converted into 1.1046 deferred stock units of common stock of Marriott (market value $69.75 per share).

F4 · derivative.exercise_date: Phantom Stock was to convert into Common Stock and be distributed to the Reporting Person per the terms of the applicable Deferral Agreements.

F4 · derivative.expiration_date: Phantom Stock was to convert into Common Stock and be distributed to the Reporting Person per the terms of the applicable Deferral Agreements.

F3 · derivative.underlying_shares: This report corrects the antidilution adjustment to the number of shares of Phantom Stock held by the Reporting Person, which was inadvertently underreported by 282 shares in the Form 4 filed by the Reporting Person on June 28, 2016.

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September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerCommon Stock 71,366 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · nonDerivative · entry 2

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bruce W. Duncan Revocable Trust

Disclosed balance after: 0

F1 · price: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott.

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September 22, 2016 Filed Sep 26, 2016 21:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Disposition to issuerCommon Stock 49,655 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030051 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott.

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September 03, 2016 Filed Sep 7, 2016 16:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Exercise / conversionRestricted Stock Units · Derivative 638 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-16-038944 · doc4.xml · derivative · entry 3

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units are convertible into Common Stock on a one-for-one basis.

F1 · shares: Reflects an adjustment to the Restricted Stock Units that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016.

F2 · price: Not Applicable.

F4 · derivative.exercise_date: Restricted Stock Units were generally convertible into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceases to be a director.

F4 · derivative.expiration_date: Restricted Stock Units were generally convertible into Common Stock on the third anniversary of the grant date or, if earlier, the date the Reporting Person ceases to be a director.

F1 · derivative.underlying_shares: Reflects an adjustment to the Restricted Stock Units that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016.

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September 03, 2016 Filed Sep 7, 2016 16:07 UTC STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112 Exercise / conversionCommon Stock 638 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-038944 · doc4.xml · nonDerivative · entry 1

DUNCAN BRUCE W · CIK 0001105577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an adjustment to the Restricted Stock Units that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016.

F2 · price: Not Applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.